证券代码：002097 证券简称：山河智能 公告编号：2024-038 山河智能装备股份有限公司 关于公司职工代表监事离职并补选职工代表监事的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 山河智能装备股份有限公司(以下简称"公司")监事会于近日收到职工代表监 事张爱民先生的书面辞职报告。因个人原因，张爱民先生申请辞去公司第八届监事 会职工代表监事职务。 截至本公告披露日，张爱民先生持有公司股份 67,500 股。张爱民先生在任职期 间，恪尽职守、勤勉尽责，公司及监事会对张爱民先生在任职期间为公司所做出的 贡献表示衷心感谢。 董事会 二〇二四年六月二十二日 1 附件： 简历 彭辉，女，1973 年 3 月出生，中国国籍，无境外永久居留权，本科学历。历任 山河智能装备股份有限公司国际部部长、国际营销公司常务副总经理、国际营销公 司总经理、审计监察部总监。现任公司职工代表监事、审计监察部总监。 彭辉女士与持股 5%以上股东及其他董事、监事及高级管理人员不存在关联关系； 截至本公告披露日，彭辉女士未持有公司股份，不存在以下情形：（1）《公司法》 第一百四十六条 ...

关于对山河智能装备股份有限公司 2023 年年报问询函回复的专项说明 XYZH/2024GZAA6F0834 大幅增加，2023 年销量虽小幅回落，但出口销量首次超过国内销量；旋挖钻机 2022 年 -2023 年国内销量大幅下滑，2023 年国内销量仅为 2021 年的 20.48%，2021 年-2023 年 的国际销量与挖掘机趋势基本一致。 图一：2021 年-2023 年挖掘机国际国内销售趋势图 深圳证券交易所： 根据贵所 2024 年 5 月 20 日下发的《关于对山河智能装备股份有限公司 2023 年年 报的问询函》（公司部年报问询函〔2024〕第 193 号）（以下简称"问询函"）的要 求，信永中和会计师事务所（特殊普通合伙）（以下简称"我们"或"会计师"）对问 询函所提出的问题进行了逐项落实，现将有关问题的核查情况说明如下： 问题一：关于经营业绩。报告期内，你公司实现营业收入 72.29 亿元，同比减 少 1%；其中境外收入 41.07 亿元，占营业收入比重 56.80%，境外收入相比上年增长 27.66%。你公司实现归属于上市公司股东的净利润 3,558.34 万元，同比上升 103.13% ...

证券代码：002097 证券简称：山河智能 公告编号：2024-037 山河智能装备股份有限公司 关于对 2023 年年报问询函回复的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 山河智能装备股份有限公司（以下简称"山河智能"或"公司"）于 2024 年 5 月 20 日收到深圳证券 交易所上市公司管理一部下发的《关于对山河智能装备股份有限公司 2023 年年报的问询函》（公司部年报 问询函〔2024〕第 193 号）（以下简称"《问询函》"），公司董事会对此高度重视，在对相关事项逐一 核查落实后，按照相关要求就问询函所关注的问题进行回复说明，现将回复的具体内容公告如下： 期性下行，而出口市场整体需求较好，但市场竞争加剧。整体上，工程机械行业努力维持国内基本盘，扩 展出海业务是现阶段的主要经营战略。 以旋挖钻机及挖掘机的市场销量数据为例，2021 年-2023 年国际、国内挖掘机及旋挖钻机销量趋势可看 出，挖掘机 2022 年-2023年国内销量持续下滑，2022 年国际销量大幅增加，2023 年销量虽小幅回落，但出口 销量首次超过国内销量；旋挖钻机 ...

证券代码：002097 证券简称：山河智能 山河智能装备股份有限公司 投资者关系活动记录表 编号：2024-002 ☐特定对象调研 ☐分析师会议 ☐媒体采访 业绩说明会 投资者关系活动 ☐新闻发布会 ☐路演活动 类别 ☐现场参观 ☐其他（请文字说明其他活动内容） 参与单位名称及 线上参与公司2023年度业绩说明会暨相关问题征集的全体投资者 人员姓名 时间 2024年05月22日 15:00-17:00 地点 价值在线（https://www.ir-online.cn/）网络互动 董事长：付向东 总经理：夏志宏 上市公司接待人 副总经理、财务总监：黄仲波 员姓名 董事会秘书：王剑 独立董事：吴能全、石水平、毕亚林、许长龙 1.贵公司最近股价下跌，财务上如何？ ...

湖南启元律师事务所 关于 山河智能装备股份有限公司 2023年年度股东大会的 法律意见书 二O二四年五月 致：山河智能装备股份有限公司 湖南启元律师事务所（以下简称"本所"）接受山河智能装备股份有限公司（以 下简称"公司"）的委托，指派本所律师出席了公司 2023 年年度股东大会（以下简 称"本次股东大会"），对会议进行现场律师见证，并发表本法律意见。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》、《上市公司股东大会规则》（以下简称《股东大会规则》 " "） 等我国现行法律、法规、规范性文件以及《山河智能装备股份有限公司章程》（以 下简称"《公司章程》"）的有关规定出具本法律意见书。 本所律师出具本法律意见书基于公司已作出如下承诺：所有提供给本所律师 的文件的正本以及经本所律师查验与正本保持一致的副本均为真实、完整、可靠。 为出具本法律意见，本所律师依法审核了公司提供的下列资料： 1、刊登在深圳证券交易所网站（http://www.szse.cn）的与本次股东大会有关 的通知等公告事项； 2、出席会议的股东或其代理人的身份证明文件、持股证明文件、授权委托 书等； ...

山河智能装备股份有限公司 证券代码：002097 证券简称：山河智能 公告编号：2024-036 2023 年年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 特别提示： 1、本次股东大会无否决议案的情形； 2、本次股东大会无涉及变更以往股东大会已通过决议的情形； 3、本次股东大会采取现场投票与网络投票表决相结合的方式召开。 一、会议召开情况 山河智能装备股份有限公司（以下简称"公司"）2023 年年度股东大会（以 下简称"本次股东大会"）以现场表决与网络表决相结合的方式召开。 1、本次股东大会现场会议于 2024 年 5 月 21 日（星期二）15:00 在公司总 部大楼 405 会议室召开。 2、本次股东大会网络投票时间为：2024 年 5 月 21 日，其中： 通过深圳证券交易所交易系统进行网络投票的时间为2024年5月21日9:15 —9:25，9:30—11:30 和 13:00—15:00； 通过深圳证券交易所互联网投票系统进行网络投票的时间为 2024 年 5 月 21 日 9:15—15:00 的任意时间。 3、本次会议由公 ...

深 圳 证 券 交 易 所 关于对山河智能装备股份有限公司 2023 年年报的问询函 公司部年报问询函〔2024〕第 193 号 （3）结合你公司近三年前五大客户销售情况、主要产品市 场情况、业务布局等，说明你公司境外收入快速增长的原因。 山河智能装备股份有限公司董事会： 我部在对你公司 2023 年年度报告（以下简称"年报"）进行 审查的过程中，关注到如下事项： 1.关于经营业绩。报告期内，你公司实现营业收入 72.29 亿 元，同比减少 1%；其中境外收入 41.07 亿元，占营业收入比重 56.80%，境外收入相比上年增长 27.66%。你公司实现归属于上 市公司股东的净利润 3,558.34 万元，同比上升 103.13%；归属 于上市公司股东的扣除非经常性损益的净利润-1.41 亿元，同比 上升 88.56%；经营活动产生的现金流量净额-5.20 亿元，同比上 升 66.73%。此外，年报披露，报告期你公司境外业务毛利率 35.63%，与境内业务的毛利率相比高 17.53 个百分点。请你公司： （1）结合报告期内所处行业环境、经营状况，以及相较于 2022 年的变化情况，说明你公司报告期内收入与利润 ...

山河智能装备股份有限公司 关于召开 2023 年度业绩说明会暨相关问题征集的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 重要内容提示： 一、 说明会类型 山河智能装备股份有限公司（以下简称"公司"）于 2024 年 4 月 30 日披露公司 2023 年年 度报告，为便于广大投资者更全面深入地了解公司经营情况，公司定于 2024 年 5 月 22 日(星期 三)15:00-17:00 在"价值在线"（www.ir-online.cn）举办山河智能装备股份有限公司 2023 年年度业绩说明会，与投资者进行沟通和交流，广泛听取投资者的意见和建议。 二、说明会召开的时间和方式 证券代码：002097 证券简称：山河智能 公告编号：2024-035 董事长：付向东 总经理：夏志宏 副总经理、财务总监：黄仲波 董事会秘书：王剑 独立董事：吴能全、石水平、毕亚林、许长龙 四、投资者参加方式 投资者可于 2024 年 5 月 22 日(星期三)15:00-17:00 通过网址 https://eseb.cn/1eq4xpzpOfe 或 使用微信扫描下方小程序码即可 ...

证券代码：002097 证券简称：山河智能 公告编号：2024-029 山河智能装备股份有限公司 关于公司 2023 年度经营层人员年度绩效薪酬的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 山河智能装备股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日召开第 八届董事会第十五次会议，审议通过了《关于公司 2023 年度经营层人员年度绩效薪 酬的议案》，根据中国证监会《上市公司治理准则》等法律法规、部门规章、规范 性文件和《公司章程》《董事、监事及高级管理人员薪酬管理制度》，公司董事会 薪酬与考核委员会成员对经营层人员进行综合评价，并结合公司年度经营业绩对公 司 2023 年度高级管理人员绩效薪酬进行确定。现将有关情况公告如下： | 序号 | 姓名 | 职务 | 个人考核结果 | 2023 年度绩效薪酬（万元） | | --- | --- | --- | --- | --- | | 1 | 夏志宏 | 董事、总经理 | 合格 | 18.54 | | 2 | 陈生 | 董事、党委书记 | 合格 | 16.69 | | 3 | 张大庆 | ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥7.23 billion, a decrease of 1.00% compared to ¥7.30 billion in 2022[21] - The net profit attributable to shareholders for 2023 was approximately ¥35.58 million, a significant increase of 103.13% from a loss of ¥1.14 billion in 2022[21] - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of approximately ¥140.83 million, an improvement of 88.56% compared to a loss of ¥1.23 billion in 2022[21] - The net cash flow from operating activities improved to a loss of approximately ¥520.28 million, a 66.73% increase from a loss of ¥1.56 billion in 2022[21] - Basic and diluted earnings per share for 2023 were both ¥0.0331, a turnaround from a loss of ¥1.0466 per share in 2022, representing an increase of 103.16%[21] - The company's operating revenue for 2023 was approximately ¥7.23 billion, a slight decrease from ¥7.30 billion in 2022, with a net revenue after deductions of ¥7.12 billion[22] - The net profit attributable to shareholders for Q1 2023 was ¥30.12 million, while Q2 showed a significant drop to ¥6.39 million, and Q3 reported a loss of ¥1.43 million, with Q4 recovering slightly to ¥0.51 million[26] - The net cash flow from operating activities for Q4 2023 was positive at ¥924.67 million, contrasting with negative cash flows in the first three quarters[27] - The company reported non-recurring gains of approximately ¥176.41 million in 2023, compared to ¥93.61 million in 2022, indicating an increase in non-operating income[28] Assets and Liabilities - Total assets at the end of 2023 were approximately ¥20.89 billion, reflecting a 1.49% increase from ¥20.58 billion at the end of 2022[21] - The net assets attributable to shareholders at the end of 2023 were approximately ¥4.59 billion, a slight increase of 0.84% from ¥4.55 billion at the end of 2022[21] - The company's total liabilities increased by 73.26% to approximately 82.02 million, primarily due to an increase in endorsed but unconfirmed accounts receivable[81] - Accounts receivable increased by 168.68% to approximately 148.45 million, primarily due to an increase in commercial acceptance bills received[81] - The company's financial expenses rose by 70.38% to approximately 351.55 million, mainly due to increased exchange losses[89] Market Position and Strategy - The company maintains a stable market position in hydraulic static pile drivers and open-pit drilling products, ranking first in the industry, while rotary drilling rigs are in the top four[33] - The company is focusing on expanding its international market presence, with a steady increase in export revenue and a more robust global marketing service network[31] - The engineering machinery industry is experiencing a cyclical downturn, with overall market demand remaining weak and excess capacity persisting[31] - The company is committed to high-end, intelligent, and green transformation in the engineering machinery sector[32] - The company operates in three main sectors: engineering equipment, special equipment, and aviation equipment, with a strategic focus on innovation and regional development[37] Research and Development - The company reported a total of 266 patent applications in 2023, with 93 being invention patents, accounting for 34.96% of the total[53] - The company has established multiple innovation platforms, including a national recognized enterprise technology center and a national industrial design center, contributing to its competitive edge in the industry[50] - The company maintains a dedicated R&D team of over 800 personnel, including more than 90 senior professionals and 4 doctoral supervisors[52] - The company has achieved significant technological advancements, with 6 scientific achievements recognized as internationally leading or advanced by the China Construction Machinery Industry Association[53] - The company focuses on "leading innovation" to develop advanced products, aiming to enhance its core competitiveness in the engineering machinery sector[54] - The company's R&D investment amounted to ¥323,918,703.43 in 2023, representing a 1.08% increase from ¥320,443,410.57 in 2022[94] - R&D investment accounted for 4.48% of the company's operating revenue in 2023, up from 4.39% in 2022[94] - The number of R&D personnel increased to 836 in 2023, a 4.76% rise from 798 in 2022[93] Product Development and Innovation - The company launched 107 new product projects in 2023, with 37 products successfully launched and 25 reaching mass production status[55] - Notable products include the industry-first SWDM240HES hydraulic hybrid rotary drilling rig and the SWE10FED electric excavator, among others[55] - The company completed the development of three models of high-performance hydraulic rock drilling machines, aiming to enhance its competitiveness in the mining machinery sector[90] - The digital twin technology for rotary drilling rigs has been successfully developed, significantly improving product reliability and operational efficiency[92] - The company is actively developing a distributed intelligent valve control system for excavators, which is expected to enhance operational efficiency and reduce fuel consumption[92] International Expansion - In 2023, the company expanded its international presence by adding subsidiaries in Canada and Australia, and upgrading service centers in five other countries[62] - The company established a new subsidiary in Australia and upgraded five subsidiaries in Indonesia, Malaysia, Vietnam, South Africa, and Russia, enhancing local support capabilities and achieving over 80% growth in the Russian-speaking market[67] - The company plans to establish overseas subsidiaries in Brazil and the Middle East, focusing on international business development[119] - The company implemented a clear international product strategy, launching a series of new energy equipment, with some products leading in the European electric excavator market[63] Sustainability and Environmental Responsibility - The company is committed to sustainable development and has actively participated in the formulation of green design standards for construction machinery[51] - The company has complied with 249 environmental protection laws and standards, demonstrating commitment to environmental responsibility[177] - The company has successfully passed multiple environmental impact assessments for its manufacturing projects since 2010[177] - The company completed the renewal of its pollutant discharge permit in January 2023, valid until January 11, 2028[178] - The company reported a total discharge of 7.82 tons of particulate matter, 0.68 tons of SO2, and 1.04 tons of NOx, all within the emission standards[179] - The company emitted 5.35 tons of VOCs, significantly below the allowable limit of 87.36 tons[181] - The company has implemented a self-monitoring plan for pollutants, including organized and unorganized waste gas, wastewater, and noise[184] Corporate Governance - The company held one annual general meeting and three extraordinary general meetings during the reporting period, ensuring equal voting rights for minority shareholders[134] - The board of directors held seven meetings during the reporting period, ensuring compliance with legal and regulatory requirements[135] - The supervisory board convened six meetings, maintaining effective oversight of the board and management's compliance with legal obligations[135] - The company has established a performance evaluation and incentive mechanism linked to operational performance for senior management[136] - The company has implemented a strict internal audit system to oversee financial and operational controls[137] Employee Development and Remuneration - The total number of employees at the end of the reporting period is 5,104, with 2,966 in the parent company and 2,138 in major subsidiaries[165] - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to 7.32 million CNY[157] - The highest remuneration was received by the General Manager, totaling 990,400 CNY, while the Chairman received no remuneration[157] - The company has established a comprehensive salary system, providing annual bonuses and special incentives for core technical personnel and key positions[166] - The company has implemented a multi-dimensional training system covering various employee levels, enhancing talent development and innovation[167] Legal and Compliance - The company has no significant legal disputes or penalties during the reporting period, ensuring stable operations[199] - The company has established a comprehensive internal control system in compliance with relevant laws and regulations[173] - The internal audit department reports directly to the board and its audit committee, ensuring independent oversight of internal controls[173]