百洋产业投资集团股份有限公司 内部控制管理制度 第一章 总则 第一条 为加强百洋产业投资集团股份有限公司(以下简称 "公司")的内部控制,促进公司规范运作和健康发展, 维护投 资者合法权益, 根据《中华人民共和国证券法》《企业内部控制 基本规范》《企业内部控制配套指引》《深圳证券交易所股票上市 规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板 上市公司规范运作》等有关法律、法规和规范性文件以及《公司 章程》的相关规定，结合公司的实际情况，制定本制度。 第二条 本制度所称内部控制，是指由公司董事会、监事会、 高级管理人员以及其他有关人员实现下列目标而提供合理保证 的过程： （一）遵守国家法律、法规、规章及其他相关规定； （二）提高公司经营的效益及效率； （三）保障公司资产的安全、完整； （四）确保公司信息披露的真实、准确、完整和公平。 第三条 公司董事会全面负责公司内部控制制度的制定、实 施和完善，并定期对公司内部控制情况进行全面检查和效果评 估。确保内部控制制度健全有效，董事会及其全体成员应保证内 部控制制度相关信息披露内容的真实、准确、完整。公司经理层 1 负责经营环节内部控制制度体系的建立、完 ...

证券代码：002696 证券简称：百洋股份 公告编号：2023-061 百洋产业投资集团股份有限公司关于 全资子公司为上市公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、担保情况概述 成立日期：2000 年 4 月 19 日 百洋产业投资集团股份有限公司（以下简称"公司"、"上 市公司"）分别于 2023 年 4 月 25 日、2023 年 5 月 18 日召开了 第五届董事会第二十三次会议、2022 年年度股东大会，审议通 过了《关于 2023 年全资子公司为上市公司提供担保额度预计的 议案》,同意公司全资子公司为上市公司的融资和日常经营所需 事项提供连带责任保证担保，担保总额度不超过人民币 100,000 万元。上述担保的担保方式包括但不限于信用担保、资产抵押、 质押等，担保额度有效期自股东大会审议通过之日起 12 个月内。 具体内容详见公司于 2023 年 4 月 27 日在信息披露媒体《证券时 报》《证券日报》和巨潮资讯网（http://www.cninfo.com.cn） 披露的《关于 2023 年全资子公司为上市公司提供 ...

证券代码：002696 证券简称：百洋股份 公告编号：2023-059 百洋产业投资集团股份有限公司 关于拟变更公司注册地址的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 百洋产业投资集团股份有限公司（以下简称"公司"）于 2023年11月27日召开第六届董事会第四次会议，审议通过了《关 于拟变更公司注册地址的议案》。现将具体情况公告如下： 一、拟变更公司注册地址情况 公司目前的实际控制人为青岛市国资委，根据公司发展战略 及实际情况，结合公司未来经营发展的需要，公司拟将注册地址 迁至青岛市，以便更好发挥股东资源优势，提高公司的综合竞争 力，促进公司持续、稳定、健康发展。公司董事会同意将公司注 册地址由"南宁高新技术开发区高新四路9号"变更为"山东省 青岛市即墨区蓝色硅谷核心区滨海路50号国信海创基地"，最终 注册地址以工商登记部门核准信息为准。 百洋产业投资集团股份有限公司董事会 二〇二三年十一月二十八日 2 1 的审批意见或要求，办理变更登记等相关手续。 二、其他事项说明及风险提示 公司本次拟变更公司注册地址，是根据公司战略发展需要而 做出的重大决策 ...

证券代码：002696 证券简称：百洋股份 公告编号：2023-058 1 百洋产业投资集团股份有限公司 第六届董事会第四次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 百洋产业投资集团股份有限公司（以下简称"公司"）第六 届董事会第四次会议于 2023 年 11 月 27 日在公司会议室以现场 及通讯相结合的方式召开。会议通知已于 2023 年 11 月 23 日以 专人送达、电子邮件或短信息等方式发出，应出席会议董事 7 人， 实际出席会议董事 7 人。其中，董韶光先生、邓友成先生、王思 良先生、徐国君先生、何艮先生以视频实时通讯方式出席会议， 欧顺明先生、肖俊先生现场出席会议。会议由董事长董韶光先生 主持，公司监事、高级管理人员列席了本次会议。本次会议的召 集、召开及表决符合《中华人民共和国公司法》等有关法律、行 政法规、部门规章、规范性文件和公司章程的规定。 二、董事会会议审议情况 （一）审议通过了《关于拟变更公司注册地址的议案》 表决情况：7 票同意，0 票反对，0 票弃权，0 票回避。 公司目前的实际控制人为 ...

证券代码：002696 证券简称：百洋股份 公告编号：2023-060 百洋产业投资集团股份有限公司 关于为全资子公司提供担保的进展公告 百洋产业投资集团股份有限公司（以下简称"公司"）分别 于 2023 年 4 月 25 日、2023 年 5 月 18 日召开了第五届董事会第 二十三次会议、2022 年年度股东大会，审议通过了《关于 2023 年为全资及控股子公司提供担保额度预计的议案》。根据公司业 务的发展和生产经营的需要，公司和全资或控股子公司拟为合并 报表范围内全资或控股子公司的融资和日常经营（包括但不限于 业务合作、日常采购销售）所需事项，提供连带责任保证担保， 担保总额度不超过 83,400 万元，其中,对资产负债率低于 70%的 全资或控股子公司担保额度合计为 66,400 万元；对资产负债率 高于（含等于）70%的全资或控股子公司担保额度合计为 17,000 1 特别提示： 本次担保进展包含百洋产业投资集团股份有限公司为资产负债率超过 70%的全资子公 司海南百洋饲料有限公司提供连带责任保证担保，公司对其在经营管理、财务、投资、融资 等方面均能有效控制，财务风险处于公司有效的控制范围内，敬请投 ...

Financial Performance - The company's revenue for Q3 2023 was ¥739,679,458.32, a decrease of 19.94% compared to the same period last year[5] - The net profit attributable to shareholders was -¥10,141,845.85, representing a decline of 132.48% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥14,676,059.95, down 149.08% year-on-year[5] - Basic earnings per share for Q3 2023 were -¥0.0293, a decrease of 132.77% year-on-year[5] - Total operating revenue for Q3 2023 was CNY 1,973,385,661.56, a decrease of 16.9% compared to CNY 2,375,836,693.25 in Q3 2022[21] - Net profit for Q3 2023 was CNY 12,648,393.92, a significant decline of 81.1% from CNY 66,770,098.53 in Q3 2022[22] - Basic earnings per share for Q3 2023 were CNY 0.02, down from CNY 0.18 in Q3 2022, a decline of 88.9%[22] Cash Flow and Liquidity - The net cash flow from operating activities for the year-to-date was ¥161,874,181.52, an increase of 717.74% compared to the previous year[5] - The net cash flow from operating activities for Q3 2023 was ¥161,874,181.52, a significant increase from ¥19,795,301.05 in Q3 2022, reflecting improved operational efficiency[25] - Total cash inflow from financing activities was ¥916,215,280.56, compared to ¥846,376,622.64 in the same period last year, indicating a 8.7% increase in financing efforts[25] - The net cash flow from investing activities was -¥56,873,681.50, slightly worse than -¥50,621,798.96 in Q3 2022, showing continued investment in growth despite negative cash flow[25] - The ending balance of cash and cash equivalents increased to ¥514,023,904.33 from ¥119,940,213.26 year-over-year, marking a substantial improvement in liquidity[26] - Cash received from operating activities totaled ¥2,146,663,570.50, down from ¥2,364,277,277.04 in Q3 2022, indicating a decrease of approximately 9.2%[25] - Cash paid for purchasing goods and services was ¥1,605,311,725.19, a decrease from ¥1,989,754,532.67 in the previous year, reflecting cost control measures[25] - The cash outflow for financing activities totaled ¥807,119,125.32, a slight decrease from ¥871,259,718.83 in Q3 2022, suggesting improved cash management[25] - The impact of exchange rate changes on cash and cash equivalents was a positive ¥2,663,041.72, compared to ¥7,420,372.03 in the previous year, indicating a decrease in foreign exchange gains[25] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,972,911,194.01, an increase of 2.85% from the end of the previous year[5] - The company's total assets increased to CNY 2,972,911,194.01, up from CNY 2,890,431,931.03 at the end of Q3 2022[19] - Current liabilities decreased to CNY 804,904,747.02 from CNY 1,166,355,798.56 year-over-year, a reduction of 30.9%[19] - Long-term borrowings rose to CNY 254,726,084.46, compared to CNY 114,300,000.00 in the previous year, indicating an increase of 123.5%[19] - The company's total liabilities increased to CNY 1,444,318,937.54, compared to CNY 1,374,488,068.48 in the previous year, marking a rise of 5.1%[19] - The company's equity attributable to shareholders increased slightly to CNY 1,436,031,993.63 from CNY 1,427,466,959.92 year-over-year[19] Impairment and Losses - Credit impairment losses for the reporting period amounted to CNY 24.94 million, a year-on-year decrease of CNY 23.40 million, representing a decline of 48.41% due to a decrease in accounts receivable balance[12] - Asset impairment losses for the reporting period were CNY 0, a year-on-year decrease of CNY 3.61 million, representing a decline of 100% due to a decrease in inventory balance[12] - Asset disposal gains for the reporting period were CNY 0.1761 million, a year-on-year increase of CNY 0.9292 million, representing an increase of 123.39% due to increased gains from the disposal of fixed assets by subsidiaries[12] - Non-operating income for the reporting period was CNY 1.197 million, a year-on-year increase of CNY 0.6559 million, representing an increase of 121.22% due to increased penalties received from defaulting customers[12] - Income tax expenses for the reporting period were -CNY 7.59 million, a year-on-year decrease of CNY 7.18 million, representing a decline of 1,739.32% due to tax refunds received by subsidiaries and a decrease in current income tax expenses[12] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 24,308[14] Audit Information - The company did not undergo an audit for the Q3 report, which may affect investor confidence in the reported figures[27]

证券代码：002696 证券简称：百洋股份 公告编号：2023-056 百洋产业投资集团股份有限公司关于 全资子公司为上市公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、担保情况概述 百洋产业投资集团股份有限公司（以下简称"公司"、"上 市公司"）分别于 2023 年 4 月 25 日、2023 年 5 月 18 日召开了 第五届董事会第二十三次会议、2022 年年度股东大会，审议通 过了《关于 2023 年全资子公司为上市公司提供担保额度预计的 议案》,同意公司全资子公司为上市公司的融资和日常经营所需 事项提供连带责任保证担保，担保总额度不超过人民币 100,000 万元。上述担保的担保方式包括但不限于信用担保、资产抵押、 质押等，担保额度有效期自股东大会审议通过之日起 12 个月内。 具体内容详见公司于 2023 年 4 月 27 日在信息披露媒体《证券时 报》《证券日报》和巨潮资讯网（http://www.cninfo.com.cn） 披露的《关于 2023 年全资子公司为上市公司提供担保额度预计 的公告》（公告编号：2023 ...

Financial Performance - The company's operating revenue for the reporting period was ¥1,233,706,203.24, a decrease of 15.03% compared to ¥1,451,976,683.48 in the same period last year[22]. - The net profit attributable to shareholders was ¥18,706,879.56, down 43.33% from ¥33,010,693.73 year-on-year[22]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥7,361,492.45, a decline of 66.61% compared to ¥22,047,546.69 in the previous year[22]. - The company achieved total revenue of CNY 1.234 billion in the first half of 2023, a decrease of 15.03% compared to the same period in 2022[45]. - The net profit for the first half of 2023 was CNY 22.51 million, down 31.55% year-on-year, while the net profit attributable to shareholders was CNY 18.71 million, a decline of 43.33%[45]. - The company's total revenue for the first half of 2023 was 22,600 million yuan, with a significant increase in user engagement metrics[110]. - The company reported a total revenue of 18.18 billion yuan for the first half of 2023, reflecting a year-on-year increase of 3.8%[175]. - The net profit attributable to shareholders for the first half of 2023 was 1.4 billion yuan, representing a decrease of 18% compared to the previous year[176]. Cash Flow and Liquidity - The net cash flow from operating activities increased significantly to ¥158,080,727.41, compared to a negative cash flow of ¥16,295,138.84 in the same period last year, representing a 1,070.11% increase[22]. - The net cash flow from operating activities increased by 1,070.11% to CNY 158 million, driven by improved management of receivables and inventory[50]. - The net cash flow from operating activities for the first half of 2023 was ¥58,193,738.22, a significant increase from ¥11,497,128.22 in the same period of 2022, representing a growth of 407.3%[170]. - The cash and cash equivalents at the end of the first half of 2023 amounted to ¥496.36 million, an increase from ¥261.67 million at the end of the first half of 2022[169]. - The company's cash and cash equivalents increased to RMB 498,491,729.58 from RMB 317,525,607.35, reflecting a growth of approximately 56.8%[152]. Operational Efficiency and Cost Management - Operating costs decreased by 13.78% to CNY 1.11 billion, attributed to lower sales volumes in feed and seafood processing[49]. - Management expenses fell by 13.05% to CNY 54.76 million, mainly due to reduced costs in overseas subsidiaries[49]. - Research and development expenses decreased by 43.23% to CNY 971,119.58, reflecting a reduction in R&D projects[49]. - The company reported a net profit margin of 12% for the first half of 2023, reflecting improved operational efficiency[123]. - The company is implementing new strategies to improve operational efficiency and reduce costs[178]. Product Development and Market Expansion - The company has developed new high-end feed products "Luo Fei Feng Yuan" and "Cao Yu Feng Yuan" to improve feed efficiency and reduce farming costs[31]. - The company is focusing on expanding its water product processing and biological products business to meet new consumer demands for healthy and green seafood[34]. - The company is focusing on the development of deep-processed products such as sea bass and golden pomfret, as well as ready-to-eat meals in collaboration with restaurant chains[38]. - The company is committed to technological innovation and new product development, aiming to strengthen its core business and expand its market presence[41]. - The company plans to focus on market expansion and new product development to drive future growth[161]. - The company is exploring potential mergers and acquisitions to strengthen its market position and diversify its product offerings[185]. Risk Management - The company emphasizes the importance of risk awareness regarding forward-looking statements in the report[4]. - The report includes a detailed description of potential operational risks and corresponding mitigation strategies[4]. - The company faces risks related to raw material price fluctuations, labor cost increases, and exchange rate volatility, which could impact operational efficiency and profitability[75]. - The company is committed to improving its disaster and disease prevention systems to mitigate risks associated with natural disasters and farming diseases[76]. - The company has established a mechanism to respond to natural disaster risks, with a typical offshore operation cycle not exceeding 7 days, usually around 3 days[86]. Environmental and Social Responsibility - The report includes a section on environmental and social responsibility, but specific metrics are not detailed in the content[1]. - The company has a valid pollution discharge permit for its subsidiary Guangxi Baijia, effective from April 15, 2022, to April 14, 2027[87]. - The company has signed a wastewater acceptance and treatment service contract with Huazhou Baiao Wastewater Treatment Co., which has a valid discharge permit until December 1, 2027[87]. - The company emphasizes food safety and quality control, having obtained multiple certifications, but still faces potential risks from quality management failures[76]. - The company has implemented measures to ensure that wastewater is treated to meet discharge standards before entering municipal systems[91]. Governance and Shareholder Information - The company plans not to distribute cash dividends, issue bonus shares, or increase capital using reserves[5]. - The company has not indicated any changes in its governance structure or shareholder situation in the provided content[1]. - The company held two temporary shareholder meetings in 2023, with participation rates of 44.72% and 29.97% respectively[81]. - The company has no current stock incentive plans or employee stock ownership plans in place[84]. - The company has no significant changes in the integrity status of the company and its controlling shareholders during the reporting period[110].

百洋产业投资集团股份有限公司 独立董事关于控股股东及其他关联方占用公司资金、 公司对外担保情况的专项说明和独立意见 根据中国证监会《上市公司独立董事规则》、深圳证券交易 所《股票上市规则》《上市公司自律监管指引第 1 号——主板上 市公司规范运作》等有关法律法规、部门规章、规范性文件以及 《公司章程》的有关规定，我们作为百洋产业投资集团股份有限 公司（以下简称"公司"）的独立董事，经过审慎、认真的研究， 对 2023 年半年度公司控股股东及其他关联方占用公司资金情况、 公司对外担保情况进行了认真的了解和核查，现就此发表相关说 明和独立意见如下： 一、关于公司控股股东及其他关联方占用公司资金情况的专 项说明和独立意见 经核查，报告期内，公司与控股股东及其他关联方的资金往 来能够严格遵守证监会、深交所的规定，关联方之间发生的资金 往来都属于经营性往来，价格公允，不存在与规定相违背的情形。 公司未发生控股股东及其他关联方占用公司资金情况，也不存在 以前时期发生并延续到报告期的控股股东及其关联方占用公司 资金的情况。 二、关于公司对外担保情况的专项说明和独立意见 经核查，公司建立了完善的对外担保风险控制制度，对外担 ...

| | | 占用方与 | 上市公司 | 2023 年期 | | 2023 年半年 | 2023 | 年半年 | 2023 | 年半年度 | | 年半 | | | | | | | 2023 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性 | 资金占用方名 | 上市公司 | 核算的会 | 初往来资 | | 度往来累计 | | | | 偿还累计发生 | | 年度期末 | | 占用形成 | 占用性质 | | 度往来资金 | | | | 资金占用 | 称 | 的关联关 | 计科目 | | | 发生金额（不 | | | | 金额 | | 往来资金 | | 原因 | | 金余额 | 的利息（如 | | | | | | 系 | | | | 含利息） | | | | | | 余额 | | | | | 有） | | | | 控股股 | | | | | | | | | | | | | | | | | | | | | 东、 ...