成都盟升电子技术股份有限公司 审计报告及财务报表 二O二三年度 成都盟升电子技术股份有限公司 审计报告及财务报表 (2023 年 01 月 01 日至 2023 年 12 月 31 日止) | 目录 | 页次 | | --- | --- | | 审计报告 | 1-4 | | 财务报表 | | | 合并资产负债表和母公司资产负债表 | 1-4 | | 合并利润表和母公司利润表 | ર-6 | | 合并现金流量表和母公司现金流量表 | 7-8 | | 合并所有者权益变动表和母公司所有者权益变动表 | 9-12 | | 财务报表附注 | 1-103 | 立信会计师事务所（特殊普通合伙 china shu lun pan certified Public Accountan 审计报告 信会师报字[2024]第 ZA90652 号 成都盟升电子技术股份有限公司全体股东: 审计意见 r 我们审计了成都盟升电子技术股份有限公司(以下简称盟升电子) 财务报表,包括2023年12月31日的合并及母公司资产负债表,2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公 司所有者权益变动表以及相关财务报表附注。 我 ...

成都盟升电子技术股份有限公司董事会审计委员会 对会计师事务所 2023 年度履行监督职责情况报告 成都盟升电子技术股份有限公司（以下简称"公司"）聘请立信会计师事务所（特殊普通 合伙）（以下简称"立信"）作为公司 2023 年度财务报告审计机构及内部控制审计机构。 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》《国有企 业、上市公司选聘会计师事务所管理办法》和《公司章程》、公司《审计委员会议事规则》等规 定和要求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委 员会对会计师事务所 2023 年度履行监督职责情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 2023 年度立信为 671 家上市公司提供年报审计服务，审计收费 8.17 亿元，同行业上市公 司审计客户 83 家。 （二）聘任会计师事务所履行的程序 公司第四届审计委员会第三次会议、第四届董事会第九次会议、第四届监事会第八次会 议，审议通过了《关于续聘 2023 年度财务审计机构及内控审计机构的议案》，同意聘任立信 会计师事务所（特殊普通合伙）为公司 2023 年年 ...

华泰联合证券有限责任公司 关于成都盟升电子技术股份有限公司 二、被担保人情况 （一）成都盟升科技有限公司 1、基本信息 | 公司名称 | 成都盟升科技有限公司 | | --- | --- | | 统一社会信用代码 | 91510100693659448J | | 法定代表人 | 刘荣 | | 成立日期 | 2009 年 8 月 19 日 | | 注册资本 | 8,000.00 万人民币 | | 实收资本 | 8,000.00 万人民币 | | 注册地 | 中国（四川）自由贸易试验区成都市天府新区兴隆街道桐子咀 | | | 南街 350 号 | | 生产经营地 | 中国（四川）自由贸易试验区成都市天府新区兴隆街道桐子咀 | | | 南街 350 号 | | 经营范围 | 电子产品研发、生产、销售;软件开发及销售;电子产品技术咨询 | | | 及转让；货物及技术进出口贸易。（以上经营项目不含法律、法 | | | 规和国务院决定需要前置审批或许可的合法项目）。 | 向银行等金融机构申请综合授信额度并为全资子公司授信 担保的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐机构"） 作为成都盟升电子 ...

报告期内，公司共召开审计委员会会议 5 次，每次会议各位委员均亲自出席， 就审议的每一项议案，各位委员均仔细审阅了相关资料，向公司有关人员了解相 关情况，并利用自身专业知识就相关事项的情况进行判断，保障了公司董事会决 策的科学性和合理性。每项议案均以全体委员一致同意的表决结果通过，未提出 异议。具体召开情况如下： 成都盟升电子技术股份有限公司 董事会审计委员会 2023 年度履职情况报告 成都盟升电子技术股份有限公司（以下简称"公司"）第四届董事会审计委 员会根据《上市公司治理准则》《上海证券交易所科创板股票上市规则》和《公 司章程》、公司《审计委员会议事规则》等相关规定，勤勉尽责，认真履行审计 监督职责，现将 2023 年度履职情况报告如下： 一、审计委员会基本情况 公司董事会审计委员会成员共有三位，分别是独立董事冯建先生、独立董事 杨晓波先生及非独立董事覃光全先生，召集人由会计专业冯建先生担任。 报告期内，审计委员会成员未发生变更。 二、董事会审计委员会 2023 年度会议召开情况 | 序号 | 会议时间 | 会议届次 | 审议议案 | | --- | --- | --- | --- | | 1 | 20 ...

| 证券代码：688311 | 证券简称：盟升电子 公告编号：2024-039 | | --- | --- | | 转债代码：118045 | 转债简称：盟升转债 | 成都盟升电子技术股份有限公司 关于公司向银行等金融机构申请综合授信额度并为 全资子公司授信担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 公司及子公司拟向银行等金融机构申请不超过 12 亿元的综合授信额 度，并为综合授信额度内的全资子公司融资提供不超过 10 亿元的担保额度，上 述担保不涉及反担保。 被担保人：公司全资子公司成都盟升科技有限公司（以下简称"盟升 科技"）、公司全资子公司成都国卫通信技术有限公司（以下简称"国卫通信"）。 截至本公告披露日，公司为全资子公司实际发生的担保余额为 17,000.00 万元。 公司无逾期对外担保情形。 本事项尚需提交公司股东大会审议。 一、申请综合授信额度并提供担保情况概述 为满足公司（含子公司，下同）经营发展需要，根据生产经营与发展对资金 的需求状况，在与银行充分协商的基础上，公司拟向银行等金融机构申请 ...

成都盟升电子技术股份有限公司 2023 年度会计师事务所履职情况评估报告 成都盟升电子技术股份有限公司（以下简称"公司"）聘请立信会计师事务 所（特殊普通合伙）（以下简称"立信"）作为公司 2023 年度审计机构。根据《国 有企业、上市公司选聘会计师事务所管理办法》，公司对立信 2023 年度审计履职 情况进行评估，具体情况如下： 一、会计师事务所基本情况 （二）聘任会计师事务所履行的程序 2023 年 4 月 27 日，公司召开第四届董事会第九次会议、第四届监事会第八 次会议，审议通过了《关于续聘 2023 年度财务审计机构及内控审计机构的议案》， 同意聘任立信会计师事务所（特殊普通合伙）为公司 2023 年年度财务审计机构 及内控审计机构，该议案经 2022 年年度股东大会审议通过。公司独立董事对上 述议案发表了事前认可意见及同意的独立意见。 二、2023 年度年审会计师事务所履职情况 1、年审期间出具报告总体情况 立信按照中国注册会计师审计准则和其他相关执业规范的要求，对公司 2023 年度财务报表及 2023 年 12 月 31 日的财务报告内部控制的有效性进行了审 计，出具了标准无保留意见审计报告， ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥14,264,624.52, representing a decrease of 65.47% compared to the same period last year[5]. - The net profit attributable to shareholders was a loss of ¥21,752,869.19, with a basic and diluted earnings per share of -¥0.14[5]. - Net loss for Q1 2024 was ¥22,255,256.57, compared to a net loss of ¥20,849,473.68 in Q1 2023, indicating a worsening of 6.8%[22]. - The company reported a basic and diluted earnings per share of -¥0.14 for Q1 2024, compared to -¥0.17 in Q1 2023[23]. - The total comprehensive loss for Q1 2024 was CNY 3,267,664.41, compared to a loss of CNY 2,178,044.71 in Q1 2023, reflecting an increase in comprehensive losses of about 50%[34]. Cash Flow - The net cash flow from operating activities was -¥74,261,628.13, indicating significant cash outflow during the quarter[5]. - Cash flow from operating activities increased to ¥51,100,183.94 in Q1 2024, up from ¥47,934,632.28 in Q1 2023, reflecting a growth of 4.5%[25]. - The net cash flow from operating activities was -CNY 74,261,628.13, an improvement from -CNY 89,977,537.45 in the previous year[27]. - Operating cash flow for Q1 2024 was negative CNY 36,596,630.67, an improvement from negative CNY 88,942,807.63 in Q1 2023, reflecting a decrease in cash outflow of about 58.8%[35]. - The company reported cash and cash equivalents of CNY 43,844,663.88 at the end of Q1 2024, down from CNY 139,696,606.12 at the end of Q1 2023, a decrease of approximately 68.5%[36]. Assets and Liabilities - The company's total assets at the end of the reporting period were ¥2,632,681,022.89, down 4.80% from the end of the previous year[6]. - The total liabilities decreased to ¥895,630,206.27 in Q1 2024 from ¥1,008,749,080.17 in Q1 2023, a reduction of 11.2%[20]. - The total equity decreased to ¥1,737,050,816.62 in Q1 2024 from ¥1,756,689,454.91 in Q1 2023, a decline of 1.1%[20]. - The total assets as of March 31, 2024, were CNY 1,961,252,747.07, a decrease from CNY 1,973,941,397.61 at the end of 2023[30]. - The company's total liabilities decreased to CNY 448,709,207.84 from CNY 459,690,607.43 at the end of 2023[31]. Research and Development - Research and development expenses totaled ¥18,573,037.29, accounting for 130.20% of operating revenue, an increase of 82.44 percentage points year-on-year[6][9]. - Research and development expenses for Q1 2024 were ¥18,573,037.29, slightly down from ¥19,734,570.54 in Q1 2023, a decrease of 5.9%[22]. - The company's R&D expenses for Q1 2024 were CNY 11,857,082.08, a decrease from CNY 12,679,733.01 in Q1 2023[32]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 10,391[11]. - The largest shareholder, Chengdu Rongtou Innovation Investment Co., Ltd., held 28.92% of the shares[12]. - The company reported a total of 46,439,340 shares held by Chengdu Rongtou Innovation Investment Co., Ltd., representing 28.98% of the total shares[15]. Operational Challenges - The company faced project delays and non-fulfillment of plans due to industry-specific factors, impacting revenue significantly[9]. - The company continues to focus on cost reduction strategies, as evidenced by the significant decrease in total operating costs[21]. - The company's operating profit for Q1 2024 was negative CNY 5,547,381.69, worsening from negative CNY 2,178,044.71 in Q1 2023, indicating a decline in operational performance[33].

Financial Performance - The company achieved operating revenue of RMB 331,333,680.95, a year-on-year decrease of 30.81%[4] - The net profit attributable to shareholders was RMB -56,310,820.45, a year-on-year decline of 315.20%[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB -70,021,075.89, a year-on-year decrease of 798.69%[4] - The net cash flow from operating activities was CNY -85,533,799.32, a decrease of 308.25% compared to the previous year[24] - The basic earnings per share for 2023 was CNY -0.43, down 352.94% from CNY 0.17 in 2022[23] - The company's net assets attributable to shareholders decreased by 1.65% to CNY 1,705,368,668.97[22] - The company faced delays in project acceptance and procurement plans, impacting revenue generation[24] - Increased period expenses contributed to the decline in net profit and cash flow[24] - The company reported a significant increase in financial expenses, which rose by 564.34% to ¥5,435,350.39 from ¥818,155.30[103] - The company reported a significant reliance on a few major clients, which poses a risk to its operational performance if relationships or demand change[94] Research and Development - The company has made significant progress in low-orbit satellite phased array antenna applications and is increasing R&D investment[5] - Research and development expenses accounted for 25.64% of operating revenue, an increase of 8.89 percentage points from the previous year[23] - The company achieved a total R&D investment of ¥84,949,140.79, representing a 5.87% increase from the previous year[72] - The number of R&D personnel increased to 195, representing 39.24% of the total workforce, up from 34.75% in the previous period[85] - The company has established a robust R&D system and a strong research team, fully mastering core technologies in satellite navigation and communication terminal equipment, which has led to widespread customer recognition of product quality and service levels[37] - The company has developed multiple core technologies in satellite navigation and communication terminal equipment, enhancing its competitive position[58] - The company has successfully developed satellite communication products covering various platforms, including airborne, shipborne, and vehicle-mounted systems[59] - The company is focusing on enhancing its core technologies, including high-performance antennas and advanced filtering techniques, which are now in mass production[64] - The company has initiated research in electronic countermeasure technologies, leveraging its existing radio technology and talent pool[62] Market and Product Development - The main business revenue comes from satellite navigation and satellite communication sectors, serving defense, aviation, and marine fisheries industries[5] - The company is focusing on expanding its market presence and enhancing product development in response to industry challenges[24] - The company is actively negotiating installation plans with major domestic integrators in the civil aviation satellite antenna business[5] - The company is recognized as one of the main suppliers in the domestic satellite navigation and communication terminal equipment manufacturing sector[57] - The company aims to achieve a production value of over 14 billion yuan in the satellite internet and satellite application industry in Chengdu by the end of 2023, with a target growth rate of 30%[52] - The company is actively participating in industry exhibitions and bidding projects to secure civilian product orders, leveraging these platforms for customer engagement[44] - The company is focusing on high-precision, high-dynamic satellite navigation systems to meet military equipment needs[58] - The company is poised to capitalize on government support for low-altitude economy policies, particularly in the construction of information infrastructure and low-altitude intelligent networks[150] Corporate Governance - The company has established a sound corporate governance structure, including a general meeting of shareholders, board of directors, supervisory board, and management team, ensuring mutual coordination and checks and balances[154] - The board of directors consists of 7 members, including 3 independent directors, complying with relevant legal requirements[155] - The supervisory board has 3 members, including 1 employee representative, meeting legal and regulatory standards[155] - The company has strengthened insider information management and disclosure processes to avoid violations, enhancing the awareness of information disclosure[156] - The company actively engages with shareholders and investors through various communication channels, ensuring fair treatment and protection of their rights[156] Risks and Challenges - The company has outlined various risks it may face in its operations, which are detailed in the report[5] - The company faces risks related to significant revenue declines due to project delays and procurement plan postponements in the defense sector[91] - The company has a risk of inventory impairment if it cannot effectively control costs or if there are significant fluctuations in raw material prices[98] - The company is exposed to foreign exchange risks due to holdings in USD and SGD, which may impact its financial performance[98] - The company faces challenges in expanding its overseas sales due to a lack of global sales channels and understanding of foreign market practices[95] Strategic Initiatives - The company is committed to technological innovation by participating in domestic and international exhibitions and conducting market research to stay abreast of industry trends[46] - The company is focusing on enhancing its research and development capabilities by focusing on core technologies and encouraging employee participation in innovation[150] - The company plans to leverage national policy support for satellite and defense industries, focusing on technological, industrial, and product innovation to enhance its competitive advantages and expand production capacity[146] - The company aims to improve its market response capabilities and enhance brand influence in the satellite navigation and communication sectors by providing tailored solutions to customers[149]

| 证券代码：688311 | 证券简称：盟升电子 | 公告编号：2024-038 | | --- | --- | --- | | 转债代码：118045 | 转债简称：盟升转债 | | 一、公司注册资本变更的相关情况 公司对 2022 年限制性股票激励计划中，已离职的 2 名激励对象已获授但尚 未解除限售的 42,000 股第一类限制性股票以及第二个解除限售期公司层面业绩 未达到设定的业绩考核条件而不得解除限售的 127,260 股第一类限制性股票，合 计 169,260 股进行回购注销，并于 2024 年 4 月 22 日在中国证券登记结算有限责 任公司上海分公司办理完毕股份回购注销手续，公司的总股本由 160,557,828 股 变更为 160,388,568 股。 二、修改《公司章程》部分条款的相关情况 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司章程指 引》《上市公司监管指引第 3 号——上市公司现金分红》等法律、法规、规范性 文件的规定，结合公司实际情况，对《公司章程》中的有关条款进行相应修改， 具体修改情况如下： | 160,557,828 股，全部为普通股。 | 160,38 ...

成都盟升电子技术股份有限公司 募集资金存放与使用情况 专项报告的鉴证报告 2023年度 立信会计师事务所(特殊普通合伙) CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTAN 关于成都盟升电子技术股份有限公司 2023年度募集资金存放与使用情况 专项报告的鉴证报告 信会师报字[2024]第ZA90655号 成都盟升电子技术股份有限公司全体股东: 我们接受委托,对后附的成都盟升电子技术股份有限公司(以下 简称"盟升电子") 2023年度募集资金存放与使用情况专项报告(以 下简称"募集资金专项报告")执行了合理保证的鉴证业务。 一、董事会的责任 盟升电子董事会的责任是按照中国证券监督管理委员会《上市公 司监管指引第2号 -- 上市公司募集资金管理和使用的监管要求 (2022年修订)》(证监会公告〔2022〕15号)、《上海证券交易所 科创板上市公司自律监管指引第1号 -- 规范运作》以及《上海证券 交易所上市公司自律监管指南第1号 -- 公告格式(2023年修订)》 的相关规定编制募集资金专项报告。这种责任包括设计、执行和维护 与募集资金专项报告编制相关的内部控制,确保募集资金 ...