广东光华科技股份有限公司 Guangdong Guanghua Sci-Tech Co., Ltd. （广东省汕头市大学路 295 号） 向特定对象发行股票 募集说明书 （注册稿） 保荐机构（主承销商） 股票简称：光华科技 股票代码：002741 （上海市中山南路 318 号东方国际金融广场 24 层） 二〇二四年五月 广东光华科技股份有限公司 募集说明书 声 明 本公司全体董事、监事、高级管理人员承诺本募集说明书不存在任何虚假 记载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 公司负责人、主管会计工作负责人及会计机构负责人保证本募集说明书中 财务会计报告真实、完整。 深圳证券交易所及中国证监会对本次证券发行的审核批准及同意注册不表 明其对上市公司所披露信息的真实性、准确性和完整性作出实质性判断或保证， 也不表明其对公司股票价值或投资者的收益作出实质性判断或者保证，任何与 之相反的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，公司经营与收益的变化，由公 司自行负责，由此变化引致的投资风险，由投资者自行负责。 1-1-1 广东光华科技股份有限公司 募集说明书 一、原材料价格波动风 ...

证券代码：002741 证券简称：光华科技 公告编号：2024-018 广东光华科技股份有限公司 广东光华科技股份有限公司（以下简称"公司"）已收到中国证券监督管理 委员会出具的《关于同意广东光华科技股份有限公司向特定对象发行股票注册的 批复》（证监许可〔2023〕2502 号），具体内容详见公司 2023 年 11 月 11 日在巨 潮资讯网（www.cninfo.com.cn）披露的《关于向特定对象发行股票申请获得中国 证监会同意注册批复的公告》（公告编号：2023-062）。 关于向特定对象发行股票募集说明书（注册稿） 鉴于公司已于近日披露了《2023 年年度报告》，公司会同相关中介机构对募 集说明书等申请文件中涉及的财务数据等进行了同步更新。具体内容详见公司于 同日在巨潮资讯网上披露的《广东光华科技股份有限公司向特定对象发行股票募 集说明书（注册稿）（2023 年年报更新）》等相关文件。 等相关文件更新财务数据的提示性的公告 公司将根据该事项的进展情况，按照有关规定和要求及时履行信息披露义 务，敬请广大投资者注意投资风险。 广东光华科技股份有限公司董事会 本公司及董事会全体成员保证公告内容真实、准确和 ...

一、保荐代表人、项目协办人和项目组成员简介 （一）具体负责本次推荐的保荐代表人及保荐业务执业情况 广东光华科技股份有限公司 发行保荐书 东方证券承销保荐有限公司 关于广东光华科技股份有限公司 向特定对象发行股票之 发行保荐书 东方证券承销保荐有限公司（以下简称"东方投行"、"本保荐机构"）接 受广东光华科技股份有限公司的委托，担任其向特定对象发行股票的保荐机构。 本保荐机构及本项目保荐代表人王为丰、龚骏根据《中华人民共和国公司法》 （以下简称"公司法"）、《中华人民共和国证券法》（以下简称"证券法"）、 《上市公司证券发行注册管理办法》（以下简称"《注册管理办法》"）、《证 券发行上市保荐业务管理办法》等有关法律、行政法规和中国证券监督管理委员 会的规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则、行业执业规范 和道德准则出具本发行保荐书，并保证所出具文件的真实性、准确性和完整性。 3-1-1 | 第一节 | 本次证券发行基本情况 3 | | --- | --- | | | 一、保荐代表人、项目协办人和项目组成员简介 3 | | | 二、发行人基本情况 4 | | | 三、保荐机构与发行人的利害关系及主要 ...

Company Overview - Guangdong Guanghua Technology Co., Ltd. focuses on the production, research and sales of lithium battery materials and specialized chemicals[9]. - The company has a registered capital of CNY 399,479,243 and was established on August 30, 1980[10]. - The issuer's main business includes the development and production of specialized chemicals and lithium battery materials[9]. - The company is authorized to produce hazardous chemicals under specific licenses valid until 2024 and 2025[9]. Fundraising and Issuance - The company is planning to issue A-shares to specific investors as part of its capital raising strategy[9]. - The total amount of funds raised from the issuance will not exceed 125,000.00 million RMB, which will be used for high-performance lithium battery materials projects and to supplement working capital[33]. - The issuer's fundraising projects align with national industrial policies and are closely related to its main business operations[21]. - The fundraising is targeted at specific investors, including qualified institutional investors and other legal entities, complying with regulatory requirements[38]. - The issuer's fundraising will not involve financial investments or direct/indirect investments in companies primarily engaged in trading securities[33]. - The issuer's board of directors approved the non-public issuance of A-shares on November 30, 2021, and extended the validity of the shareholder meeting resolution for another 12 months until December 16, 2024[23][24]. - The pricing benchmark for the issuance will be the first day of the issuance period, with the issue price not lower than 80% of the average trading price over the previous 20 trading days[28]. - The underwriting institution has committed to adhering to legal and regulatory requirements throughout the issuance process[18]. - The underwriting representatives have extensive experience in investment banking, having participated in multiple IPO and refinancing projects[5][6]. - The internal review process involved multiple stages of quality control and risk assessment, ensuring compliance with relevant laws and regulations[13][15]. - There are no conflicts of interest between the underwriting institution and the issuer, ensuring independent professional judgment[11][12]. Financial Performance - In 2023, the company reported a net profit attributable to shareholders of -43,071.29 million yuan, a year-on-year decline of 468.55%[49]. - The company's revenue for the reporting periods were 258,009.58 million yuan, 330,232.92 million yuan, and 269,946.19 million yuan respectively[49]. - Sales revenue from the largest customer, CATL, was 39,835.43 million yuan in 2023, accounting for 14.76% of total revenue[55]. - The company's main business gross profit margins were 15.69%, 15.22%, and 2.14% during the reporting periods, with a significant decline in 2023 due to falling prices of lithium battery materials[61]. Market and Industry Risks - The company faces market risks due to fluctuations in raw material prices, which significantly impact production costs and profitability[43]. - The primary revenue source is PCB chemicals, which are sensitive to demand changes in end markets such as consumer electronics and automotive sectors[45]. - The company faces risks of structural overcapacity in the industry if production capacity is fully realized in the coming years[47]. - The prices of lithium battery materials like lithium carbonate and lithium iron phosphate have shown significant volatility, impacting the company's sales prices[50]. - The company is heavily reliant on a few key customers, which poses a risk if these relationships change or demand decreases[56]. - The company faces risks related to project implementation, including potential changes in engineering quality, costs, and market conditions that could affect expected returns[66]. Technological and R&D Focus - The company has established a robust R&D platform to maintain technological leadership and is actively collaborating with universities to enhance innovation capabilities[75]. - The company has achieved a total of 121 invention patents, 39 utility model patents, and 2 design patents, establishing a strong position in technology innovation within the industry[78]. - The company has developed key production technologies for specialized chemicals, achieving domestic and international advanced levels, which enhances its competitive edge[79]. - The company has established itself as a leader in formulating technical standards, having hosted 17 national standards and 5 industry standards, further solidifying its industry position[81]. - The company has invested significantly in R&D, establishing a national enterprise technology center recognized by multiple government departments, which supports its innovation capabilities[82]. Environmental and Regulatory Compliance - The company has implemented effective environmental management to comply with regulations, but future regulatory changes may increase costs[52]. - The company has confirmed that its current directors and senior management have not faced administrative penalties or public reprimands in the last three years[31]. - The company and its subsidiaries obtained high-tech enterprise certificates in December 2023, allowing for a 15% corporate income tax rate, but must meet renewal standards every three years to maintain this benefit[62]. Strategic Initiatives and Future Plans - The company aims to expand its lithium battery recycling business, capitalizing on the growing market for waste battery materials driven by the increasing production of electric vehicles[74]. - The company is committed to becoming a leading enterprise in the specialized chemical manufacturing industry by leveraging its technological advantages and expanding its market presence[75]. - The company is actively pursuing new market opportunities and product optimization to achieve performance growth[77]. - The company is positioned to extend the service life of batteries in vehicles through its innovative "Huaneng" system, which allows for resource recovery without battery replacement[89]. - The company aims to create a closed-loop industrial chain for the recycling and regeneration of used lithium-ion batteries through collaborations with partners like Tianjin Lishen[90]. - The company has established strategic partnerships with various enterprises, including China Tower and BAIC Penglong, to develop a comprehensive battery recycling network[90].

证券代码：002741 证券简称：光华科技 广东光华科技股份有限公司投资者关系活动记录表 编号：20240515 √特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系活动类别 □新闻发布会 □路演活动 □现场参观 □其他 （投资者网上集体接待日） 广东粤海私募股权投资基金管理有限公司 罗蔓莉、丁楠 广东瑞天私募基金管理有限公司 钟曜璘、林仲晞 参与单位名称及人员姓名 建银国际 石一、李杰 中科沃土基金 彭上 时间 2024年5月15日 地点 广东光华科技股份有限公司办公楼会议室 上市公司接待人员姓名 董事、副总经理、董事会秘书杨荣政 ...

证券代码：002741 证券简称：光华科技 公告编号：2024-017 广东光华科技股份有限公司（以下简称"公司"或"光华科技"）于2024年4 月26日召开第五届董事会第十二次会议审议通过了《关于注销2021年股票期权激 励计划首次授予及预留授予部分股票期权的议案》。 鉴于公司2023年业绩未达到公司层面业绩考核要求，2021年股票期权计划首 次授予股票期权第三个行权期及预留授予股票期权第二个行权期的可行权条件未 成就。根据《广东光华科技股份有限公司2021年股票期权激励计划》（以下简称 "《2021年股票期权激励计划》"），公司拟注销《2021年股票期权激励计划》 首次授予及预留授予部分股票期权。具体内容详见公司于2024年4月27日在《证券 时报》、《上海证券报》、《中国证券报》、《证券日报》及巨潮资讯网披露的 《关于注销2021年股票期权激励计划首次授予及预留授予部分股票期权的公告》 （公告编号：2024-010）。 公司本次注销股票期权共计552.25万份。本次股票期权注销事宜符合相关法 律法规、公司《章程》及《2021年股票期权激励计划（草案）》等的相关规定。 本次注销的股票期权尚未行权，注销后不 ...

Investment Rating - The report maintains an "Accumulate" rating for the company [1] Core Views - The company's main business is beginning to recover profitability, but the lithium battery materials segment is under pressure, leading to a decline in overall performance [1] - The lithium battery recycling business is progressing steadily, with the company holding a leading position in scale and technology [1] - The company is expected to face continued pressure on profitability due to the decline in lithium carbonate prices, but recovery is anticipated as prices stabilize [1] Financial Performance Summary - In 2023, the company achieved revenue of 2.699 billion RMB, a year-on-year decrease of 18.26%, and a net loss of 431 million RMB, a decline of 468.55% [1] - For Q1 2024, revenue was 512 million RMB, down 21.78% year-on-year, while net profit was 3.798 million RMB, an increase of 102.02% [1] - The PCB chemicals segment generated revenue of 1.37 billion RMB in 2023, down 5.4% year-on-year, with a gross margin of 13.04%, up 1.97 percentage points [1] - The chemical reagents segment saw revenue of 440 million RMB, up 12.6% year-on-year, with a gross margin of 24.43%, down 5.79 percentage points [1] - The lithium battery materials segment reported revenue of 580 million RMB, down 54.9% year-on-year, with a gross margin of -21.54%, down 38.19 percentage points [1] Profit Forecast and Valuation - The company is projected to have net profits of 8 million RMB, 520 million RMB, and 1.25 billion RMB for 2024, 2025, and 2026 respectively, with significant downward adjustments for 2024 and 2025 [1] - Corresponding P/E ratios are expected to be 532.03, 80.26, and 33.46 for the same years [1]

广东光华科技股份有限公司 2023 年度财务决算报告 广东光华科技股份有限公司 2023年度财务决算报告 一、2023年度公司财务报表的审计情况 公司 2023 年财务报表已经众华会计师事务所(特殊普通合伙)审计，出具了标 准的无保留意见的审计报告。 二、2023 年度财务决算情况 （本节下列表式数据中的金额单位，除特别注明外均为人民币万元。） （一）经营情况 | 项目 | 2023 年度 | 2022 年度 | 变动金额 | 变动率（%） | | --- | --- | --- | --- | --- | | 营业总收入 | 269,946.19 | 330,232.92 | -60,286.73 | -18.26 | | 营业总成本 | 302,691.62 | 320,723.52 | -18,031.90 | -5.62 | | 其他收益 | 2,811.05 | 1,426.13 | 1,384.92 | 97.11 | | 资产减值损失 | -19,655.34 | -2,398.72 | -17,256.63 | -719.41 | | 营业利润 | -51,045.89 | 8,557.64 ...

广东光华科技股份有限公司 2023 年度 非经营性资金占用及其他关联资金往来情况 专项说明的审核报告 广东光华科技股份有限公司 2023 年度 非经营性资金占用及其他关联资金往来情况 的专项说明 众会字（2024）第 01539 号 广东光华科技股份有限公司全体股东: 我们接受委托，依据《中国注册会计师执业准则》审计了广东光华科技股份有限公司(以 下简称"光华科技")2023 年度的财务报表，包括 2023 年 12 月 31 日的合并及公司资产负债表， 2023 年度的合并及公司利润表、合并及公司现金流量表、合并及公司所有者权益变动表以 及财务报表附注，并于 2024 年 4 月 26 日出具了众会字（2024）第 01080 号《审计报告》。 根据中国证券监督管理委员会《上市公司监管指引第 8 号——上市公司资金往来、对外 担保的监管要求》的要求以及参照深圳证券交易所《深圳证券交易所上市公司自律监管指南 第 1 号——业务办理》规定的非经营性资金占用及其他关联资金往来情况汇总表格式，光华 科技编制了后附的 2023 年度非经营性资金占用及其他关联资金往来情况汇总表（以下简称 "汇总表"）。 编制和对外披露 ...

证券代码：002741 证券简称：光华科技 公告编号：2024-005 广东光华科技股份有限公司 第五届董事会第十二次会议决议公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或重大遗漏。 广东光华科技股份有限公司（以下简称"公司"）第五届董事会第十二次会 议于 2024 年 4 月 26 日在公司会议室以现场方式召开，会议通知于 2024 年 4 月 16 日通过电话、邮件及书面形式发出，本次会议由董事长陈汉昭先生主持。出 席本次董事会会议的应到董事为 9 人，实际出席会议董事 9 人。公司监事、高级 管理人员列席了本次会议。本次会议的召集、召开以及参会董事人数均符合相关 法律、法规及公司《章程》的有关规定，会议合法有效。 经出席会议的董事讨论及表决，审议通过如下决议： 一、审议并通过《2023 年年度报告及摘要》。 本议案尚需提交公司 2023 年年度股东大会审议。 公司《2023 年年度报告》全文详见公司指定信息披露网站巨潮资讯网 （http://www.cninfo.com.cn）；《2023 年年度报告摘要》详见公司指定信息披 露媒体《中国证券报》、《上海证券报》 ...