芯海科技（深圳）股份有限公司 可转债转股结果暨股份变动公告 | | | 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 累计转股情况：芯海科技（深圳）股份有限公司（以下简称"芯海科技" 或"公司"）向不特定对象发行可转换公司债券"芯海转债"自 2023 年 1 月 30 日开 始转股，截至 2025 年 3 月 31 日，"芯海转债"累计共有人民币 25,000 元已转换 为公司股票，累计转股数量为 446 股，占"芯海转债"转股前公司已发行股份总额 142,381,046 股的 0.0003%。 未转股可转债情况：截至 2025 年 3 月 31 日，"芯海转债"尚未转股的可 转债金额 409,975,000 元，占"芯海转债"发行总量的 99.9939%。 本季度转股情况：自 2025 年 1 月 1 日至 2025 年 3 月 31 日期间，"芯海 转债"共有人民币 0 元已转换为公司股票，转股数量为 0 股，占"芯海转债"转股 前公司已发行股份总额 142,381,046 股的 0.00%。 一、可 ...

Financial Performance - In 2024, the company achieved operating revenue of 702.31 million yuan, a year-on-year increase of 62.22% compared to 432.95 million yuan in 2023 [1][2] - The net profit attributable to shareholders was -172.87 million yuan in 2024, compared to -143.45 million yuan in 2023 [1][2] - The net profit attributable to shareholders after deducting non-recurring gains and losses was -182.05 million yuan in 2024, compared to -157.16 million yuan in 2023 [1][2] - The net cash flow from operating activities was -96.81 million yuan in 2024, a significant decline from 14.86 million yuan in 2023 [1][2] Dividend Policy - The company plans not to distribute profits for the 2024 fiscal year, which includes no cash dividends, no bonus shares, and no capital reserve transfers to increase share capital [1] Fundraising Activities - The total amount raised from the initial public offering (IPO) was 571 million yuan, with a net amount of 494 million yuan after deducting issuance costs [3] - The company initially planned to raise 545 million yuan for various chip upgrade and industrialization projects [3] - In 2022, the company issued convertible bonds totaling 410 million yuan, with a face value of 100 yuan per bond [3][4]

上 市 公 司 2025 年 03 月 30 日 芯海科技 (688595) ——MCU、AIOT 需求修复，营收同比高增 62% 报告原因：有业绩公布需要点评 买入（上调） | 市场数据： 2025 年 03 月 28 日 | | | --- | --- | | 收盘价（元） | 37.69 | | 一年内最高/最低（元） | 49.50/21.79 | | 市净率 | 7.4 | | 息率（分红/股价） | - | | 流通 A 股市值（百万元） | 5,368 | | 上证指数/深证成指 3,351.31/10,607.33 | | | 注："息率"以最近一年已公布分红计算 | | | 基础数据: | 2024 年 12 月 31 日 | | --- | --- | | 每股净资产（元） | 4.82 | | 资产负债率% | 55.36 | | 总股本/流通 A 股（百万） | 142/142 | | 流通 B 股/H 股（百万） | -/- | 一年内股价与大盘对比走势： (8621)23297818× yanghy@swsresearch.com 本研究报告仅通过邮件提供给 中庚基金 使用。1 投 ...

Profit Distribution and Financial Performance - The company plans not to distribute profits for the fiscal year 2024, with no cash dividends or stock bonuses, and will carry forward the remaining undistributed profits to the next year[5]. - The company's profit distribution plan for 2024 has been approved by the board and will be submitted for shareholder approval[5]. - The company has not proposed a cash profit distribution plan for the reporting period despite positive profits, requiring detailed disclosure of reasons and future plans[181]. - The company's profit distribution policy emphasizes a stable return to shareholders, with cash dividends prioritized over other forms of distribution[175]. - Cash dividends must be at least 10% of the distributable profit if the net profit is positive and undistributed profits are positive at year-end[175]. - The board of directors can propose mid-term profit distributions based on the company's profitability and funding needs, with specific cash dividend ratios depending on the company's development stage[176]. - The company reported a net profit attributable to shareholders of RMB -172,873,624.69 for the most recent accounting year[182]. - The company reported a net loss attributable to shareholders for 2024 was ¥172.87 million, compared to a loss of ¥143.45 million in 2023[21]. - The company’s revenue for 2024 reached ¥702.31 million, representing a 62.22% increase compared to ¥432.95 million in 2023[21]. Audit and Compliance - The company has received a standard unqualified audit report from Tianjian Accounting Firm[4]. - The board of directors and supervisory board members have confirmed the authenticity, accuracy, and completeness of the annual report[3]. - The audit committee confirmed that the 2024 first quarter report is accurate and complete, with no fraud or significant misstatements[167]. - The internal control audit report received a standard unqualified opinion, indicating effective internal controls[193]. - The company received a warning letter from the Shenzhen Securities Regulatory Bureau on November 27, 2023, regarding compliance issues[161]. Research and Development - The company has detailed various risks it may face in the "Management Discussion and Analysis" section of the report[3]. - The R&D expenditure as a percentage of revenue was 41.22% in 2024, down from 45.83% in 2023[22]. - The total R&D expenditure for the year increased by 45.89% compared to the previous year, amounting to approximately ¥289.47 million[82]. - The company applied for 133 new invention patents and received approval for 61 during the reporting period[38]. - The company has a total of 1,784 intellectual property applications, with 983 approvals as of the end of the reporting period[80]. - The company has launched several products, including a high-precision 24-bit Sigma-Delta ADC, which is at the forefront of domestic and international standards[89]. - The company is focusing on high-precision ADC and reliable MCU products to capture market opportunities in domestic substitution, particularly in high-end applications like consumer electronics and automotive electronics[143]. Market and Product Development - The company is exploring potential mergers and acquisitions to enhance its market position and product offerings[21]. - The company is focusing on high-end markets such as automotive electronics and industrial control, with a strategic shift from traditional consumer electronics[34]. - The company has launched multiple new products targeting the computer, industrial, and automotive markets, further solidifying its industry position[57]. - The company achieved a revenue of 702.31 million yuan in 2024, representing a year-on-year growth of 62.22%[23]. - The company is actively managing its inventory levels in response to the growth in revenue, indicating a strategic approach to market demand[23]. Corporate Governance - The company has no special arrangements for corporate governance[8]. - The company emphasizes the importance of corporate governance, adhering to relevant laws and regulations to ensure effective operation and decision-making[146]. - The company held 2 shareholder meetings in 2024, ensuring compliance with legal and regulatory requirements[148]. - The company held its annual general meeting on April 19, 2024, where all 12 proposed resolutions were approved without any rejections[151]. - The company has maintained a consistent approach to governance with independent directors overseeing key committees[154]. Financial Position and Cash Flow - The net cash flow from operating activities for 2024 was -¥96.81 million, a significant decline of 751.39% from ¥14.86 million in 2023[21]. - The total assets increased by 16.74% to ¥1.70 billion at the end of 2024, up from ¥1.45 billion at the end of 2023[21]. - The company's net assets attributable to shareholders decreased by 17.49% to ¥755.40 million at the end of 2024, down from ¥915.49 million at the end of 2023[21]. - The company experienced a significant increase in cash flow from financing activities, totaling ¥224,239,904.05, compared to a negative cash flow of -¥108,937,858.38 in the previous year[106]. - The net cash flow from investing activities was a negative 85.80 million RMB, a decline of 1291.75% compared to the previous year[121]. Talent and Human Resources - The company has a total of 355 R&D personnel, accounting for 70.30% of the total workforce, with an average salary of ¥47.60 thousand[87]. - The company plans to implement a restricted stock incentive plan for 2024, aimed at long-term motivation for core talent[170]. - The company has conducted five phases of equity incentive plans since December 2020 to enhance employee engagement and retention[194]. - The company’s training plan aims to enhance employee capabilities through a structured development system and internal training programs[174]. - The company has a diverse executive team with experience in various sectors, including semiconductor research and development, which supports innovation[154]. Strategic Initiatives and Future Outlook - The company plans to continue focusing on R&D and market expansion strategies to improve future performance[21]. - The company aims to achieve revenue and net profit growth for the fiscal year 2025 compared to the previous year[143]. - The company plans to increase investment in AI technology, leveraging its ADC and MCU dual-platform advantages to focus on communication, robotics, industrial precision measurement, and automotive sectors[142]. - The company is committed to strengthening its talent development system to ensure a robust talent pipeline for sustainable growth[144]. - The company is establishing strategic partnerships with foundries and packaging factories to improve production efficiency and quality management[143].

| 证券代码：688595 | 证券简称：芯海科技 | 公告编号：2025-015 | | --- | --- | --- | | 债券代码：118015 | 债券简称：芯海转债 | | （一） 股东大会类型和届次 2024 年年度股东大会 召开日期时间：2025 年 4 月 22 日 15 点 00 分 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2025 年 4 月 22 日 股东大会召开日期：2025年4月22日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 芯海科技（深圳）股份有限公司 关于召开 2024 年年度股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 涉及融资融券、转融通业务、约定购回业务相关账户以及沪股通投资者的 投票，应按照《上海证券交易所科创板上市公司自律监管指引第 1 号 — 规范 运作》等有关规定执行。 （七） 涉及公开征集股东投票权 本次股东大会不涉及公开征集投票权。 二、 会议审议事项 ...

| | | 芯海科技（深圳）股份有限公司 第四届监事会第二次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 芯海科技（深圳）股份有限公司（以下简称"公司"）第四届监事会第二次 会议于 2025 年 3 月 27 日下午 17:00 以现场表决的方式召开，本次会议通知已于 2025 年 3 月 17 日通过通讯方式通知全体监事。本次会议由监事会主席王金锁先 生召集并主持，会议应到监事 3 名，实到监事 3 名。会议的召集和召开程序符合 《中华人民共和国公司法》（以下简称"《公司法》"）等法律、法规、部门规章以 及《芯海科技（深圳）股份有限公司章程》（以下简称"《公司章程》"）的有关规 定，作出的决议合法、有效。 会议以投票表决方式审议通过了以下议案： 一、审议通过《关于公司 2024 年度监事会工作报告的议案》 监事会认为：2024 年度，公司监事会按照《公司法》《公司章程》和《监事 会议事规则》等有关规定，认真履行职责，对公司重大决策和决议的形成、表决 程序进行了监督和审查，对公司依法运作进行了检查。特别是对 ...

| | | 芯海科技（深圳）股份有限公司 第四届董事会第三次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 芯海科技（深圳）股份有限公司（以下简称"公司"或"芯海科技"）第四届董 事会第三次会议于 2025 年 3 月 27 日下午 15:30 以现场及通讯表决的方式召开。 本次会议通知已于 2025 年 3 月 17 日通过通讯方式通知全体董事。本次会议由董 事长卢国建先生召集并主持，会议应到董事 9 名，实到董事 9 名，会议的召集和 召开程序符合《中华人民共和国公司法》（以下简称"《公司法》"）等法律、 法规、部门规章以及《芯海科技（深圳）股份有限公司章程》（以下简称"《公 司章程》"）的有关规定，作出的决议合法、有效。 会议以投票表决方式审议通过了以下议案： 一、审议通过《关于公司 2024 年度董事会工作报告的议案》 报告期内，公司董事会严格按照《公司法》《中华人民共和国证券法》《上 海证券交易所科创板股票上市规则》等法律法规及《公司章程》《董事会议事规 则》等公司制度的规定，从切实维护公司利益和广 ...

重要内容提示： 芯海科技（深圳）股份有限公司（以下简称"芯海科技"或"公司"） 2024 年度拟不进行利润分配，不派发现金红利，不送红股，不以资本公积金转 增股本和其他形式的利润分配，剩余未分配利润滚至下一年度。 本次利润分配方案的实施不会触及《上海证券交易所科创板股票上市 规则》第 12.9.1 条第一款第（八）项规定的可能被实施其他风险警示的情形。 | 证券代码：688595 | 证券简称：芯海科技 | 公告编号：2025-006 | | --- | --- | --- | | 债券代码：118015 | 债券简称：芯海转债 | | 芯海科技（深圳）股份有限公司 关于2024年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 本次利润分配方案已经公司第四届董事会第三次会议以及第四届监事 会第二次会议审议通过，尚需提交公司 2024 年年度股东大会审议。 一、2024 年度利润分配方案的基本情况 经天健会计师事务所（特殊普通合伙）审计，公司 2024 年度实现归属于上 市公司股东的净利润为人民币-172 ...

一、 公司 2021 年第二期限制性股票激励计划已履行的决策程序和信息 披露情况 1、2021 年 9 月 26 日，公司召开了第二届董事会第三十四次会议，会议审 议通过了《关于公司<2021 年第二期限制性股票激励计划（草案）>及其摘要的 议案》《关于公司<2021 年第二期限制性股票激励计划实施考核管理办法>的议 案》《关于拟向董事长、总经理卢国建先生授予限制性股票的议案》《关于提请公 司股东大会授权董事会办理股权激励相关事宜的议案》等议案。公司独立董事就 本激励计划相关议案发表了独立意见。 同日，公司召开了第二届监事会第二十五次会议，会议审议通过了《关于公 司<2021 年第二期限制性股票激励计划（草案）>及其摘要的议案》、《关于公司 <2021 年第二期限制性股票激励计划实施考核管理办法>的议案》、《关于拟向董 事长、总经理卢国建先生授予限制性股票的议案》、《关于核实公司<2021 年第二 1 期限制性股票激励计划首次授予激励对象名单>的议案》，公司监事会对本激励计 划的相关事项进行核实并出具了相关核查意见。 | 证券代码：688595 | 证券简称：芯海科技 | 公告编号：2025-009 | | ...

芯海科技（深圳）股份有限公司（以下简称"公司"或"芯海科技"）于 2025 年 3 月 27 日召开第四届董事会第三次会议，审议通过了《关于提请公司股东大 会授权董事会以简易程序向特定对象发行股票的议案》。 | | | 芯海科技（深圳）股份有限公司 关于提请公司股东大会授权董事会以简易程序向特 定对象发行股票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《上市公司证券发行注册管理办法》《上海证券交易所上市公司证券发 行上市审核规则》《上海证券交易所上市公司证券发行与承销业务实施细则》等 相关规定，公司董事会提请股东大会授权董事会以简易程序向特定对象发行股 票，融资总额不超过人民币 3 亿元且不超过最近一年末净资产 20%，授权期限为 自 2024 年年度股东大会通过之日起至 2025 年年度股东大会召开之日止。上述议 案尚需提交公司 2024 年年度股东大会审议通过。现就相关事宜公告如下： 一、本次授权具体内容 （一）确认公司是否符合以简易程序向特定对象发行股票的条件 提请股东大会授权董事会根据《中华人民共和 ...