证券代码：688680 证券简称：海优新材 转债代码：118008 转债简称：海优转债 上海海优威新材料股份有限公司 向不特定对象发行可转换公司债券 第一次临时受托管理事务报告 （2025 年度） 债券受托管理人 二〇二五年七月 重要声明 本报告依据《公司债券发行与交易管理办法》（以下简称"《管理办法》"）《上 海海优威新材料股份有限公司向不特定对象发行可转换公司债券之债券受托管 理协议》（以下简称"《受托管理协议》"）《上海海优威新材料股份有限公司向不 特定对象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）等相关 公开信息披露文件、第三方中介机构出具的专业意见等，由本期债券受托管理人 中信建投证券股份有限公司（以下简称"中信建投证券"）编制。中信建投证券 对本报告中所包含的从上述文件中引述内容和信息未进行独立验证，也不就该等 引述内容和信息的真实性、准确性和完整性做出任何保证或承担任何责任。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜做出独立判断，而不应将本报告中的任何内容据以作为中信建投证券所作的 承诺或声明。在任何情况下，投资者依据本报告所进行的任何作为或不作 ...

上海海优威新材料股份有限公司（以下简称"公司"）于 2024 年 7 月 29 日 召开第四届董事会第十二次会议、第四届监事会第九次会议，审议通过了《关于 使用部分闲置可转债募集资金暂时补充流动资金的议案》。根据募集资金投资项 目的资金使用计划及项目的建设进度，公司在确保不影响募集资金投资项目建设 进度的前提下，为了提高募集资金使用效率，降低公司财务成本，公司使用不超 过人民币 1.5 亿元（包含本数）的闲置募集资金暂时补充流动资金，用于与主营 业务相关的生产经营，使用期限自公司董事会审议通过之日起不超过 12 个月， 公司将随时根据募投项目的进展及需求情况及时归还至募集资金专用账户。具体 详情请见公司于 2024 年 7 月 30 日在上海证券交易所网站（www.sse.com.cn）披 露的《关于使用部分闲置可转债募集资金暂时补充流动资金的公告》（公告编号： 2024-074）。 根据上述决定，公司在规定期限内实际使用了人民币 1.5 亿元闲置可转债募 集资金暂时补充流动资金，并对资金进行了合理的安排与使用，没有影响募集资 金投资计划的正常进行，资金运用情况良好。 2025 年 7 月 8 日，公司将上述 ...

Core Insights - The report emphasizes the ongoing supply-side reform aimed at the orderly exit of backward production capacity, marking a significant policy shift from self-regulation to higher-level government intervention [6][7] - The market is expected to experience a "pulse-like" behavior due to unclear demand-side conditions, contrasting with the more robust demand seen during the 2016 supply-side reforms [7][9] - There is a notable focus on the differentiation between "old industries" (e.g., steel, coal, cement) and "new industries" (e.g., new energy vehicles, lithium batteries, photovoltaic sectors), with a recommendation to prioritize sectors with external demand [7][8] Market Performance - The report provides a snapshot of market indices, with the Shanghai Composite Index closing at 3472.32, reflecting a 0.32% increase, while the Shenzhen Component Index decreased by 0.25% [4] - The banking sector showed a strong performance with a 1.84% increase, while the beauty care sector declined by 1.87% [5] Industry Analysis - The report indicates a marginal recovery in production and demand expectations for June, with the PMI showing slight improvement, suggesting a potential stabilization in industrial profits [9][10] - It highlights that the price pressures are expected to ease, and inventory levels are likely to remain resilient, indicating a positive outlook for the second half of the year [9][10] - The report suggests that the profitability factors are anticipated to improve, with a focus on high profitability, small-cap, and high-valuation stocks expected to outperform in the coming month [10]

证券代码:688680 证券简称:海优新材 公告编号：2025-043 转债代码:118008 转债简称:海优转债 上海海优威新材料股份有限公司 可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示: ● 本季度转股情况：上海海优威新材料股份有限公司（以下简称"公司"） 向不特定对象发行可转换公司债券"海优转债"自 2025 年 4 月 1 日至 2025 年 6 月 30 日期间，"海优转债"共有人民币 0 元已转换为公司股票，转股数量为 0 股，占"海优转债"转股前公司已发行股份总额的 0.00%； ● 累计转股情况：截至 2025 年 6 月 30 日，"海优转债"累计有人民币 60,000 元已转换为公司股票，转股数量为 325 股，占"海优转债"转股前公司已发行股 份总额的 0.000387%； ● 未转股可转债情况：截至 2025 年 6 月 30 日，"海优转债"尚未转股的可 转债金额为人民币 693,940,000 元，占"海优转债"发行总量的 99.991354%。 ...

证券代码:688680 证券简称:海优新材 公告编号：2025-042 转债代码:118008 转债简称:海优转债 上海海优威新材料股份有限公司 关于"海优转债"跟踪信用评级结果的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 根据《上市公司证券发行管理办法》、《上海证券交易所科创板股票上市规则》 等有关规定，上海海优威新材料股份有限公司（以下简称"公司"）委托信用评 级机构中证鹏元资信评估股份有限公司（以下简称"中证鹏元"）对公司主体及 公司向不特定对象发行的可转换公司债券（以下简称"海优转债"）进行了跟踪 信用评级。 公司前次主体信用评级结果为"A+"，评级展望为"稳定"，"海优转债"前 次债券信用评级结果为"A+"，评级机构为中证鹏元，评级时间为 2024 年 6 月 28 日。 评级机构中证鹏元在对公司经营状况及相关行业进行综合分析与评估的基 础上，于 2025 年 6 月 27 日出具了《2022 年上海海优威新材料股份有限公司向 不特定对象发行可转换公司债券 2025 年跟踪评级报告》（中 ...

中鹏信评【2025】跟踪第【793】号 01 上海海优威新材料股份有限公司 相关债券 2025 年跟踪评级报告 信用评级报告声明 除因本次评级事项本评级机构与评级对象构成委托关系外，本评级机构及评级从业人员与评级对象不存 在任何足以影响评级行为独立、客观、公正的关联关系。 本评级机构与评级从业人员已履行尽职调查义务，有充分理由保证所出具的评级报告遵循了真实、客观、 公正原则，但不对评级对象及其相关方提供或已正式对外公布信息的合法性、真实性、准确性和完整性 作任何保证。 本评级报告观点仅为本评级机构对评级对象信用状况的个体意见，不作为购买、出售、持有任何证券的 建议。本评级机构不对任何机构或个人因使用本评级报告及评级结果而导致的任何损失负责。 本次评级结果自本评级报告所注明日期起生效，有效期为被评证券的存续期。同时，本评级机构已对受 评对象的跟踪评级事项做出了明确安排，并有权在被评证券存续期间变更信用评级。本评级机构提醒报 告使用者应及时登陆本公司网站关注被评证券信用评级的变化情况。 本评级报告版权归本评级机构所有，未经授权不得修改、复制、转载和出售。除委托评级合同约定外， 未经本评级机构书面同意，本评级报告及 ...

Group 1 - The company Shanghai HIUV New Materials Co., Ltd. issued convertible bonds totaling RMB 694 million, with a face value of RMB 100 per bond, approved by the board and shareholders in 2021 [2][3]. - The bonds were listed on the Shanghai Stock Exchange on July 21, 2022, under the name "Haiyou Convertible Bonds" with the code "118008" [3]. - The bonds have a six-year term from June 23, 2022, to June 22, 2028, with a tiered interest rate starting at 0.30% in the first year and increasing to 2.70% in the sixth year [3][4]. Group 2 - The initial conversion price for the bonds is set at RMB 217.42 per share, subject to adjustments based on various corporate actions [5][6]. - The company has the right to redeem the bonds if the stock price exceeds 130% of the conversion price for a specified period or if the remaining bonds are less than RMB 30 million [8][9]. - The company has a credit rating of AA- for the bonds, which was upgraded to A+ in 2024, indicating a stable outlook [12][13]. Group 3 - The company focuses on the research, production, and sales of special polymer films, primarily serving the photovoltaic industry with products like transparent EVA films and POE films [14]. - In 2024, the company established an automotive division to develop new film materials for automotive applications, responding to market demands [14]. - The company's revenue for 2024 was reported at RMB 259.14 million, a decrease of 46.81% compared to the previous year, with a net loss attributed to increased competition and reduced sales prices [15].

（2024 年度） 上海海优威新材料股份有限公司 向不特定对象发行可转换公司债券 受托管理事务报告 债券受托管理人 证券代码：688680 证券简称：海优新材 转债代码：118008 转债简称：海优转债 第一节 本期债券情况 二〇二五年六月 重要声明 本报告依据《公司债券发行与交易管理办法》（以下简称"《管理办法》"）《上 海海优威新材料股份有限公司向不特定对象发行可转换公司债券之债券受托管 理协议》（以下简称"《受托管理协议》"）《上海海优威新材料股份有限公司向不 特定对象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）《上海 海优威新材料股份有限公司 2024 年年度报告》等相关公开信息披露文件、第三 方中介机构出具的专业意见等，由本期债券受托管理人中信建投证券股份有限公 司（以下简称"中信建投证券"）编制。中信建投证券对本报告中所包含的从上 述文件中引述内容和信息未进行独立验证，也不就该等引述内容和信息的真实性、 准确性和完整性做出任何保证或承担任何责任。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜做出独立判断，而不应将本报告中的任何内容据以作为中信建投证券所作 ...

Core Viewpoint - Shanghai Haiyouwei New Materials Co., Ltd. has approved the use of idle convertible bond funds for cash management, with a maximum amount of RMB 220 million, to enhance fund efficiency and returns while ensuring the normal operation of investment projects and safeguarding shareholder interests [1][5][8]. Fundraising Status - The company issued convertible bonds totaling RMB 694 million, with a net fundraising amount of RMB 691.4 million after deducting issuance costs of RMB 2.6 million. The funds have been fully received and deposited into a special account for fundraising [1][2]. Investment Project Details - The net fundraising amount of RMB 691.4 million will be allocated to the photovoltaic packaging materials project, with a total investment of RMB 940.7 million [2][3]. Cash Management Plan - The company plans to use up to RMB 220 million of idle convertible bond funds for cash management over a period of 12 months, allowing for rolling use of the funds [3][5]. - The investment will focus on high-security, liquid products with capital protection agreements, such as structured deposits and time deposits [5][6]. Decision-Making Process - The decision to use idle funds was approved in a board meeting held on June 16, 2025, and the board has authorized the chairman to make investment decisions within the approved limits [6][8]. - The board's audit committee supports the cash management plan, stating it aligns with regulatory requirements and does not conflict with the intended use of the convertible bond funds [7][8]. Regulatory Compliance - The cash management activities will comply with relevant regulations and will be disclosed in accordance with the rules of the Shanghai Stock Exchange and the company's fundraising management system [5][9].

Core Viewpoint - The company intends to utilize temporarily idle convertible bond funds for cash management to enhance fund efficiency and returns while ensuring the normal implementation of investment projects and safeguarding shareholder interests [1][4][6]. Fundraising Status - The company issued convertible bonds totaling RMB 694 million with a net fundraising amount of RMB 691.4 million after deducting issuance costs of RMB 2.6 million. The funds have been fully received and deposited into a special account [1][2]. Investment Project Details - The net proceeds from the bond issuance will be allocated to specific projects, including a photovoltaic packaging material project with a total investment of RMB 940.7 million, of which RMB 691.4 million will be funded by the raised capital [2]. Cash Management Plan - The company plans to use up to RMB 220 million of the temporarily idle convertible bond funds for cash management within a 12-month period, allowing for rolling use of the funds [3][4]. Investment Types - The company will invest in low-risk, high-liquidity financial products, including structured deposits, agreement deposits, notice deposits, fixed-term deposits, and large-denomination certificates of deposit [3][5]. Decision-Making Authority - The board of directors has authorized the chairman to make cash management investment decisions and sign relevant contracts, with the finance department responsible for implementation [4][5]. Cash Management Returns - Any returns from the cash management activities will belong to the company and will be managed according to regulatory requirements, with funds returned to the special account upon maturity [4][5]. Impact on Daily Operations - The cash management initiative will not affect the normal operation of the company's investment projects or daily business, and is expected to improve fund efficiency and shareholder returns [4][6]. Review Procedures and Opinions - The board of directors and the audit committee have approved the cash management plan, confirming compliance with relevant regulations and ensuring no conflict with the intended use of the raised funds [6][7]. Sponsor's Verification Opinion - The sponsor has verified that the cash management plan has been duly approved and complies with regulatory requirements, supporting the company's goal of enhancing fund efficiency without altering the intended use of the raised funds [7].