西安凯立新材料股份有限公司 2023 年年度股东大会 证券代码：688269 证券简称：凯立新材 西安凯立新材料股份有限公司 2023 年年度股东大会会议资料 二〇二四年五月 中国西安 | 目录 2 | | | | --- | --- | --- | | 西安凯立新材料股份有限公司 | | 2023 年年度股东大会会议须知 3 | | 西安凯立新材料股份有限公司 | | | | 2023 | | 年年度股东大会会议议程 5 | | 议案一 7 | | | | 关于公司 | 2023 | 年度董事会工作报告的议案 7 | | 议案二 14 | | | | 关于公司 | 2023 | 年度监事会工作报告的议案 14 | | 议案三 19 | | | | 关于公司 | 2023 | 年年度报告全文及其摘要的议案 19 | | 议案四 20 | | | | 关于公司 | 2023 | 年度财务决算报告的议案 20 | | 议案五 22 | | | | 关于公司 | 2023 | 年年度利润分配方案的议案 22 | | 议案六 23 | | | | 关于公司前次募集资金使用情况报告的议案 23 | | | | 议案七 ...

重要内容提示： 西安凯立新材料股份有限公司（以下简称"公司"）已于 2024 年 4 月 30 日在 在上海证券交易所网站（www.sse.com.cn）披露了 2023 年年度报告及摘要。为促 进上市公司规范运作、健康发展，增强上市公司信息透明度，加强与广大投资者沟 通交流，进一步提升投资者关系管理水平，公司将参加陕西上市公司协会联合深圳 市全景网络有限公司举办的 2024 年陕西辖区上市公司投资者集体接待日暨 2023 年度业绩说明会。 届时，公司董事长张之翔先生，董事会秘书兼财务总监王世红女士,独立董事 王周户先生（如有特殊情况，参会人员可能进行调整）将通过互动平台与投资者进 行沟通和交流，公司将在说明会上在信息披露允许的范围内对投资者普遍关注的问 题进行回答，欢迎广大投资者踊跃参加。 证券代码：688269 证券简称：凯立新材 公告编号：2024-027 西安凯立新材料股份有限公司 关于参加"2024 年陕西辖区上市公司投资者集体接待日暨 2023 年度业绩说明会"的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责 ...

上海证券交易所文件 上证科审（再融资）〔2024〕47 号 关于终止对西安凯立新材料股份有限公司 向特定对象发行股票审核的决定 西安凯立新材料股份有限公司： 上海证券交易所（以下简称上交所）于 2023 年 4 月 25 日依 法受理了你公司向特定对象发行股票的申请文件，并按照规定进 行了审核。 2024 年 5 月 10 日，你公司和保荐人中信建投证券股份有限 公司向上交所提交了《西安凯立新材料股份有限公司关于撤回向 特定对象发行股票并在科创板上市申请文件的申请》和《中信建 投证券股份有限公司关于撤销西安凯立新材料股份有限公司向 特定对象发行股票并在科创板上市保荐工作的申请》，分别申请 撤回向特定对象发行股票的申请文件和申请撤销西安凯立新材 ─────────────── 料股份有限公司向特定对象发行股票并在科创板上市保荐工作。 根据《上海证券交易所上市公司证券发行上市审核规则》第十九 条、《上海证券交易所股票发行上市审核规则》第六十三条的有 关规定，上交所决定终止对你公司向特定对象发行股票的审核。 上海证券交易所 二〇二四年五月十三日 主题词：科创板 再融资 终止通知 上海证券交易所 2024 年 05 ...

证券代码：688269 证券简称：凯立新材 公告编号：2024-024 西安凯立新材料股份有限公司 第三届监事会第十五次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 西安凯立新材料股份有限公司（以下简称"公司""本公司"）第三届监事 会第十五次会议于 2024 年 5 月 10 日以现场方式结合通讯方式召开，现场会议在公 司会议室举行。本次会议的通知于 2024 年 5 月 7 日以通讯方式送达全体监事。本 次会议应出席监事 3 人，实际出席监事 3 人，会议由监事会主席于泽铭主持。会议 的召集和召开程序符合有关法律法规、规范性文件和《公司章程》的规定，会议决 议合法、有效。 二、监事会会议审议情况 1、审议通过《关于终止 2023 年度向特定对象发行 A 股股票及撤回申请文件 的议案》 公司本次终止 2023 年度向特定对象发行 A 股股票及撤回申请文件事项，是在 综合考虑公司自身实际情况、战略发展安排及融资环境等各方面因素下提出的，不 会对公司正常经营与持续稳定发展造成重大影响， ...

会议由独立董事张宁生主持。会议召开符合有关法律、法规、规章和《公司 章程》的规定。经各位独立董事认真审议，会议形成了如下决议： 一、 审议通过《关于终止 2023 年度向特定对象发行 A 股股票及撤回申 请文件的议案》 经审议，我们认为：终止 2023 年度向特定对象发行 A 股股票及撤回申请文 件系综合考虑了当前资本市场行情及市场融资环境等多方因素，为维护资本市场 稳定，经审慎分析后作出的决策，不会损害公司及全体股东的利益。同意公司终 止 2023 年度向特定对象发行 A 股股票及撤回申请文件，并将上述议案提交公司 董事会审议。 西安凯立新材料股份有限公司 西安凯立新材料股份有限公司 第三届独立董事专门会议 2024 年第二次会议决议 西安凯立新材料股份有限公司（以下简称"公司"）第三届独立董事专门会议 2024 年第二次会议于 2024 年 5 月 10 日（星期五）在陕西省西安市经济技术开 发区高铁新城尚林路 4288 号以现场结合通讯的方式召开。会议通知已于 2024 年 5 月 7 日通过通讯的方式送达各位独立董事。本次会议应出席独立董事 3 人，实 际出席独立董事 3 人。 表决结果：3 票同意， ...

二、董事会会议审议情况 1、审议通过《关于终止 2023 年度向特定对象发行 A 股股票及撤回申请文件 的议案》 证券代码：688269 证券简称：凯立新材 公告编号：2024-025 西安凯立新材料股份有限公司 第三届董事会第十六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 西安凯立新材料股份有限公司（以下简称"公司""本公司"）第三届董事 会第十六次会议于 2024 年 5 月 10 日以现场方式结合通讯方式召开，现场会议在公 司会议室举行。本次会议的通知于 2024 年 5 月 7 日以通讯方式送达全体董事。本 次会议应出席董事 9 人，实际出席董事 9 人，会议由董事长张之翔主持。会议的召 集和召开程序符合有关法律法规、规范性文件和《公司章程》的规定，会议决议合 法、有效。 1 终止本次向特定对象发行 A 股股票并向上交所申请撤回本次发行的申请文件 是公司管理层综合考虑公司实际情况、战略发展安排及融资环境等各方面因素，经 与中介机构等相关各方充分沟通和审慎分析做出的决策。不 ...

证券代码：688269 证券简称：凯立新材 公告编号：2024-023 西安凯立新材料股份有限公司 关于终止 2023 年度向特定对象发行 A 股股票 行 A 股股票方案的议案》《关于公司 2023 年度向特定对象发行 A 股股票预 案（二次修订稿）的议案》等相关议案,考虑到"先进催化材料与技术创新 中心及产业化建设项目"和"稀贵金属催化材料生产再利用产业化项目" 的前募资金已经使用完毕，资金缺口通过银行借款等方式进行解决，项目 也基本完成建设，公司决定不再将上述两个项目作为本次向特定对象发行 股票的募投项目。 8. 公司于 2024 年 1 月 26 日召开第三届董事会第十四次会议、第三届监事会 第十三次会议，并于 2024 年 2 月 20 日召开了 2024 年第一次临时股东大会， 审议通过了《关于提请股东大会延长公司向特定对象发行股票决议有效期 的议案》及《关于提请股东大会延长授权董事会全权办理本次向特定对象 发行股票事宜有效期的议案》。同意将本次发行的相关决议有效期及股东大 会授权董事会全权办理本次发行有关的全部具体事宜的有效期自前次有效 期届满之日起延长 12 个月，即延长至 2025 年 4 月 ...

Financial Performance - In Q1 2024, the company's net profit was 11.4969 million yuan, a decrease of 7.14% compared to the same period last year [2] - The decline in profit is attributed to a 15.92% decrease in sales volume of homogeneous precious metal catalysts and a 11.74% drop in gross profit margin [2] - Revenue from the basic chemical sector increased to 19.02%, contributing positively to income and profit [2] Revenue Structure - In 2023, the revenue structure was as follows: pharmaceutical sector 59.9%, new chemical materials 16.3%, basic chemicals 13.9%, and pesticides 7.41% [4] - In Q1 2024, the revenue structure shifted to: pharmaceutical sector 46.49%, new chemical materials 21.5%, basic chemicals 19.02%, and pesticides 9.03% [4] Technical Services - The decrease in technical service income is due to the revenue recognition based on project progress, with fewer contracts meeting the recognition criteria in Q1 2024 [3] - The company is actively working on high-performance dehydrogenation platinum-based catalysts, currently in the batch trial production phase [3] Inventory Management - The inventory structure includes raw materials, turnover materials, work-in-progress, and finished goods, with a significant portion being turnover materials [3] - The company is focusing on controlling the quantity of turnover materials and reducing exposure to precious metal price risks [4] Research and Development - Ongoing projects in the hydrogen energy sector include PEM electrolyzer catalysts, new organic liquid hydrogen storage systems, and proton exchange membrane fuel cell catalysts, with several models in market promotion [5]

Investment Rating - The report maintains an "Accumulate" rating for the company [2][4]. Core Views - The company's Q1 2024 performance showed a quarter-on-quarter decline, but there is optimism regarding the recovery of precious metal prices and the launch of new products in the basic chemical sector, which could drive growth [2]. - The EPS estimates for 2024 and 2025 have been revised down to 1.31 and 1.77 CNY respectively, with a new estimate for 2026 at 2.07 CNY. The target price is set at 31.36 CNY, down from the previous 33.83 CNY, based on a PE ratio of 24X for 2024 [2][4]. - The company achieved a revenue of 1.785 billion CNY in 2023, a year-on-year decrease of 5.15%, with a net profit of 113 million CNY, down 48.95% year-on-year. Q1 2024 revenue was 305 million CNY, a year-on-year decline of 38.35% and a quarter-on-quarter decline of 31.55% [2][3]. Financial Summary - Revenue projections for 2024, 2025, and 2026 are 2.1 billion CNY, 2.534 billion CNY, and 2.853 billion CNY respectively, reflecting growth rates of 18%, 21%, and 13% [3]. - The net profit for 2024 is estimated at 171 million CNY, with a growth rate of 51% compared to 2023 [3]. - The gross margin and net margin for Q1 2024 were 10.63% and 3.77%, showing improvements from the previous quarter [2]. Market and Product Insights - The basic chemical sector's revenue contribution has increased to 19.02%, indicating potential for growth as new products are introduced [2]. - The company plans to add 9,077 tons of new capacity from 2023 to 2026, covering various fields including PVC and hydrogen fuel cells, which is expected to significantly expand production capacity [2]. - Precious metal prices are anticipated to recover, with Q1 2024 NYMEX futures prices for palladium and platinum at 980.01 USD/oz and 914.16 USD/oz, respectively, showing a narrowing decline [2].

Dividend and Financial Performance - The company plans to distribute a cash dividend of 5.00 RMB per 10 shares, totaling approximately 65.35 million RMB (including tax) based on a total share capital of 130,704,000 shares as of December 31, 2023[5]. - The company's operating revenue for 2023 was 178,530.01 million, a decrease of 5.15% compared to 188,220.32 million in 2022[20]. - Net profit attributable to shareholders for 2023 was 11,287.62 million, down 48.95% from 22,110.69 million in 2022[21]. - The net profit after deducting non-recurring gains and losses was 10,803.60 million, a decrease of 49.45% compared to 21,370.91 million in 2022[21]. - Basic earnings per share for 2023 were 0.86 yuan, down 49.11% from 1.69 yuan in 2022[21]. - The weighted average return on equity decreased by 13.02 percentage points to 11.60% in 2023 from 24.62% in 2022[21]. - The gross profit margin for the main business was 12.58%, reflecting a decrease of 5.6 percentage points year-on-year[117]. - The average market prices of palladium and rhodium decreased by 31.17% and 55.53% respectively, significantly impacting revenue from catalyst sales[118]. Audit and Governance - The company has received a standard unqualified audit report from Xinyong Zhonghe Accounting Firm[5]. - The company has confirmed that all board members attended the board meeting, ensuring governance compliance[7]. - The company has not reported any instances where more than half of the directors could not guarantee the authenticity, accuracy, and completeness of the annual report[7]. - The company has not disclosed any special arrangements for corporate governance[7]. - The company has not faced any violations in decision-making procedures regarding external guarantees[7]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[7]. Research and Development - The company is investing RMB 100 million in R&D for advanced catalyst technologies over the next two years[19]. - Research and development expenses accounted for 2.81% of operating revenue, a decrease of 0.22 percentage points from 3.03% in 2022[21]. - The company has achieved significant breakthroughs in the basic chemical and environmental fields, with multiple new products achieving industrial application[30]. - The company has been awarded 39 new patents in 2023, bringing the total to 158, including 140 invention patents, reflecting its technological leadership in the industry[34]. - The company has strengthened its R&D team, with 37.46% of its workforce holding advanced degrees, and has established collaborations with several universities to enhance innovation capabilities[35]. - The company has developed a recycling service for used precious metal catalysts, significantly reducing financial pressure on downstream customers and promoting the circular economy of precious metal resources[39]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 25% market share by 2025[19]. - A strategic acquisition of a local competitor is anticipated to enhance operational efficiency and increase market penetration[191]. - The company aims to address key industry challenges and enhance innovation capabilities in catalyst materials and technology[50]. - The company is actively expanding its business model to include a full chain of products and services, from catalyst sales to recycling and wastewater treatment, positioning itself as a leader in the catalytic materials sector[37]. - The company is considering strategic acquisitions to bolster its technology portfolio, with a budget of 100 million allocated for potential deals[190]. Product Development and Innovation - New product development includes the launch of a non-mercury catalyst for PVC production, expected to enhance environmental sustainability[12]. - The company has launched multiple new products, including low-content carbon-supported precious metal catalysts and a new generation of mercury-free catalysts for the chlor-alkali industry, which have received market recognition[33]. - The company is focusing on the recovery of precious metals from complex organic/inorganic reaction systems, achieving a recovery rate higher than existing technologies, which presents a strong economic value and market potential[80]. - The company is in the process of industrial trials for a new catalyst that is expected to significantly improve production efficiency and environmental safety[78]. - The company is focusing on the development of catalysts for the acetylene method of PVC production, aiming to reduce precious metal usage by 20%[82]. Financial Management and Risks - The company is facing risks related to the volatility of precious metal prices, which can account for over 90% of production costs, impacting overall operational efficiency[103]. - The company is actively responding to national carbon peak and carbon neutrality strategies, enhancing its R&D in new products and technologies across fine chemicals, basic chemicals, environmental protection, and new energy sectors[61]. - The company has made significant progress in developing new products such as mercury-free PVC catalysts, fuel cell catalysts, and non-precious metal catalysts, contributing to a diverse product range and application fields[65]. - The company is committed to reducing costs and improving efficiency through enhanced governance and operational management strategies[179]. Shareholder and Management Structure - The company held four shareholder meetings during the reporting period, all of which passed the proposed resolutions without any rejections[184]. - The total number of shares held by the company increased from 13,741,000 to 13,900,078, representing a change of 159,078 shares[188]. - Zhang Zhixiang, the chairman, increased his shareholding by 49,432 shares, bringing his total to 5,506,632 shares[187]. - The total pre-tax compensation for the year was 526.13 million yuan, with individual contributions varying among executives[188]. - The company has made strategic appointments to enhance its management team, reflecting a focus on governance and oversight[199]. Future Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 10% to 1.32 billion RMB[191]. - The company plans to launch new products in the next quarter, aiming to capture additional market share[189]. - Future outlook remains positive with ongoing investments in new technologies and market expansion strategies[189]. - The company aims to improve the performance and cost-effectiveness of its catalysts, ensuring a stable market base and long-term brand prosperity[175].