Fundraising Overview - The company issued 15 million convertible bonds with a face value of RMB 100 each, raising a total of RMB 150 million, after deducting issuance costs of RMB 12.12 million, resulting in a net amount of RMB 137.88 million [1] - The bonds were approved by the China Securities Regulatory Commission and began trading on July 14, 2021, under the name "Guo Wei Convertible Bonds" with the code "127038" [1] Redemption Conditions - The conditional redemption clause is activated if the company's stock price falls below 70% of the conversion price for 30 consecutive trading days during the last two interest years of the bonds [2] - The conversion price for the bonds is set at RMB 97.51 per share, meaning the stock price must remain above RMB 68.26 for the first period and RMB 68.11 for the second period to avoid triggering the redemption [2][3] Redemption Rights and Procedures - Bondholders have the right to redeem all or part of their bonds at face value plus accrued interest if the redemption conditions are met [3][5] - The redemption price is calculated to be RMB 100.212 per bond, including interest, with actual proceeds varying based on tax implications for different types of investors [4][5] Announcement and Reporting - The company is required to announce the redemption conditions and procedures within one trading day after the conditions are met, and to provide daily reminders until the end of the redemption period [5][6] - The redemption period for bondholders to submit their requests is from July 23 to July 29, 2025, with specific instructions on how to proceed [5][6] Compliance and Verification - The underwriting institution has verified that the redemption matters comply with relevant regulations and the terms outlined in the offering prospectus, expressing no objections to the redemption process [7]

Core Viewpoint - The legal opinion letter from Beijing Zhonglun Law Firm confirms that Unisoc Microelectronics Co., Ltd. can proceed with the repurchase of its convertible bonds under specified conditions outlined in relevant laws and regulations [6][11]. Group 1: Legal Framework and Approval - The issuance of convertible bonds by Unisoc Microelectronics has been approved by the Ministry of Finance and the Ministry of Education, as well as the China Securities Regulatory Commission, allowing for a total issuance of 1.5 million bonds with a face value of 1 billion yuan [7][10]. - The bonds were publicly issued on June 10, 2021, and listed on the Shenzhen Stock Exchange on July 14, 2021, with a total issuance amount of 1.5 billion yuan [7][10]. Group 2: Repurchase Conditions - According to the Management Measures and Regulatory Guidelines, bondholders have the right to sell back their bonds to the issuer under certain conditions, particularly if the stock price falls below 70% of the conversion price for a specified period [9][10]. - The specific repurchase terms state that if the company's stock price remains below the adjusted conversion price for a continuous period, bondholders can exercise their right to sell back the bonds at face value plus accrued interest [9][10]. Group 3: Current Situation and Conclusion - As of June 2025, the stock price of Unisoc Microelectronics has been below the required threshold, activating the conditional repurchase clause for the convertible bonds [10]. - The legal opinion concludes that the company is compliant with the relevant regulations and can proceed with the bond repurchase, provided that the bondholders submit their repurchase requests within the designated period [11].

Group 1 - The company issued 15 million convertible bonds with a total value of 1.5 billion yuan, which are currently in the conversion period [1] - The convertible bonds, named "Guo Wei Convertible Bonds," have a maturity period of 6 years, starting from July 14, 2021 [1] - The conditional redemption clause for the convertible bonds will take effect if the closing price remains below 70% of the conversion price for 30 consecutive trading days [2] Group 2 - The suspension of the conversion of the bonds will occur during the redemption application period, lasting five trading days from July 23, 2025, to July 29, 2025 [2] - Normal trading of the convertible bonds will continue during the redemption application period [2] - The conversion of the bonds will resume on July 30, 2025, after the redemption application period ends [2]

Core Points - The China Securities Automotive Semiconductor Industry Index has shown a positive trend, with a 4.05% increase over the past month, 1.71% over the past three months, and a 5.76% increase year-to-date [1] - The index comprises up to 50 listed companies involved in providing semiconductor materials, equipment, and products for the automotive electrification and intelligence sectors [1] - The index is based on a starting point of 1000.0 points as of December 30, 2016 [1] Index Holdings - The top ten weighted companies in the index include: Northern Huachuang (4.92%), Changdian Technology (4.74%), OmniVision Technologies (4.71%), Zhaoyi Innovation (4.68%), Zhongwei Company (4.66%), Unisoc (4.46%), Sanan Optoelectronics (4.24%), Rockchip (3.3%), Wingtech Technology (3.14%), and Tongfu Microelectronics (3.05%) [1] - The index's market segment distribution shows that the Shanghai Stock Exchange accounts for 72.40%, while the Shenzhen Stock Exchange accounts for 27.60% [1] Industry Composition - In terms of industry composition, integrated circuits represent 58.41%, semiconductor materials and equipment account for 24.91%, discrete devices make up 9.30%, optoelectronics comprise 4.24%, and electronic terminals and components constitute 3.14% [2] - The index samples are adjusted biannually, with adjustments occurring on the next trading day following the second Friday of June and December each year [2] - Weight factors are generally fixed until the next scheduled adjustment, with special circumstances allowing for temporary adjustments [2]

| 证券代码：002049 | 证券简称：紫光国微 公告编号：2025-061 | | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | 紫光国芯微电子股份有限公司 关于"国微转债"回售的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1．投资者回售选择权：根据《紫光国芯微电子股份有限公司公开发行可转 换公司债券募集说明书》（以下简称《募集说明书》）的约定，"国微转债"持 有人可回售部分或者全部未转股的"国微转债"。"国微转债"持有人有权选择 是否进行回售，本次回售不具有强制性。 9．在投资者回售款到账日之前，如已申报回售的可转换公司债券发生司法 冻结或扣划等情形，债券持有人的该笔回售申报业务失效。 公司股票自 2025 年 6 月 10 日至 2025 年 6 月 25 日，连续十二个交易日的 收盘价格低于"国微转债"当期转股价 97.51 元/股的 70%，即 68.26 元/股； 1 2．回售价格：100.212 元/张（含息税） 3. 回售条件触发日：2025 年 7 月 21 日 4．回售申报期：202 ...

经中国证券监督管理委员会"证监许可[2021]1574 号"文核准，紫光国芯微 电子股份有限公司（以下简称"公司"）于 2021 年 6 月 10 日公开发行了 1,500 万张可转换公司债券，每张面值 100 元，发行总额 15 亿元，期限 6 年。经深圳 证券交易所"深证上[2021]673 号"文同意，公司 15 亿元可转换公司债券于 2021 年 7 月 14 日起在深圳证券交易所上市交易，债券简称"国微转债"，债券代码 "127038"。"国微转债"转股期自 2021 年 12 月 17 日至 2027 年 6 月 9 日（如 遇法定节假日或休息日延至其后的第 1 个工作日；顺延期间付息款项不另计息）， 目前"国微转债"处于转股期。 公司股票自 2025 年 6 月 10 日至 2025 年 7 月 21 日连续三十个交易日的收 盘价格低于当期转股价的 70%，且"国微转债"处于最后两个计息年度，根据《紫 光国芯微电子股份有限公司公开发行可转换公司债券募集说明书》的约定，"国 微转债"的有条件回售条款生效。具体内容详见公司于同日在《中国证券报》及 巨潮资讯网（http://www.cninfo.co ...

法律意见书 $$\Xi{\mathrm{O}}{\mathrm{-}}\Xi{\mathrm{H}}\#{\mathrm{t}}{\mathrm{H}}$$ 北京 • 上海 • 深圳 • 广州 • 武汉 • 成都 • 重庆 • 青岛 • 杭州 • 南京 • 海口 • 东京 • 香港 • 伦敦 • 纽约 • 洛杉矶 • 旧金山 • 阿拉木图 Beijing • Shanghai • Shenzhen • Guangzhou • Wuhan • Chengdu • Chongqing • Qingdao • Hangzhou • Nanjing • Haikou • Tokyo • Hong Kong • London • New York • Los Angeles • San Francisco • Almaty 北京市中伦律师事务所 北京市中伦律师事务所 关于紫光国芯微电子股份有限公司 可转换公司债券回售的 关于紫光国芯微电子股份有限公司 可转换公司债券回售的 法律意见书 致：紫光国芯微电子股份有限公司 北京市中伦律师事务所（以下简称"本所"）接受紫光国芯微电子股份有限 公司（以下简称"发行人"或"公司"） ...

渤海证券股份有限公司 关于紫光国芯微电子股份有限公司 可转换公司债券回售有关事项的核查意见 渤海证券股份有限公司（以下简称"渤海证券"或"保荐机构"）作为紫光 国芯微电子股份有限公司（以下简称"公司"或"紫光国微"）向不特定对象发 行可转换公司债券的保荐机构，根据《证券发行上市保荐业务管理办法》《深圳 证券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号—— 主板上市公司规范运作》《深圳证券交易所上市公司自律监管指引第 15 号—— 可转换公司债券》等有关法律法规和规范性文件的要求，对紫光国微可转换公司 债券回售有关事项进行了核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于核准紫光国芯微电子股份有限公司公开发 行可转换公司债券的批复》（证监许可[2021]1574 号）核准，公司于 2021 年 6 月向社会公开发行可转换公司债券 1,500 万张，每张面值为人民币 100 元，募集 资金总额为人民币 150,000.00 万元，扣除承销费、保荐费、审计费、律师费、 信息披露费等发行费用人民币 1,212.34 万元，实际募集资金净额为人民币 148,787.66 ...

Core Points - The Shanghai Composite Index opened high and rose, with the China Trading Service Semiconductor Chip Industry Index increasing by 0.29% to 8556.02 points, with a trading volume of 38.839 billion yuan [1] - The China Semiconductor Chip Index has risen by 4.03% in the past month, decreased by 2.63% in the past three months, and increased by 1.61% year-to-date [1] - The index aims to track the overall performance of listed companies in the semiconductor chip industry in the Shanghai and Shenzhen markets, covering areas such as semiconductor chip materials, equipment, design, manufacturing, packaging, and testing [1] Index Holdings - The top ten weighted companies in the China Semiconductor Chip Industry Index are: SMIC (9.36%), Northern Huachuang (7.48%), Haiguang Information (6.77%), Cambricon (6.46%), OmniVision (5.69%), Lattice Semiconductor (5.21%), Zhongwei Company (4.24%), Zhaoyi Innovation (4.14%), Changdian Technology (2.58%), and Unisoc (2.44%) [1] - The market share of the index holdings is 77.35% from the Shanghai Stock Exchange and 22.65% from the Shenzhen Stock Exchange [1] Industry Composition - The industry composition of the China Semiconductor Chip Industry Index is 100% in Information Technology [2] - Public funds tracking the China Semiconductor Chip Index include: Guotai CES Semiconductor Chip Industry ETF Link A, Guotai CES Semiconductor Chip Industry ETF Link C, Huaan CES Semiconductor Chip Industry A, Huaan CES Semiconductor Chip Industry C, Western Li De CES Semiconductor Chip Industry Index Enhanced A, Western Li De CES Semiconductor Chip Industry Index Enhanced C, and Guotai CES Semiconductor Chip ETF [2]

证券代码：002049 证券简称：紫光国微 公告编号：2025-060 债券代码：127038 债券简称：国微转债 紫光国芯微电子股份有限公司 （一）公司名称：唐山捷准芯测信息科技有限公司 （二）公司类型：有限责任公司（非自然人投资或控股的法人独资） （三）统一社会信用代码：91130229MA0FYJQB33 （四）住所：河北省唐山市玉田县鑫兴电子工业园内（玉遵西路西侧） （五）法定代表人：翟应斌 （六）注册资本：4,000 万元人民币 （七）成立时间：2021 年 1 月 8 日 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"） 为进一步优化资源配 置，提高运营效率，根据公司整体战略布局，于 2025 年 7 月 14 日作出决定，拟 对全资子公司唐山捷准芯测信息科技有限公司（以下简称"捷准芯测"）进行清 算注销。 根据《深圳证券交易所股票上市规则》及《紫光国芯微电子股份有限公司章 程》等有关规定，本次清算注销事项在公司董事长审批权限内，无需提交公司董 事会、股东会审议。本次清算注销事项不构成关联交易，亦不构成 ...