内部审计制度 大连智云自动化装备股份有限公司 内部审计制度 第一章 总则 第一条 为了规范大连智云自动化装备股份有限公司（以下简称"公司"） 内部审计行为，提高审计工作质量，实现公司内部审计经常化、制度化，发挥内 部审计工作在促进企业经济管理、提高经济效益、强化企业规范运营的作用，根 据《中华人民共和国审计法》《审计署关于内部审计工作的规定》等法律、法规、 规章及《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律 监管指引第2号——创业板上市公司规范运作》等相关规定，结合公司内部审计 工作的实际情况和需要，制定本制度。 第二条 本制度中除非另有所指，下列词语和语句含义解释与说明如下： （一）本制度所称内部审计是指由公司内部机构或人员，对其内部控制和 风险管理的有效性、财务信息的真实性和完整性以及经营活动的效率和效果等 开展的一种评价活动。 （二）本制度所称内部控制是指公司董事会、监事会、高级管理人员及其 他有关人员为实现下列目标而提供合理保证的过程： 1.遵守国家法律、法规、规章及其他相关规定； 2.提高公司经营的效率和效果； 3.保障公司资产的安全； 4.确保公司信息披露的真实、准确、完整和公 ...

关于营业收入扣除事项的专项审核意见 立信中联专审字[2024]D-0217 号 立信中联会计师事务所（特殊普通合伙） LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP) 目 录 一、关于营业收入扣除事项的专项审核意见 1-2 二、大连智云自动化装备股份有限公司 2023 年度营业 1 收入扣除情况表 立信中联会计师事务所（特殊普通合伙） LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP) 关于营业收入扣除事项的 专项审核意见 立信中联专审字[2024]D-0217 号 深圳证券交易所： 我们接受委托，对大连智云自动化装备股份有限公司（以下简称智云股份） 2023 年度财务报表进行了审计，包括 2023 年 12 月 31 日的合并及母公司资产负 债表、2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公 司股东权益变动表，以及相关财务报表附注，并于 2024 年 4 月 25 日出具立信中 联审字[2024]D-1027 号审计报告。 根据《深圳证券交易所创业板股票上市规则（2023年修订）》《深 ...

公司章程 大连智云自动化装备股份有限公司 章 程 大连智云自动化装备股份有限公司 二〇二四年四月 第 1 页 共 50 页 | 第一章 | 总则 4 | | --- | --- | | 第二章 | 经营宗旨和范围 5 | | 第三章 | 股份 5 | | 第一节 | 股份发行 5 | | 第二节 | 股份增减和回购 6 | | 第三节 | 股份转让 7 | | 第四章 | 股东和股东大会 8 | | 第一节 | 股东 8 | | 第二节 | 股东大会的一般规定 11 | | 第三节 | 股东大会的召集 14 | | 第四节 | 股东大会的提案与通知 15 | | 第五节 | 股东大会的召开 16 | | 第六节 | 股东大会的表决和决议 19 | | 第五章 | 董事会 25 | | 第一节 | 董事 25 | | 第二节 | 董事会 28 | | 第三节 | 专门委员会 34 | | 第六章 | 总经理及其他高级管理人员 36 | | 第七章 | 监事会 37 | | 第一节 | 监事 37 | | 第二节 | 监事会 38 | | 第八章 | 财务会计制度、利润分配和审计 41 | | 第一节 | 财务会 ...

董事会专门委员会工作细则 大连智云自动化装备股份有限公司 董事会战略投资委员会工作细则 第一章 总则 第一条 为适应大连智云自动化装备股份有限公司（以下简称"公司"）公 司战略发展需要，增强公司核心竞争力及可持续发展能力，确定公司发展规划， 健全投资决策程序，加强发展规划和战略决策的科学性，提高重大投资决策的效 益和决策的质量，完善公司治理结构，公司董事会下设董事会战略投资委员会（以 下简称"战略委员会"）。战略委员会是公司董事会按照《大连智云自动化装备 股份有限公司章程》（以下简称《公司章程》）的规定和公司董事会决议设立的专 门工作机构，负责对公司长期发展战略和重大投资决策事项进行研究并提出建议。 第二条 公司董事会根据《中华人民共和国公司法》（以下简称《公司法》）、 中国证券监督管理委员会（以下简称"中国证监会"）《上市公司独立董事管理办 法》《深圳证券交易所创业板股票上市规则》等有关法律、法规、规范性文件及 《公司章程》的规定，制定本细则。 第二章 人员组成 第三条 战略委员会成员由三名董事组成，其中包括公司董事长，且应至少 包括一名独立董事。 第四条 战略委员会委员由董事长、二分之一以上独立董事或者全 ...

关于大连智云自动化装备股份有限公司 2022 年度审计报告保留意见所涉及事项影响 已消除的专项审核报告 立信中联专审字[2024]D-0218 号 立信中联会计师事务所（特殊普通合伙） LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP) 立信中联专审字[2024]D-0218 号 立信中联会计师事务所（特殊普通合伙） LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP) 关于 2022 年度审计报告保留意见所涉及事项影响已消除的 专 项 审 核 报 告 立信中联专审字[2024]D-0218 号 大连智云自动化装备股份有限公司全体股东： 我们按照《中国注册会计师其他鉴证业务准则第 3101 号——历史财务信息 审计或审阅以外的鉴证业务》的规定执行了审核工作。按照中国注册会计师职业 道德守则，我们独立于智云股份，并履行了职业道德方面的其他责任。我们相信， 我们的审核工作为发表审核意见提供了基础。 三、董事会的责任 智云股份董事会编制了《关于 2022 年度审计报告保留意见涉及事项影响已 消除的专项说明》，编制和对外报送 ...

信息披露管理制度 大连智云自动化装备股份有限公司 信息披露管理制度 第一章 总则 本制度所称"披露"是指公司或者相关信息披露义务人按法律、行政法规、部门 规章、规范性文件、《创业板上市规则》和其他相关规则在规定的时间内、以规定的 方式、在指定媒体上向社会公众公布信息行为。 本制度所称"证券交易所"是指公司上市的深圳证券交易所。 第三条 信息披露是公司的持续责任，公司应当依法、诚信地履行持续信息披露 的义务。 第四条 信息披露应遵循的原则 1.真实、准确、完整原则； 2.及时、公平原则。 第五条 公司及其董事、监事和高级管理人员应当保证信息披露内容真实、准确、 完整、及时、公平，没有虚假记载、误导性陈述或重大遗漏，不得发生拖延或差异披 1 / 12 第一条 为规范大连智云自动化装备股份有限公司（以下简称"公司"）及其他相 关义务人的信息披露行为，促进公司规范运作，维护公司和投资者的合法权益，根据 《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证券法》（以下简 称《证券法》）、中国证券监督管理委员会（以下简称"中国证监会"）《上市公司信息 披露管理办法》（以下简称《信息披露办法》）、《深圳证券交 ...

董事、监事及高级管理人员持股管理制度 大连智云自动化装备股份有限公司 董事、监事及高级管理人员持股管理制度 第一章 总则 第一条 为加强大连智云自动化装备股份有限公司（以下简称"公司"、 "本公司"）董事、监事和高级管理人员持有、买卖本公司股票的管理工作， 根据《公司法》《证券法》《上市公司董事、监事和高级管理人员所持本公司 股份及其变动管理规则》，以及《深圳证券交易所上市公司自律监管指引第10 号——股份变动管理》等相关法律、法规、规范性文件的有关规定，结合公司 实际情况，特制定本管理制度。 第二条 本管理制度适用于公司的董事、监事、高级管理人员及本管理制 度第二十条规定的自然人、法人或其他组织所持本公司股票及其变动的管理。 公司董事、监事、高级管理人员不得进行以本公司股票为标的证券的融资 融券交易。 第三条 公司董事、监事和高级管理人员所持本公司股票，是指登记在其 名下的所有本公司股票。公司董事、监事及高级管理人员从事融资融券交易 的，还包括记载在其信用账户内的本公司股票。公司董事、监事、高级管理人 员委托他人代行买卖股票，视作本人所为，也应遵守本管理制度并履行相关询 问和报告义务。 第四条 公司董事、监 ...

董事会秘书工作细则 大连智云自动化装备股份有限公司 （二）具有良好的职业道德和个人品德； （三）取得证券交易所颁发的董事会秘书资格证书。 董事会秘书工作细则 第一章 总则 第一条 为完善大连智云自动化装备股份有限公司（以下简称"公司"）法 人治理结构，保障公司和投资者合法权益，明确董事会秘书的权利、义务和职责， 根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证 券法》（以下简称《证券法》）、《深圳证券交易所创业板股票上市规则》（以 下简称《创业板股票上市规则》）、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法规、规范性文件及《大连智云自动 化装备股份有限公司章程》（以下简称《公司章程》）的有关规定，特制定本细 则。 第二章 董事会秘书任职资格 第二条 董事会设董事会秘书，作为公司与深圳证券交易所（以下简称 "证券交易所"）、投资者之间的指定联络人。 董事会秘书对公司和董事会负责。 董事会秘书为公司的高级管理人员。 第三条 董事会秘书应当具备以下条件： （一）具备履行董事会秘书职责所必需的财务、管理、法律专业知识； 第四条 有下列情形之一的人士不得担任公 ...

Financial Performance - The company's operating revenue for 2023 was CNY 476,537,167, representing a 22.03% increase compared to CNY 390,507,896 in 2022[22]. - The net profit attributable to shareholders for 2023 was CNY 139,953,435, a significant increase of 145.24% from CNY 286,696,432 in 2022[22]. - Basic and diluted earnings per share for 2023 were CNY 0.49, a recovery from a loss of CNY -0.99 in 2022[22]. - The company reported a total of ¥195.13 million in non-recurring gains for 2023, a substantial recovery from a loss of -¥98.83 million in 2022[30]. - The company achieved operating revenue of 476,537,167.43 CNY, a year-on-year increase of 22.03%[64]. - Net profit attributable to shareholders reached 13,995.34 CNY, reflecting a significant year-on-year growth of 145.24%[59]. Cash Flow and Assets - The net cash flow from operating activities was CNY 23,784,819, showing a decrease of 195.23% compared to CNY 76,288,231 in 2022[22]. - Total assets at the end of 2023 were CNY 1,109,169,447, a decrease of 20.03% from CNY 1,386,960,840 in 2022[22]. - The net assets attributable to shareholders increased by 30.54% to CNY 625,711,626 at the end of 2023, compared to CNY 479,332,086 in 2022[22]. - The net cash flow from operating activities turned negative at -¥23,784,819.38, a decline of 195.23% compared to the previous year[82]. - The total investment amount for the reporting period was ¥36,666,694.94, a decrease of 44.37% compared to ¥65,907,595.16 in the same period last year[94]. Internal Control and Governance - The company has acknowledged significant internal control deficiencies related to prior accounting errors and adjustments[3]. - The company will enhance its internal control system to improve management levels and risk prevention capabilities[109]. - The internal control self-evaluation report for 2023 indicates that the company experienced significant deficiencies in financial reporting due to prior accounting errors, but no other major deficiencies were reported during the period[170]. - The company has established a dedicated internal audit department to enhance the depth and breadth of internal control supervision[172]. - The board's focus on addressing audit concerns reflects a proactive approach to corporate governance and risk management[147]. Market and Industry Trends - The global shipment of small and medium-sized display panels is expected to reach 3.396 billion units by 2026, with smartphone displays accounting for approximately 1.877 billion units[33]. - The domestic display panel industry is projected to grow from 10.02 million square meters in 2021 to about 12.12 million square meters by 2025[34]. - The company is focusing on the automation of display module equipment, which is essential for meeting the increasing demand in consumer electronics[33]. - The rise of OLED technology and the global shift in LCD capacity are expected to sustain growth in downstream application demand[53]. - The company aims to capture new market opportunities from the government's plan to promote large-scale equipment updates and consumer goods replacement[108]. Research and Development - The company holds 161 authorized patents, including 31 invention patents, and has 28 pending patents[54]. - The company has completed several R&D projects, including the development of bonding equipment for silicon-based OLED displays and specialized dispensing equipment, enhancing its competitive edge in the Micro LED and OLED manufacturing sectors[79]. - R&D investment amounted to ¥65,913,152.07, accounting for 13.83% of operating revenue, down from 22.47% in the previous year[80]. - The company aims to increase R&D efforts in new display technologies like OLED to enhance market competitiveness and extend product lines[112]. - The company plans to enhance its R&D budget by 20% to accelerate innovation and product development[187]. Employee and Management - The total number of employees at the end of the reporting period was 453, including 114 at the parent company and 339 at major subsidiaries[155]. - The company has implemented an employee stock ownership plan, with 50 employees holding a total of 9,351,333 shares, representing 3.24% of the company's total equity[166]. - The company plans to enhance employee skills through regular training programs based on departmental needs[158]. - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to 6.5744 million yuan[140]. - The company’s management team has undergone significant changes, which may affect operational continuity and strategic execution moving forward[135]. Strategic Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 25% based on new product launches and market expansion strategies[187]. - A strategic acquisition of a smaller tech firm is anticipated to be finalized by Q3 2024, which is expected to contribute an additional 200 million yuan in annual revenue[187]. - The company is focusing on reducing operational costs by 15% through improved supply chain management and automation technologies[186]. - Future guidance includes an earnings per share (EPS) target of 1.2 yuan, reflecting a 10% increase from the previous year[185]. - The company is actively pursuing opportunities for collaboration and partnerships within its business scope[188].

Financial Performance - The company's operating revenue for Q1 2024 was ¥81,132,673.92, a decrease of 26.32% compared to ¥110,114,178.91 in the same period last year[5]. - The net profit attributable to shareholders was ¥7,225,300.91, representing a significant increase of 126.30% from a loss of ¥23,245,629.40 in the previous year[5]. - Basic and diluted earnings per share improved to ¥0.03, a 130.00% increase from a loss of ¥0.08 per share in the same period last year[5]. - The company's net loss for Q1 2024 was CNY 10,999,893.48, compared to a net loss of CNY 22,408,088.29 in Q1 2023[26]. - Operating profit for the quarter was CNY 7,860,351.12, compared to an operating loss of CNY 34,718,712.86 in Q1 2023, indicating a recovery in operational performance[27]. - Total comprehensive income for the quarter was CNY 7,225,464.50, compared to a total comprehensive loss of CNY 29,836,116.95 in Q1 2023, showing a substantial recovery[27]. Cash Flow and Liquidity - The cash flow from operating activities increased by 18.34% to ¥23,566,640.49 from ¥19,914,288.06 in the previous year[5]. - The company reported a significant increase in cash and cash equivalents, rising by 70.88% to ¥52,971,060.06 from ¥30,998,446.06 at the beginning of the period[8]. - Cash and cash equivalents at the end of the period increased to CNY 36,229,525.97, up from CNY 14,012,149.20 at the end of Q1 2023, representing a growth of approximately 158.5%[31]. - The company reported a decrease in operating cash outflows, with total cash outflows from operating activities at CNY 107,501,487.34, down from CNY 115,160,692.22 in the previous year[29]. - The company recorded a net cash outflow from investing activities of CNY 206,735.77, a significant improvement from a net outflow of CNY 876,276.85 in Q1 2023[31]. - The company experienced a net cash outflow from financing activities of CNY 2,775,725.57, compared to a larger outflow of CNY 15,818,929.26 in the same quarter last year, indicating improved cash management[31]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,111,421,267.04, a slight increase of 0.20% from ¥1,109,169,441.72 at the end of the previous year[5]. - The total liabilities decreased to CNY 478,484,176.50 from CNY 483,457,815.68, a reduction of 1.4%[25]. - The company's equity attributable to shareholders increased to CNY 632,937,090.54 from CNY 625,711,626.04, an increase of 1.8%[25]. Expenses - Research and development expenses decreased by 49.38% to ¥9,830,728.60 from ¥19,421,834.79 in the previous year[10]. - The company experienced a 54.41% increase in taxes and surcharges, amounting to ¥960,396.57 compared to ¥621,966.01 in the previous year[10]. - Sales expenses decreased by CNY 7,641,300, a decline of 48.58% year-on-year, primarily due to the exclusion of Jiutian Zhongchuang from the consolidated financial statements since May 2023[11]. - Financial expenses decreased by CNY 4,076,200, a decline of 85.65% year-on-year, attributed to reduced loan principal and interest expenses, along with Jiutian Zhongchuang's exclusion from the consolidated financial statements[11]. - Income tax expenses increased by CNY 6,008,800, a growth of 114.55% year-on-year, mainly due to reduced deductible temporary differences resulting from profitability[12]. Government and Regulatory Matters - The company received government subsidies amounting to ¥562,276.03, which are closely related to its normal business operations[6]. - The company received an administrative regulatory decision due to inflated revenue and profit figures in 2022, requiring comprehensive rectification[20]. - The company is under investigation by the China Securities Regulatory Commission for suspected information disclosure violations[21]. Shareholding Structure - The first major shareholder holds an 8.56% stake, with a total of 24,500,000 shares pledged[16]. - The second major shareholder holds a 6.18% stake, totaling 17,827,507 shares[16]. - The company has a total of 10 major shareholders, with the top three holding a combined 19.77% of shares[16]. - The company has not reported any changes in the shareholding structure of the top 10 shareholders due to margin trading activities[16].