关于上海宏达新材料股份有限公司 年报问询函相关事项核查的专项说明 深圳证券交易所: 我们通过上海宏达新材料股份有限公司(以下简称"宏达 新材"或"公司")收悉深圳证券交易所上市公司管理二部下发 的《关于对上海宏达新材料股份有限公司2023年年报的问询函》 (公司部年报问询函(2024)第 178 号)(以下简称"问询函"), 根据问询函的要求,我们查阅了审计底稿,现就问询函中要求 我所发表专项意见的相关问题答复如下: 1. 年报显示,你公司(1)2021年至2023年,营业收入分 别为 5.54 亿元、3.65 亿元、2.35 亿元,同比变化-39.88%、 -34.16%、-35.59%,连续三年下滑。(2) 2021 年至 2023 年, 扣非后归母净利润分别为-3.39亿元、-0.46亿元、-0.25亿元, 连续三年为负。(3)本报告期经营活动现金流量净额为-0.13 亿元。请你公司: (1)结合行业周期、同行业经营情况、销售价格、原料价 格、毛利率变化、利润金额结构及各项目占比等,补充说明收 入连续下滑、业绩连续亏损的原因。(2)结合营运资金、最低 现金保有量、长短期借款与有息负债结构等,分析偿债能力 ...

证券代码：002211 证券简称：宏达新材 公告编号：2024-027 上海宏达新材料股份有限公司 关于 2023 年年报问询函回复的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 上海宏达新材料股份有限公司（以下简称"宏达新材"或 "公司"）2024 年 5 月 19 日收悉深圳证券交易所上市公司管理 二部下发的《关于对上海宏达新材料股份有限公司 2023 年年报 的问询函》（公司部年报问询函〔2024〕第 178 号）（以下简称 "问询函"），根据问询函的相关要求，本公司相关方及时进行 了认真调查核实，现就问询函相关事项回复如下： （注：东莞新东方科技有限公司以下简称"东莞新东方"；上海鸿翥信息科技有限公司以 下简称"上海鸿翥"；上海观峰信息科技有限公司以下简称"上海观峰"） 1.年报显示，你公司（1）2021 年至 2023 年，营业收入分 别为 5.54 亿元、3.65 亿元、2.35 亿元，同比变化-39.88%、 -34.16%、-35.59%，连续三年下滑。（2）2021 年至 2023 年， 扣非后归母净利润分别为-3.39 亿元、-0. ...

关于2023年度股东大会增加临时提案 股东会补充通知的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海宏达新材料股份有限公司（以下简称"公司"）第六届董事会第三十四 次会议决定，于 2024 年 5 月 30 日（星期四）召开 2023 年度股东大会，详见公 司于 2024 年 4 月 27 日在《证券时报》、巨潮资讯网（www.cninfo.com.cn）披 露的《关于召开 2023 年度股东大会通知》（公告编号：2024-019）。 2024 年 5 月 16 日，公司收到控股股东江苏伟伦投资管理有限公司（以下简 称"江苏伟伦"，持股 29.07%）出具的《提出股东大会临时提案的函》，公司 于 2024 年 5 月 16 日分别召开第六届董事会第三十五次会议审议通过《关于修 订<公司章程>的议案》、《关于调整 2024 年度日常关联交易预计额度的议案》， 第六届监事会第二十一次会议审议通过《关于调整 2024 年度日常关联交易预计 额度的议案》。详见公司刊登于巨潮资讯网（www.cninfo.com.cn）的《公司章 程修订对照表(2024 年 ...

证券代码：002211 证券简称：宏达新材 公告编号：2024-023 上海宏达新材料股份有限公司 关于调整 2024 年度日常关联交易预计额度的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海宏达新材料股份有限公司（以下简称"公司"）于 2024 年 5 月 16 日召 开第六届董事会第三十五次会议、第六届监事会第二十一次会议，审议通过了《关 于调整 2024 年度日常关联交易预计额度的议案》，本事项尚需提交公司 2023 年度股东大会审议批准。现将有关事项公告如下： 一、日常关联交易基本情况 （一）日常关联交易概述 根据日常经营需要，公司及下属子公司 2024 年预计与江苏明珠硅橡胶材料 有限公司（以下简称"江苏明珠"）及其子公司发生销售产品、提供及接受劳务 等日常关联交易，预计上述日常关联交易总金额不超过 7,150 万元,上述事项已 经公司第六届董事会第三十三次会议、第六届监事会第十九次会议、2023 年第 三次临时股东大会审议通过。 根据公司截至目前与江苏明珠及其子公司的日常关联交易额度实际使用情 况及下半年经营计划情况,公司将增加向江苏明 ...

《公司章程修订对照表》 (2024 年 5 月) 长性、每股净资产的摊薄等真实合理因 素进行详细说明。 （三）公司董事会未做出现金分配方案 的，应当在定期报告中披露原因，独立 董事应当对此发表独立意见。 （四）公司根据生产经营情况、投资规 划和长期发展的需要，确需调整利润分 配政策的，调整后的利润分配政策不得 违反中国证监会和证券交易所的有关规 定；有关调整利润分配政策的议案需经 董事会审议后提交股东大会批准。但公 司保证现行及未来的股东回报计划不得 违反以下原则：公司在具备现金分红的 条件下，每年以现金形式分配的利润不 少于当年实现的可供分配利润的 10%。 在公司董事会制定调整利润分配政 策方案的 30 日前，公司董事会将发布提 示性公告，公开征询社会公众投资者对 本次利润分配政策调整方案的意见，投 资者可以通过电话、信件、深圳证券交 易所互动平台、公司网站等方式参与。 证券事务部应做好记录并整理投资者意 见，提交公司董事会、监事会。 公司董事会在审议调整利润分配政 策时，需事先书面征询全部独立董事的 意见，全体独立董事对此应当发表明确 意见。该调整利润分配政策需征得 1/2 以上独立董事同意且经全体董事 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、诉讼情况概述 证券代码：002211 证券简称：宏达新材 公告编号：2024-025 上海宏达新材料股份有限公司 关于投资者诉讼事项的进展公告 2022 年 1 月 7 日，上海宏达新材料股份有限公司（以下简称"宏达新材" "公司"）接到中国证券监督管理委员会《立案通知书》（编号：证监立案字 0 032022001 号），因公司涉嫌信息披露违法违规，中国证监会决定对公司进行立 案调查，详情请见公司 2022 年 1 月 10 日披露在巨潮资讯网（www.cninfo.com. cn）的《关于收到中国证监会立案告知书的公告》（公告编号：2022-004）。该 事项导致部分投资者以"证券虚假陈述责任纠纷"为由，向公司提出索赔，具体 内容详见公司披露在《证券时报》和巨潮资讯网的《关于投资者诉讼事项的公告》 (公告编号:2022-090)、《关于投资者诉讼事项的进展公告》(公告编号:2023-0 49、2024-008)。 二、诉讼的进展情况 近日，公司收到上海金融法院下发 1 份《民事调解书》、5 份《民事裁定书》 ...

证券代码：002211 证券简称：宏达新材 公告编号：2024-022 表决结果：同意 3 票，反对 0 票，弃权 0 票。议案通过。 经审核，同意公司调整 2024 年度日常关联交易的预计额度。关联交易价格按照市 场价格确定，定价客观、 公允，不存在损害公司及中小股东利益的情形。详见公司披 露于《证券时报》、巨潮资讯网（www.cninfo.com.cn）上的《关于调整 2024 年度日 常关联交易预计额度的公告》。 本议案尚需公司 2023 年度股东大会审议。 特此公告。 上海宏达新材料股份有限公司监事会 2024年5月17日 上海宏达新材料股份有限公司 第六届监事会第二十一次会议决议的公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据2024年5月11日发出的会议通知，上海宏达新材料股份有限公司（以下简称"公 司"）第六届监事会第二十一次会议于2024年5月16日在公司会议室以现场和通讯相结 合方式召开。会议应到监事3名，实到监事3名，会议由监事会主席邱云锋先生主持。 会议的召集、召开及表决程序符合《公司法》和《公司章程》的规定，形成的决议合 法 ...

二、《关于调整 2024 年度日常关联交易预计额度的议案》 证券代码：002211 证券简称：宏达新材 公告编号：2024-021 上海宏达新材料股份有限公司 第六届董事会第三十五次会议决议的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据 2024 年 5 月 11 日发出的会议通知，上海宏达新材料股份有限公司（以 下简称"公司"）第六届董事会第三十五次会议于 2024 年 5 月 16 日在公司会议 室以现场与通讯相结合方式召开，会议由董事长黄俊先生主持，应到董事 5 人， 实到董事 5 人。本次董事会会议的召开符合《公司法》等有关法律和《公司章程》 的规定。本次会议审议通过了如下议案： 一、《关于修订<公司章程>的议案》 表决结果：同意 5 票，反对 0 票，弃权 0 票。议案通过。 详见公司刊登于巨潮资讯网（www.cninfo.com.cn）的《公司章程修订对照 表(2024 年 5 月)》。 本议案需公司 2023 年度股东大会审议，并需经出席会议的股东所持表决权 的三分之二以上表决通过。 表决结果：同意 5 票，反对 0 票，弃权 0 ...

Legal Matters - The company reported a total of 31 investor lawsuits related to false securities statements, with a total amount involved of RMB 3,253,812.53[3]. - The company has recognized estimated liabilities in accordance with accounting standards due to ongoing litigation, but the impact on future operations remains uncertain[3]. - The company is under investigation by the China Securities Regulatory Commission for alleged information disclosure violations, with ongoing lawsuits from investors totaling approximately CNY 3.25 million[79]. - The company has taken legal action to recover overdue payments from subsidiaries, but the outcome remains uncertain due to ongoing litigation[79]. - The company is involved in a lawsuit with a claimed amount of 325.38 million yuan, which has been provisioned for[159]. - The company is facing a lawsuit with an amount of 848 million yuan related to a debt claim by Shanghai Hongzi[161]. - The company has made provisions for a total of 4,492,890.60 yuan in ongoing litigation cases[161]. - The company has been proactive in addressing legal challenges by making necessary financial provisions[159]. - The company is monitoring the outcomes of its legal disputes closely, as they may impact future financial performance[159]. - The company was fined 3 million yuan due to violations related to information disclosure, including inflated revenue and profits from 2019 to 2020[163]. - The company has actively cooperated with the investigation and has strengthened compliance training for its current directors and management[164]. Financial Performance - The company's operating revenue for 2023 was ¥234,834,588.10, a decrease of 35.59% compared to ¥364,607,624.25 in 2022[22]. - The net profit attributable to shareholders was -¥29,362,241.92 in 2023, representing a decline of 174.15% from ¥39,599,269.03 in 2022[22]. - The cash flow from operating activities was -¥13,035,828.73, down 119.25% from ¥67,735,427.49 in the previous year[22]. - The basic earnings per share for 2023 was -¥0.0679, a decrease of 174.13% from ¥0.0916 in 2022[22]. - The total assets at the end of 2023 were ¥309,559,441.38, a reduction of 10.29% from ¥345,050,231.90 at the end of 2022[23]. - The net assets attributable to shareholders decreased by 31.70% to ¥63,264,252.34 in 2023 from ¥92,626,494.26 in 2022[23]. - The company reported a significant asset impairment loss of ¥6,513,479.45, accounting for 23.26% of total profit, primarily due to asset impairments related to Shanghai Guanfeng[64]. - The company reported a net increase in cash and cash equivalents of -¥24,435,227.66, reflecting a comprehensive impact from operating, investing, and financing activities[62]. - The company experienced a significant decrease in investment cash inflow by 65.76% to ¥519,860.00, attributed to reduced disposal of idle fixed assets[61]. Revenue and Sales - The revenue from organic silicon products accounted for 100% of total operating revenue, with a decline of 35.53% from the previous year[46]. - The sales of mixed rubber were ¥213,538,001.78, representing 90.93% of total revenue, down 30.89% year-on-year[46]. - Domestic sales contributed ¥213,143,072.52, accounting for 90.76% of total sales, down 34.98% from the previous year[46]. - The company's product sales volume was 16,800 tons in 2023, only a decline of 6.52% year-on-year despite the revenue drop[33]. - The average market price of organic silicon DMC in 2023 was ¥14,700 per ton, a decrease of approximately 37% compared to the previous year[33]. Research and Development - The company has developed 3 inventions and 21 utility patents, enhancing its technological capabilities[40]. - The company is in the mass production stage of developing oil-resistant silicone rubber, aiming to enhance market competitiveness and increase revenue[57]. - The company is also in the mass production stage of anti-mold and antibacterial liquid silicone rubber, which is expected to improve production efficiency and reduce costs[57]. - The company is working on aerospace-grade phenyl-modified silicone rubber, which is in the mass production stage and aims to enhance aging resistance and safety performance[57]. - The company's R&D investment decreased by 47.33% to ¥6,715,433.72 in 2023, accounting for 2.86% of operating revenue, down from 3.50% in 2022[60]. - The number of R&D personnel increased by 3.85% to 27, with the proportion of R&D staff rising to 16.46% from 14.21%[60]. Corporate Governance - The company maintains complete independence in business operations, personnel management, and financial activities, with no interference from the controlling shareholder[88]. - The company has established a robust organizational structure with independent operations of the shareholders' meeting, board of directors, and supervisory board[88]. - The company has updated its independent director management system to enhance governance and oversight[87]. - The company has a dedicated investor relations department to manage communications and inquiries from investors[85]. - The company has established a performance assessment procedure to determine annual bonuses[104]. Environmental Compliance - The company is classified as a key pollutant discharge unit and must comply with specific environmental protection standards[129]. - The company reported a total emission of 0.1044 tons of particulate matter from the water spray treatment process, which meets the discharge standards[130]. - The company invested CNY 170,552.90 in environmental governance and protection during the reporting period[135]. - The company has established an emergency response plan for environmental incidents, which was last revised in November 2021[132]. - The company has not incurred any environmental protection tax during the reporting period[135]. Shareholder Information - The total number of shares is 432,475,000, with a change of 779 shares[185]. - The company has a total of 31,643 shareholders at the end of the reporting period[190]. - Jiangsu Weilen Investment Management Co., Ltd. holds 29.07% of shares, totaling 125,735,743 shares, with 28,325,124 shares frozen[190]. - The company reported no changes in the major shareholders during the reporting period[195]. - The actual controller of the company is Zhu Enwei, with no changes reported during the period[196].

Financial Performance - Total assets decreased by 10.29% to CNY 309,559,441.38 at the end of 2023 compared to CNY 345,050,231.90 at the end of 2022[6] - Operating revenue fell by 35.59% to CNY 234,834,588.10 in 2023 from CNY 364,607,624.25 in 2022[6] - Net profit attributable to shareholders decreased by 174.15%, resulting in a loss of CNY 29,362,241.92 in 2023 compared to a profit of CNY 39,599,269.03 in 2022[6] - Basic earnings per share dropped by 174.13% to -0.0679 in 2023 from 0.0916 in 2022[6] - Cash flow from operating activities showed a negative net amount of CNY -13,035,828.73 in 2023, a decline of 119.25% from CNY 67,735,427.49 in 2022[6] - The weighted average return on equity plummeted to -37.67% in 2023 from 54.37% in 2022, a decrease of 92.04%[6] Dividend Policy - The company plans not to distribute cash dividends or issue bonus shares for the reporting period[2] Legal Issues - The company has 31 ongoing investor litigation cases related to securities misrepresentation, with a total amount involved of CNY 3,253,812.53[1] - The company is under investigation by the China Securities Regulatory Commission for suspected information disclosure violations, with 31 lawsuits received involving a total amount of RMB 3,253,812.53[15] - The company received a debt performance notice from the Shanghai Xuhui District People's Court, requiring it to pay RMB 42,217,580.18 to Shanghai Hongzi within fifteen days[18] - On August 14, 2023, a lawsuit was filed against the company by Aoyin Investment, requesting compensation of RMB 8.48 million for intermediary service fees owed by Shanghai Hongzi[19] Business Operations - The company is involved in the research, production, and sales of high-temperature silicone rubber, with key products including raw rubber, mixed rubber, and liquid rubber[4] - The company has ceased operations for its subsidiaries Shanghai Guanfeng and Shanghai Hongzhu due to disputes related to "private network communication" business[16] Shareholder Information - The company has not disclosed any significant changes in the top ten shareholders compared to the previous period[10] - A total of 28,325,124 shares held by Jiangsu Weilen Investment Management Co., Ltd. and 34,440,000 shares held by Hangzhou Keli Enterprise Management Partnership have been judicially frozen since January 4, 2022[17]