湖北三峡旅游集团股份有限公司 独立董事工作制度 （2024 年 4 月修订） 1 第一条 为进一步规范湖北三峡旅游集团股份有限公司（以下简称 "公司"）独立董事行为，充分发挥独立董事在公司治理中的作用，提高 上市公司质量，依据《中华人民共和国公司法》《中华人民共和国证券法》 《国务院办公厅关于上市公司独立董事制度改革的意见》《上市公司独立 董事管理办法》及《湖北三峡旅游集团股份有限公司章程》（以下简称《公" 司章程》"）等有关规定，特制定本制度。 且至少包括一名会计专业人士。 第二章 一般规定 公司董事会下设战略发展委员会、审计与风险管理委员会、薪酬与 考核委员会、提名委员会，独立董事在审计与风险管理委员会、薪酬与 考核委员会、提名委员会成员中占多数，并担任召集人，其中，审计与 风险管理委员会由独立董事中会计专业人士担任召集人，并且其成员应 当为不在上市公司担任高级管理人员的董事。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与公 司及公司主要股东、实际控制人不存在直接或者间接利害关系，或者其 他可能影响其进行独立客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人 等单 ...

2023 年度独立董事述职报告 本人自 2023 年 6 月 5 日公司完成第六届董事会换届选举之日起 担任公司独立董事，在 2023 年的工作中，本着对公司股东负责的态 度，忠实地履行了独立董事的职责，勤勉、审慎、认真地行使公司赋 予独立董事的权利，积极出席董事会会议、股东大会会议、董事会专 门委员会会议，认真审议各项议案，对公司相关事项进行了专项说明， 切实维护了公司和全体股东的利益，尤其关注中小股东的合法权益。 根据《中华人民共和国公司法》《中华人民共和国证券法》《关于上市 公司独立董事制度改革的意见》《上市公司治理准则》《上市公司独立 董事管理办法》《深圳证券交易所股票上市规则》《深圳证券交易所上 市公司自律监管指引第 1 号——主板上市公司规范运作》和《公司章 程》等有关规定，现就 2023 年度履职情况汇报如下： 一、基本情况 （一）个人简历 本人王洁，1978 年 8 月生。中共党员，硕士研究生，生态学博 士（在读），副教授，硕士生导师。现任三峡大学长江三峡旅游发展 研究中心副主任，长江船东协会旅游客运专委会副秘书长，湖北省资 源评定专家库专家。2023 年 8 月获得深圳证券交易所颁发的独立董 ...

湖北三峡旅游集团股份有限公司 董事会薪酬与考核委员会工作细则 （2024 年 4 月修订） 第一章 总 则 第一条 为进一步规范湖北三峡旅游集团股份有限公司（以下简称"公 司"）董事、高级管理人员的考核与评价体系，制订科学、有效的薪酬管理 制度，完善公司治理结构，根据《中华人民共和国公司法》《上市公司治理 准则》《上市公司独立董事管理办法》及《湖北三峡旅游集团股份有限公司 章程》（以下简称"《公司章程》"）等有关规定，公司董事会设立董事会薪 酬与考核委员会，并制定本工作细则。 第二条 薪酬与考核委员会是董事会下设的专门工作机构，主要负责 研究、制订和审查涉及公司董事及高级管理人员的薪酬政策与方案，负责制 订和实施考核与评价标准。 第三条 薪酬与考核委员会的人员组成、会议的召开程序、表决方式等 必须遵循有关法律、行政法规、部门规章、《公司章程》及本议事规则的规 定。 第二章 人员组成 第四条 薪酬与考核委员会成员由 3 名董事组成，其中独立董事 2 名。 第五条 薪酬与考核委员会委员由董事长、1/2 以上独立董事或者 1/3 以上董事提名，并由董事会选举产生。 第六条 薪酬与考核委员会设主任委员（召集人）1 名 ...

2023 年度内部控制自我评价报告 2023 年度内部控制自我评价报告 湖北三峡旅游集团股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部 控制监管要求（以下简称"企业内部控制规范体系"），结合湖北三峡 旅游集团股份有限公司（以下简称"公司"）内部控制制度和评价办 法，在内部控制日常监督和专项监督的基础上，我们对公司截至 2023 年 12 月 31 日的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控 制，评价其有效性，并如实披露内部控制评价报告是公司董事会的责 任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、 高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述或重 大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、 财务报告及相关信息真实完整，提高经营效率和效果，促进实现发展 战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能 ...

2023 年度独立董事述职报告 湖北三峡旅游集团股份有限公司 2023 年度独立董事述职报告 ——彭学龙 各位股东及代表： 本人作为公司第五届董事会独立董事，于 2023 年 6 月 5 日公司 第五届董事会届满之日起离任，之后不再担任公司独立董事。在 2023 年的工作中，本着对公司股东负责的态度，忠实地履行了独立董事的 职责，勤勉、审慎、认真地行使公司赋予独立董事的权利，积极出席 董事会会议、股东大会会议、董事会专门委员会会议，认真审议各项 议案，对公司相关事项进行了专项说明，切实维护了公司和全体股东 的利益，尤其关注中小股东的合法权益。根据《中华人民共和国公司 法》《中华人民共和国证券法》《关于上市公司独立董事制度改革的意 见》《上市公司治理准则》《上市公司独立董事管理办法》《深圳证券 交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》和《公司章程》等有关规定，现就 2023 年度履职情况汇报如下： 一、基本情况 （一）个人简历 本人彭学龙，1968 年 11 月生。博士研究生，教授，博士生导师。 现任中南财经政法大学法学教授、博士生导师，兼任中国知识产权法 研 ...

2023 年度独立董事述职报告 1 湖北三峡旅游集团股份有限公司 2023 年度独立董事述职报告 ——舒伯阳 各位股东及代表： 本人自 2023 年 6 月 5 日公司完成第六届董事会换届选举之日起 担任公司独立董事，在 2023 年的工作中，本着对公司股东负责的态 度，忠实地履行了独立董事的职责，勤勉、审慎、认真地行使公司赋 予独立董事的权利，积极出席董事会会议、股东大会会议、董事会专 门委员会会议，认真审议各项议案，对公司相关事项进行了专项说明， 切实维护了公司和全体股东的利益，尤其关注中小股东的合法权益。 根据《中华人民共和国公司法》《中华人民共和国证券法》《关于上市 公司独立董事制度改革的意见》《上市公司治理准则》《上市公司独立 董事管理办法》《深圳证券交易所股票上市规则》《深圳证券交易所上 市公司自律监管指引第 1 号——主板上市公司规范运作》和《公司章 程》等有关规定，现就 2023 年度履职情况汇报如下： 一、基本情况 （一）个人简历 本人舒伯阳，1966 年 6 月生。中共党员，博士研究生，教授， 博士生导师。现任中南财经政法大学工商管理学院教授，兼任中国旅 游研究院武汉分院副院长，全国旅游标 ...

Share Repurchase - The company repurchased a total of 5,761,234 shares, accounting for 0.78% of the total share capital, with a total transaction amount of 26.4953 million yuan[1]. - The company plans to repurchase shares at a price not exceeding 7.00 RMB per share, with a total repurchase amount between 50 million and 100 million RMB, potentially affecting approximately 1.94% of the total share capital[21]. Financial Performance - The net profit for the first quarter was approximately 9.90 million yuan, down from 19.99 million yuan in the same period last year, indicating a decline of about 50.6%[10]. - Total operating revenue for Q1 2024 was ¥130,680,291.86, a decrease of 72.04% compared to ¥467,427,243.61 in the same period last year[32]. - Net profit attributable to shareholders was ¥9,474,005.89, down 53.20% from ¥20,242,173.45 year-on-year[32]. - Basic earnings per share for the quarter were 0.0128 yuan, down from 0.0274 yuan year-over-year, reflecting a decrease of about 53.1%[10]. Assets and Liabilities - As of March 31, 2024, current assets totaled approximately 1.84 billion yuan, down from 1.91 billion yuan at the beginning of the period, representing a decrease of about 3.5%[2]. - The company's total assets decreased to approximately 4.17 billion yuan from 4.25 billion yuan, a reduction of about 1.9%[4]. - The total liabilities decreased to approximately 842.02 million yuan from 907.33 million yuan, a decline of about 7.2%[4]. - The equity attributable to shareholders of the parent company was approximately 3.09 billion yuan, down from 3.11 billion yuan, a decrease of about 0.3%[7]. Cash Flow - The net cash flow from operating activities for the current period is -40,771,959.98 RMB, a decrease from 57,041,368.19 RMB in the previous period, indicating a significant decline in operational performance[15]. - Total cash inflow from operating activities is 183,236,168.42 RMB, down from 667,607,697.21 RMB in the previous period, reflecting a decrease of approximately 72.5%[11]. - Cash outflow from operating activities totals 224,008,128.40 RMB, compared to 610,566,329.02 RMB in the previous period, marking a reduction of about 63.3%[15]. - The net cash flow from investing activities is -33,644,834.92 RMB, worsening from -10,040,360.96 RMB in the previous period[15]. - Cash inflow from investing activities is 1,298,587.48 RMB, significantly lower than 22,445,270.43 RMB in the previous period, a decrease of approximately 94.2%[15]. - Cash outflow from financing activities is 30,768,013.27 RMB, down from 65,148,579.57 RMB in the previous period, indicating a reduction of about 52.8%[15]. - The net cash flow from financing activities is -27,829,713.14 RMB, compared to 231,886,451.37 RMB in the previous period, showing a substantial decline[15]. - The ending cash and cash equivalents balance is 757,309,904.34 RMB, down from 1,461,354,057.75 RMB in the previous period, a decrease of approximately 48%[15]. Inventory and Receivables - Accounts receivable increased to approximately 19.96 million yuan from 15.75 million yuan, reflecting a growth of about 26.4%[2]. - Inventory rose significantly to approximately 9.98 million yuan from 5.25 million yuan, marking an increase of about 90.5%[2]. - The company experienced a 90.10% increase in inventory, attributed to the procurement of materials for cruise operations[36]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 21,422[37]. - Yichang Transportation Tourism Industry Development Group Co., Ltd. holds 24.93% of shares, totaling 184,050,464 shares[37]. - Three Gorges Capital Holdings Co., Ltd. holds 5.66% of shares, totaling 41,753,653 shares[37]. - Wang Jian, an individual shareholder, holds 3.89% of shares, totaling 28,712,500 shares[37]. - Hubei Province E-Tour Investment Venture Capital Co., Ltd. holds 3.70% of shares, totaling 27,297,102 shares[37]. Other Financial Metrics - The company reported a deferred income tax asset of approximately 3.37 million yuan, slightly up from 3.30 million yuan, indicating a growth of about 1.9%[4]. - The weighted average return on net assets was 0.31%, down from 0.67% in the previous year[32]. - The company reported a significant reduction in sales expenses, down 89.09% to ¥1,180,578.38, primarily due to the exclusion of a subsidiary from consolidation[36]. - Financial expenses increased by 84.90% to -¥3,261,710.04, attributed to a decrease in interest income from raised funds[36]. - Investment income rose by ¥218.48 million, mainly from investments in a joint venture[36]. - The company recorded a decrease in asset disposal income by 74.05% to ¥421,054.81, with no significant asset disposals in the current period[36]. Audit Status - The first quarter report has not been audited, which may impact investor confidence and perceptions of financial accuracy[16].

Environmental Initiatives - The company reported a total electricity consumption of 1.8731 million kWh from its pure electric cruise ship, equivalent to saving 430.82 tons of fuel and reducing harmful gas emissions by 1,348.47 tons[10]. - In 2023, the company invested approximately 50 million RMB to purchase 70 passenger vehicles, 13 taxis, and 12 driving test vehicles, resulting in a reduction of carbon emissions by about 600,000 kg compared to 2022[10]. - The company has implemented measures to enhance its environmental performance, including the promotion of electric cruise ships and the construction of charging infrastructure[10]. - The company has established a total of 5 charging stations with 177 charging piles and 237 guns to support its electric vehicle initiatives[10]. Financial Performance - The company achieved a revenue of 73,981,985.30 RMB from the disposal of a 40% stake in Yichang Transportation Automobile Sales Service Co., Ltd. on December 15, 2023[15]. - The company reported a net profit attributable to the parent company of 3.1309 million yuan for the current period[22]. - The company's operating revenue for 2023 was approximately ¥1.60 billion, a decrease of 16.10% compared to ¥1.91 billion in 2022[85]. - The net profit attributable to shareholders for 2023 was approximately ¥129.64 million, an increase of 2,848.55% compared to ¥4.34 million in 2022[85]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was approximately ¥88.97 million, a significant increase of 345.52% compared to a loss of ¥36.30 million in 2022[85]. - The company reported total rental income of 44.49 million yuan from its subsidiary, Hubei Tianyuan Logistics Development Co., Ltd., during the reporting period[57]. - The company also reported total rental income of 23.91 million yuan from the Yichang Passenger Transport Center during the same period[57]. Corporate Governance - The company’s internal control audit report was consistent with the board's self-evaluation report, indicating effective governance practices[5]. - The company has no non-operating fund occupation by controlling shareholders or related parties during the reporting period[22]. - There are no violations regarding external guarantees during the reporting period[23]. - The company has not experienced any cancellation of subsidiaries during the reporting period[18]. Legal Matters - The company initiated litigation against Dao Xing Wen Lv and Pei Dao Bing for failing to fulfill performance commitments, with a claim amount of 41.23 million yuan[26]. - The court ruled that Dao Xing Wen Lv and Pei Dao Bing must compensate 40% as per the supplementary agreement of the profit forecast compensation agreement, amounting to 11.13 million yuan[29]. - The company filed a lawsuit in July 2023 against Dao Xing Wen Lv and Pei Dao Bing for not returning shares and cash dividends, with a claim amount of 111.28 million yuan[29]. - The company is involved in an arbitration case regarding a construction contract dispute, with the claim amount increased from 22.52 million yuan to 41.55 million yuan[29]. - The company has ongoing litigation related to a rental contract dispute, with a claim amount of 1.39 million yuan[32]. - The company received an execution payment of 582,900 yuan related to a rental contract dispute with Huaxi Orthopedic Hospital[32]. Shareholder Information - The company had a total of 20,678 common shareholders at the end of the reporting period[146]. - The largest shareholder, Yichang Transportation Tourism Industry Development Group Co., Ltd., holds 24.93% of the shares, totaling 184,050,464 shares[149]. - The company reported a total of 167,016,277 unrestricted shares held by Yichang Transportation Tourism Industry Development Group Co., Ltd.[151]. - Wang Jian, an individual shareholder, increased his holdings by 28,712,500 shares, representing 3.89% of the total shares[149]. Strategic Focus - The company has focused on the tourism comprehensive service business after divesting from passenger car distribution and supply chain management[129]. - The company aims to enhance its service offerings and infrastructure to meet the growing demand in the tourism sector[129]. - The company completed a transaction to divest 40% of its automotive sales company, enhancing focus on tourism services[136]. - The company has developed a comprehensive tourism service system centered around the Yangtze River Three Gorges, enhancing its competitive advantage[137]. Related Party Transactions - The company has reported a total of 1,082.42 million yuan in related party transactions, accounting for 4.35% of similar transaction amounts[41]. - The company has a total of 306.87 million yuan in related party transactions for parking space leasing services, accounting for 3.36% of similar transaction amounts[41]. - The company has no significant related party transactions during the reporting period[91]. Acquisitions and Disposals - The company completed a non-controlling acquisition of Hubei Sanxia Pinghu Cruise Co., Ltd. on August 14, 2023, for a total consideration of 11.7545 million yuan[18]. - The total merger cost for Hubei Sanxia Pinghu Cruise Co., Ltd. amounted to 18.7424 million yuan, with identifiable net assets valued at 17.6216 million yuan[18]. - The company recognized goodwill of 1.1208 million yuan from the acquisition, indicating a premium paid over the fair value of net assets acquired[18]. - The company disposed of 100% of its stake in Hubei Tianyuan Supply Chain Co., Ltd. for 25,250,023.16 RMB, also on December 15, 2023[15]. Market Trends - The domestic tourism market is expected to enter a new phase of prosperity in 2024, driven by increased consumer confidence and investment[129]. - The government policies are shifting towards a dual focus on consumption and investment to stimulate the tourism economy in 2024[129].

湖北三峡旅游集团股份有限公司 内部控制审计报告书 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 目 录 一、内部控制审计报告 二、内部控制审计报告附件 1. 中兴华会计师事务所（特殊普通合伙）营业执照复印件 2. 中兴华会计师事务所（特殊普通合伙）执业证书复印件 3. 中兴华会计师事务所（特殊普通合伙）证券资质复印件 4. 注册会计师执业证书复印件 中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S L L P 地址（ location ）： 北 京 市 丰 台 区 丽 泽 路 2 0 号 丽 泽 SOHO B 座 2 0 层 20/F,Tower B,Lize SOHO,20 Lize Road,Fengt ...

湖北三峡旅游集团股份有限公司 董事会审计与风险管理委员会工作细则 （2024 年 4 月修订） 第一章 总 则 第一条 湖北三峡旅游集团股份有限公司（以下简称"三峡旅游"） 为强化董事会决策功能，建立健全公司内部控制制度，确保董事会对经 理层的有效监督，完善公司治理结构，根据《中华人民共和国公司法》 《中华人民共和国证券法》《国务院办公厅关于上市公司独立董事制度改 革的意见》《国有企业、上市公司选聘会计师事务所管理办法》《上市公 司独立董事管理办法》及《湖北三峡旅游集团股份有限公司章程》（以下 简称"《公司章程》"）等有关规定，公司董事会设立审计与风险管理委员 会，并制定本工作细则。 第二条 审计与风险管理委员会是董事会下设的专门工作机构，负 责审核公司财务信息及其披露，监督及评估内外部审计工作和内部控制。 第三条 审计与风险管理委员会的人员组成、会议的召开程序、表 决方式等必须遵循有关法律、行政法规、部门规章、《公司章程》及本议 事规则的规定。 第二章 人员组成 第四条 审计与风险管理委员会成员由 3 名董事组成，其中独立董 事 2 名，委员中至少有 1 名独立董事为会计专业人士，且审计与风险管 1 理委员 ...