上市公司股权激励计划自查表 证券简称：新大洲 A 股票代码：000571 19 益的条件 是 | 20 | 股权激励计划的有效期从首次授予权益日起是否未超过 年 10 | 是 | | --- | --- | --- | | 21 | 股权激励计划草案是否由薪酬与考核委员会负责拟定 | 是 | | | 股权激励计划披露完整性要求 | | | 22 | 股权激励计划所规定事项是否完整 | | | | （1）对照《股权激励管理办法》的相关规定，逐条说明是否存在上市公 | | | | 司不得实行股权激励以及激励对象不得参与股权激励的情形；说明股权 | 是 | | | 激励计划的实施是会否会导致上市公司股权分布不符合上市条件 | | | | （2）股权激励计划的目的、激励对象的确定依据和范围 | 是 | | | （3）拟授出的权益数量，股权激励计划拟授涉及的标的予股票种类、的 | | | | 来源、权益数量及占上市公司股本总额的比例百分比；若分次实施的， | | | | 每次拟授出予的权益数量，涉及的标的股票数量及占上市公司股本总额 | | | | 的比例百分比；设置预留权益的，拟预留的权益数量及占股权激励计划 | 是 ...

上海泽昌律师事务所 关于 《新大洲控股股份有限公司2023年限制性 二零二三年八月 股票激励计划（草案）》 之 法律意见书 上海市浦东新区世纪大道 1589 号长泰国际金融大厦 11 层 电话：021-61913137 传真：021-61913139 邮编：200122 | 2 | 释 义 | | --- | --- | | 第一节 律师声明 3 | | | 第二节 正文 5 | | | 一、公司实施本次激励计划的主体资格 5 | | | 二、本次激励计划的内容 6 | | | 三、实施本次激励计划涉及的法定程序 16 | | | 四、本次激励计划激励对象的确定 17 | | | 五、本次激励计划涉及的信息披露义务 18 | | | 六、公司不存在为激励对象提供财务资助的情形 18 | | | 七、本次激励计划对公司及全体股东利益的影响 18 | | | 八、本次激励计划涉及的回避表决情况 19 | | | 九、结论性意见 20 | | | 第三节 签署页 22 | | 上海泽昌律师事务所 法律意见书 释 义 在本法律意见书中，除非文义另有所指，下列左栏中的术语或简称对应右 栏中的含义或全称： | 简称 | ...

新大洲控股股份有限公司 二零二三年八月 新大洲控股股份有限公司 2023 年限制性股票激励计划（草案） 声 明 证券简称：新大洲 A 证券代码：000571 新大洲控股股份有限公司 2023 年限制性股票激励计划 （草案） 本公司及全体董事、监事保证本激励计划及其摘要不存在虚假记载、误导性 陈述或重大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 特别提示 一、《新大洲控股股份有限公司 2023 年限制性股票激励计划（草案）》（以 下简称"激励计划"或"本激励计划"）由新大洲控股股份有限公司（以下简称 "新大洲控股"或"公司"、"本公司"）依据《中华人民共和国公司法》、《中 华人民共和国证券法》、《上市公司股权激励管理办法》和其他有关法律、法规、 规范性文件，以及《新大洲控股股份有限公司章程》（以下简称"《公司章程》"） 制订。 二、本激励计划采取的激励工具为限制性股票。股票来源为公司向激励对象 定向发行新大洲控股股份有限公司 A 股普通股股票。 三、本公司不存在《上市公司股权激励管理办法》第七条规定的不得实行股 权激励的情形。 四、本激励计划的激励对象不存在《上市公司股权激励管理办法》第八条规 ...

证券简称：新大洲 A 证券代码：000571 上海荣正企业咨询服务（集团）股份有限公司 关于 新大洲控股股份有限公司 2023年限制性股票激励计划（草案） 之 独立财务顾问报告 2023 年 8 月 | 目 录 2 | | --- | | 一、释义 3 | | 二、声明 4 | | 三、基本假设 5 | | 四、股权激励计划的主要内容 6 | | （一）激励对象的范围及分配情况 6 | | （二）授予的限制性股票来源和数量 7 | | （三）本激励计划的有效期、授予日及授予后相关时间安排 7 | | （四）限制性股票的授予价格及授予价格的确定方法 10 | | （五）本激励计划的授予与解除限售条件 11 | | （六）本激励计划的其他内容 13 | | 五、独立财务顾问意见 15 | | （一）对本激励计划是否符合政策法规规定的核查意见 15 | | （二）对公司实行本激励计划可行性的核查意见 16 | | （三）对激励对象范围和资格的核查意见 16 | | （四）对本激励计划权益授出额度的核查意见 16 | | （五）对本激励授予价格的核查意见 17 | | （六）对上市公司是否为激励对象提供任何形式的财务 ...

2023 年限制性股票激励计划实施考核管理办法 新大洲控股股份有限公司 2023 年限制性股票激励计划实施考核管理办法 为保证新大洲控股股份有限公司（以下简称"公司"）2023 年限制性股票 激励计划（以下简称"本激励计划"）的顺利进行，进一步完善公司法人治理结 构，形成良好均衡的价值分配体系，激励公司（含分公司、控股子公司）董事、 高级管理人员、中层管理人员和核心人员诚信勤勉地开展工作，保证公司业绩稳 步提升，确保公司发展战略和经营目标的实现，根据《中华人民共和国公司法》、 《中华人民共和国证券法》、《上市公司股权激励管理办法》等有关法律、法规、 规范性文件和《新大洲控股股份有限公司章程》等的规定，结合公司实际情况， 特制订本办法。 一、考核目的 进一步完善公司法人治理结构，建立和完善公司激励约束机制，保证公司 2023 年股权激励计划的顺利实施，并在最大程度上发挥本激励计划的作用，进 而确保公司发展战略和经营目标的实现。 二、考核原则 考核评价必须坚持公正、公开、公平的原则，严格按照本办法和考核对象的 业绩进行评价，以实现本激励计划与激励对象工作业绩、贡献紧密结合，从而提 高公司整体业绩，实现公司与全体股 ...

新大洲控股股份有限公司独立董事 关于第十届董事会 2023 年第三次临时会议审议事项的独立 意见 我们作为新大洲控股股份有限公司（以下简称"公司"或"本公司"）的独 立董事，就公司第十届董事会 2023 年第三次临时会议审议事项，根据《上市公 司独立董事管理办法》《上市公司治理准则》和《公司章程》等有关规定，本着 对公司、全体股东及投资者负责的态度，按照实事求是的原则对公司报告期内 相关事项发表独立意见如下： 一、《关于<新大洲控股股份有限公司<2023 年限制性股票激励计划（草 案）>及其摘要的议案》的独立意见： 对于拟实施的《新大洲控股股份有限公司 2023 年限制性股票激励计划（草 案）》及其摘要（以下合称"《限制性股票激励计划》"），作为公司独立董事，我 们阅读了公司提供的相关资料，基于独立判断的立场，现就公司《限制性股票 激励计划》发表如下独立意见： （一）未发现公司存在《上市公司股权激励管理办法》（以下简称"《管理 办法》"）等法律、法规和规范性文件规定的禁止实施股权激励计划的情形，公 司具备实施股权激励计划的主体资格。 （二）公司本次限制性股票激励计划所确定的首次授予激励对象具备《中 华人民共和 ...

新大洲控股股份有限公司（以下简称"公司"或"本公司"）第十届监事会 2023年第一次临时会议通知于2023年8月4日以电子邮件方式发出，会议于2023 年 8 月 8 日以现场和通讯相结合的方式召开。本次会议应出席监事 3 人，实际出 席会议监事 3 人。会议由监事会主席蔡军先生主持。本次会议的召开符合有关法 律、行政法规、部门规章、规范性文件和《公司章程》的规定。 二、监事会会议审议情况 （一）会议以3票同意，0票反对，0票弃权，通过了《关于<公司2023年限制 性股票激励计划（草案）>及其摘要》的议案 证券代码：000571 证券简称：新大洲 A 公告编号：临 2023-048 新大洲控股股份有限公司 第十届监事会 2023 年第一次临时会议决议公告 本公司及监事会全体成员保证公告内容的真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、监事会会议召开情况 （1）公司2023年限制性股票激励计划首次授予激励对象均为公司正式在职 员工，其中无独立董事、监事及单独或合计持有公司5%以上股份的股东或实际 控制人及其配偶、父母、子女。 （2）列入公司本次限制性股票激励计划首次授予的激励对象名单的人员具 ...

关于参加"2022 年度海南辖区上市公司业绩说明会" 的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 为推动辖区上市公司进一步建立董事会与投资者的良好沟通机制，让投资者 更准确地读懂年度报告、更全面地了解上市公司，切实提高上市公司透明度和治 理水平，海南证监局将与深圳市全景网络有限公司、海南上市公司协会联合举办 "海南辖区投资者网上集体接待日暨上市公司业绩说明会"活动，活动时间为 2023 年 5 月 26 日 14:30-17:00，平台登陆地址为：http://rs.p5w.net。 证券代码：000571 证券简称：ST 大洲 公告编号：临 2023-029 新大洲控股股份有限公司 特此公告。 新大洲控股股份有限公司董事会 2023 年 5 月 17 日 届时，公司主要高管人员将参加本次活动，通过网络在线交流形式，就公司 2022 年年报披露、财务数据、公司治理、内部控制、发展战略、经营状况、现 金分红、重大事项、可持续发展等投资者所关心的问题，与投资者进行"一对多" 形式的沟通与交流。欢迎广大投资者踊跃参与。 ...

Business Focus and Operations - The company reported a significant focus on the coal industry, which remains the primary source of revenue, despite previous expansions into the beef food industry[19]. - The company has undergone several changes in its main business focus, transitioning from motorcycle manufacturing to coal production and later to food processing[19]. - The coal production capacity of the company's subsidiary, Wujing Group, is 3 million tons per year, with each of its two main mines having a capacity of 1.5 million tons[41]. - Wujing Group's coal products are primarily long flame coal, used for power generation, heating, and as chemical raw materials[41]. - The company is focusing on cost reduction and efficiency improvements in its beef business to counteract financial challenges and supply shortages[37]. - The company aims to enhance its beef supply chain by improving storage quality and ensuring transparency in product flow to maintain food safety[37]. - The company is exploring new retail channels and marketing strategies, including live streaming and point-based sales platforms, to enhance product promotion[63]. Financial Performance - The company's operating revenue for 2022 was ¥1,316,816,250.62, representing a 10.89% increase compared to ¥1,187,477,405.42 in 2021[21]. - The net loss attributable to shareholders decreased by 74.45% to ¥37,679,046.11 in 2022 from ¥147,479,252.42 in 2021[21]. - The net cash flow from operating activities increased by 25.50% to ¥434,141,761.86 in 2022, up from ¥345,933,704.44 in 2021[21]. - The basic earnings per share improved to -¥0.0463 in 2022 from -¥0.1812 in 2021, reflecting a 74.45% reduction in losses[21]. - The company's net assets attributable to shareholders decreased by 8.85% to ¥369,684,692.82 at the end of 2022 from ¥405,558,021.66 at the end of 2021[21]. - The company reported a total of ¥95,873,933.80 in non-main business revenue for 2022, compared to ¥81,007,562.91 in 2021[21]. - The coal business produced 2.73 million tons of raw coal and sold 2.60 million tons, with sales revenue reaching CNY 1,174.76 million, an increase of 18.76% year-on-year[59]. - The food processing and sales segment reported revenue of CNY 131.93 million, a decrease of 29.77% from CNY 187.86 million in 2021, contributing to a net loss of CNY 106.45 million[65][66]. Shareholder and Governance - No cash dividends, bonus shares, or capital reserve transfers will be distributed to shareholders for the year[4]. - The company’s main shareholder has changed multiple times, with the current control held by Wang Wenfeng since September 2020[19]. - The company has established a governance structure that includes a board of directors and a supervisory board to ensure accountability and transparency[129]. - The board of directors approved a new compensation structure for executives, aligning performance metrics with company growth targets[148]. - The company is committed to enhancing safety and environmental management practices to mitigate risks associated with the coal industry[121]. Risks and Challenges - The company continues to face uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profits over the last three years[21]. - The company is facing financial risks, including overdue debts and tax payments, leading to the freezing of some bank accounts and assets[122]. - The beef business is under significant financial pressure due to limited financing channels and high operational costs[112]. - The company is actively monitoring market fluctuations in the beef industry, particularly the rising costs of live cattle and beef products, to mitigate risks[121]. Environmental and Safety Management - The company has implemented a dual supervision system for safety management, enhancing the effectiveness of safety oversight in mining operations[181]. - The company has maintained a focus on social responsibility, emphasizing safety production and environmental protection in its operations[181]. - The company achieved compliance with national standards for major pollutants, including sulfur dioxide, nitrogen oxides, and particulate matter, through effective pollution control measures[177]. - The company has established environmental protection offices across production units, employing specialized personnel to manage environmental work[184]. Future Outlook and Strategic Plans - The company plans to enhance its international market presence, particularly in Europe and Asia-Pacific, to mitigate risks[115]. - The company aims to improve operational efficiency and reduce costs in the next financial period[196]. - The company is focusing on research and development of new technologies to drive future growth[196]. - The company plans to upgrade its food division management system and expand into markets in Europe, the Middle East, and the U.S.[198]. Internal Control and Compliance - The company has established a comprehensive internal control system that has been effectively implemented, with no significant deficiencies reported during the period[166]. - The internal control audit report concluded that the company maintained effective financial reporting internal controls as of December 31, 2022[170]. - The company is committed to ongoing improvements in corporate governance following past issues identified in internal control audits[171]. Employee and Management - The total number of employees at the end of the reporting period was 2,877, with 2,851 from major subsidiaries and 26 from the parent company[159]. - The company emphasizes a performance-based salary policy for management, linking compensation to annual operational goals[160]. - The employee training program includes both internal and external training to support employee development and long-term corporate growth[161].

Financial Performance - The company's operating revenue for Q1 2023 was ¥304,724,253.96, a decrease of 14.69% compared to ¥357,208,115.79 in Q1 2022[5] - The net profit attributable to shareholders was -¥19,624,163.07, representing a decline of 155.70% from ¥35,230,690.52 in the same period last year[5] - The net cash flow from operating activities decreased by 32.78% to ¥123,720,475.48 from ¥184,065,476.09 in Q1 2022[12] - The weighted average return on net assets was -5.38%, down from 8.29% in the previous year[5] - Operating income for the first quarter was 3,676,301.78, a significant increase of 2658.95% compared to 133,250.00 from the previous year[15] - The net loss attributable to the parent company for Q1 2023 was CNY -1,242,490,466.03, compared to CNY -1,222,866,302.96 in the previous year, indicating a slight increase in losses[27] - The net profit for Q1 2023 was CNY 5,303,259.66, a significant decrease compared to CNY 96,889,238.32 in the same period last year, reflecting a decline of approximately 94.5%[30] - The total comprehensive income for the period was CNY 10,995,263.13, down from CNY 95,651,063.99, reflecting a decrease of about 88.5%[31] - The operating profit for Q1 2023 was CNY 20,919,492.96, down from CNY 98,921,167.01, reflecting a decrease of about 78.8% year-over-year[30] Assets and Liabilities - The total assets at the end of the reporting period increased by 2.64% to ¥3,053,350,238.91 from ¥2,974,831,866.60 at the end of the previous year[5] - The total liabilities increased to CNY 2,014,814,814.92 from CNY 1,963,363,576.74, reflecting a rise in financial obligations[27] - The cash and cash equivalents at the end of Q1 2023 were CNY 465,024,469.51, an increase from CNY 364,796,681.99 at the beginning of the year[25] - The cash and cash equivalents at the end of the period amounted to CNY 464,000,210.13, an increase from CNY 313,225,794.37 year-over-year, showing a growth of approximately 48.2%[32] Revenue and Costs - The total operating revenue for Q1 2023 was CNY 304,724,253.96, a decrease of approximately 14.7% compared to CNY 357,208,115.79 in the same period last year[28] - The total operating costs for Q1 2023 were CNY 280,716,538.89, an increase of about 8.9% from CNY 257,642,390.34 in the previous year[28] - The total revenue from operating activities was CNY 394,520,992.38, down from CNY 502,586,922.74, indicating a decrease of about 21.5% year-over-year[31] Cash Flow - The cash flow from operating activities showed a net inflow of CNY 123,720,475.48, compared to CNY 184,065,476.09 in the previous year, representing a decline of approximately 32.6%[32] - The cash flow from investing activities showed a net outflow of CNY 19,152,722.00, compared to a net outflow of CNY 10,515,194.63 in the same period last year, indicating increased investment activity[32] Shareholder Information - The company's total number of ordinary shareholders reached 50,342, with no preferred shareholders having restored voting rights[17] - The largest shareholder, Dalian Hesheng Holdings Group, holds 13.25% of shares, with 107,847,136 shares frozen[17] Legal and Operational Issues - The company is involved in a legal dispute regarding the acquisition of a 40% stake in Yancheng Niu Yuan Wai Enterprise Management Center, with a total payment of 54,172,000 planned[21] - The company’s subsidiary, Wujin Group, was ordered to suspend operations from March 28 to March 30, 2023, due to safety violations[22] Strategic Initiatives - The company established a strategic restructuring task force for the beef industry, led by director Sun Luning, to enhance operational efficiency[23] - The company plans to focus on market expansion and new product development as part of its strategic initiatives moving forward[23] Other Financial Metrics - Financial expenses increased by 52.04% to ¥19,756,502.39, mainly due to exchange losses from overseas investments[14] - Tax expenses surged by 13432.59% to 16,564,072.81, primarily due to increased tax liabilities from the previous year[15] - The company reported a significant increase in other receivables, which rose to CNY 46,710,313.09 from CNY 24,583,942.21, indicating improved collection efforts[25] - The company’s inventory decreased to CNY 34,622,085.61 from CNY 37,785,847.28, suggesting better inventory management practices[25] - The company incurred a credit impairment loss of CNY 4,047.01, compared to CNY 1,806,427.82 in the previous year, indicating a significant reduction in credit losses[30] - Minority shareholder losses decreased by 59.57% to 24,927,422.73, reflecting a reduction in recognized minority losses[15]