Financial Performance - The company reported no profit distribution or capital reserve transfer to increase share capital for the first half of 2024[4]. - The financial report for the first half of 2024 has been declared true, accurate, and complete by the responsible persons[4]. - The company's revenue for the first half of 2024 was ¥738,682,715.46, representing a 7.83% increase compared to ¥685,031,003.54 in the same period last year[14]. - The net profit attributable to shareholders decreased by 72.95% to ¥5,573,596.56 from ¥20,606,455.72 year-on-year[14]. - The net cash flow from operating activities was ¥83,579,495.33, a significant improvement compared to a negative cash flow of ¥255,564,389.30 in the previous year[15]. - The company's total assets decreased by 1.31% to ¥2,612,191,446.46 from ¥2,646,866,461.26 at the end of the previous year[15]. - The basic earnings per share decreased by 75.00% to ¥0.06 from ¥0.24 year-on-year[16]. - The company reported non-recurring gains of ¥22,132,644.87 during the reporting period, primarily from government subsidies and other non-operating income[19]. - The company achieved a total R&D investment of ¥47,745,708.19, representing a 29.49% increase compared to ¥36,870,972.59 in the previous year[36]. - The company reported a total expected amount for daily related transactions in 2024 of CNY 1,005.50 million, with CNY 355.03 million already incurred from the beginning of 2024 to March 30, 2024[85]. Risks and Compliance - There are no significant risks that could materially affect the company's operations during the reporting period[3]. - The company has confirmed that there are no non-operational fund occupations by controlling shareholders or related parties[4]. - The report includes a forward-looking statement risk declaration, indicating potential risks in future planning and strategies[4]. - The report is unaudited, which may affect the reliability of the financial data presented[3]. - The company has not encountered any violations of decision-making procedures regarding external guarantees[4]. - There are no instances of more than half of the directors being unable to guarantee the authenticity of the semi-annual report[4]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[76]. - There are no significant lawsuits or arbitration matters reported during the reporting period[85]. - The company has not received any penalties or corrective actions related to violations of laws or regulations during the reporting period[85]. Research and Development - Research and development expenses accounted for 6.46% of revenue, an increase of 1.08 percentage points compared to the previous year[16]. - The company is actively developing new materials and new energy businesses, which has resulted in increased R&D and sales expenses[17]. - The company applied for a total of 18 new domestic patents during the reporting period, including 17 invention patents and 1 utility model patent[34]. - The company has a cumulative total of 279 patent applications, including 190 domestic invention patents and 13 invention patents in Europe and the US[34]. - The company achieved a total R&D investment of ¥47,745,708.19, representing a 29.49% increase compared to ¥36,870,972.59 in the previous year[36]. - The company has established a strong technical advantage in environmental catalysts, overcoming foreign monopolies with proprietary technologies[45]. - The company aims to develop high-performance catalysts that meet the National VI emission standards, with ongoing optimization of catalyst processes[42]. - The company has made significant progress in the development of new technologies and products, including a new pulping system and high-precision automatic coating equipment[42]. Environmental Compliance - The company has established an environmental protection mechanism and is classified as a key pollutant discharge unit[66]. - The company reported a total wastewater discharge of 1.86 tons, with a chemical oxygen demand (COD) of 192 mg/L, which is below the standard limit of 500 mg/L[69]. - The biochemical oxygen demand (BOD) was recorded at 57.6 mg/L, significantly lower than the standard limit of 300 mg/L[69]. - The total nitrogen discharge was 0.24 tons, with a concentration of 24.2 mg/L, below the standard limit of 75 mg/L[69]. - The company has implemented measures to ensure compliance with environmental standards, including the collection and treatment of municipal solid waste[69]. - The company has established wastewater treatment stations at its main production bases, with a design capacity of 160 m³/d for the wastewater treatment facility at the Antai Park production base[73]. - The company has reduced carbon emissions by 2.28 tons through the use of clean energy generation, including the installation of rooftop photovoltaics and energy storage systems at its production bases[76]. - The company has established a comprehensive environmental management system to monitor and report on pollution discharge regularly[69]. Shareholder and Governance - The company’s controlling shareholder, Chen Qizhang, committed not to transfer or entrust the management of shares held prior to the IPO for 36 months post-listing[78]. - The company will adhere to legal regulations regarding share reduction and will announce plans at least 3 trading days in advance if holding over 5% of shares[81]. - The company has committed to extending the lock-up period by 6 months if the stock price falls below the issue price for 20 consecutive trading days within 6 months post-IPO[82]. - The company has not disclosed any significant related transactions that have not been reported in temporary announcements[86]. - The company has not issued new shares or conducted stock splits during the reporting period[93]. - The company has a total of 0 shares held by foreign investors, indicating no foreign ownership[93]. - The company plans to use at least RMB 20 million for share repurchase, with a maximum price of RMB 29.10 per share[98]. - The company completed a share repurchase of 0.56% of its total shares during the reporting period[98]. Market and Competition - The company faced intense market competition, leading to a price reduction strategy for certain products, which impacted gross profit margins[17]. - The sales volume of commercial vehicles in China for 2022, 2023, and the first half of 2024 was 3.3 million, 4.03 million, and 2.068 million units respectively, indicating substantial market fluctuations[53]. - The company is focusing on developing new materials and renewable energy products, increasing its market development efforts[59]. - The company is focusing on the development of new products, including energy storage and hydrogen fuel cell catalysts, to enhance its competitive edge[49]. Financial Management - The company has recognized a provision for expected liabilities amounting to ¥18,083,923.80, an increase of 61.08% compared to the previous year[61]. - The company has a strategic investor, Shenwan Hongyuan Securities, with a lock-up period from October 22, 2021, to September 6, 2030[103]. - The company has temporarily used idle raised funds for cash management, with an effective review limit of CNY 60,000 million and a cash management balance of CNY 53,756.59 million at the end of the reporting period[92]. - The company continues to enjoy a 15% corporate income tax rate due to its status as a high-tech enterprise, which was reaffirmed on October 16, 2023, valid for three years[196]. - The company is eligible for a 100% pre-tax deduction on R&D expenses, enhancing its tax efficiency and supporting innovation[196].

2024 年第二次临时股东会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 证券代码：688737 证券简称：中自科技 公告编号：2024-054 中自科技股份有限公司 一、 会议召开和出席情况 （一） 股东会召开的时间：2024 年 9 月 19 日 （二） 股东会召开的地点：成都市高新区古楠街 88 号 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 113 | | --- | --- | | 普通股股东人数 | 113 | | 2、出席会议的股东所持有的表决权数量 | 66,092,856 | | 普通股股东所持有表决权数量 | 66,092,856 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比例（%） | 54.9661 | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 54.9661 | （四） 表决方式是否符合《公司法》及公司章程的规 ...

中自科技股份有限公司关于注销部分回购股份并减 少注册资本暨通知债权人的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、通知债权人的原因 证券代码：688737 证券简称：中自科技 公告编号：2024-055 2、债权人为自然人的，需提供有效身份证件的原件及复印件；委托他人申 报的，除上述文件外，还需提供授权委托书和代理人有效身份证件的原件及复印 件。 （二）债权申报方式 债权人可采用现场或邮寄的方式申报，具体如下： 中自科技股份有限公司（以下简称"公司"）于2024年8月29日召开第三届董 事会第二十六次会议、于2024年9月19日召开2024年第二次临时股东会，审议通 过了《关于变更部分回购股份用途并注销暨减少注册资本的议案》，综合考虑公 司整体战略规划、经营管理等情况，为维护广大投资者利益，增强投资者投资信 心，同意将存放于回购专用账户中2023年回购计划已回购的678,377股股份的用 途进行调整，由"用于员工持股计划或股权激励"调整为"用于注销并相应减少 注册资本"。 本次注销完成后公司的总股本将由120 ...

申万宏源证券承销保荐有限责任公司 关于中自科技股份有限公司 2024年半年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上 市规则》等有关法律法规的规定，申万宏源证券承销保荐有限责任公司（以下 简称"申万宏源承销保荐"或"保荐机构"）作为中自科技股份有限公司（以下简 称"中自科技"、"公司"）持续督导阶段的保荐机构，负责中自科技上市后的持 续督导工作，并出具2024年半年度持续督导跟踪报告。 | 序 号 | 工作内容 | 持续督导工作情况 | | --- | --- | --- | | | 建立健全并有效执行持续督导工作制 | | | 1 | 度，并针对具体的持续督导工作制定相 | 保荐机构已建立健全并有效执行了持续督 | | | 应的工作计划 | 导制度，并制定了相应的工作计划 | | | 根据中国证监会相关规定，在持续督导 | | | | 工作开始前，与上市公司或相关当事人 | 保 荐 机 构 已 与 中 自 科 技 签 订 《 保 荐 协 | | 2 | 签署持续督导协议，明确双方在持续督 | 议》，该协议明确了双方在持续督导期间 | | | 导期间的权利义务，并报上 ...

中自科技股份有限公司 2024 年第二次临时股东会会议资料 证券代码：688737 证券简称：中自科技 中自科技股份有限公司 2024 年第二次临时股东会会议资料 二〇二四年九月 中自科技股份有限公司 2024 年第二次临时股东会会议资料 目录 | 2024 年第二次临时股东会会议须知 | 3 | | --- | --- | | 2024 年第二次临时股东会会议议程 | 5 | | 议案一：关于修订《公司章程》并办理工商变更登记的议案 | 7 | | 议案二：关于修订公司部分制度的议案 | 8 | | 议案三：关于修订《中自科技股份有限公司监事会议事规则》的议案 | 9 | | 议案四：关于变更部分回购股份的用途并注销暨减少注册资本的议案.. | 10 | 中自科技股份有限公司 2024 年第二次临时股东会会议资料 2024 年第二次临时股东会会议须知 为维护全体股东的合法权益，确保中自科技股份有限公司（以下简称"公司"）股 东会会议秩序和议事效率，根据《公司法》、《上市公司股东会规则》及《公司章程》 等有关规定，特制定本须知： 股东会开始后，会议登记终止，并由会议主持人宣布现场出席会议的股东人数及 3 一、 ...

关于以集中竞价交易方式回购公司股份的进展公告 证券代码：688737 证券简称：中自科技 公告编号：2024-052 中自科技股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 截至 2024 年 8 月 31 日，公司通过上海证券交易所交易系统以集中竞价 交易方式已累计回购公司股份 1,903,558 股，占公司总股本的比例为 1.58%，回 购成交的最高价为 17.30 元/股，最低价为 13.06 元/股，支付的资金总额为人民币 27,910,516.39 元（不含印花税、交易佣金等交易费用）。 2024 年 8 月，公司通过上海证券交易所交易系统以集中竞价交易方式已累 计回购公司股份 818,522 股，占公司总股本的比例为 0.68%，回购成交的最高价 为 13.76 元/股，最低价为 13.06 元/股，支付的资金总额为人民币 11,035,187.80 元（不含印花税、交易佣金等交易费用）。 截至 2024 年 8 月 31 日，公司通过上海证券交易所交易系统以集中竞价交易 方式已累 ...

证券代码：688737 证券简称：中自科技 公告编号：2024-053 中自科技股份有限公司 关于召开 2024 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2024 年 09 月 23 日(星期一) 上午 09:00-10:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 09 月 12 日(星期四) 至 09 月 20 日(星期五)16:00 前登录上 证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 zzq@sinocat.com.cn 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 中自科技股份有限公司（以下简称"公司"）已于 2024 年 08 月 30 日发布公 司 2024 年半年度报告，为便于广大投资者更全面深入地了解公司 2024 年半年度 经营成果、财务状况，公司计划于 2024 年 09 月 23 日 ...

证券代码：688737 证券简称：中自科技 公告编号：2024-049 中自科技股份有限公司 第三届董事会第二十六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 中自科技股份有限公司（以下简称"公司"）第三届董事会第二十六次会议于 2024 年 8 月 29 日（星期四）在成都市高新区古楠街 88 号公司研发楼会议室以 现场结合通讯的方式召开。会议通知于 2024 年 8 月 19 日通过邮件的方式送达各 位董事，并于 2024 年 8 月 23 日发送补充议案及变更议案的通知。本次会议应出 席董事 9 人，实际出席董事 9 人（其中：通讯方式出席董事 3 人）。 会议由董事长陈启章主持，监事、董事会秘书列席。会议召开符合有关法律、 法规、规章和《公司章程》的规定。经各位董事认真审议，会议形成了如下决议： 二、董事会会议审议情况 （一）审议通过《关于 2024 年半年度报告及其摘要的议案》 表决结果：9 票同意，0 票反对，0 票弃权。 具体内容详见公司披露于上海证券交易所网站（ww ...

证券代码：688737 证券简称：中自科技 公告编号：2024-050 中自科技股份有限公司 第三届监事会第十九次临时会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 二、监事会会议审议情况 （一）审议通过《关于 2024 年半年度报告及其摘要的议案》 表决结果：3 票同意，0 票反对，0 票弃权。 具体内容详见公司披露于上海证券交易所网站（www.sse.com.cn）的《中自 科技股份有限公司 2024 年半年度报告》及《中自科技股份有限公司 2024 年半年 度报告摘要》。 （二）审议通过《关于会计政策变更的议案》 表决结果：3 票同意，0 票反对，0 票弃权。 具体内容详见公司披露于上海证券交易所网站（www.sse.com.cn）的《中自 科技股份有限公司关于会计政策变更的公告》（公告编号 2024-047）。 （三）审议通过《关于 2024 年半年度募集资金存放与实际使用情况的专项 报告的议案》 表决结果：3 票同意，0 票反对，0 票弃权。 中自科技股份有限公司（以下简称" ...

Financial Performance - The company reported no profit distribution or capital reserve transfer to increase share capital for the first half of 2024[4]. - The company's revenue for the first half of 2024 was ¥738,682,715.46, representing a 7.83% increase compared to ¥685,031,003.54 in the same period last year[14]. - The net profit attributable to shareholders decreased by 72.95% to ¥5,573,596.56 from ¥20,606,455.72 year-on-year[14]. - The net cash flow from operating activities was ¥83,579,495.33, a significant improvement compared to a negative cash flow of ¥255,564,389.30 in the previous year[15]. - The company's total assets decreased by 1.31% to ¥2,612,191,446.46 from ¥2,646,866,461.26 at the end of the previous year[15]. - The basic earnings per share dropped by 75.00% to ¥0.06 from ¥0.24 year-on-year[16]. - The company reported a gross profit margin of 9.95% for the first half of 2024, down from 11.91% in 2023, indicating fluctuations in profitability[53]. - The company’s inventory at the end of the reporting period was valued at approximately ¥351.09 million, accounting for 19.59% of current assets[54]. - The company reported a significant increase of 126.63% in other non-current assets to ¥91,459,736.36 due to increased equipment investments[59]. - The company reported a total expected amount for daily related transactions in 2024 of CNY 1,005.50 million, with CNY 355.03 million already incurred from the beginning of the year until March 30, 2024[83]. Research and Development - Research and development expenses accounted for 6.46% of revenue, up from 5.38% in the previous year, indicating increased investment in innovation[16]. - R&D expenses for the current period amounted to ¥47,745,708.19, representing a 29.49% increase compared to ¥36,870,972.59 in the same period last year[35]. - The proportion of total R&D expenses to operating income increased by 1.08 percentage points, reaching 6.46% from 5.38%[35]. - The company has applied for a total of 279 domestic and international patents, including 190 invention patents and 71 utility model patents, reflecting its strong R&D capabilities[33]. - The company has developed a dual gas flow rotary spray granulation process, enhancing the precision control of catalyst particle size and ensuring uniform coating[30]. - The company has developed hydrogen fuel cell electrocatalysts, which have achieved kilogram-level mass production and sales, and are part of a national key R&D program[44]. - The company has completed the development of a 150kWh sodium-ion battery prototype, undergoing multiple rounds of verification[44]. - The company has developed a new resin system for drone composite materials, achieving domestic advanced levels in the field[40]. Environmental Compliance - The company has established an environmental protection mechanism and is classified as a key pollutant discharge unit[64]. - The company reported a total wastewater discharge of 1.86 tons, with a chemical oxygen demand (COD) of 192 mg/L, which is below the standard limit of 500 mg/L[67]. - The biochemical oxygen demand (BOD) was recorded at 57.6 mg/L, significantly lower than the standard limit of 300 mg/L[67]. - The company has implemented measures to ensure that all emissions are within the regulatory standards, with no exceedances reported[67]. - The company has established wastewater treatment stations at its main production bases, with a design capacity of 160 m³/d for the Antai Park production base[71]. - The company has received environmental impact assessment approvals for multiple projects, including the new intelligent manufacturing park project in December 2020[71]. - The company has actively engaged in poverty alleviation and rural revitalization efforts, focusing on renewable energy development in Ganzi County, Sichuan Province[75]. Shareholder and Governance - The board of directors was fully present at the meeting to approve the report[3]. - The company has not disclosed any special arrangements regarding corporate governance[4]. - The company’s controlling shareholder, Chen Qizhang, committed not to transfer or entrust the management of shares held prior to the IPO for 36 months post-listing[76]. - The company will adhere to legal regulations regarding share reduction and will announce plans at least 3 trading days in advance if holding over 5% of shares[79]. - The company’s commitment includes not reducing shares if it triggers delisting standards as per the Shanghai Stock Exchange rules[79]. - The company has not reported any significant changes in shareholder structure or major shareholder movements[92]. Risks and Challenges - There are no significant risks that materially affect the company's production and operation during the reporting period[3]. - The company faced intense market competition, leading to a pricing strategy that reduced gross margins on certain products[17]. - The company is experiencing significant competition from foreign giants in the environmental catalyst market, which may impact its market share[52]. - The company faces risks related to the high cost and price volatility of precious metals, which constitute a significant portion of its operating costs[50]. - The company is at risk of losing core technical personnel, which is critical for maintaining its competitive edge in technology innovation[48]. Financial Reporting and Audit - The financial report for the first half of 2024 has been declared true, accurate, and complete by the responsible persons[4]. - The report is unaudited, which may affect the reliability of the financial data presented[3]. - The company has not engaged in non-operating fund occupation by controlling shareholders or related parties[4]. - The company has not violated decision-making procedures for external guarantees[4]. - There are no instances of more than half of the directors being unable to guarantee the authenticity of the semi-annual report[4]. Investment and Projects - The company has invested a total of CNY 2,262.34 million in the SOFC stack technology development project, with a current period investment of CNY 212.74 million, aiming to achieve high consistency in single-cell product mass production[37]. - The agricultural engine model and control algorithm research project has a total investment of CNY 4,300 million, with a cumulative investment of CNY 222.20 million, targeting a management control model with an accuracy of ≥ 90%[37]. - The catalyst industrialization project has a total investment of CNY 3,704 million, with a cumulative investment of CNY 2,693.69 million, achieving third-party evaluation of catalyst performance indicators[37]. - The new material and solid-state battery engineering technology development project has a total investment of CNY 1,666 million, with a cumulative investment of CNY 756.94 million, targeting a battery capacity of ≥ 5Ah and energy density of ≥ 350Wh/kg[38]. - The company has temporarily used idle raised funds for cash management, with an effective review limit of CNY 60,000 million and a cash management balance of CNY 53,756.60 million at the end of the reporting period[90]. Accounting and Financial Policies - The company adheres to the accounting standards issued by the Ministry of Finance and the relevant disclosure regulations[134]. - The company evaluates its continuous operating capability for the next 12 months and has found no significant issues[135]. - The group recognizes deferred tax assets and liabilities based on the temporary differences between the tax bases and book values of assets and liabilities[186]. - The company recognizes financial assets classified as fair value through profit or loss in business combinations under common control[148]. - The company recognizes revenue upon the transfer of control of goods or services to customers, primarily from sales of automotive exhaust purification catalysts and service income[183].