证券代码：002963 证券简称：豪尔赛 公告编号：2025-046 豪尔赛科技集团股份有限公司 一、涉诉进展情况 豪尔赛科技集团股份有限公司（以下简称"公司"）于2025年8月8日披露了 《关于公司重大事项的公告》（编号：2025-037），并于2025年11月5日披露了 《关于公司重大事项的进展公告》（编号：2025-045），对湖北省武汉市新洲区 人民法院作出的刑事判决书（以下简称"判决书"）进行了披露。 公司于近日收到湖北省武汉市新洲区人民检察院刑事抗诉书（以下简称"抗 诉书"），根据抗诉书，判决书对被告单位豪尔赛科技集团股份有限公司、被告 人戴宝林单位行贿罪一案作出判决：被告单位豪尔赛科技集团股份有限公司犯单 位行贿罪，判处罚金人民币700万元；被告人戴宝林犯单位行贿罪，判处有期徒 刑三年，缓刑四年，并处罚金人民币300万元。湖北省武汉市新洲区人民检察院 依法审查后认为，该判决对被告人适用缓刑确有错误，量刑畸轻。 二、本次抗诉的影响 由于湖北省武汉市新洲区人民检察院对本案一审涉及被告人的判决提出抗 诉，法院最终判决结果具有不确定性。公司将根据进展情况，及时履行信息披露 义务，敬请广大投资者理性投资， ...

Group 1 - The decoration and renovation sector increased by 2.06% on November 14, with Haoer Sai leading the gains [1] - The Shanghai Composite Index closed at 3990.49, down 0.97%, while the Shenzhen Component Index closed at 13216.03, down 1.93% [1] - Key stocks in the decoration sector showed significant price movements, with Haoer Sai rising by 9.98% to a closing price of 19.17 [1] Group 2 - The main capital inflow in the decoration sector was 397 million yuan, while retail investors experienced a net outflow of 276 million yuan [2] - The stock of Hainan Development saw a net inflow of 48.4 million yuan, representing 17.16% of the total [3] - Haoer Sai had a net inflow of 32.08 million yuan, accounting for 33.62% of the total, despite a net outflow from retail investors of 19.91 million yuan [3]

Core Viewpoint - The energy storage sector experienced significant fluctuations, with several companies seeing substantial stock price increases, indicating a growing interest and potential investment opportunities in this industry [2] Group 1: Stock Performance - Companies such as Yongtai Energy, Guosheng Technology, Haosai, Sunrise Eastern, and Aotexun reached their daily price limits [2] - Other notable performers included Zhongneng Electric, Jinrong Tianyu, Yunen Technology, Tongyi Co., and Tianli Lithium Energy, which showed considerable price increases [2]

Market Overview - A-shares opened lower with the Shanghai Composite Index reaching a 10-year high during the session, while the Shenzhen Component, ChiNext, and Sci-Tech 50 indices fell over 1% [2] - The overall market saw slightly more gainers than losers, with stable trading volume [2] Health Industry Growth - The health industry showed strong performance, with the pharmaceutical commercial sector index rising for the sixth consecutive day, reaching a new high for the year, and half-day trading volume exceeding the previous day's total [2] - Specific stocks like Shangyu Pingmin and Renmin Tongtai hit the daily limit, with Shangyu Pingmin rising 20% shortly after market open [2][4] - The demand for the health industry is rapidly increasing due to an aging population, supported by government policies aimed at promoting the health sector [4][5] Real Estate Sector Developments - Real estate stocks collectively rose, with significant gains in companies like Huaxia Xingfu and Yingxin Development, both hitting their daily limits [5][6] - Recent policies promoting the sale of existing homes are accelerating, with cities implementing measures to transition from pre-sale to existing home sales [9][10] - The Ministry of Housing and Urban-Rural Development emphasized the importance of existing home sales to mitigate delivery risks and protect buyers' rights [8][9] Future Projections - The health industry is projected to reach a market size of 17.4 trillion yuan by 2025 and 29.1 trillion yuan by 2030 [5] - The real estate sector is expected to see a gradual shift towards existing home sales, particularly in areas with high inventory [10]

Core Insights - The decoration and renovation sector saw a slight increase of 0.28% on November 12, with *ST Baoying leading the gains [1] - The Shanghai Composite Index closed at 4000.14, down 0.07%, while the Shenzhen Component Index closed at 13240.62, down 0.36% [1] Stock Performance - *ST Baoying (002047) closed at 3.76, up 5.03% with a trading volume of 799,000 shares and a turnover of 291 million yuan [1] - Other notable gainers included *ST Dongyi (002713) at 16.82, up 4.99%, and *ST Mingjia (300506) at 5.42, up 4.43% [1] - Conversely, *ST Jianyi (002789) fell 5.03% to 11.33, with a trading volume of 72,000 shares [2] Capital Flow - The decoration and renovation sector experienced a net outflow of 145 million yuan from institutional investors, while retail investors saw a net inflow of 187 million yuan [2][3] - Major stocks like Quanzhu Co. (603030) had a net inflow of 41.13 million yuan from institutional investors, while *ST Baoying had a net inflow of 22.31 million yuan [3]

Core Points - Haosai (002963.SZ) has been fined 7 million yuan for committing the crime of unit bribery, with illegal gains of approximately 21.5161 million yuan to be recovered [1][2] - The fine of 7 million yuan represents 3.90% of the company's most recent audited net profit attributable to shareholders [2] - The total penalty and recovery amount of approximately 28.5161 million yuan accounts for 15.90% of the company's latest audited net profit [2] Regulatory Actions - The Beijing Securities Regulatory Bureau previously issued a warning letter to Haosai, indicating deficiencies in corporate governance, internal controls, and compliance with information disclosure obligations [1][3] - Following the court's ruling, Haosai issued an apology to investors and committed to improving internal controls and compliance with legal regulations [3] Management Changes - Following the legal issues, Dai Baolin, the former actual controller and chairman, resigned from his positions and was later arrested [4] - Dai Congqi, born in November 1989 and with a master's degree, has been appointed as the new general manager of Haosai [5] - The company has stated that it will maintain good relationships with clients and partners while enhancing its brand image and compliance management [5]

Group 1 - The core viewpoint of the news is that Haosai's stock has shown significant price movements and trading activity, with a notable increase in share price and trading volume over the year [1][2]. - As of November 7, Haosai's stock price increased by 2.04% to 17.00 CNY per share, with a total market capitalization of 2.556 billion CNY [1]. - Year-to-date, Haosai's stock price has risen by 48.34%, with a 2.53% increase over the last five trading days and a 23.28% increase over the last 20 days [2]. Group 2 - Haosai has been active in the stock market, appearing on the "Dragon and Tiger List" five times this year, with the most recent net buy of 8.2019 million CNY on October 27 [2]. - The company primarily engages in lighting engineering construction, with 96.93% of its revenue coming from this segment, while other income sources contribute 2.65% and lighting engineering design accounts for 0.42% [2]. - As of September 30, the number of Haosai's shareholders decreased by 5.43% to 14,800, while the average circulating shares per person increased by 5.75% to 7,702 shares [3]. Group 3 - For the period from January to September 2025, Haosai reported a revenue of 265 million CNY, a year-on-year decrease of 29.79%, and a net profit attributable to shareholders of -26.3138 million CNY, a decrease of 523.96% [3]. - Since its A-share listing, Haosai has distributed a total of 57.1368 million CNY in dividends, with 30.072 million CNY distributed in the last three years [4]. - As of September 30, 2025, the top ten circulating shareholders of Haosai saw a change, with the Noan Multi-Strategy Mixed A fund exiting the top ten [4].

Core Viewpoint - Haosai (002963) has been sentenced for unit bribery, resulting in a fine of RMB 7 million and a total of approximately RMB 28.52 million in penalties and confiscated illegal gains, which represents 15.90% of the company's latest audited net profit [1][2] Group 1: Legal Proceedings - The Wuhan New District People's Court has ruled that Haosai committed unit bribery, leading to a fine of RMB 7 million, which has been paid [1] - The defendant, Dai Baolin, received a three-year prison sentence with a four-year probation and a fine of RMB 3 million, which has also been paid [1] - The court ordered the confiscation of RMB 21.52 million in illegal gains, which will be turned over to the national treasury [1] Group 2: Company Response and Governance - Haosai stated that the judgment does not trigger mandatory delisting rules under the Shenzhen Stock Exchange regulations and has apologized to investors, promising to enhance internal controls and governance [2] - The company has faced scrutiny for not timely disclosing the arrest of Dai Baolin and the investigation into the company, which led to regulatory warnings [4] Group 3: Financial Performance - Haosai's financial performance has deteriorated, with a reported revenue of RMB 265 million for the first three quarters of 2025, a year-on-year decline of 29.79% [5] - The company recorded a net loss of RMB 26.31 million, marking a shift from profit to loss compared to the previous year [5] - Contributing factors to the financial decline include reduced demand in the lighting engineering sector, increased competition, and extended customer payment cycles [5] Group 4: Business Strategy - In May 2025, Haosai expanded its business scope to include electric vehicle charging infrastructure operations, aiming to find new growth points through its new energy segment [6] - However, the financial penalties and confiscated funds from the bribery case may further strain the company's cash flow [6]

Core Viewpoint - Haosai has been fined 7 million yuan for unit bribery, with an additional 21.52 million yuan in illegal gains being recovered, further complicating the company's already troubled situation [1] Group 1: Company Governance Issues - The company and its former chairman, Dai Baolin, have been prosecuted for unit bribery, with Dai sentenced to three years in prison, suspended for four years, and fined 3 million yuan [1] - There are significant issues in Haosai's corporate governance, particularly in information disclosure, as the company failed to timely disclose critical events related to Dai Baolin's detention and arrest [1][2] - The Beijing Securities Regulatory Bureau issued a warning to Haosai and its executives for deficiencies in operational norms and internal controls [1][2] Group 2: Financial Performance - Since its establishment, Haosai has focused on technological innovation in smart lighting, cultural tourism, and urban development, but has faced declining performance since its IPO in 2019 [2] - In the year following its listing, the company experienced a significant drop in revenue and net profit, with declines of 48.30% and 80.19% year-on-year, respectively [2] - The company has reported four consecutive years of losses in net profit excluding non-recurring items, with a nearly 30% year-on-year revenue decline in the first three quarters of this year [2] Group 3: Market Sentiment and Future Outlook - Despite a more than 45% increase in stock price this year, the rise is attributed to short-term market sentiment rather than fundamental improvements in the company's performance [2] - The bribery case is likely to severely undermine investor confidence, leading to significant uncertainty regarding the long-term stock price trajectory [2][3] - Immediate actions are required to improve corporate governance, strengthen internal controls, and focus on core business areas to rebuild market confidence [3]

Core Viewpoint - Haosai Technology Group Co., Ltd. has been convicted of unit bribery, resulting in a fine of 7 million RMB and a prison sentence for its former chairman, Dai Baolin, who received a three-year prison term with a four-year suspension [1][2][3]. Legal Proceedings - The company received a prosecution notice from the People's Procuratorate of Xinzhou District, Wuhan, on August 7, 2025, leading to a court trial that has recently concluded [1]. - The court's judgment includes a fine of 7 million RMB for the company and a 300,000 RMB fine for Dai Baolin, who is also subject to a suspended prison sentence [2]. Financial Impact - The total amount of fines and confiscated illegal gains is 28.52 million RMB, which represents 15.90% of the company's most recent audited net profit attributable to shareholders [3]. - The fine of 7 million RMB alone accounts for 3.90% of the company's latest audited net profit [3]. Company Performance - As of the latest report, the company has reported a net profit of -26.31 million RMB for the first three quarters of 2025, a decline of 523.96% year-on-year [4]. - The company's operating income for the current reporting period is approximately 106.94 million RMB, reflecting a 31.34% increase compared to the same period last year [5]. Stock Market Performance - Haosai was listed on the Shenzhen Stock Exchange on October 28, 2019, with an initial public offering price of 23.66 RMB per share, reaching a peak of 45.35 RMB shortly after listing, but has since experienced a decline and is currently in a state of loss [3][4].