旗天科技集团股份有限公司 内部控制鉴证报告 二○二三年度 我们接受委托，对旗天科技集团股份有限公司（以下简称"旗天 科技"）管理层就 2023 年 12 月 31 日旗天科技财务报告内部控制有 效性作出的认定执行了鉴证。 一、管理层对内部控制的责任 旗天科技集团股份有限公司管理层的责任是按照《企业内部控制 基本规范》的相关规定建立健全内部控制并保持其有效性，对内部控 制的完整性、合理性及有效性进行评价并发表自我评估意见。 二、注册会计师的责任 内部控制鉴证报告 信会师报字[2024]第 ZK10294 号 旗天科技集团股份有限公司全体股东： 我们的责任是在实施鉴证工作的基础上对财务报告内部控制的 有效性发表鉴证结论。 三、工作概述 六、报告使用限制 本报告仅供旗天科技披露 2023 年年度报告之目的使用，不得用 作任何其他目的。 立信会计师事务所 中国注册会计师： （特殊普通合伙） 我们按照《中国注册会计师其他鉴证业务准则第 3101 号——历 史财务信息审计或审阅以外的鉴证业务》的规定执行了鉴证业务。该 准则要求我们遵守中国注册会计师职业道德规范，计划和实施鉴证工 作，以对旗天科技是否于 2023 年 12 ...

旗天科技集团股份有限公司（以下称"公司"）聘请立信会计师事务所（特殊 普通合伙）（以下简称"立信"）作为公司 2023 年度审计机构。根据《上市公司 治理准则》、《国有企业、上市公司选聘会计师事务所管理办法》、《董事会审 计委员会工作细则》等规定和要求，现将会计师事务所 2023 年度履职情况评估 及董事会审计委员会对立信履行监督职责情况汇报如下： 一、2023 年年审会计师事务所基本情况 旗天科技集团股份有限公司董事会 关于 2023 年度会计师事务所履职情况评估报告 及董事会审计委员会对会计师事务所 履行监督职责情况的报告 （一）会计师事务所基本情况 1、基本信息 立信会计师事务所（特殊普通合伙）由我国会计泰斗潘序伦博士于 1927 年 在上海创建，1986 年复办，2010 年成为全国首家完成改制的特殊普通合伙制会 计师事务所，注册地址为上海市，首席合伙人为朱建弟先生。立信是国际会计网 BDO 的成员所，长期从事证券服务业务，新证券法实施前具有证券、期货业务 许可证，具有 H 股审计资格，并已向美国公众公司会计监督委员会（PCAOB） 注册登记。 截至 2023 年末，立信拥有合伙人 278 名、注册会 ...

证券代码：300061 证券简称：旗天科技 公告编号：2024-014 旗天科技集团股份有限公司 第六届监事会第四次会议决议公告 本公司及监事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、监事会会议召开情况 3、本次监事会会议应参加会议监事 3 人，实际参加会议监事 3 人； 4、本次监事会会议由监事会主席陈钧先生主持； 5、本次监事会会议的召集、召开符合有关法律、行政法规、部门规章、规 范性文件和《公司章程》的规定。 二、监事会审议情况 出席本次监事会会议的监事以记名投票的表决方式，审议以下议案并形成决 议： 1、审议《2023 年年度报告》及摘要； 监事会对 2023 年年度报告无异议，发表专项审核意见如下： 1、旗天科技集团股份有限公司（以下简称"公司"）第六届监事会第四次 会议通知于 2024 年 4 月 17 日以电子邮件方式发出； 2、本次监事会会议于 2024 年 4 月 22 日在公司会议室以现场和通讯方式召 开； 经审核，监事会认为董事会编制和审核公司 2023 年年度报告的程序符合法 律、行政法规和中国证监会的规定，报告内容真实、准确、完整地反映了公司 ...

旗天科技集团股份有限公司 关于修订《公司章程》的公告 证券代码：300061 证券简称：旗天科技 公告编号：2024-018 本公司及董事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 旗天科技集团股份有限公司（以下简称"公司"）于 2024 年 4 月 22 日召开 第六届董事会第六次会议审议通过了《关于修订<公司章程>的议案》，根据《上 市公司章程指引》、《上市公司监管指引第 3 号——上市公司现金分红》等相关 规定，结合公司实际情况，拟对《公司章程》相关条款进行修订，具体修订情况 如下： 一、修订《公司章程》情况 | 修订前 | 修订后 | | --- | --- | | 第一百六十九条 公司股东大会对利润 | 第一百六十九条 公司股东大会对利润 | | 分配方案作出决议后，公司董事会须在股东 | 分配方案作出决议后，或公司董事会根据年 | | 大会召开后 2 个月内完成股利（或股份）的 | 度股东大会审议通过的下一年中期分红条件 | | 派发事项。 | 和上限制定具体方案后，公司董事会须在股 | | | 东大会召开后 个月内完成股利（或股份） 2 | | | 的派发事项 ...

Financial Performance - The company's revenue for Q1 2024 was ¥202,276,364.61, a decrease of 10.73% compared to ¥226,582,368.37 in the same period last year[5] - The net loss attributable to shareholders was ¥5,714,084.44, representing a decline of 457.91% from a profit of ¥1,596,521.82 in Q1 2023[5] - Net profit for Q1 2024 was a loss of ¥5,335,576.66, compared to a profit of ¥925,963.27 in the same period last year[18] - The total comprehensive income for the parent company in Q1 2024 was -5,714,084.44 CNY, down from 1,596,521.82 CNY year-over-year[19] - The basic and diluted earnings per share for Q1 2024 were both -0.0087 CNY, compared to 0.0024 CNY in Q1 2023[19] Cash Flow - The net cash flow from operating activities was negative at ¥256,540,364.78, a 23.60% increase in cash outflow compared to ¥-207,551,275.15 in the previous year[5] - Cash inflows from operating activities totaled 1,937,111,505.94 CNY, down from 2,148,034,162.58 CNY year-over-year[22] - Cash outflows from operating activities were 2,193,651,870.72 CNY, compared to 2,355,585,437.73 CNY in the same period last year[22] - The net cash flow from investing activities was -3,606,956.88 CNY, slightly improved from -3,978,395.29 CNY in Q1 2023[22] - The net cash flow from financing activities increased to 52,000,389.80 CNY, up from 28,042,766.90 CNY in the previous year[22] - The ending cash and cash equivalents balance for Q1 2024 was 188,377,852.73 CNY, compared to 177,963,760.92 CNY at the end of Q1 2023[23] Assets and Liabilities - The total assets at the end of Q1 2024 were ¥1,687,886,402.72, reflecting a 3.34% increase from ¥1,633,274,481.62 at the end of the previous year[5] - The total liabilities decreased by 0.74% to ¥761,823,348.00 from ¥767,537,432.44 at the end of the previous year[5] - Current assets totaled ¥1,349,965,165.54, up from ¥1,284,617,831.39, indicating an increase of 5.1%[17] - Current liabilities rose to ¥894,140,175.56 from ¥829,735,093.01, marking a 7.8% increase[17] - The company's cash and cash equivalents decreased to ¥205,183,526.43 from ¥414,150,235.75, a decline of 50.5%[17] Shareholder Information - The total number of common shareholders at the end of the reporting period is 40,101[10] - The largest shareholder, Fei Zhengxiang, holds 10.54% of shares, totaling 69,465,337 shares[10] - Liu Tao, the second-largest shareholder, holds 7.45% of shares, totaling 49,098,630 shares, with 41,818,972 shares under lock-up[10] - The top ten shareholders collectively hold significant stakes, with the largest being 10.54% and the smallest at 0.33%[10] - The company has no preferred shareholders as of the reporting date[12] - Liu Tao's locked shares will be released at a rate of 25% annually based on the previous year's holdings[13] - The company has not reported any changes in the number of restricted shares during the period[13] - There are no significant changes in the top ten shareholders due to margin trading activities[11] Operational Expenses - Total operating costs for Q1 2024 were ¥207,004,627.61, down 8.1% from ¥225,292,435.87 in the previous period[18] - Research and development expenses decreased by 31.74% to ¥5,126,626.09 from ¥7,510,261.54 in the same period last year[8] - Research and development expenses for Q1 2024 were ¥5,126,626.09, down 31.8% from ¥7,510,261.54 in the previous period[18] - The company recorded a 32.35% reduction in selling expenses, totaling ¥28,940,394.90 compared to ¥42,779,276.80 in the previous year[8] Other Information - The company has not disclosed any new product developments or market expansion strategies in this report[15] - No mergers or acquisitions have been mentioned in the current financial report[15] - The company did not undergo an audit for the Q1 2024 report[24]

证券代码：300061 证券简称：旗天科技 公告编号：2024-017 旗天科技集团股份有限公司 关于 2024 年对外担保及反担保额度预计的公告 本公司及董事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 特别风险提示： 截至目前，旗天科技集团股份有限公司（以下简称"公司"）审批的公司及子 公司担保总额超过最近一期经审计净资产 100%，提请投资者充分关注担保风险。 一、担保及反担保情况概述 1、担保情况概述 为满足公司控股子公司经营和业务发展需要，保障公司控股子公司申请综合 授信或其他经营业务顺利开展，2024 年预计公司为子公司拟提供不超过 125,900 万元的担保额度，其中对资产负债率低于 70%的子公司担保额度为 106,600 万元， 对资产负债率为 70%以上的子公司担保额度为 19,300 万元，担保方式包括但不 限于信用担保、资产抵押、质押等。 2、反担保情况概述 公司下属控股子公司上海敬众科技股份有限公司（以下简称"敬众科技"） 拟向中国农业银行股份有限公司上海金山支行申请授信500万元，授信期限1年。 上海市中小微企业政策性融资担保基金管理中心（以下简称 ...

二、内部控制评价结论 根据公司财务报告内部控制重大缺陷的认定情况，于内部控制评价报告基准 日，不存在财务报告内部控制重大缺陷，董事会认为，公司已按照企业内部控制 规范体系和相关规定的要求在所有重大方面保持了有效的财务报告内部控制。 根据公司非财务报告内部控制重大缺陷认定情况，于内部控制评价报告基准 日，公司未发现非财务报告内部控制重大缺陷。 旗天科技集团股份有限公司 2023 年度内部控制的自我评价报告 旗天科技集团股份有限公司 2023 年度内部控制的自我评价报告 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称企业内部控制规范体系），结合旗天科技集团股份有限公司（以下 简称"公司"）内部控制制度和评价办法，在内部控制日常监督和专项监督的基础 上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性 进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。公 司董事会、监事会及 ...

旗天科技集团股份有限公司 2023 年度董事会工作报告 2023 年，公司董事会严格按照《公司法》、《证券法》、《深圳证券交易 所创业板股票上市规则》以及《公司章程》、《董事会议事规则》等法律、法规、 规章、制度的规定，本着对全体股东负责的态度，恪尽职守、积极有效地行使职 权，认真贯彻落实股东大会的各项决议，勤勉尽责地开展董事会各项工作，推动 公司治理水平的提高和公司各项业务发展。 一、报告期重点工作完成情况 旗天科技集团股份有限公司 2023 年度董事会工作报告 1、公司总体经营情况 2023 年度，公司实现营业收入 97,489.38 万元，同比下降 22.36%；营业利润 -49,362.80 万元，实现归属于上市公司股东的净利润-49,543.72 万元。报告期末， 公司总资产 163,327.45 万元，同比下降 17.37%，归属于上市公司股东的所有者 权益 76,753.74 万元，同比下降 37.39%。主要是公司数字生活营销板块和银行卡 增值营销板块受市场行业变化、合作银行政策影响，经营业绩同比下降；及相关 业务由于市场和政策变化未达到预期，计提了大额商誉减值，商誉大幅减少所致。 2、完成董 ...

旗天科技集团股份有限公司董事会 关于独立董事独立性情况的专项意见 根据《上市公司独立董事管理办法》、《深圳证券交易所创业板股票上市规 则》及《深圳证券交易所上市公司自律监管指引第 2 号—创业板上市公司规范运 作》（以下简称"《创业板规范运作》"）等有关规定，旗天科技集团股份有限公 司（以下称"公司"）董事会，就公司独立董事刘希彤女士、熊辉先生和高立里先 生的独立性情况进行评估并出具如下专项意见： 经核查独立董事刘希彤女士、熊辉先生和高立里先生的任职经历以及签署的 相关自查文件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司 主要股东公司担任任何职务，与公司以及主要股东之间不存在利害关系或其他可 能妨碍其进行独立客观判断的关系，不存在《上市公司独立董事管理办法》第六 条规定不得担任独立董事的情况。 因此，公司独立董事符合《上市公司独立董事管理办法》、《创业板规范运 作》中对独立董事独立性的相关要求。 旗天科技集团股份有限公司董事会 2024 年 4 月 22 日 ...

Financial Performance - The company's operating revenue for 2023 was ¥974,893,802.90, a decrease of 22.36% compared to ¥1,255,680,703.73 in 2022[19]. - The net profit attributable to shareholders for 2023 was -¥495,854,000.38, reflecting a significant decline from ¥51,766,617.45 in 2022, marking a decrease of 1,057.06%[19]. - The net cash flow from operating activities was -¥98,864,257.04 in 2023, a drop of 190.89% from ¥108,767,713.31 in 2022[19]. - The total assets at the end of 2023 amounted to ¥1,633,274,481.62, down 17.37% from ¥1,976,769,113.71 at the end of 2022[19]. - The net assets attributable to shareholders decreased by 37.39% to ¥767,537,432.44 in 2023 from ¥1,225,898,234.41 in 2022[19]. - The basic earnings per share for 2023 was -¥0.75, a decline of 1,037.50% compared to ¥0.08 in 2022[19]. - The company reported a quarterly operating revenue of ¥278,020,022.55 in Q4 2023, with a net profit attributable to shareholders of -¥463,969,220.05[26]. - The company has experienced negative net profits for the last three accounting years, indicating ongoing uncertainty regarding its ability to continue as a going concern[23]. Goodwill and Asset Impairment - The company reported a significant goodwill impairment of RMB 425.92 million due to underperformance in its digital life marketing and bank card value-added marketing segments[3]. - The company reported a significant asset impairment of ¥431,811,544.52, accounting for 87.02% of total profit, primarily due to goodwill impairment and inventory write-downs[67]. - The company reported a significant decrease in goodwill, down to ¥175,825,449.54, which is 10.77% of total assets, a drop of 19.67% due to goodwill impairment[69]. Revenue Breakdown - The digital lifestyle marketing segment generated ¥765.03 million, accounting for 78.47% of total revenue, down 19.38% from ¥948.95 million in the previous year[51]. - The telephone sales segment saw a significant decline of 43.25%, with revenue of ¥157.33 million, down from ¥277.23 million[51]. - The data services segment experienced substantial growth of 195.75%, reaching ¥41.31 million, compared to ¥13.97 million in 2022[51]. - Online sales contributed CNY 817,563,241.02, representing 83.86% of total sales, while telephone sales dropped to CNY 157,330,561.88, accounting for 16.14%[52]. Operational Strategy and Future Plans - The company plans to implement various measures to improve operational performance as outlined in the 2024 business plan[4]. - The company aims to expand its business boundaries by developing innovative services in digital currency and digital government operations[37]. - The company emphasizes a "one body, two wings" development strategy, focusing on core and innovative business areas to drive growth[37]. - The company is actively exploring innovative business areas, including digital RMB marketing and digital government services, to drive future growth[49]. - The company aims to enhance its digital management platform to improve operational efficiency and support strategic decision-making[62]. - The company plans to expand its digital government service platform to enhance marketing activities and integrate local merchants into its ecosystem[62]. Research and Development - The company's R&D investment amounted to ¥33,137,881.21 in 2023, representing 3.40% of operating revenue, an increase from 2.97% in 2022[63]. - The number of R&D personnel decreased by 17.09% from 117 in 2022 to 97 in 2023, with the proportion of R&D staff dropping from 13.36% to 11.00%[63]. - The company capitalized R&D expenditures amounting to ¥11,406,657.07, which is 34.42% of total R&D investment, up from 20.75% in 2022[63]. Corporate Governance - The company has established a comprehensive internal control system to enhance operational standards and compliance[104]. - The board of directors consists of 7 members, including 3 independent directors, ensuring compliance with legal requirements[98]. - The company has implemented a performance evaluation and incentive mechanism for senior management, combining a basic annual salary with performance-based bonuses[100]. - The company maintains complete independence from its controlling shareholder in terms of business operations, personnel, assets, and finances[105]. - The company has conducted 5 board meetings and 4 supervisory meetings during the reporting period, ensuring active governance[98][99]. Legal and Regulatory Matters - The company received warning letters from the Shanghai Securities Regulatory Bureau regarding inaccurate disclosures in quarterly, semi-annual, and annual reports[168]. - Liu Tao, a director, and Tu Chuanxi, a senior executive, were both issued warning letters for failing to disclose related party transactions accurately[168]. - The company is under regulatory scrutiny for not following the proper procedures for related party transactions[168]. - The company is actively managing its legal risks, with several cases in various stages of litigation, including labor disputes and contract disputes[164]. Employee and Training Initiatives - The total number of employees at the end of the reporting period was 882, with 59 in the parent company and 823 in major subsidiaries[131]. - The company conducted 365 training sessions during the reporting period, with a total of 7,705 participants, enhancing employee capabilities and business development[134]. - The employee composition includes 475 sales personnel, 97 technical staff, 37 financial staff, 15 administrative staff, and 19 management personnel[131]. Environmental Compliance - The company emphasizes compliance with environmental protection laws and promotes energy conservation among employees[144]. - There were no significant environmental issues or violations reported, and the company is not classified as a key pollutant discharge unit[144]. Related Party Transactions - The company reported a related party transaction amounting to 305.2 million yuan, which accounted for 0.40% of the total transaction amount[169]. - Another related party transaction involved a sales amount of 50.22 million yuan, representing 0.07% of the total transaction amount[169]. - The company has no significant related party transactions during the reporting period, including asset or equity acquisitions or sales[171][172][176].