信用等级通知书 东方金诚债跟踪评字【2023】0843 号 深圳市力合微电子股份有限公司： 东方金诚国际信用评估有限公司根据跟踪评级安排对贵公司及"力 合转债"的信用状况进行了跟踪评级，经信用评级委员会评定，此 次跟踪评级维持贵公司主体信用等级为 AA-，评级展望为稳定，同 时维持"力合转债"信用等级为 AA-。 东方金诚国际信用评估有限公司 信评委主任 二〇二三年八月二十四日 东方金诚债跟踪评字【2023】0843 号 信用评级报告声明 为正确理解和使用东方金诚国际信用评估有限公司（以下简称"东方金诚"）出具的 信用评级报告（以下简称"本报告"），声明如下： 1.本次评级为委托评级，东方金诚与评级对象不存在任何影响本次评级行为独立、客 观、公正的关联关系，本次项目评级人员与评级对象之间亦不存在任何影响本次评级 行为独立、客观、公正的关联关系。 2.本次评级中，东方金诚及其评级人员遵照相关法律、法规及监管部门相关要求，充 分履行了勤勉尽责和诚信义务，有充分理由保证本次评级遵循了真实、客观、公正的 原则。 3.本评级报告的结论，是按照东方金诚的评级流程及评级标准做出的独立判断，未受 评级对象和第三方组织或个人的 ...

深圳市力合微电子股份有限公司 2023 年第一次临时股东大会会议资料 证券代码：688589 证券简称：力合微 深圳市力合微电子股份有限公司 2023年第一次临时股东大会会议资料 二〇二三年九月 深圳市力合微电子股份有限公司 2023 年第一次临时股东大会会议资料 深圳市力合微电子股份有限公司 2023 年第一次临时股东大会会议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证股 东大会的顺利进行，根据《中华人民共和国公司法》《中华人民共和国证券法》《上 市公司股东大会规则》以及《公司章程》《股东大会议事规则》等相关规定，特制 定本须知： 一、为确认出席大会的股东或其代理人或其他出席者的出席资格，会议工作人 员将对出席会议者的身份进行必要的核对工作，请被核对者给予配合。 深圳市力合微电子股份有限公司 2023 年第一次临时股东大会会议资料 | | | | 2023 年第一次临时股东大会会议须知 | 3 | | --- | --- | | 2023 年第一次临时股东大会会议议程 | 5 | | 年第一次临时股东大会会议议案 2023 | 7 | | 议案一：关于第四届董事会董事薪酬方案的议 ...

Financial Performance - The company reported a total revenue of RMB 100 million for the first half of 2023, representing a year-on-year increase of 20%[12]. - The net profit for the same period was RMB 15 million, showing a growth of 25% compared to the previous year[12]. - The company's operating revenue for the first half of 2023 was approximately ¥252.71 million, representing a 13.39% increase compared to ¥222.87 million in the same period last year[19]. - The net profit attributable to shareholders for the first half of 2023 was approximately ¥50.60 million, a 59.42% increase from ¥31.74 million in the previous year[19]. - The basic earnings per share for the first half of 2023 was ¥0.51, up 59.38% from ¥0.32 in the same period last year[19]. - The company's cash flow from operating activities increased significantly to approximately ¥78.10 million, compared to a negative cash flow of ¥23.30 million in the previous year, marking a 435.18% improvement[19]. - The company's net profit attributable to the parent company was 50.60 million yuan, an increase of 59.42% compared to the same period last year[82]. - The net profit attributable to the parent company after deducting non-recurring gains and losses was 44.62 million yuan, up 135.96% year-on-year[82]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 15% market share by the end of 2024[12]. - The company is actively expanding into non-grid markets such as smart homes and photovoltaic technology, aiming to enhance its brand presence and market applications[25]. - The company is actively promoting its products in non-grid applications, including smart homes and energy management, but faces challenges in market acceptance of new technologies[113]. - The company is expanding into new application areas such as smart power digital management, including electric vehicle charging and smart battery management[70]. - The company is focusing on the development of smart power digital applications, including battery management systems for electric vehicles, to expand its product line in the new energy sector[94]. Research and Development - The company has allocated RMB 10 million for research and development in the upcoming fiscal year, focusing on IoT technologies[12]. - The company has a strong R&D team with 139 personnel, representing 51.87% of the total workforce, including 30 with master's degrees or higher[26]. - The total R&D investment for the reporting period was approximately ¥35.27 million, a slight increase of 0.03% compared to the previous year, with a capitalized R&D investment of ¥8.70 million[56]. - The company achieved significant technological breakthroughs in R&D, including the successful development and mass production of the new generation HPLC+HRF dual-mode communication chip and low-power wireless communication chips for IoT applications[46]. - The company has successfully developed and certified a dual communication PLC SOC chip for photovoltaic applications, meeting North American NEC2017 standards[46]. Product Development and Innovation - New product development includes the launch of a next-generation chip expected to enhance processing speed by 40%[12]. - The company successfully developed a high-speed PLC SOC chip for smart home applications, enhancing its competitive position in the digital home industry[30]. - The company has developed communication unit modules for low-voltage distribution networks and photovoltaic protocol converters, with successful batch supply[31]. - The company has successfully developed a high-integration smart home high-speed power line communication (PLC) SoC chip, enhancing its competitive strength in the smart home market[44]. - The company launched the HPLC+HRF high-speed dual-mode chip to meet the demand for faster local communication channels in the power IoT market[70]. Financial Position and Investments - The company maintains a strong cash position with RMB 50 million in liquid assets, ensuring operational stability[12]. - The company raised ¥380 million through a convertible bond issuance on June 28, 2023, to fund projects in smart photovoltaic and battery management PLC chip development[27]. - The company has an order backlog of 307.31 million yuan, which is a significant increase of 63.81% compared to the previous year[83]. - The company has invested a total of ¥602,397,100 in various R&D projects, with ¥35,267,167.21 spent in the current period[62]. Risks and Challenges - Risk factors include potential supply chain disruptions, which could impact production timelines and costs[12]. - The company faces risks related to core technology leakage and talent loss, which could adversely affect its R&D capabilities and competitive edge[104][105]. - The company is exposed to international trade risks, particularly due to ongoing trade disputes between China and the United States, which could impact its operational results[116]. - The company faces risks in the non-grid market due to the lack of unified standards, which may affect the scale and timing of market applications[113]. Environmental and Social Responsibility - The company has established an ISO14001 environmental protection system to identify and control environmental factors[139]. - The company has implemented over 20 comprehensive energy management projects, achieving an average energy saving of over 20% for clients[144]. - The company is committed to reducing carbon emissions through intelligent control technologies for major energy-consuming devices[144]. - The company is committed to supporting China's dual carbon goals through its innovative energy solutions[145]. Shareholder Commitments and Governance - The company commits to not transferring or entrusting the management of 200.12 million shares for 36 months post-IPO, and an additional 1.38 million shares for 12 months[158]. - Shareholders holding over 5% of the company commit to limiting their share reduction to 60% of their pre-IPO holdings within two years post-lockup[156]. - The company will ensure that any income gained from violations of lock-up commitments will be returned to the company within five days[156]. - The company will compensate investors for losses incurred due to false statements in the prospectus as determined by regulatory authorities[198].

深圳市力合微电子股份有限公司 关于参加 2023 年半年度半导体行业专场 集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 1 日（星期五）16:00 前通过邮件、电话、传真等形 式将需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普 遍关注的问题进行回答。 深圳市力合微电子股份有限公司（以下简称"公司"）已于 2023 年 8 月 24 日发布公司《2023 年半年度报告》，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2023 年半年度半导体行业专场集体业绩说明会，此次活动将采用视频和网络文字互动 的方式举行，投资者可登录上海证券交易所上证路演中心 （http://roadshow.sseinfo.com/）参与线上互动交流。 一、说明会类型 本次投资者说明会以视频和网络互动形式召开，公司将针对 20 ...

| 证券代码：688589 | 证券简称：力合微 | 公告编号：2023-042 | | --- | --- | --- | | 债券代码：118036 | 债券简称：力合转债 | | 深圳市力合微电子股份有限公司 关于公司相关芯片产品通过 SunSpec 标准认证的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 公司于 2023 年 8 月 9 日与江苏省光伏产业协会联合举办了"电力线通信 （PLC）智慧光伏应用研讨会暨力合微快速关断芯片及解决方案发布会"，会上 公司该光伏模组通过认证后，还需要客户整机产品通过认证，未来的市场需 求、市场拓展及市场竞争仍具有不确定性，公司将根据后续进展及时履行信息披 露义务，敬请广大投资者谨慎投资，注意投资风险。 国际 CSA 检测认证机构宣布了公司 PLC 光伏关断模组通过了光伏组件级快速关 断 SunSpec PLC 通信规范测试认证，并向公司颁发了证书。这一认证的通过，为 广大客户导入开发和应用提供了可靠保障，目前已有多家客户进行技术导入或试 产。 1 特此公告。 深圳市力合 ...

证券代码：688589 证券简称：力合微 公告编号：2023-024 深圳市力合微电子股份有限公司 关于参加 2022 年半导体行业专场 集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） 投资者可于 2023 年 5 月 12 日（星期五）16:00 前通过邮件、电话、传真等 形式将需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者 普遍关注的问题进行回答。 深圳市力合微电子股份有限公司（以下简称"公司"）已于 2023 年 3 月 23 日和 2023 年 4 月 25 日分别发布公司《2022 年年度报告》及《2023 年第一季度 报告》，为便于广大投资者更全面深入地了解公司 2022 年度及 2023 年第一季度 报告经营成果、财务状况、发展理念，公司参与了由上交所主办的 2022 年度半 导体行业专场集体业绩说明会，此次活动将采用视频和网络文字互动的方式举行， 投资者可登录上海证券交易所上证路演中 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 110,909,656.78, representing a year-on-year increase of 13.90%[5] - The net profit attributable to shareholders was CNY 21,329,572.52, reflecting a significant growth of 58.29% compared to the same period last year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 110.38%, amounting to CNY 20,144,799.24[5] - The basic earnings per share (EPS) rose by 61.54% to CNY 0.21[5] - The net profit for Q1 2023 was CNY 21,329,572.52, an increase of 58.2% compared to CNY 13,475,172.22 in Q1 2022[19] - Operating profit for Q1 2023 was CNY 23,757,463.45, up 65.0% from CNY 14,378,228.45 in the same period last year[18] - The company reported a total comprehensive income of CNY 21,315,365.06 for Q1 2023, compared to CNY 13,467,912.05 in Q1 2022, reflecting a growth of 58.1%[19] - Basic and diluted earnings per share for Q1 2023 were both CNY 0.21, compared to CNY 0.13 in Q1 2022, representing a 61.5% increase[19] Research and Development - The total R&D expenditure for the quarter was CNY 16,225,575.48, accounting for 14.63% of operating revenue, a decrease of 1.21 percentage points[6] - Research and development expenses were CNY 16,225,575.48, slightly up from CNY 15,425,316.44, indicating a focus on innovation[18] - Research and development expenses for Q1 2023 were CNY 12,369,464.57, up from CNY 11,444,897.06 in Q1 2022, reflecting a year-over-year increase of 8.1%[27] Assets and Liabilities - The company's total assets at the end of the quarter were CNY 1,034,774,038.65, a slight increase of 0.03% from the end of the previous year[6] - Total assets as of March 31, 2023, were CNY 1,034,774,038.65, slightly up from CNY 1,034,440,805.62 at the end of 2022[15] - Total liabilities decreased to CNY 195,417,128.79 from CNY 218,064,382.00, a decline of 10.4%[15] - The company's equity attributable to shareholders increased to CNY 839,356,909.86 from CNY 816,376,423.62, showing a growth of 2.8%[15] - The company's total current liabilities rose to CNY 321,900,648.93 as of March 31, 2023, compared to CNY 313,741,496.65 at the end of 2022, indicating an increase of approximately 2.7%[25] - The total equity of the company reached CNY 799,004,112.86 as of March 31, 2023, compared to CNY 795,663,375.26 at the end of 2022, showing a slight increase of 0.3%[26] Cash Flow - The net cash flow from operating activities was CNY 57,936,662.41, with no applicable year-on-year comparison[5] - Cash flow from operating activities generated a net amount of CNY 57,936,662.41, a significant improvement from a net outflow of CNY -33,934,532.58 in Q1 2022[20] - The company experienced a net cash outflow from investing activities of CNY -18,964,580.15, compared to a smaller outflow of CNY -3,769,953.03 in Q1 2022[21] - The net cash flow from operating activities for Q1 2023 was $53,034,084.46, a significant improvement from a negative cash flow of $19,504,418.83 in Q1 2022[31] - The company reported a total cash outflow from operating activities of $132,065,174.91, compared to $109,193,314.39 in the previous year[31] Shareholder Information - The company reported a total of 8,799 common shareholders at the end of the reporting period[10] - The top shareholder, Lihua Science and Technology Group Co., Ltd., held 12.97% of the shares, totaling 13,000,000 shares[10] Future Plans and Developments - The company is in the process of issuing convertible bonds, pending approval from the China Securities Regulatory Commission, which may impact future capital structure[12] - The company plans to continue expanding its market presence and investing in new technologies, although specific figures were not disclosed in the report[12] - The company is implementing new accounting standards starting in 2023, which may affect financial reporting[31]

Financial Performance - In 2022, the company achieved operating revenue of CNY 503.82 million, a year-on-year increase of 39.92%, primarily due to significant growth in chip products in the power IoT market[24]. - The net profit attributable to shareholders was CNY 75.07 million, representing a growth of 78.59% compared to 2021, driven by increased government subsidies and market performance[24]. - The net cash flow from operating activities decreased by 227.02% to -CNY 47.38 million, attributed to an increase in accounts receivable and higher inventory levels due to sales growth[24]. - The basic earnings per share rose to CNY 0.75, an increase of 78.57% from the previous year, reflecting the growth in net profit[23]. - The total assets at the end of 2022 were CNY 1,034.44 million, up 7.63% from the previous year[22]. - The company's net assets attributable to shareholders increased by 9.39% to CNY 816.38 million[22]. - The company reported a net profit of CNY 23.67 million in Q4 2022, marking a significant increase compared to previous quarters[26]. - The smart grid business generated operating revenue of 485.42 million yuan, representing a growth of 58.2% year-on-year[36]. - The company achieved a market share of over 50% in the smart street lighting sector, following the implementation of the national standard for low-voltage power line communication protocols in May 2022[54]. Research and Development - Research and development expenses accounted for 15.45% of operating revenue, slightly down from 15.65% in 2021[23]. - The company employed 147 R&D personnel, accounting for 51.94% of the total workforce, with 31 holding master's degrees or higher[34]. - The company’s R&D investment in 2022 totaled approximately 77.84 million yuan, accounting for 15.45% of its revenue, reflecting a steady increase compared to the previous year[63]. - The company has submitted 44 invention patents for substantive examination or publication, indicating ongoing innovation efforts[125]. - The company has developed a comprehensive R&D system with dedicated centers for algorithm research, chip design, and smart applications, enhancing efficiency and reducing product development cycles[142]. Market Position and Strategy - The company is focused on expanding its market share in the smart grid sector, leveraging its advanced chip development capabilities[39]. - The company has established partnerships with major electric vehicle charging brands, expecting to begin large-scale production testing in 2023 for electric vehicle charging management solutions[57]. - The company is actively involved in the smart grid market, providing technology services and energy management products alongside its core chip offerings[80]. - The company has collaborated with major brands like AO Smith to implement its PLBUS PLC technology in smart home appliances, enhancing user experience[51]. - The company has launched the "HPLC+HRF" high-speed dual-mode communication chip in early 2022, which passed both chip-level interoperability testing and module-level performance testing, capturing market share in the new generation of local communication chips[89]. Risks and Challenges - The company is facing risks related to core technology leakage and talent retention, which could impact its competitive edge[159][161]. - The company’s revenue structure is heavily reliant on the cyclical nature of the power grid market, which may affect performance during transitional periods[162]. - The company faces risks related to raw material and outsourcing price fluctuations, which could impact performance if costs rise significantly[163]. - The competitive landscape is intensifying, with domestic and international players posing increased market competition risks[172]. Corporate Governance and Compliance - The company has received a standard unqualified audit report from Tianjian Accounting Firm[5]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[8]. - The company has not violated decision-making procedures for external guarantees[8]. - The company has not disclosed any special arrangements for corporate governance[8]. - The company has not reported any instances where more than half of the directors could not guarantee the authenticity, accuracy, and completeness of the annual report[8]. Product Development and Innovation - The company launched several new products in 2022, including the HPLC+HRF high-speed dual-mode chip and SUNSPEC PLC SOC chip for smart photovoltaic applications, addressing the demand for high-speed local communication channels[71]. - The company has developed a hotel energy management system that includes platform software, a WeChat mini-program, and energy consumption monitoring devices, enhancing its offerings in the energy management sector[73]. - The company has successfully applied PLBUS technology in various fields, including smart lighting, smart appliances, and industrial IoT applications, with notable partnerships with leading appliance brands[117]. - The company is focusing on the development of energy efficiency management terminals and systems, with a total investment of ¥17.24 million, and has completed the project[135]. Investment and Financing - The company plans to issue convertible bonds to raise approximately 380 million RMB, with 153 million RMB allocated for smart photovoltaic and battery management projects, 137 million RMB for smart home multi-mode communication gateway and PLC chip R&D, and 90 million RMB for technology reserve funds[66]. - The company has increased its R&D personnel to 147, representing 51.94% of the total workforce, up from 50.57% in the previous period[139]. - The company has invested a total of approximately ¥636.85 million in various R&D projects, with ¥77.84 million allocated in the current period and a cumulative investment of ¥208.23 million[136].

证券代码：688589 证券简称：力合微 1 深圳市力合微电子股份有限公司 投资者关系活动记录表 编号：2022-007 | --- | --- | --- | |--------------------|---------------------------------|----------------| | | | | | | ■特定对象调研 □分析师会议 | | | | □媒体采访 □业绩说明会 | | | 投资者关系活动类别 | □新闻发布会 | □路演活动 | | | □现场参观 ■电话会议 | | | | □其他（请文字说明其他活动内容） | | | | 方正富邦基金 | 张婷 | | | 兴业基金 | 肖滨 | | | 国融基金 | 孙会东 | | | 工银瑞信基金 | 曾龙 | | | 前海开源基金 | 梁溥森 | | | 东吴基金 | 张浩佳、朱冰兵 | | | 金鹰基金 | 陈磊 | | | 长盛基金 | 梁辰星 | | | 华宝基金 | 吴心怡 | | | 兴合基金 | 侯吉冉 | | | 中信保诚基金 | 王冠桥 | | 参与单位名称及人员 | 中欧基金 | 于洁 | | | 上投摩根 ...

证券代码：688589 证券简称：力合微 1 深圳市力合微电子股份有限公司 投资者关系活动记录表 编号：2022-008 | --- | --- | --- | --- | |--------------------|---------------------------------------|------------|--------------------------------------------------------------| | | | | | | | ■特定对象调研 □分析师会议 | | | | | □媒体采访 □业绩说明会 | | | | 投资者关系活动类别 | □新闻发布会 | □路演活动 | | | | □现场参观 ■电话会议 | | | | | □其他（请文字说明其他活动内容） | | | | | | | | | | 宝盈基金 | | 张仲维 | | | 宝盈基金 | | 张天闻 | | | 远致瑞信 | | 刘志刚 | | | 翼虎投资 | | 周佳 | | 参与单位名称及人员 | 中赣（深圳）投资发展有限公司 | | 罗贤有 | | | 深圳市乐土科技投资有限公司 | | ...