河南亚太人律师事务所 关于新乡化纤股份有限公司 2022 年度向特定对象发行股票并上市的 补充法律意见书（七） 二○二三年九月 4-1-1 亚律法字（2023）第 09-01 号 河南亚太人律师事务所 关于新乡化纤股份有限公司 2022 年度向特定对象发行股票并上市的 补充法律意见书（七） 致：新乡化纤股份有限公司 河南亚太人律师事务所（以下简称"本所"）接受贵公司的委托，根据双方 签署的《专项法律服务合同》，指派鲁鸿贵、周耀鹏律师（以下简称"本所律师"） 以专项法律顾问身份，参与发行人 2022 年度向特定对象发行股票并上市工作， 对发行人 2022 年度向特定对象发行股票并上市所涉及的法律问题进行核查验证， 根据《中华人民共和国证券法》《中华人民共和国公司法》《深圳证券交易所上 市公司证券发行上市审核规则》《律师事务所从事证券法律业务管理办法》等有 关法律、法规和规范性文件的规定，按照律师行业公认的职业标准、道德规范和 勤勉尽责精神，本所律师为发行人 2022 年度向特定对象发行股票并上市出具本 补充法律意见书。 本所律师已于 2022 年 6 月出具了"亚律法字（2022）第 06-12 号"《河南 亚 ...

平安证券股份有限公司 关于新乡化纤股份有限公司 2022 年度向特定对象发行股票 之 上市保荐书 （注册稿） 保荐机构（主承销商） 平安证券股份有限公司 （住所：深圳市福田区福田街道益田路 5023 号平安金融中心 B 座第 22-25 层） 二〇二三年九月 3-3-1 声 明 平安证券股份有限公司（以下简称"平安证券"、"保荐人"或"保荐机构"）接 受新乡化纤股份有限公司（以下简称"新乡化纤"、"发行人"或"公司"）的委托， 担任其 2022 年度向特定对象发行股票的保荐人。 保荐机构及指定的保荐代表人根据《中华人民共和国公司法》（以下简称《" 公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司证券 发行注册管理办法》（以下简称"《注册办法》"）等有关法律、法规和中国证券监 督管理委员会（以下简称"中国证监会"）、深圳证券交易所（以下简称"深交所"） 的有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则、行业执业规 范和道德准则出具上市保荐书，并保证所出具文件的真实性、准确性和完整性。 若因保荐机构为发行人本次发行制作、出具的文件有虚假记载、误导性陈述或者 重大遗漏，给投资 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥3,406,018,126.01, a decrease of 14.08% compared to ¥3,964,160,004.60 in the same period last year[23]. - Net profit attributable to shareholders was ¥11,405,183.73, representing an increase of 21.04% from ¥9,422,358.09 in the previous year[23]. - The net cash flow from operating activities improved significantly to ¥172,584,443.46, a 264.84% increase from -¥104,698,760.30 in the same period last year[23]. - Basic and diluted earnings per share both increased by 25.00% to ¥0.0080 from ¥0.0064[23]. - Total assets at the end of the reporting period were ¥11,733,187,791.55, up 4.90% from ¥11,185,533,690.92 at the end of the previous year[23]. - The net profit after deducting non-recurring gains and losses was -¥2,615,951.81, an improvement of 65.24% from -¥7,526,531.86 in the previous year[23]. - The weighted average return on net assets increased to 0.21% from 0.15%[23]. - The company's revenue for the current period is ¥3,406,018,126.01, a decrease of 14.08% compared to ¥3,964,160,004.60 in the same period last year, primarily due to a significant drop in selling prices[43]. - Operating costs decreased by 11.31% to ¥3,142,939,435.86 from ¥3,543,847,678.66, mainly due to lower raw material prices[43]. - Research and development expenses were reduced by 54.81% to ¥99,460,710.00 from ¥220,100,332.92, as there were fewer projects compared to the previous year[43]. Market and Production Capacity - The domestic production capacity of biomass cellulose filament was approximately 210,000 tons/year, with stable production and improved domestic sales performance[32]. - The domestic production capacity of spandex fiber was approximately 1.21 million tons/year, with significant market space expected due to expanding downstream applications[32]. - The company has a leading position in the industry for both biomass cellulose filament and spandex fiber, with a comprehensive product range and strong brand recognition[38]. Strategic Initiatives - The company plans not to distribute cash dividends or issue bonus shares[6]. - The company is developing a production line for 100,000 tons of high-quality spandex, with an investment of approximately ¥158.67 million, and expects to achieve a return of 90%[55]. - The company is also constructing a facility for 10,000 tons of biomass fiber, with an investment of approximately ¥138.80 million, expecting a return of 40%[55]. - The company plans to focus on market expansion and new product development in the upcoming quarters[140]. Environmental and Sustainability Efforts - The company is recognized as a national-level green factory demonstration enterprise, highlighting its commitment to sustainable practices[39]. - The company complies with various environmental protection laws and standards, including the Environmental Impact Assessment Law and the Air Pollution Prevention Law[71]. - The company has successfully maintained compliance with emission standards for various pollutants, including nitrogen oxides and sulfur dioxide[73]. - The company has implemented a photovoltaic power generation system with a capacity of 5.6MWp + 1.5MWp, reducing carbon emissions by approximately 4,581 tons annually[81]. - The company has reduced carbon emissions by approximately 12,613 tons annually by using a heat recovery system in its boiler desulfurization tower[82]. Financial Position and Liabilities - The company's long-term borrowings increased by 24.01% to ¥2,816,993,913.46 from ¥2,396,060,502.33, indicating an increase in bank loans[50]. - The total investment cash flow net was negative at ¥299,553,939.47, a decrease of 303.64% compared to ¥147,100,244.13 in the previous year[43]. - The total liabilities increased to CNY 6,232,541,999.09 from CNY 5,675,295,503.09, reflecting a growth of about 9.8%[134]. Shareholder and Governance Matters - The company held its first extraordinary general meeting of shareholders in 2023 on April 11, with an investor participation rate of 44.11%[65]. - The annual general meeting for 2022 was held on May 23, 2023, with a participation rate of 43.84%[65]. - The company has established a comprehensive corporate governance structure and internal control system to protect the rights of shareholders and creditors[84]. - The company has provided guarantees for bank loans totaling RMB 4.231 billion, with RMB 0.695 billion already fulfilled by the reporting period end[100]. Risk Management - The company faced risks related to raw material price fluctuations and industry cyclicality, which are detailed in the risk management section[5]. - The company is addressing industry cyclical risks by diversifying product offerings and adjusting production based on market conditions[62]. - The company faces risks from raw material price fluctuations, particularly for pulp and PTMEG, which significantly impact production costs[61]. Accounting and Financial Reporting - The semi-annual financial report for 2023 has not been audited[130]. - The company adheres to the accounting policies and estimates based on its production and operational characteristics, including provisions for bad debts and depreciation[168]. - The company’s financial statements are prepared in Renminbi as the reporting currency[172]. - The company evaluates credit risk for financial instruments at each reporting date to determine if there has been a significant increase in credit risk since initial recognition[200].

根据中国证监会《关于规范上市公司与关联方资金往来及上市公司对外担保若干问 题的通知》（证监发 [2003] 56 号）、《关于规范上市公司对外担保行为的通知》（证监发 [2005] 120 号）等相关法律、法规和《公司章程》的有关规定，我们对公司控股股东及 其他关联方占用公司资金情况及公司累计和当期对外担保情况进行了认真核查，发表独 立意见如下： 新乡化纤股份有限公司独立董事 关于控股股东及其他关联方占用公司资金、公司对外担保情况的 专项说明和独立意见 根据《关于在上市公司建立独立董事制度的指导意见》、《上市公司治理准则》、《深 圳证券交易所股票上市规则》、《上市公司内部控制指引》等有关法律法规和《公司章程》 的规定，我们作为新乡化纤股份有限公司（以下简称"公司"或"本公司"）独立董事， 现就关于控股股东及其他关联方占用公司资金、公司对外担保情况做专项说明并发表独 立意见如下： 独立董事签字： 楚金桥 赵静 武龙 新乡化纤股份有限公司 2023 年 8 月 21 日 （一）公司不存在关联方违规占用上市公司资金的情况。不存在损害公司和其他股 东利益的情形。 （二）公司不存在为控股股东及其他关联方提供担保的情况； ...

| 编制单位：新乡化纤股份有限公司 | | | | | | | | | 单位：人民币万元 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 资金占用方 | 占用方与上市 | 上市公司 | 2023 年期初占 | 半年度占用 2023 | 半年度占 2023 | 2023 半年度偿还 | 2023 年半年末 | 占用形成 | 占用性 | | 非经营性资金占用 | 名称 | 公司的关联关 | 核算的会 | 用资金余额 | 累计发生金额 | 用资金的利息 （如有） | 累计发生金额 | 占用资金余额 | 原因 | 质 | | | | 系 | 计科目 | | （不含利息） | | | | | | | 控股股东、实际控 | | | | | | | | | | | | 制人及其附属企业 | | | | | | | | | | | | 小 计 | | | | | | | | | | | | 前控股股东、实际 | | | | | | | | | | | | 控制人及其附属企 | | | | | | | | | | | | 业 ...

证券代码： 000949 证券简称：新乡化纤 新乡化纤股份有限公司投资者关系活动记录表 编号：2023-003 | 投资者关系活动 | □特定对象调研 □ 分析师会议 | | --- | --- | | 类别 | 媒体采访 业绩说明会 □ √ | | | 路演活动 □ 新闻发布会 □ | | | □ 现场参观 | | | □ 其他 （请文字说明其他活动内容） | | 参与单位名称及 | 投资者网上提问 | | 人员姓名 | | | 时间 | 2023 年 5 月 18 日 (周四) 下午 14:30~17:30 | | 地点 | 公司通过全景网"投资者关系互动平台"（https://ir.p5w.net） | | | 采用网络远程的方式召开业绩说明会 | | 上市公司接待人 | 董事会秘书付玉霞、证券事务代表童心 | | 员姓名 | | | | 投资者提出的问题及公司回复情况 | | | 公司就投资者在本次说明会中提出的问题进行了回复： | | | 1、你好请问 2023 计划是什么？ | | | 尊敬的投资者您好！ | | 投资者关系活动 | 2023 年度公司经营计划：年产生物质纤维素长丝 70,000 ...

证券代码：000949 证券简称：新乡化纤 公告编号：2023-049 新乡化纤股份有限公司 关于参加河南辖区上市公司2023年投资者 网上集体接待日活动的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导性 陈述或者重大遗漏。 为进一步加强与投资者的互动交流，新乡化纤股份有限公司定于2023年5月18日（周四） 16：00-17：20参加在全景网举办的"真诚沟通 传递价值"河南辖区上市公司2023年投资者网 上集体接待日活动，本次活动将采用网络远程的方式举行，投资者可登录"全景·路演天下" （http：//rs.p5w.net）参与本次互动交流。 出席本次网上集体接待日活动的人员有：董事会秘书付玉霞女士、证券事务代表童心先生。 欢迎广大投资者积极参与。 特此公告。 新乡化纤股份有限公司董事会 2023年5月15日 ...

股票代码：000949 股票简称：新乡化纤 | 投资者关系活动类 | □特定对象调研 □分析师会议 | | --- | --- | | 别 | □媒体采访 √业绩说明会 | | | □新闻发布会 □路演活动 | | | □现场参观 | | | □其他 （请文字说明其他活动内容） | | 参与单位名称及人 | 线上参与公司新乡化纤 2022 年度网上业绩说明会的投 | | 员姓名 | 资者 | | 时间 | 2023 年 05 月 12 日（星期五）下午 15:00-17:00 | | 地点 | 公司证券部、"新乡化纤 IR"微信小程序 | | 上市公司接待人员 | 董事长：邵长金先生、总经理：季玉栋先生、独立董事： | | 姓名 | 武龙先生、财务负责人：冯丽萍女士、董事会秘书：付 | | | 玉霞女士、证券事务代表：童心先生 | | | 1、问：公司主要产品氨纶纤维行业 2022 年度需求疲软， | | | 同比下滑不少，未来公司有什么措施可以应对这种形 | | | 势？ | | | 答：尊敬的投资者您好，公司将以新型溶剂纤维素纤维、 | | | 草本植物菌草再生纤维素纤维等项目研发为中心，采取 | | | ...

Financial Performance - The company reported a revenue of RMB 1.2 billion for the year 2022, representing a year-on-year increase of 15%[1]. - The net profit attributable to shareholders was RMB 150 million, a decrease of 10% compared to the previous year[1]. - The company's operating revenue for 2022 was ¥7,274,425,741.47, a decrease of 17.60% compared to ¥8,827,984,358.29 in 2021[22]. - The net profit attributable to shareholders of the listed company was ¥434,612,409.55, representing a decline of 131.40% from ¥1,365,126,390 in the previous year[22]. - The net cash flow from operating activities was ¥103,086,347.87, down 105.17% from ¥1,994,649,630 in 2021[22]. - The total assets at the end of 2022 were ¥11,185,533,690, a decrease of 0.72% from ¥11,245,884,800 at the end of 2021[22]. - The net assets attributable to shareholders of the listed company decreased by 11.44% to ¥5,510,238,180 from ¥6,202,727,940 in 2021[22]. - The company reported a basic earnings per share of -0.2965, a decline of 129.18% compared to 1.0022 in 2021[22]. - The company experienced a significant drop in quarterly performance, with the fourth quarter showing a net profit attributable to shareholders of -¥141,127,107.04[26]. - The company recognized non-operating income of ¥31,658,726.68 in 2022, compared to a loss of -¥48,112,433.01 in 2021[28]. Market Strategy and Expansion - The company has outlined a market expansion strategy targeting Southeast Asia, aiming for a 25% increase in market share by 2025[1]. - User data indicates a growth of 20% in the customer base, reaching 500,000 active users by the end of 2022[1]. - The company is committed to expanding its market presence and enhancing its technological capabilities in both biomass cellulose and spandex sectors[38]. - The company aims to expand its market presence and enhance product offerings through ongoing research and development initiatives[89]. - The company has a strategic focus on expanding the international market share of biomass cellulose filament and spandex fiber, leveraging the Belt and Road Initiative[102]. Research and Development - The company plans to invest RMB 200 million in new product development and technology research in 2023[1]. - The company invested CNY 475 million in R&D, focusing on new products and processes, including a new green manufacturing process for regenerated cellulose fibers[58]. - The company has a total of 74 utility model patents and 15 invention patents related to bio-based cellulose filament technology[52]. - The company added 59 new utility model patents during the reporting period, contributing to a total of 41 standards published[58]. - The company completed the development of functional fibers, including smart temperature-regulating fibers, to meet diverse market demands[73]. Production Capacity and Efficiency - A new production line is expected to be operational by Q3 2023, increasing production capacity by 30%[1]. - The company's annual production capacity for bio-based cellulose filament is 75,000 tons, accounting for 39% of the national total, ranking first in China[53]. - The production capacity for spandex has reached 160,000 tons, placing the company among the top three in the country[53]. - The company has completed the first and second phases of a project to produce 100,000 tons of high-quality ultra-fine spandex fibers, adding 60,000 tons of new capacity[45]. - The utilization rate for bio-based cellulose filament production is 89.04%, while spandex utilization is at 79.13%[52]. Financial Management and Governance - The company has established a complete independent accounting system and financial management practices[116]. - The company is committed to improving corporate governance and ensuring compliance with relevant laws and regulations[115]. - The company has established a comprehensive compensation system for its executives, with remuneration decisions made by the board and overseen by the supervisory committee[131]. - The company is focused on enhancing its product mix by increasing the proportion of differentiated and high-value-added products[106]. - The company has implemented continuous improvements to its internal control system to adapt to changing external environments and internal management requirements, ensuring effective execution without significant omissions[151]. Environmental Responsibility - The company complies with various environmental protection laws and standards, including the Environmental Impact Assessment Law and the Water Pollution Prevention Law[159]. - The company has implemented a comprehensive wastewater treatment system in both the Fengquan District and the Economic Development Zone, ensuring compliance with environmental standards[163]. - The company invested approximately 90 million yuan in environmental protection operations during the reporting period[168]. - The company achieved a stable compliance rate for wastewater and air emissions, meeting the local standards in Henan Province[172]. - The company launched a zero-carbon regenerated cellulose filament product in 2022[168]. Challenges and Risks - The company is facing risks related to raw material price fluctuations and industry cyclicality, which may impact future performance[1]. - The company anticipates continued challenges in the spandex market due to fluctuating demand and pricing pressures[89]. - The company aims to mitigate risks by establishing long-term strategic partnerships with suppliers and adjusting inventory based on market conditions[106]. - The company has indicated uncertainty regarding its ability to continue as a going concern, as the net profit excluding non-recurring gains and losses has been negative for the last three accounting years[22]. Shareholder Relations - No cash dividends or stock bonuses will be distributed to shareholders for the fiscal year 2022[1]. - The company has a three-year shareholder return plan (2020-2022) that balances short-term and long-term interests of shareholders, with no cash dividends proposed for the reporting period[147][149]. - The company has a clear and transparent cash dividend policy, ensuring that minority shareholders have opportunities to express their opinions[149]. - The company held five temporary shareholder meetings in 2022, with attendance rates ranging from 11.95% to 42.63%[119]. Management Changes - The company experienced a management change with the resignation of key personnel, including the chief engineer and a board member, due to retirement and work changes[123]. - The company appointed a new management team on April 11, 2023, with key positions filled by Shao Changjin as General Manager and Zhang Jiaqi as Deputy General Manager[129]. - The company has appointed new executives, including a new chief engineer and vice general manager, to strengthen its leadership team[124].

Financial Performance - The company's revenue for Q1 2023 was ¥1,839,880,227.54, a decrease of 14.73% compared to ¥2,157,676,551.57 in the same period last year[5] - Net profit attributable to shareholders was ¥17,431,583.24, down 57.42% from ¥40,934,632.79 year-on-year[5] - Basic earnings per share decreased by 56.27% to ¥0.0122 from ¥0.0279 in the same period last year[5] - Total profit for the period was ¥2,501.78, down 55.38% from ¥5,606.72 in the previous year[10] - Net profit for Q1 2023 was ¥17,431,583.24, a decline of 57.4% from ¥40,902,401.60 in Q1 2022[20] - The company reported a total comprehensive income of ¥17,431,583.24 for Q1 2023, down from ¥40,902,401.60 in the same quarter last year[20] Cash Flow - The net cash flow from operating activities was ¥12,590,698.53, reflecting a significant decline of 90.17% compared to ¥128,107,006.71 in the previous year[5] - The net cash flow from operating activities for Q1 2023 was CNY 12,590,698.53, a decrease from CNY 128,107,006.71 in Q1 2022[23] - Total cash inflow from investment activities was CNY 20,310,761.60, significantly lower than CNY 804,967,392.54 in the previous year[23] - The net cash flow from financing activities was CNY 367,968,988.85, slightly down from CNY 370,132,756.02 in Q1 2022[24] - The total cash and cash equivalents at the end of Q1 2023 amounted to CNY 1,457,867,260.06, compared to CNY 2,084,062,086.46 at the end of Q1 2022[24] - The company received CNY 883,000,000.00 in cash from borrowings during the financing activities[23] - The cash outflow for investing activities totaled CNY 108,253,070.20, compared to CNY 665,366,161.00 in Q1 2022[23] - The company reported a cash inflow of CNY 20,000,000.00 from investment recoveries, down from CNY 800,000,000.00 in the previous year[23] - The impact of exchange rate changes on cash and cash equivalents was a decrease of CNY 7,820,732.43, compared to a decrease of CNY 3,698,499.17 in the previous year[24] Assets and Liabilities - Total assets increased by 3.29% to ¥11,553,267,164.26 from ¥11,185,533,690.92 at the end of the previous year[5] - Total liabilities as of Q1 2023 amounted to ¥6,046,594,972.29, an increase from ¥5,675,295,503.09 in Q1 2022[17] - Non-current liabilities totaled ¥3,013,044,377.07 in Q1 2023, up from ¥2,625,747,924.70 in the same period last year[17] - Current liabilities decreased slightly to ¥3,033,550,595.22 from ¥3,049,547,578.39 in Q1 2022[17] - The company experienced a 10.22% increase in accounts receivable, rising to ¥104,227.96 from ¥94,560.44[10] - Accounts receivable increased to CNY 1,042,279,563.45 from CNY 945,604,368.23, representing a rise of about 10.2%[16] - Inventory levels rose to CNY 1,221,005,055.11, compared to CNY 1,158,532,221.84 at the beginning of the year, indicating an increase of approximately 5.4%[16] - The total current assets amounted to CNY 4,048,558,086.76, up from CNY 3,672,272,483.48, marking a growth of around 10.2%[16] - Non-current assets totaled CNY 7,504,709,077.50, slightly down from CNY 7,513,261,207.44, showing a decrease of about 0.1%[16] Research and Development - The company reported a decrease in R&D expenses by 73.36% to ¥1,978.60 from ¥7,427.54 year-on-year[10] - Research and development expenses for Q1 2023 were ¥19,786,009.50, significantly lower than ¥74,275,414.83 in Q1 2022, indicating a reduction in R&D investment[19] Shareholder Information - The company held 43,430,000 shares in a repurchase account, accounting for 2.96% of the total share capital as of March 31, 2023[13] - The top ten shareholders include Xinxiang Bailu Investment Group Co., Ltd. with a 30.17% stake, holding 442,507,079 shares[13]