中信建投证券股份有限公司 关于 奥特佳新能源科技股份有限公司 向特定对象发行股票 之 上市保荐书 保荐人 二〇二五年八月 保荐人出具的上市保荐书 保荐人及保荐代表人声明 中信建投证券股份有限公司及本项目保荐代表人李爱清、魏尚骅已根据《中 华人民共和国公司法》《中华人民共和国证券法》等法律法规和中国证监会及深 圳证券交易所的有关规定，诚实守信，勤勉尽责，严格按照依法制定的业务规则 和行业自律规范出具上市保荐书，并保证所出具文件真实、准确、完整。 3-3-1 | 释 义 4 | | --- | | 一、发行人基本情况 5 | | （一）发行人概况 5 | | （二）发行人主营业务 5 | | （三）发行人主要经营和财务数据及指标 5 | | （四）发行人存在的主要风险 7 | | 二、发行人本次发行情况 11 | | （一）发行股票的种类和面值 11 | | （二）发行方式及发行时间 11 | | （三）发行对象及认购方式 11 | | （四）发行价格及定价原则 11 | | （五）发行数量 12 | | （六）限售期 12 | | （七）募集资金金额与用途 12 | | （八）本次向特定对象发行前公司滚存未分配 ...

奥特佳新能源科技股份有限公司 审 计 报 告 众环审字(2025)3300127号 目 录 审计报告 | 财务报表 | | | --- | --- | | 合并资产负债表 | | | 合并利润表 | 3 | | 合并现金流量表 | 4 | | 合并股东权益变动表 | റ | | 资产负债表 | 7 | | 利润表 | 9 | | 现金流量表 | 10 | | 股东权益变动表 | 11 | | 财务报表附注 | 13 | 6-1-1 起始页码 审计报告 众环审字(2025)3300127 号 奥特佳新能源科技股份有限公司全体股东: 一、审计意见 我们审计了奥特佳新能源科技股份有限公司(以下简称"奥特佳公司")财务报表,包 括 2024年12月31日的合并及公司资产负债表,2024年度的合并及公司利润表、合并及公 司现金流量表、合并及公司股东权益变动表以及相关财务报表附注。 我们认为,后附的财务报表在所有重大方面按照企业会计准则的规定编制,公允反映了 奥特佳公司 2024年12月31日合并及公司的财务状况以及 2024年度合并及公司的经营成果 和现金流量。 二、形成审计意见的基础 我们按照中国注册会计师审计准则的 ...

Core Points - The company has completed the registration capital change and amended its articles of association following the approval at the 2024 annual shareholders' meeting held on June 27, 2025 [1] - The company's total share capital decreased from 3,309,623,844 shares to 3,308,833,844 shares, and the registered capital reduced from 3,309,623,844 yuan to 3,308,833,844 yuan due to the repurchase and cancellation of 790,000 restricted shares from two incentive plan participants who voluntarily resigned [1] - The company has completed the necessary business registration changes and obtained the updated business license [2]

（文章来源：证券日报） 证券日报网讯 8月18日晚间，奥特佳发布公告称，公司于2025年6月27日召开2024年年度股东会，审议 通过了《关于变更注册资本并修订的议案》，同意变更公司注册资本并同步修订公司章程。近日，本公 司收到注册所在地江苏省南通市数据局通知，相关变更登记事宜已办结。 ...

证券简称：奥特佳 证券代码：002239 公告编号：2025-046 奥特佳新能源科技股份有限公司 关于完成公司注册资本变更登记的公告 奥特佳新能源科技股份有限公司 本公司及董事会全体成员保证本次信息披露的内容真实、准确和完整， 没有虚假记载、误导性陈述或者重大遗漏。 本公司于 2025 年 6 月 27 日召开 2024 年年度股东会，审议通 过了《关于变更注册资本并修订<公司章程>的议案》，同意变更公 司注册资本并同步修订公司章程。近日，本公司收到注册所在地江 苏省南通市数据局通知，相关变更登记事宜已办结，现将有关情况 公告如下: 公司 2024 年股权激励计划的激励对象李建华先生、邵翌旻先 生因个人原因主动离职，不再符合激励对象条件，根据相关法规、 股权激励计划和激励股份授予合同的约定，公司已回购注销激励对 象已获授但尚未解锁的限制性股票 79 万股。回购注销完成后，公 司总股本由 3,309,623,844 股减少至 3,308,833,844 股，公司注册资 本由 3,309,623,844 元减少至 3,308,833,844 元。 董事会 2025 年 8 月 19 日 目前，本公司已完成工商变 ...

Industry Overview - The automotive air conditioning filter industry is gaining popularity as a crucial device for maintaining in-car air quality, driven by increasing environmental policies, consumer health awareness, and the growth of the electric vehicle sector [1][10] - The market size of China's automotive air conditioning filter industry was 15.316 billion yuan in 2020 and is projected to grow to 21.904 billion yuan by 2024, with a compound annual growth rate (CAGR) of 9.4% [1][10] - The application of automotive air conditioning filters is expanding into public transportation and logistics, further boosting industry growth [1][10] Industry Chain - The industry chain consists of upstream raw material suppliers, midstream production of air conditioning filters, and downstream automotive manufacturing and aftermarket services [6] - The demand for air conditioning filters is closely linked to new vehicle production, as manufacturers aim for nearly 100% integration of filters in new vehicles [12] Market Demand - The demand for automotive air conditioning filters in the aftermarket is increasing due to rising vehicle ownership, with a projected demand of 353 million units by 2024, reflecting a year-on-year increase of 5.1% [14] - The OEM market for automotive air conditioning filters is expected to reach a demand of 31.28 million units by 2024 [12] Competitive Landscape - The competitive landscape of the automotive air conditioning filter industry is characterized by a mix of multinational corporations and emerging local brands, with significant opportunities for new entrants [16] - Key players include Zhejiang Jinhai High-tech Co., Ltd., Anhui Phoenix Filter Co., Ltd., and Bosch (China) Investment Co., Ltd., among others [16][17] Development Trends - Technological innovation is a driving force for the industry, with a focus on lightweight, energy-efficient, and intelligent products [21] - The market is becoming increasingly diversified, with manufacturers needing to develop targeted products to meet the varying performance requirements of different vehicle brands and models [22] - Supply chain integration and optimization are essential for enhancing competitiveness, with manufacturers encouraged to leverage digital technologies for better supply chain management [23]

奥特佳新能源科技股份有限公司 证券简称：奥特佳 证券代码：002239 公告编号：2025-045 奥特佳新能源科技股份有限公司 关于部分限制性股票回购注销完成暨股本变动的公告 本公司及董事会全体成员保证本次信息披露的内容真实、准确和完整， 没有虚假记载、误导性陈述或者重大遗漏。 特别提示： 2.截至本公告披露日，上述限制性股票已在中国证券登记结算有限责任公 司深圳分公司完成了回购注销手续。本次回购注销完成后，公司总股本由 3,309,623,844 股变更为 3,308,833,844 股。 公司于 2025 年 3 月 31 日召开第六届董事会第二十九次会议， 2025 年 4 月 16 日召开 2025 年第一次临时股东会，审议通过了《关 于回购注销部分限制性股票的议案》1 ；2025 年 6 月 6 日召开第六届 董事会第三十二次会议,2025 年 6 月 27 日召开 2024 年年度股东会， 审议通过了《关于回购注销部分限制性股票的议案》2。鉴于公司 2024 年限制性股票激励计划（以下简称本激励计划）2 名激励对象因个人 原因主动离职而不再具备激励资格，公司回购注销已授予但尚未解 除限售的合计 ...

Group 1 - The core vision of the company is to become a leading global automotive thermal management supplier by 2030, aiming to rank among the top three in the global automotive air conditioning compressor market by 2030 [1] - Since its listing in 2015, the company has successfully transformed from a single automotive compressor supplier to a thermal management system integrator, achieving significant growth in revenue and performance, and establishing itself as a leader in the domestic automotive thermal management market [1] - The year 2024 is identified as a crucial milestone for the company, having integrated into the Yangtze Industry Group's strategic framework, which has led to a transformation into a state-controlled listed company and the establishment of a modern governance system [1] Group 2 - The automotive industry is expected to continue expanding in scale and upgrading technology over the next five years, with smart technology becoming a core driver of high-quality development [2] - Leading companies like the company should leverage technology and collaboration to accelerate their transformation from single component suppliers to system solution providers, thereby gaining a competitive edge in the global automotive industry [2] - The Yangtze Industry Group has positioned the automotive industry as its primary strategic pillar and aims to create a robust industrial ecosystem through leadership and coordination [2] Group 3 - The company has been established as the core flagship of the automotive industry within the Yangtze Industry Group, with a clear goal of achieving "first-class technology and global leadership" [3] - There is significant synergy between the company and the group, particularly in joint research and development, market expansion, and supply chain optimization [3] - The group is committed to providing comprehensive support to the company through capital injection, industrial collaboration, and innovative mechanisms to enhance its global presence in the automotive industry [3]

Group 1 - The company held its 34th meeting of the 6th Board of Directors on July 21, 2025, via communication methods, with all 8 directors present [1] - The meeting approved a special report on the use of previously raised funds, in compliance with relevant regulations [1] - The report was based on the situation as of December 31, 2024, and was verified by Zhonghuan Certified Public Accountants [1] Group 2 - The voting results for the resolution were 8 votes in favor, with no votes against or abstentions [1] - The company is required to provide a verified report on the use of previously raised funds for refinancing applications, as per regulatory guidelines [1]

Summary of Key Points Core Viewpoint The report outlines the usage of previously raised funds by Aotega New Energy Technology Co., Ltd., detailing the amount raised, its allocation, and the adjustments made to investment projects, including the termination of the "Central Research Institute" project and the reallocation of remaining funds to enhance liquidity. Group 1: Fundraising and Allocation - The company raised a total of RMB 442.64 million through a non-public offering of 111,898,727 shares at RMB 3.95 per share, approved by the China Securities Regulatory Commission on December 7, 2020 [1] - As of December 31, 2024, the total amount in the special account for the raised funds was RMB 432 million, with a difference of RMB 5.52 million due to unpaid issuance costs [1] - The company has made adjustments to the implementation of fundraising projects, including changing the project subject and location for the "Annual Production of 600,000 Electric Compressors" project to its wholly-owned subsidiary [1][2] Group 2: Fund Usage and Adjustments - The company decided to terminate the "Central Research Institute" project, reallocating the remaining funds of RMB 26.20 million to permanently supplement working capital [1][6] - The "Annual Production of 3.6 million Compressor Pistons" project was adjusted from an initial target of 15 million units, with surplus funds of RMB 1.12 million used to supplement working capital [1][5] - The company has utilized idle funds for cash management, including a plan to use up to RMB 55 million for short-term bank deposits, enhancing liquidity while ensuring capital safety [2][3] Group 3: Project Performance and Economic Impact - The cumulative returns from the "Annual Production of 3.6 million Compressor Pistons" project fell below the promised returns by over 20%, primarily due to reduced demand for fuel vehicle components and declining procurement prices [8][9] - The "Central Research Institute" project did not generate direct economic benefits and could not be evaluated separately, as its impact is tied to the overall performance of the company [8][9] - The company has confirmed that all fundraising projects have been completed or terminated, with a total of RMB 29.66 million in surplus funds from these projects to be permanently supplemented into working capital [7][8]