Core Viewpoint - Haosai (002963.SZ) has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected violations of information disclosure laws, which the company claims will not significantly impact its operations and management [1][4]. Summary by Sections Investigation Details - The CSRC has initiated an investigation against Haosai for suspected violations of information disclosure laws based on the Securities Law and the Administrative Penalty Law of the People's Republic of China [2]. - In August, Haosai disclosed that its controlling shareholder, Dai Baolin, was arrested for suspected unit bribery, and the company was under investigation for the same reason, leading to a warning letter from the Beijing Securities Regulatory Bureau [2]. Legal Consequences - On November 5, Haosai announced a first-instance judgment where the company was fined 7 million yuan for unit bribery, and Dai Baolin received a three-year prison sentence with a four-year probation and a fine of 3 million yuan [2]. - The prosecution later deemed the sentence for Dai Baolin as too lenient and decided to appeal [2]. Company’s Position - Haosai stated in its announcement that its business activities are currently operating normally and that the investigation will not have a significant impact on its operations and management [4]. - Legal experts have expressed skepticism regarding the company's assertion, suggesting that such claims are premature before the CSRC's conclusions [5]. Market Impact - The investigation by the CSRC is likely to negatively affect Haosai's market image and investor confidence, with potential administrative penalties introducing uncertainty to the company's financial status and business development [5]. - The company's statement may be an attempt to stabilize investor sentiment and prevent stock price fluctuations amid the ongoing investigation [5].

扬子晚报网11月23日讯(记者范晓林薄云峰)11月21日晚，多家上市公司及相关责任人因涉嫌信息披露违法违规等问题，披露收到监管部门立案告知书、行 政处罚事先告知书或行政处罚决定书的相关公告。 在市场人士看来，集中披露上述公告彰显了监管部门强化执法震慑，对信息披露违法违规行为的"零容忍"态度，有助于持续增强投资者信任和信心。 聚石化学表示，目前公司各项经营活动和业务均正常开展。立案调查期间，公司将积极配合证监会的相关工作，并严格按照相关法律法规和监管要求及时 履行信息披露义务。 豪尔赛（002963）市值24.37亿元。 聚石化学市值26.95亿元。 聚石化学11月21日晚公告称，公司于当日收到证监会下发的《立案告知书》，因公司涉嫌信息披露违法违规，证监会决定对公司立案。 嘉应制药11月21日晚公告称，公司于当日收到广东证监局下发的《行政处罚决定书》。 经查明，嘉应制药董事长李能是药聚能的实际控制人，药聚能构成嘉应制药的关联方。2024年10月至2025年1月期间，因药聚能存在短期资金需求，嘉应 制药的子公司湖南嘉应以月初转出、月末转回的方式，向药聚能提供短期资金拆借，单笔发生额在4万元至5999万元之间。其中 ...

Core Viewpoint - Haosai (002963.SZ) has received a notice of investigation from the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, leading to a formal investigation under relevant Chinese laws [1] Financial Performance - In the first three quarters of 2025, Haosai reported a net profit attributable to shareholders of -26.31 million yuan, a year-on-year decline of 523.96% [2] - The net profit attributable to shareholders after excluding non-recurring gains and losses was -31.63 million yuan, a year-on-year decline of 317.90% [2] - From 2021 to 2024, the company's operating revenues were 788 million yuan, 407 million yuan, 538 million yuan, and 459 million yuan respectively [2] - The net profits attributable to shareholders during the same period were 13 million yuan, -156 million yuan, 18 million yuan, and -179 million yuan respectively [2] - The net cash flow from operating activities for the years 2021 to 2024 was 66 million yuan, -165 million yuan, 139 million yuan, and -99 million yuan respectively [2] Initial Public Offering (IPO) Details - Haosai was listed on the Shenzhen Stock Exchange on October 28, 2019, with a public offering of 37.59 million shares at a price of 23.66 yuan per share [1] - The company raised a total of 889 million yuan, with a net amount of 801 million yuan after deducting issuance costs [1] - The funds raised were allocated for various projects, including 650 million yuan for operational funds for engineering projects and 55.52 million yuan for LED lighting R&D [1]

Group 1 - The core point of the news is that two companies, 聚石化学 and 豪尔赛, are under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws [2][3] - 聚石化学 reported a revenue of 2.963 billion yuan for the first three quarters of 2025, a year-on-year decrease of 7.17%, and a net profit attributable to shareholders of 5.7684 million yuan, with a net loss of 24.5322 million yuan after deducting non-recurring gains and losses [2] - 豪尔赛 stated that its business operations are normal and that the investigation will not have a significant impact on its management [3] Group 2 - Next week, 38 stocks will face a total unlock market value of 21.678 billion yuan [4] - 南方航空 will have 804 million shares listed for circulation, with an unlock market value of 5.689 billion yuan [5] - 菲菱科思 will have 22 million shares listed for circulation, with an unlock market value of 1.871 billion yuan [6] Group 3 - Among the 38 stocks facing unlock, 6 stocks have a high unlock ratio exceeding 30%, including 必易微, 吉冈精密, 赛恩斯, and 菲菱科思 [8] - The average stock price of the 38 stocks has decreased by 8.22% since November, with 久其软件 showing the highest increase of 13.74% [9] - 6 stocks with reported losses in the first three quarters include 红太阳, 水发燃气, 中望软件, 生物谷, 久其软件, and 必易微, indicating higher unlock pressure [10]

Group 1 - The core point of the article is that both 聚石化学 (Jushi Chemical) and 豪尔赛 (Haosai) have received notices from the China Securities Regulatory Commission (CSRC) regarding investigations into alleged violations of information disclosure laws [2][4] - Jushi Chemical announced that it received a notice from the CSRC on November 21, 2025, indicating that the company is under investigation for suspected information disclosure violations [2] - The company stated that all its business activities are currently operating normally and it will actively cooperate with the CSRC's investigation while fulfilling its information disclosure obligations [4][6] Group 2 - Haosai also received a notice from the CSRC for suspected violations of information disclosure laws and will cooperate with the investigation [4][6] - The company confirmed that its business operations are proceeding normally and that the investigation will not have a significant impact on its management and operations [6]

Group 1: Shareholding Changes - Company Zhaoyi Innovation announced that several directors and senior management personnel plan to reduce their holdings by a total of 249,000 shares, with specific reductions from the vice chairman and general manager, as well as other vice presidents [1] - Company Super Aerospace announced a stock suspension due to its controlling shareholders planning a significant matter that may lead to a change in control [2] - Company Haosai is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws [5] Group 2: Major Contracts and Projects - Company Dajin Heavy Industry's wholly-owned subsidiary signed a contract worth approximately 1.339 billion yuan for a European offshore wind farm project, which represents 35.41% of the company's audited revenue for 2024 [3] - Company Ruifeng New Materials plans to increase capital by 200 million yuan in a related party to advance a lithium hexafluorophosphate project [6] Group 3: Regulatory Actions - Company Jushi Chemical received a notice from the CSRC regarding an investigation for suspected violations of information disclosure laws [4] - Company Huosai is also under investigation by the CSRC for similar reasons [5] Group 4: Investment and Acquisitions - Company Gao Neng Environment plans to acquire 45.2% equity in three mining companies [7] - Company Aerospace Electric intends to purchase 32% equity in Shenzhen Aerospace Electric Motor System Co., Ltd. through public bidding [8]

2025.11. 21 本文字数：501，阅读时长大约1分钟 来源 | 第一财经、证券时报、公司公告 同日， 豪尔赛（002963） 公告，公司于近日收到中国证监会下发的《立案告知书》，因涉嫌信息 披露违法违规，根据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法律法规，中国证 监会对公司进行立案。 11月21日晚， 聚石化学（688669） 公告称，公司于2025年11月21日收到中国证监会下发的《立 案告知书》，因公司涉嫌信息披露违法违规，中国证监会决定对公司立案。 聚石化学称， 目前公司各项经营活动和业务均正常开展，将积极配合中国证监会的相关工作，并及 时履行信 息披露义务。 第 一 财 经 持 续 追 踪 财 经 热 点 。 若 您 掌 握 公 司 动 态 、 行 业 趋 势 、 金 融 事 件 等 有 价 值 的 线 索 ， 欢 迎 提 供 。 专 用 邮 箱 ： bianjibu@yicai.com （注：我们会对线索进行核实。您的隐私将严格保密。） 推荐阅读 10月新能源新车降价幅度超11% 豪尔赛表示，公司将积极配合中国证监会立案调查工作，并严格按照相关法律法规的规定和监管要求 及时履 ...

Core Viewpoint - Two listed companies, 聚石化学 and 豪尔赛, have been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws [1][3]. Group 1: Company Announcements - 聚石化学 announced on November 21, 2025, that it received a notice of investigation from the CSRC due to suspected information disclosure violations [1]. - 豪尔赛 also received a notice from the CSRC for similar reasons and stated that it would cooperate with the investigation while continuing normal business operations [3]. Group 2: Financial Performance - 豪尔赛 reported a revenue of 265 million yuan for the first three quarters of the year, a decrease of 29.79% year-on-year [3]. - The company incurred a net loss of 26.31 million yuan, representing a year-on-year decrease of 523.96% [3]. - The decline in revenue was attributed to fluctuations in demand within the lighting engineering industry due to adjustments in investment rhythms in infrastructure and real estate [3]. Group 3: Corporate Governance Issues - 豪尔赛's actual controller, 戴宝林, signed a voting rights entrustment agreement with 戴聪棋, transferring all voting rights of 35.1284 million shares (23.36% of total shares) to 戴聪棋 [5]. - The company faced legal issues when 戴宝林 was prosecuted for unit bribery, leading to a fine of 7 million yuan for the company and a three-year prison sentence (with a four-year suspension) for 戴宝林 [6][7]. - The company received a warning letter from the Shenzhen Stock Exchange for failing to timely disclose information regarding these legal matters [7]. Group 4: Ongoing Legal Proceedings - On November 17, 2025, 豪尔赛 received a criminal appeal notice from the Wuhan New District People's Procuratorate, indicating that the judgment in the bribery case is subject to uncertainty due to the appeal [8].

北京商报讯(记者马换换王蔓蕾)11月21日晚间，豪尔赛（002963）披露公告称，公司于近日收到证监会 下发的《立案告知书》，因涉嫌信息披露违法违规，证监会对公司进行立案。 值得一提的是，本次遭立案前，豪尔赛曾于8月8日披露《关于公司重大事项的公告》，并于11月5日披 露《关于公司重大事项的进展公告》，对湖北省武汉市新洲区人民法院作出的刑事判决书(以下简称"判 决书")进行披露。11月16日晚间，公司再度披露公告称，公司于近日收到湖北省武汉市新洲区人民检察 院刑事抗诉书(以下简称"抗诉书")，根据抗诉书，判决书对被告单位豪尔赛、被告人戴宝林单位行贿罪 一案作出判决：被告单位豪尔赛犯单位行贿罪，判处罚金700万元；被告人戴宝林犯单位行贿罪，判处 有期徒刑三年，缓刑四年，并处罚金300万元。湖北省武汉市新洲区人民检察院依法审查后认为，该判 决对被告人适用缓刑确有错误，量刑畸轻。 豪尔赛表示，公司将积极配合证监会立案调查工作，并严格按照相关法律法规的规定和监管要求及时履 行信息披露义务。目前，公司各项经营活动正常有序开展，本次立案不会对公司经营和管理造成重大影 响。 ...

【导读】涉嫌信息披露违法违规，豪尔赛被证监会立案调查 中国基金报记者 李智 11 月 21 日， 豪尔赛 公告称， 因涉嫌信息披露违法违规，中国证监会对公司进行立案。 此 前，因涉嫌单位行贿罪，豪尔赛控股股东、实际控制人戴宝林被公安机关执行逮捕，公司因 涉嫌单位行贿罪被监察机关立案调查。 豪尔赛被立案调查 11 月 21 日，豪尔赛发布公告称，公司近日收到中国证监会下发的《立案告知书》，因涉嫌 信息披露违法违规，中国证监会对公司进行立案。 豪尔赛表示，公司将积极配合调查工作，目前各项经营活动正常有序开展，本次立案不会对 公司经营和管理造成重大影响。 因涉嫌单位行贿罪 实控人被公安机关执行逮捕 自去年 12 月份开始，豪尔赛便笼罩在负面信息的阴影之下。 2024 年 12 月 12 日，武汉市新洲区监察委员会对时任豪尔赛董事长、总经理戴宝林涉嫌违 法犯罪进行立案调查，并对其实施留置。 2025 年 4 月 22 日，武汉市新洲区监察委员会解 除对戴宝林的留置。 2025 年 6 月 19 日，武汉市公安局新洲区分局对戴宝林执行逮捕。 2025 年 8 月 7 日，豪尔赛收到湖北省武汉市新洲区人民检察院《起诉书》 ...