北京德和衡（济南）律师事务所 关于智洋创新科技股份有限公司 2024 年第二次临时股东大会的 法律意见书 1 北京德和衡（济南）律师事务所 关于智洋创新科技股份有限公司 本法律意见书仅就本次股东大会的召集和召开程序、会议召集人和出席会议 人员的资格、会议表决程序和表决结果的合法有效性等发表意见，并不对本次股 东大会所审议的议案内容和该等议案中所表述的事实或数据的真实性和准确性 发表意见。 本所及经办律师依据《律师事务所从事证券法律业务管理办法》等规定及本 法律意见书出具日以前已经发生或存在的事实，严格履行了法定职责，遵循了勤 勉尽责和诚实信用原则，进行了充分的核查验证，保证本法律意见书所认定的事 实真实、准确、完整，所发表的结论性意见合法、准确，不存在虚假记载、误导 性陈述或者重大遗漏，并承担相应法律责任。 本法律意见书仅供贵公司为本次股东大会之目的而使用，不得用于其他任何 目的。本所律师同意贵公司将本法律意见书随贵公司本次股东大会其他信息披露 材料一并向公众披露，并依法对本法律意见书承担相应责任。 本所律师根据对事实的了解以及对中国现行法律、法规和规范性文件的理 解，按照律师行业公认的业务标准、道德规范和勤 ...

Strategic Partnerships and Technological Advancements - Collaboration with HarmonyOS: In April 2024, the company established a strategic partnership with HarmonyOS Ecosystem Services (Shenzhen) Co., Ltd., becoming the first partner in the power intelligent operation and maintenance field. The company's self-developed "Image Video Monitoring Device (AI Dome Camera)" and "Image Video Monitoring Device (Bullet Camera)" have passed the XTS test certification by the OpenAtom Foundation's OpenHarmony Compatibility Working Group, successfully implementing HarmonyOS on intelligent visual inspection terminals [2][3] - Recognition and Awards: In June 2024, the company received the HarmonyOS Ecosystem Pioneer Partner Award at the Huawei Developer Conference 2024. In August 2024, the company showcased the innovative application results of the Electric Harmony IoT operating system in the power transmission field at the China International Big Data Industry Expo 2024 [2][3] Financial Performance and Growth Drivers - Q3 2024 Revenue Growth: The company achieved a revenue of 241.8386 million yuan in Q3 2024, a year-on-year increase of 29.69%. The cumulative revenue for the first nine months of 2024 was 675.989 million yuan, a year-on-year increase of 20.08% [2] - Revenue Breakdown by Sector: - Power business: 612.0461 million yuan, a year-on-year increase of 14.06% - Water conservancy business: 20.1646 million yuan, a year-on-year increase of 32.20% - Rail transit business: 41.8427 million yuan, a year-on-year increase of 283.73% [2] Regulatory and Compliance Issues - Regulatory Warning: In September 2024, the company received a warning letter from the regulatory authority due to inaccurate and incomplete disclosure of information regarding the actual controller and their concerted parties. The company has since supplemented the relevant information in its announcements [2] - Compliance Measures: The company has conducted specialized training and will continue to provide regular and irregular training on securities laws and regulations to enhance compliance awareness and strengthen risk control responsibilities among key management positions [3] Future Outlook and Strategic Plans - Strategic Focus: The company aims to leverage the opportunities presented by the national "Digital China" construction and "AI+" initiatives, focusing on intelligent and digital transformation. It plans to deepen the application of digital technologies in power, water conservancy, rail transit, and other fields, driving the digital transformation of industries [2] - Revenue Projections: - Water conservancy sector: Expected revenue of 78 million yuan in 2024 - Rail transit sector: Expected revenue of 69 million yuan in 2024 [3] Operational and Financial Health - Cash Flow Management: The company's operating cash flow exhibits significant seasonal fluctuations due to industry characteristics. Despite rapid revenue growth in the water conservancy and rail transit sectors, the overall revenue remains relatively small. The company's cash flow situation is stable and controllable, meeting operational needs [3]

智洋创新科技股份有限公司 股东大会文件 证券代码：688191 证券简称：智洋创新 智洋创新科技股份有限公司 2024 年第二次临时股东大会会议资料 二零二四年十一月 智洋创新科技股份有限公司 股东大会文件 目录 | 智洋创新科技股份有限公司 | 2024 年第二次临时股东大会会议须知 3 | | --- | --- | | 智洋创新科技股份有限公司 | 2024 年第二次临时股东大会会议议程 5 | | 智洋创新科技股份有限公司 | 2024 年第二次临时股东大会会议议案 7 | | 议案一：《关于变更注册资本并修改<公司章程>的议案》 7 | | | 议案二：《关于修订<关于防范控股股东、实际控制人及关联方占用公司资金管理制度> | | | 的议案》 9 | | | 议案三：《关于公司 | 2024 年前三季度利润分配预案的议案》 10 | 智洋创新科技股份有限公司 股东大会文件 智洋创新科技股份有限公司 2024 年第二次临时股东大会会 议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证 大会的顺利进行，根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证 ...

投资者关系活动记录表 股票名称：智洋创新 股票代码：688191 2024 年 10 月 | --- | --- | |------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | 投资者关系活动类别 | R 特定对象调研 £ 分析师会议£媒体采访£业绩说明会 £新闻发布会£路演活动 ...

证券代码：688191 证券简称：智洋创新 公告编号：2024-056 智洋创新科技股份有限公司 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： (https://board.10jqka.com.cn/rs/pc/detail?roadshowId=1010392） （zhengquan@zhiyang.com.cn）进行提问。公司将在说明会上对投资者普遍关注 的问题进行回答。 智洋创新科技股份有限公司（以下简称"公司"）已于 2024 年 10 月 26 日发 布公司 2024 年第三季度报告，为便于广大投资者更全面深入地了解公司 2024 年第三季度经营成果、财务状况，公司计划于 2024 年 11 月 6 日上午 10:00-11:00 举行 2024 年第三季度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 本次投资者说明会以网络平台在线交流的形式召开，公司将针对 2024 年第 三季度经营成果及财务指标的具体情况与投资者进行互动交流和 ...

智洋创新科技股份有限公司 公司章程 二〇二四年十月 | 目 录 | 1 | | --- | --- | | 第一章 | 总则 1 | | 第二章 | 经营宗旨和经营范围 2 | | 第三章 | 股份 2 | | 第一节 | 股份发行 2 | | 第二节 | 股份增减和回购 3 | | 第三节 | 股份转让 5 | | 第四章 | 股东和股东大会 6 | | 第一节 | 股东 6 | | 第二节 | 股东大会的一般规定 8 | | 第三节 | 股东大会的召集 11 | | 第四节 | 股东大会的提案与通知 12 | | 第五节 | 股东大会的召开 13 | | 第六节 | 股东大会的表决和决议 16 | | 第五章 | 董事会 20 | | 第一节 | 董事 20 | | 第二节 | 董事会 23 | | 第三节 | 独立董事 28 | | 第四节 | 董事会专门委员会 28 | | 第六章 | 总经理及其他高级管理人员 29 | | 第七章 | 监事会 31 | | 第一节 | 监事 31 | | 第二节 | 监事会 32 | | 第八章 | 财务会计制度、利润分配和审计 34 | | 第一节 | 财务会计制 ...

证券代码：688191 证券简称：智洋创新 公告编号：2024-052 智洋创新科技股份有限公司 第四届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、监事会会议召开情况 监事会认为：公司 2024 年第三季度报告的编制程序符合法律、行政法规和 中国证监会的规定，报告内容真实、准确、完整地反映了公司 2024 年第三季度 的实际情况，不存在虚假记载、误导性陈述或重大遗漏。经监事会会议审议，全 体监事一致同意该事项。 1、智洋创新科技股份有限公司（以下简称"公司"）第四届监事会第九次会 议已于 2024 年 10 月 18 日以书面、邮件等方式向全体监事发出会议通知。 2、会议于 2024 年 10 月 25 日下午 2 点在公司会议室以现场结合通讯的方式 召开。本次会议应出席监事 3 名，实际出席监事 3 名。所有监事均以现场方式参 加。 3、会议由监事会主席徐传伦先生主持，公司董事会秘书、财务总监列席本 次监事会会议。 4、本次监事会会议的召集召开符合有关法律、行政法规、部门规章、规范 性 ...

证券代码：688191 证券简称：智洋创新 公告编号：2024-051 智洋创新科技股份有限公司 4、本次董事会会议的召集召开符合有关法律、行政法规、部门规章、规范 性文件及《公司章程》的规定。 二、董事会会议审议情况 经与会董事投票表决，审议通过了如下决议： 1．审议通过《关于<公司 2024 年第三季度报告>的议案》。 第四届董事会第十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、董事会会议召开情况 1、智洋创新科技股份有限公司（以下简称"公司"）第四届董事会第十次会 议，已于 2024 年 10 月 18 日以书面、邮件等方式向全体董事发出会议通知。 2、会议于 2024 年 10 月 25 日上午 9 点 30 分在公司会议室以现场结合通讯 方式召开。本次会议应出席董事 9 名，实际出席董事 9 名，聂树刚、肖海龙、芮 鹏以通讯方式参加，其余董事均以现场方式参加。 3、本次会议由董事长刘国永先生主持，公司监事及高级管理人员列席本次 董事会会议。 董事会认为：按照《公司法》、《证券法》、《上海 ...

证券代码：688191 证券简称：智洋创新 公告编号：2024-055 智洋创新科技股份有限公司 关于召开 2024 年第二次临时股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （一） 股东大会类型和届次 2024 年第二次临时股东大会 召开日期时间：2024 年 11 月 11 日 14 点 30 分 （二） 股东大会召集人：董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 （四） 现场会议召开的日期、时间和地点 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 （六） 融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 涉及融资融券、转融通业务、约定购回业务相关账户以及沪股通投资者的 投票，应按照《上海证券交易所科创板上市公司自律监管指引第 1 号 — 规范 运作》等有关规定执行。 （七） 涉及 ...

Financial Performance - The company's operating revenue for Q3 2024 reached ¥241,838,615.50, representing a year-on-year increase of 29.69%[3] - The net profit attributable to shareholders for the same period was ¥11,422,372.96, reflecting a growth of 19.80% compared to the previous year[3] - The net profit after deducting non-recurring gains and losses was ¥7,338,232.23, which is a decrease of 11.47% year-on-year[3] - For the first nine months of 2024, the company reported operating revenue of CNY 675.99 million, reflecting a year-on-year growth of 20.08%[12] - The net profit attributable to shareholders in Q3 2024 was CNY 11.42 million, up 19.80% compared to the same period last year[12] - For the first nine months, the net profit attributable to shareholders reached CNY 36.76 million, a year-on-year increase of 10.92%[12] - The net profit for Q3 2024 was CNY 36,164,043.93, an increase from CNY 32,673,246.06 in Q3 2023, representing a growth of approximately 15.1%[21] - The total comprehensive income for Q3 2024 was CNY 55,013,338.98, down from CNY 91,142,397.24 in Q3 2023, reflecting a decrease of approximately 39.7%[31] Research and Development - Research and development expenses totaled ¥27,178,985.21, accounting for 11.24% of operating revenue, a decrease of 2.29 percentage points from the previous year[4] - Research and development expenses for the first three quarters of 2024 amounted to ¥74,060,174.77, compared to ¥71,846,257.74 in 2023, showing an increase of about 3%[20] - Research and development expenses for the first three quarters of 2024 were RMB 41,963,608.22, compared to RMB 39,418,931.69 in the same period of 2023, indicating an increase of approximately 3.9%[30] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,504,419,880.59, an increase of 6.85% compared to the end of the previous year[4] - The total assets of the company as of the end of the reporting period were ¥1,504,419,880.59, up from ¥1,407,973,775.87 in the previous year, representing an increase of approximately 6.9%[17] - Total liabilities increased to ¥616,072,371.97 from ¥537,550,931.88, marking a rise of about 14.6%[17] - The total liabilities increased to RMB 624,721,941.42 as of September 30, 2024, compared to RMB 564,657,807.06 at the end of 2023, representing an increase of approximately 10.6%[29] Cash Flow - The company reported a cash flow from operating activities of -¥27,892,481.19 for the year-to-date period[4] - The company's cash and cash equivalents as of September 30, 2024, were CNY 48.10 million, down from CNY 290.86 million at the end of 2023[14] - Cash inflow from operating activities totaled CNY 647,836,036.13, up from CNY 540,494,953.80 in the same period last year, indicating a growth of approximately 19.9%[24] - The net cash flow from operating activities was negative CNY 44,884,778.78 in Q3 2024, contrasting with a positive CNY 67,033,829.09 in Q3 2023[34] - The cash and cash equivalents at the end of Q3 2024 were CNY 27,332,166.68, significantly lower than CNY 48,341,632.02 at the end of Q3 2023, a decline of about 43.5%[34] Shareholder Information - The total number of shareholders at the end of the reporting period was 5,342, with the largest shareholder holding 34.14% of the shares[9] - The basic earnings per share for the quarter were ¥0.0744, up 6.29% from the same period last year[4] - The basic and diluted earnings per share for Q3 2024 were CNY 0.2395, compared to CNY 0.2166 in Q3 2023, reflecting an increase of about 10.6%[23] Strategic Initiatives - The company plans to continue expanding its investments in the power, rail transit, and water conservancy sectors, which contributed to the revenue growth[8] - The company has entered a strategic partnership with Hongmeng Ecological Service Co., becoming the first partner in the field of intelligent power operation and maintenance[12] - The company launched several large models for the power industry at the 2024 Transmission Technology Conference, enhancing its product offerings in this sector[12] - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[19]