证券代码：000571 证券简称：新大洲Ａ 公告编号：定 2014-04 号 新大洲控股股份有限公司 2014 年第三季度报告正文 新大洲控股股份有限公司 2014 年第三季度报告正文 1 新大洲控股股份有限公司 2014 年第三季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存在虚 假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人赵序宏、主管会计工作负责人杜树良及会计机构负责人(会计主管人员)陈祥声明：保证季 度报告中财务报表的真实、准确、完整。 2 新大洲控股股份有限公司 2014 年第三季度报告正文 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增减 | | --- | --- | --- | --- | --- | | 总资产（元） | 4,193,875,236.07 | 3,334,211,278.37 ...

Financial Performance - The company's operating revenue for Q1 2014 was ¥184,870,785.43, a decrease of 4.71% compared to ¥194,001,082.36 in the same period last year[8] - Net profit attributable to shareholders increased by 26.32% to ¥25,711,311.36 from ¥20,353,792.63 year-on-year[8] - The net profit after deducting non-recurring gains and losses was ¥23,187,226.14, reflecting a 14.54% increase from ¥20,244,584.55 in the previous year[8] - The company's operating profit rose by 15.45% to ¥37,335,492.74 compared to ¥32,338,671.92 in Q1 2013[16] - The net cash flow from operating activities was negative at -¥49,442,012.98, slightly worse than -¥48,773,998.33 in the same period last year, a decrease of 1.37%[8] - Basic earnings per share rose by 25.99% to ¥0.0349 from ¥0.0277 in the same period last year[8] - The weighted average return on equity was 1.39%, up from 1.14% in the previous year, an increase of 0.25%[8] Production and Sales - New Dazhou Honda produced 208,297 motorcycles in Q1 2014, a 6.90% increase year-on-year, and sold 223,805 motorcycles, a 0.52% increase[17] - Five Nine Group produced 624,400 tons of raw coal in Q1 2014, a decrease of 1.72% year-on-year, and sold 490,800 tons, down 7.22%[17] Profit Contributions - Net profit for New Dazhou Honda reached 61.24 million RMB in Q1 2014, up 83.38% year-on-year, contributing 30.62 million RMB to the company[17] - Net profit for Five Nine Group was 16.78 million RMB in Q1 2014, a 63.26% increase year-on-year, contributing 8.56 million RMB to the company[17] Cash Flow and Financing - Cash flow from financing activities increased by 1785.49% year-on-year to 52.96 million RMB in Q1 2014[19] - Cash and cash equivalents net increase improved by 73.84% year-on-year, totaling -25.48 million RMB in Q1 2014[19] Investment and Projects - Investment income rose by 85.18% year-on-year to 30.65 million RMB, primarily due to increased profits from joint ventures[23] - The company established three new subsidiaries in Q1 2014, expanding its consolidation scope[24] - The company is in the process of applying for a non-public offering of shares, which was approved by the regulatory authority on April 11, 2014[28] - The low-rank coal pyrolysis project is still in the equipment installation phase, with a net loss of 62,210 RMB reported[18] - The company committed to invest no less than RMB 5 billion in new coal resource exploration and construction of new mines within three years following the acquisition of the state-owned shares of Wujin Group[29] - The company also pledged to invest at least RMB 20 billion in the establishment of large-scale coal chemical projects within the same three-year period[29] - As of the reporting period, the company had invested RMB 175.42 million in the low-rank coal pyrolysis project, which aims to extract coal tar, and RMB 579.95 million in the PVC project[30] - The company faced delays in fulfilling its commitment to invest in large-scale coal chemical projects due to the impact of the financial crisis and subsequent industry downturns[30] - The company has received local government support for its coal conversion project investments following a restructuring of its coal energy business with Zao Mining Group in 2012[30] Future Expectations - The company reported that the cumulative net profit for the year is expected to show significant changes compared to the same period last year[31] Revenue Decline Factors - The decrease in operating revenue was primarily due to reduced coal sales from Inner Mongolia Yakeshi Wujin Coal Group and decreased transportation revenue from Shanghai Xindazhou Logistics[16]

Business Focus and Operations - The company reported a significant shift in its main business focus, with coal mining and logistics becoming the primary revenue sources since 2007, while motorcycle production has been secondary[18]. - The company’s main business operations now include coal mining, logistics, electric vehicle production, and property management[18]. - The company has not engaged in any mergers or acquisitions during the reporting period, focusing instead on organic growth strategies[18]. - The company completed an investment in the yacht industry by acquiring a stake in Sanlorenzo S.p.A., enhancing its presence in high-end manufacturing[34]. - The company plans to continue expanding into the aviation and yacht sectors, which are expected to significantly contribute to future performance improvements[34]. Financial Performance - The company achieved operating revenue of CNY 1,030,112,746.77 in 2013, a decrease of 2.53% compared to the previous year[31]. - Net profit attributable to shareholders increased by 21.7% to CNY 104,613,075.25, compared to CNY 85,957,548.42 in 2012[31]. - Total assets grew by 18.18% to CNY 3,334,211,278.37, while net assets attributable to shareholders increased by 3.40% to CNY 1,842,234,567.88[31]. - The company reported a net cash flow from operating activities of CNY -66,018,629.20, a decline of 150.97% from the previous year[31]. - The company achieved a net profit of 104.61 million yuan, representing a 21.7% increase year-on-year, primarily due to increased equity transfer gains and reduced financial and tax expenses[37]. Revenue and Sales - The coal production reached 311.39 million tons, and sales were 297.44 million tons, both up by over 26% year-on-year[32]. - The average selling price of coal decreased by CNY 42 per ton due to market pressures, impacting overall revenue[32]. - The motorcycle segment produced 928,600 units and sold 910,000 units, with domestic sales remaining flat at 500,000 units[33]. - New logistics initiatives led to a revenue increase of 12.72% to CNY 28,909.06 million, with net profit rising by 10.91%[34]. - Total revenue for 2013 was 1,030.11 million yuan, with main business revenue at 993.59 million yuan, reflecting a year-on-year decline of 2.53% and 3.71% respectively, mainly due to decreased coal sales by subsidiary Wujia Group[42]. Investments and Future Plans - The company plans to invest a total of 450 million yuan in the yacht industry, with 250 million yuan already paid and an additional 200 million yuan needed over the next two years[98]. - The company aims to achieve coal sales of 2.973 million tons in 2014, focusing on safety, coal quality, project completion, cost control, and resource integration[94]. - The company has committed to invest no less than CNY 5 billion in coal resource exploration and new mine construction within three years after acquiring state-owned equity from Wujia Group[143]. - The company has not completed its commitment to invest CNY 2 billion in large-scale coal chemical projects due to the financial crisis and industry downturn, but plans to negotiate with local government for future investments[145]. Shareholder and Dividend Information - In 2013, the company did not distribute cash dividends or bonus shares, indicating a focus on reinvestment rather than shareholder returns[5]. - The company did not distribute cash dividends in 2013 due to significant funding needs for the Wujin Group project, despite having positive undistributed profits[111]. - Cash dividends in 2012 amounted to ¥44,163,840, representing 51.38% of the net profit attributable to shareholders[111]. - The company has a cash dividend policy that requires a minimum of 20% of profit distribution to be in cash during profit distribution[113]. Risk Management and Compliance - The company has faced risks related to its future development, which are discussed in detail in the board report section of the annual report[12]. - The company plans to establish a risk management system by 2015 to enhance internal control and risk prevention measures[100]. - The company has engaged a consulting firm to enhance its internal control systems and has completed a risk assessment questionnaire for key business processes[184]. - The company maintains independence from its largest shareholder in business, personnel, assets, institutions, and finances[195]. Environmental and Social Responsibility - The company actively participated in social responsibility initiatives, including donations to earthquake relief efforts in Sichuan[117]. - The company is focused on sustainable development and resource conservation, implementing cost-saving measures across departments[118]. - The company and its subsidiaries comply with national environmental protection laws and have not faced any significant environmental issues or administrative penalties during the reporting period[120]. Management and Employee Information - The total number of employees as of December 31, 2013, was 4,718, with 1,538 retirees for which the company bears costs[177]. - The company underwent a management restructuring on August 12, 2013, to achieve a younger management team and enhance decision-making capabilities[175]. - The company has established a comprehensive employee training program to support the growth and development of its workforce, ensuring long-term human resource stability[181]. - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to 1,019.41 million yuan, with 777.22 million yuan actually received[173]. Governance and Board Activities - The audit committee reviewed the annual financial report and confirmed it accurately reflects the company's financial status and operating results[192]. - Independent directors attended 10 board meetings, with attendance as follows: 4 in person, 6 by communication for Feng Da'an and Tan Jinsong; 3 in person, 6 by communication, and 1 by proxy for Wang Shujun[189]. - The company is focused on improving its governance structure to enhance decision-making efficiency and management levels[183]. - The company has established a system for managing insider information to ensure compliance with regulatory requirements[184].