【导读】涉信息披露违规，光华科技及董秘收监管警示函 董秘线上"口无遮拦"？监管警示函来了！ 10月21日盘后，上市公司光华科技（002741）发布公告称，其公司及相关人员收到广东证监局出具的《关于对广东光华科技股份有限公司及相关人员 采取出具警示函措施的决定》。 广东证监局指出，2024年11月19日，光华科技董事会秘书杨荣政在参与某券商分析师组织的线上交流会议过程中，向参会人员透露了公司硫化锂产 能、2024年预计业绩情况等公司经营、财务方面未公开信息，且部分信息属于可能对公司股票交易价格产生较大影响的事项。 光华科技未对上述信息及时予以披露，直至相关信息通过网络传播后，才于2024年12月6日发布《有关事项的说明公告》进行披露及澄清。 广东证监局表示，上述行为《违反了上市公司信息披露管理办法》的规定。光华科技董事会秘书杨荣政未履行勤勉尽责义务，对公司上述违规行为负 有主要责任。最终，广东证监局决定对光华科技及杨荣政采取出具警示函的行政监管措施。 同时，广东证监局要求光华科技及杨荣政高度重视上述问题，采取有效措施切实整改，杜绝此类问题再次发生。公司应对相关责任人员进行内部问 责，于收到决定书30日内完成整改 ...

Core Viewpoint - Zhejiang Guanghua Technology Co., Ltd. has approved a guarantee for its wholly-owned subsidiary, Zhejiang Guanghua Import and Export Co., Ltd., with a total guarantee amount not exceeding RMB 1 billion [2][4]. Group 1: Guarantee Overview - The company held its third board meeting on March 26, 2025, and the annual general meeting on April 28, 2025, where it approved the guarantee for its subsidiary [2]. - The total guarantee amount for the subsidiary's financing activities is set at RMB 1 billion [2]. Group 2: Guarantee Progress - Recently, the company signed a maximum guarantee contract with Industrial and Commercial Bank of China, Haining Branch, providing a joint liability guarantee for a principal amount of up to RMB 25 million [3]. Group 3: Subsidiary Information - Zhejiang Guanghua Import and Export Co., Ltd. was established on September 30, 2020, with a registered capital of RMB 10 million and is located in Haining, Zhejiang Province [5]. - The subsidiary is 100% owned by the company, making it a wholly-owned subsidiary [6]. Group 4: Financial Situation of the Subsidiary - The financial situation of the subsidiary for the past year is documented, and it is noted that the subsidiary is not listed as a dishonest executor [7]. Group 5: Main Content of the Guarantee Contract - The creditor is Industrial and Commercial Bank of China, Haining Branch, while the guarantor is Zhejiang Guanghua Technology Co., Ltd., and the debtor is Zhejiang Guanghua Import and Export Co., Ltd. [8]. - The maximum guaranteed debt amount is RMB 25 million, and the guarantee is a joint liability guarantee covering various financial obligations [9]. Group 6: Board of Directors' Opinion - The board of directors has confirmed that the guarantee is within the approved limit and does not require further approval from the board or shareholders [15]. Group 7: Cumulative External Guarantee - As of the announcement date, the total approved external guarantee amount is RMB 1 billion, with the current balance of external guarantees at RMB 265 million, accounting for 15.77% of the company's audited net assets as of the end of 2024 [16].

Core Points - Guanghua Technology received a warning letter from the Guangdong Securities Regulatory Bureau for disclosing non-public information during an online meeting on November 19, 2024, which could significantly impact the company's stock price [1][3] - The company failed to timely disclose information regarding its lithium sulfide production capacity and expected performance for 2024, only releasing a clarification announcement on December 6, 2024, after the information was circulated online [1][3] Regulatory Actions - The Guangdong Securities Regulatory Bureau decided to issue a warning letter to Guanghua Technology and its board secretary Yang Rongzheng as an administrative regulatory measure based on Article 52 of the Information Disclosure Management Measures for Listed Companies [3] - Guanghua Technology acknowledged the issues raised in the warning letter and committed to enhancing compliance with relevant laws and regulations, ensuring proper information disclosure in the future [3] Market Reaction - From November 20 to November 26, 2024, Guanghua Technology's stock experienced a consecutive five-day limit-up trading [4] - As of the latest closing, Guanghua Technology's stock price decreased by 0.88%, closing at 21.29 yuan [5]

10月21日晚，光华科技公告，公司及相关人员收到广东证监局出具的警示函。 据警示函披露，2024年11月19日，光华科技董事会秘书杨荣政在参与某券商分析师组织的线上交流会议过程中，向参会人员透露了公司硫化锂产能、 2024年预计业绩情况等公司经营、财务方面未公开信息，且部分信息属于可能对公司股票交易价格产生较大影响的事项。光华科技未对上述信息及时予 以披露，直至相关信息通过网络传播后，才于2024年12月6日发布《有关事项的说明公告》进行披露及澄清。 编辑丨瑜见 根据《上市公司信息披露管理办法》第五十二条的规定，广东证监局决定对光华科技及杨荣政采取出具警示函的行政监管措施。 光华科技表示，公司及相关人员高度重视《警示函》中所指出的问题，认真吸取教训，进一步加强对《上市公司信息披露管理办法》及相关法律法规的学 习和落实，严格按照相关监管要求和有关法律法规的规定提高公司规范运作水平，依法依规履行信息披露义务，杜绝类似情况再次发生，并在规定期限内 向广东证监局提交书面报告。本次行政监管措施不会影响公司正常的生产经营管理活动。 二级市场上，2024年11月20日-2024年11月26日，光华科技连续5个交易日涨停。 ...

转自：智通财经 【光华科技收到深交所监管函】智通财经10月21日电，光华科技收到深交所监管函，根据广东证监局出 具的《关于对广东光华科技股份有限公司、杨荣政采取出具警示函措施的决定》（〔2025〕111号）， 经查，公司存在以下违规问题：2024年11月19日，光华科技董事会秘书杨荣政在参与某券商分析师组织 的线上交流会议过程中，向参会人员透露了公司硫化锂产能、2024年预计业绩情况等公司经营、财务方 面未公开信息，且部分信息属于可能对公司股票交易价格产生较大影响的事项。光华科技未对上述信息 及时予以披露，直至相关信息通过网络传播后，才于2024年12月6日发布《有关事项的说明公告》进行 披露及澄清。光华科技上述行为违反了相关规定。光华科技董事会秘书杨荣政未能恪尽职守、履行诚信 勤勉义务，违反了相关规定，对光华科技上述违规行为负有责任。 ...

Core Points - The China Securities Regulatory Commission (CSRC) issued a warning letter to Guanghua Technology on October 21 for disclosing non-public information during an online meeting with analysts [1] - The company's secretary revealed details about lithium sulfide production capacity and expected performance for 2024, which could significantly impact stock trading prices [1] - Guanghua Technology failed to disclose this information in a timely manner, only releasing a clarification announcement on December 6 after the information was circulated online [1] - As of October 21, Guanghua Technology's stock closed at 21.29 yuan, reflecting a year-to-date increase of 28.8% [1]

10月21日，光华科技（002741.SZ）公告称，近日公司及相关人员收到广东证监局出具的警示函。 警示函指出，2024年11月19日，公司董事会秘书杨荣政在某券商分析师组织的线上交流会议上，向参会 人员透露了公司硫化锂产能、2024年预计业绩情况等未公开信息，且部分信息可能对公司股票交易价格 产生较大影响。光华科技未及时披露该信息，直至相关信息通过网络传播后，才于2024年12月6日发布 《有关事项的说明公告》进行披露及澄清。此举违反了《上市公司信息披露管理办法》相关规定。根据 《上市公司信息披露管理办法》第五十二条的规定，广东证监局决定对光华科技及杨荣政采取出具警示 函的行政监管措施。（智通财经记者 李晓青） ...

Core Viewpoint - Guanghua Technology (002741.SZ) has stated on its interactive platform that the company does not have any capacity for recycling ternary batteries [1] Company Summary - Guanghua Technology currently lacks the production capacity for recycling ternary batteries [1]

Core Insights - The article discusses the recent financial performance of a leading technology company, highlighting a significant increase in revenue and net income compared to the previous year [1] Financial Performance - The company reported a revenue of $50 billion, representing a 20% increase year-over-year [1] - Net income reached $10 billion, which is a 25% increase compared to the same period last year [1] - Earnings per share (EPS) rose to $5, up from $4 in the previous year, indicating strong profitability [1] Market Position - The company has strengthened its market position, capturing an additional 5% market share in the last quarter [1] - The growth in market share is attributed to the successful launch of new products and services [1] Future Outlook - Analysts project continued growth, with expected revenue growth of 15% for the next fiscal year [1] - The company plans to invest $2 billion in research and development to drive innovation and maintain competitive advantage [1]

2024年11月19日，公司董事会秘书杨荣政在参与某券商分析师组织的线上交流会议过程中，向参会人员 透露了公司硫化锂产能、2024年预计业绩情况等公司经营、财务方面未公开信息，且部分信息属于可能 对公司股票交易价格产生较大影响的事项。光华科技未对上述信息及时予以披露，直至相关信息通过网 络传播后，才于2024年12月6日发布《有关事项的说明公告》进行披露及澄清。 智通财经APP讯，光华科技(002741.SZ)公告，公司及相关人员收到广东证监局出具的《关于对广东光华 科技股份有限公司及相关人员采取出具警示函措施的决定》。警示函指出： ...