| 证券代码：688633 | 证券简称：星球石墨 公告编号：2024-004 | | --- | --- | | 转债代码：118041 | 转债简称：星球转债 | 称"星球转债"，债券代码"118041"。 南通星球石墨股份有限公司 关于可转债投资者适当性要求的风险提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 根据相关法律法规及南通星球石墨股份有限公司（以下简称"公司"） 《南通星球石墨股份有限公司向不特定对象发行可转换公司债券募集 说明书》（以下简称《募集说明书》）的约定，公司本次发行的"星球 转债" 自 2024 年 2 月 4 日（非交易日顺延至下一个交易日，即 2024 年 2 月 5 日）起可转换为本公司股份。 公司现就本次向不特定对象发行可转换公司债券，对不符合科创板股票投资 者适当性要求的公司可转债投资者所持"星球转债"不能转股的风险，提示性公 告如下： 一、可转债发行上市概况 经中国证监会"证监许可〔2023〕1229 号"文同意注册，公司于 2023 年 7 月 31 日向不 ...

| 证券代码：688633 | 证券简称：星球石墨 公告编号：2024-001 | | --- | --- | | 转债代码：118041 | 转债简称：星球转债 | 南通星球石墨股份有限公司 关于调整"星球转债"转股价格的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 转股价格的调整依据 南通星球石墨股份有限公司（以下简称"公司"）于 2023 年 9 月 15 日收到 中国证券登记结算有限责任公司上海分公司出具的《证券变更登记证明》，完成 了公司 2022 年限制性股票激励计划首次授予部分第二类限制性股票第一个归属 期的股份登记工作，公司授予 90 名激励对象共 501,900 股，使公司总股本由 103,940,668 股变更为 104,442,568 股，具体内容详见公司于 2023 年 9 月 16 日 在上海证券交易所网站（www.sse.com.cn）披露的《关于 2022 年限制性股票激 励计划首次授予部分第二类限制性股票第一个归属期归属结果暨股份上市的公 告》（公告编号：2023- ...

| 证券代码：688633 | 证券简称：星球石墨 | 公告编号：2024-003 | | --- | --- | --- | | 转债代码：118041 | 转债简称：星球转债 | | 二、 "星球转债"转股的相关条款 南通星球石墨股份有限公司 一、 可转债发行上市概况 经中国证监会"证监许可〔2023〕1229 号"文同意注册，公司于 2023 年 7 月 31 日向不特定对象发行了 620.00 万张可转换公司债券，每张面值 100 元，发 行总额 62,000.00 万元。本次发行的可转换公司债券向发行人在股权登记日 （2023 年 7 月 28 日，T-1 日）收市后中国结算上海分公司登记在册的原股东优 先配售，原股东优先配售后余额部分（含原股东放弃优先配售部分）通过上海证 券交易所交易系统向社会公众投资者发售的方式进行，余额全部由保荐机构（主 承销商）包销。本次发行的可转债的期限为自发行之日起六年，即自 2023 年 7 月 31 日至 2029 年 7 月 30 日。 经上海证券交易所自律监管决定书（〔2023〕192 号）文同意，公司 62,000.00 万元可转换公司债券于 2023 年 8 ...

关于可转债投资者适当性要求的风险提示性公告 南通星球石墨股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 根据相关法律法规及南通星球石墨股份有限公司（以下简称"公司"） 《南通星球石墨股份有限公司向不特定对象发行可转换公司债券募集 说明书》（以下简称《募集说明书》）的约定，公司本次发行的"星球 转债" 自 2024 年 2 月 4 日（非交易日顺延至下一个交易日，即 2024 年 2 月 5 日）起可转换为本公司股份。 公司现就本次向不特定对象发行可转换公司债券，对不符合科创板股票投资 者适当性要求的公司可转债投资者所持"星球转债"不能转股的风险，提示性公 告如下： 一、可转债发行上市概况 经中国证监会"证监许可〔2023〕1229 号"文同意注册，公司于 2023 年 7 月 31 日向不特定对象发行了 620.00 万张可转换公司债券，每张面值 100 元，发 行总额 62,000.00 万元。本次发行的可转换公司债券向发行人在股权登记日 （2023 年 7 月 28 日，T-1 日）收市后中国 ...

Group 1: International Market Expansion - The company is actively expanding into international markets, including India, Southeast Asia, and Russia, aiming to enhance its competitiveness globally [1] Group 2: Execution of Indian Orders - A contract with Adani Group's subsidiary Mundra for 1 million tons of green PVC project-related graphite equipment has a total value of $44,334,166, with 20% of the contract amount received as an advance [2] Group 3: Material Performance and Cost Advantages - Graphite materials exhibit excellent thermal conductivity, corrosion resistance, and high-temperature performance, providing significant cost advantages over precious metals like tantalum, Hastelloy, and titanium [2] Group 4: Future Business Performance Forecast - The graphite industry is expected to grow due to supportive national policies, with the company confident in maintaining stable business performance and exploring new revenue sources through R&D and market expansion [2] Group 5: Future Development Plans - The company aims to create a comprehensive industry structure centered on graphite equipment and systems, supported by graphite material production and maintenance services, to enhance its core competitiveness [3]

Group 1: Competitive Advantages - The company possesses multiple core technologies and actively reserves advanced technologies that represent industry development trends [2] - Recognized as a national manufacturing single champion demonstration enterprise and a national first batch of specialized and innovative small giant enterprises [2] - Emphasizes a strong R&D team with sufficient and experienced personnel to ensure comprehensive technical support during project execution [2] - Established a complete after-sales service system with professional service offices in key market areas to quickly resolve service issues [2] - Maintains stable relationships with numerous high-quality clients in the graphite equipment sector, including major groups like Sinochem and Xinfa Group [2] - Aims to extend its business towards the raw material end to better integrate technological and cost advantages [2] Group 2: Sales and Financial Policies - Sales contracts typically involve four stages: advance payment upon contract signing, payment before delivery, installation and debugging payment, and warranty payment [2] - Generally, the remaining 10% is retained as a warranty payment, which is released after a warranty period of 12 months from the equipment's operational start or 18 months from delivery, whichever is earlier [2] Group 3: Strategic Expansion into Graphite Material Production - The company aims to reduce dependence on upstream graphite raw material procurement by producing its own graphite materials, ensuring stable and reliable supply [3] - Plans to leverage national industrial policies and its own advantages to extend the industrial chain, enhance collaborative effects, and improve profitability and risk resistance [3] Group 4: International Market Development - The company has products sold in countries like India, Vietnam, and Russia, with ongoing efforts to expand into international markets [3] - A contract with Adani Group's subsidiary Mundra for a green PVC project amounts to $44,334,166, with a received advance payment of $4,357,138.40 [3] - Contract execution may be influenced by changes in political, legal, and market environments [3] Group 5: Convertible Bonds and Future Plans - The convertible bond conversion period is from February 4, 2024, to July 30, 2029, with a conversion price of 33.12 yuan [4] - The company encourages bondholders to convert and aims to enhance market recognition of its value through stable operational performance [4] Group 6: Industry Trends and Strategic Development - The company adheres to a four-in-one industrial structure focusing on materials, equipment, systems, and services, creating a closed-loop for energy-efficient equipment [4] - A new project for 20,000 tons of specialized and chemical graphite has been fully operational since August 18, 2023, marking a significant step in extending the upstream industrial chain [4] - The company is transitioning from equipment manufacturer to system integrator, enhancing its integrated delivery capabilities [4]

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 审议程序情况 根据客户要求，公司近日与 Mundra 签订了补充合同。本合同为公司日常经 营性合同，公司已履行了签署本合同的内部审批程序。根据《上海证券交易所科 创板股票上市规则》和《南通星球石墨股份有限公司章程》等相关法律法规、规 1 | 证券代码：688633 | 证券简称：星球石墨 公告编号：2023-064 | | --- | --- | | 转债代码：118041 | 转债简称：星球转债 | 南通星球石墨股份有限公司 关于签订日常经营重大合同进展的公告 南通星球石墨股份有限公司（以下简称"公司"）近日与 Mundra Petrochem Limited（以下简称"Mundra"）签订了补充合同，就 2022 年 12 月签订的产品销售合同（以下简称"合同"或者"原合同"）相关 条款进行了调整。 根据客户要求暂时取消 2 套备用设备，由原来的 16 套设备调整为 14 套 设备，原合同总金额 50,478,927 美元（约合人民币 34,147 ...

| 证券代码：688633 | 证券简称：星球石墨 | 公告编号：2023-063 | | --- | --- | --- | | 转债代码：118041 | 转债简称：星球转债 | | 南通星球石墨股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 11 月 22 日(星期三)下午 14:00-15:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 11 月 15 日(星期三) 至 11 月 21 日(星期 二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通 过公司邮箱 yangzhicheng@ntxingqiu.com 进行提问。公司将在说明 会上对投资者普遍关注的问题进行回答。 南通星球石墨股份有限公司（以下简称"公司"）已于 2023 年 10 月 27 日发布公司 20 ...

Financial Performance - The company's operating revenue for Q3 2023 reached ¥199,325,751.26, representing a year-on-year increase of 17.74%[5] - Net profit attributable to shareholders was ¥40,325,252.61, up 17.04% compared to the same period last year[5] - The company achieved operating revenue of CNY 554.42 million in Q3 2023, representing a year-on-year growth of 23.61%[14] - Net profit attributable to shareholders was CNY 114.28 million, an increase of 6.46% year-on-year[14] - Net profit for the first three quarters of 2023 was ¥114,284,083.79, representing a 6.5% increase from ¥107,351,091.71 in the same period of 2022[22] Earnings and Profitability - The basic earnings per share for the quarter was ¥0.36, a decrease of 23.40% year-on-year[6] - The net profit after deducting non-recurring gains and losses was ¥38,210,693.41, an increase of 18.74% year-on-year[5] - The net profit excluding non-recurring gains and losses was CNY 104.69 million, up 10.71% year-on-year[14] - After excluding stock-based compensation expenses of CNY 19.52 million, the adjusted net profit attributable to shareholders was CNY 133.80 million, reflecting an 18.01% increase[14] - Earnings per share for the first three quarters of 2023 were ¥1.36, down from ¥1.47 in the previous year[23] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,830,767,402.31, reflecting a year-on-year increase of 35.96%[6] - Total assets as of September 30, 2023, amounted to CNY 2.83 billion, compared to CNY 2.08 billion at the end of 2022[16] - Total liabilities as of the end of the third quarter of 2023 amounted to ¥1,264,955,641.83, compared to ¥725,253,316.79 at the end of the previous year[18] - Total equity as of the end of the third quarter of 2023 was ¥1,565,811,760.48, an increase from ¥1,356,849,078.05 in the same period of 2022[18] Cash Flow - Cash flow from operating activities showed a net outflow of ¥41,864,401.50 for the year-to-date period[6] - Cash inflow from operating activities for the first nine months was $489,040,510.73, compared to $245,220,460.85 in the same period last year, representing a 99.4% increase[24] - Net cash flow from operating activities was -$41,864,401.50, worsening from -$15,896,543.72 year-over-year[25] - Cash inflow from investment activities totaled $989,917,100.80, down from $1,885,172,755.61, a decrease of 47.5%[25] - Cash inflow from financing activities was $683,383,883.00, a substantial increase from $81,197,600.00 year-over-year[25] Research and Development - Research and development expenses totaled ¥17,312,928.36, accounting for 8.69% of operating revenue, a decrease of 2.08 percentage points from the previous year[6] - Research and development expenses for the first three quarters of 2023 were ¥40,741,750.38, compared to ¥35,532,537.39 in the previous year, reflecting a growth of 14.0%[21] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 4,694[11] - The company plans to continue expanding its market presence and investing in new product development[14]