河北汇金集团股份有限公司 第五届董事会第五次独立董事专门会议审核意见 3、报告期内，公司与控股股东及其他关联方的资金往来严格遵守相关规定， 公司不存在与控股股东及其他关联方之间违规占用资金的情况。因此，同意大华 会计师事务所(特殊普通合伙)出具的《关于公司非经营性资金占用及其他关联资 金往来情况汇总表的专项说明》。 二、审核同意《关于公司 2023 年度内部控制自我评价报告的议案》 1 经认真审阅公司《2023 年度内部控制自我评价报告》并对相关文件进行核 查，我们认为：公司各项内部控制制度得到有效执行，达到了控制风险，强化风 险管理，保护公司资产的安全和完整，保证经营活动的有效进行，保证会计记录 和其他相关信息的真实性、准确性、完整性和及时性的控制目标，公司《2023 年度内部控制自我评价报告》全面、客观、真实地反映了公司内部控制体系建设 和运作情况，我们认同该报告。 独立董事李宗芳对此议案不发表审核意见，原因如下：因本人担任公司第五 届董事会审计委员会主任委员，本着尽责、尽职的态度，需要更多时间履行职责， 故弃权发表审核意见。 三、审核同意《关于公司 2023 年度利润分配预案的议案》 河北汇金集团股份有 ...

证券代码：300368 证券简称：汇金股份 公告编号：2024-040号 河北汇金集团股份有限公司 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存 在的固有局限性，内部环境以及宏观环境、政策法规持续变化，可能导致原有持 续活动不适应或出现偏差，对此公司将及时进行内部控制体系的补充和完善，为 财务报告的真实性、完整性以及公司战略、经营目标的实现提供合理保障。 二、公司内部控制评价结论 通过对内部控制进行自我评估，董事会认为，自2023年1月1日至内部控制评 价报告基准日止，公司已建立了较为完善的内部控制制度，并得到了积极、有效 的执行。 根据公司财务报告内部控制重大缺陷的认定情况，于内部控制评价报告基准 日，不存在财务报告内部控制重大缺陷，我们认为，公司已按照企业内部控制规 范体系和相关规定的要求在所有重大方面保持了有效的财务报告内部控制。 2023年度内部控制自我评价报告 河北汇金集团股份有限公司全体股东： 根据《企业内部控制基本规范》及配套指引的规定和其他内部控制监管的要 求（以下简称"企业内部控制规范体系"），结合 ...

独立董事 2023 年度述职报告 各位股东及股东代表： 本人作为河北汇金集团股份有限公司（以下简称"公司"）的独立董事，严 格按照《公司法》《上市公司独立董事管理办法》《深圳证券交易所创业板股票上 市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》及其他有关法律法规和《公司章程》《独立董事工作细则》等公司相关 的规定和要求，忠实履行独立董事的职责，充分发挥独立董事的作用，勤勉尽责， 维护了公司整体利益，维护了全体股东尤其是中小股东的合法权益。 本人因个人原因向公司董事会提交书面辞职报告，自 2024 年 4 月 15 日起本 人不再担任公司独立董事职务，现将 2023 年度本人履行独立董事的工作情况汇 报如下： 一、出席董事会、股东大会的次数及投票情况 河北汇金集团股份有限公司 | | | 3、关于终止 2022 年度向特定对象发行股票事项的独立意 | | | --- | --- | --- | --- | | | | 见。 | | | 第五届董事会第九次 | 2023年10月 | 1、关于补选公司第五届董事会非独立董事的独立意见； | 同意 | | 会议 | 24 日 | ...

河北汇金集团股份有限公司 2023 年度董事会工作报告 2023 年，公司董事会严格按照《公司法》《证券法》《深圳证券交易所创业 板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上 市公司规范运作》等法律法规、规范性文件以及《公司章程》《董事会议事规则》 等相关规定，本着对全体股东负责的态度，规范运作、科学决策，积极推动公司 各项业务发展。现将董事会在 2023 年度的主要工作报告如下： 一、董事会及各专门委员会在报告期内履行职责的情况 （一）董事会会议召开情况 报告期内，公司召开了 7 次董事会。召开会议的召集和召开程序、出席会议 人员资格、召集人资格及表决程序等事宜，均符合法律、法规及《公司章程》的 有关规定，公司及时履行信息披露义务。董事会召开具体情况如下： | 会议名称 | 会议时间 | 议案内容 | | --- | --- | --- | | 第五届董事会第 | 2023/2/21 | 1、《关于制定<资金管理制度>的议案》； | | | | 2、《关于修订<信息披露管理制度>的议案》； | | | | 3、《关于调整公司组织架构的议案》； | | | | 4、《关于修改<公 ...

河北汇金集团股份有限公司 董事会审计委员会对会计师事务所 2023 年度履职情 况评估及履行监督职责情况的报告 根据《公司法》《证券法》《上市公司治理准则》《国有企业、上市公司选聘 会计师事务所管理办法》《深圳证券交易所上市公司自律监管指引第 2 号——创 业板上市公司规范运作》和河北汇金集团股份有限公司（以下简称"公司"）的 《公司章程》《审计委员会工作细则》等规定和要求，董事会审计委员会本着勤 勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会对会计师事务所 2023 年度履职评估及履行监督职责的情况汇报如下： 一、2023 年度年审会计师事务所基本情况 （一）会计师事务所基本情况 机构名称：大华会计师事务所（特殊普通合伙） 成立日期：1985 年成立，2012 年 2 月由大华会计师事务所有限公司转制为 特殊普通合伙 组织形式：特殊普通合伙 注册地址：北京市海淀区西四环中路 16 号院 7 号楼 1101 首席合伙人：梁春 截至 2023 年 12 月 31 日合伙人 270 人，注册会计师 1471 人（其中：签署过 证券服务业务审计报告的注册会计师 1141 人）。大华会计师事务所（特殊普通合 ...

二、亏损原因 证券代码：300368 证券简称：汇金股份 公告编号：2024-047 号 河北汇金集团股份有限公司 关于未弥补亏损达到实收股本总额三分之一的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 河北汇金集团股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开 了第五届董事会第十五次会议、第五届监事会第九次会议，审议通过了《关于未 弥补亏损达到实收股本总额三分之一的议案》，根据《中华人民共和国公司法》 《公司章程》规定，公司未弥补的亏损达实收股本总额 1/3 时，公司在事实发生 之日起 2 个月以内召开临时股东大会。现将具体情况公告如下： 一、情况概述 经大华会计师事务所（特殊普通合伙）审计，截止 2023 年 12 月 31 日，公 司合并资产负债表未分配利润为-297,837,418.22 元，实收股本为 528,943,475 元, 公司未弥补亏损金额超过实收股本总额三分之一。 3、提升营销管理维度，积极开拓新业务新市场 2024 年公司将持续优化调整业务布局，拓展新业务、新的业绩增长点，进 一步夯实智能制造主业地位。继续 ...

Financial Performance - The company achieved operating revenue of CNY 352,398,821.54, a decrease of 38.93% compared to the previous year[10]. - The net profit attributable to shareholders was a loss of CNY 247,964,183.52, an increase in loss of 11.98% year-on-year[10]. - The company reduced financial expenses by CNY 43,028,300, which positively impacted the loss amount by CNY 33,746,300[10]. - The company reported a total revenue of 1.5 billion RMB for the fiscal year 2023, representing a year-over-year increase of 12%[29]. - The company reported a net profit margin of 8%, slightly down from 9% in the previous year due to increased operational costs[29]. - The company’s operating revenue for 2023 was ¥352,398,821.54, a decrease of 38.93% compared to ¥577,029,102.09 in 2022[34]. - The net profit attributable to shareholders for 2023 was -¥247,964,183.52, an improvement of 11.98% from -¥281,718,625.03 in 2022[34]. - The operating profit was -¥286,786,787.26, an increase of 13.89% year-over-year, while the total profit was -¥284,827,971.01, reflecting a 14.56% increase[78]. - Revenue from the information technology comprehensive solutions segment decreased by 41.36%, while the supply chain business revenue fell by 70.49%[78]. - The smart manufacturing business revenue declined by 3.09%, contributing to the overall revenue drop[78]. Strategic Focus and Market Expansion - The company is focusing on smart manufacturing and is expanding into non-bank sectors such as government and military, indicating a broad market outlook[12]. - The company has established a strategic focus on smart manufacturing, aligning with national policy directions[12]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2025[29]. - The company aims to strengthen its service capabilities and deepen core solutions in three key sectors: government, finance, and large enterprises[48]. - The company is exploring partnerships with international firms to leverage global market opportunities[29]. - The company aims to optimize its business layout and expand into new markets to solidify its position in intelligent manufacturing[134]. Research and Development - Research and development expenses increased by 15% to 200 million RMB, focusing on new product innovations and technology advancements[29]. - The company is committed to increasing R&D investment and product promotion to improve overall service levels and product competitiveness[46]. - The company has a total of 284 patents as of December 31, 2023, including 74 invention patents, 165 utility model patents, and 45 design patents, along with 88 software copyrights, reflecting its strong R&D capabilities[72]. - The number of R&D personnel decreased by 13.89% from 72 in 2022 to 62 in 2023, while the proportion of R&D personnel increased from 7.49% to 7.87%[103]. - R&D expenditure amounted to ¥18,105,546.56 in 2023, representing an increase in the proportion of R&D expenditure to operating revenue from 3.83% in 2022 to 5.14% in 2023[103]. Governance and Management - The company has established a comprehensive governance structure, complying with relevant laws and regulations, and has appointed independent directors to enhance decision-making objectivity[146]. - The company has implemented a strategy to enhance management and efficiency, focusing on cost reduction through optimized organizational structure and centralized procurement, which has begun to yield initial results[67]. - The company has undergone significant management changes, including the appointment of new leadership roles to enhance operational efficiency and strategic direction[163]. - The company is focusing on strengthening its governance structure through these leadership changes to better align with its strategic goals[165]. - The company has established a long-term mechanism for safety and environmental management to mitigate risks and ensure stable operations[140]. Cash Flow and Investments - The net increase in cash and cash equivalents was -¥131,627,320.63, a significant decline of 767.11% compared to the previous year[105]. - Operating cash inflow decreased by 61.64% year-on-year, primarily due to a significant reduction in sales revenue and corresponding cash collections[105]. - Investment cash inflow increased by 198.83% year-on-year, mainly due to the receipt of equity transfer payments and performance compensation[107]. - The company’s total investment amount for the reporting period was 4,666,666.67 yuan, a significant decrease of 98.06% compared to 240,300,408.07 yuan in the same period last year[120]. Employee and Compensation - The total number of employees at the end of the reporting period is 787, with 128 in the parent company and 659 in major subsidiaries[195]. - The company maintains a competitive salary management policy, implementing various compensation systems based on employee categories[196]. - The company paid a total of 3.1272 million yuan in salaries to directors, supervisors, and senior management in 2023[184]. - The company’s board of directors and senior management compensation is determined based on profitability, industry salary increases, and individual performance[183]. Sustainability and Social Responsibility - The company has implemented new sustainability initiatives, reducing carbon emissions by 30% over the past year[29]. - The company has not experienced any safety production accidents or environmental violations during the reporting period, maintaining a robust safety and environmental management system[140]. Risks and Challenges - The company has identified risks including goodwill impairment and market competition, which are detailed in the management discussion section[15]. - The company has faced uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profit figures over the last three years[35]. - The company recognizes the competitive risks in its industry and aims to leverage its strong brand and R&D capabilities to maintain market position[139].

Financial Performance - The company's revenue for Q1 2024 was ¥69,894,150.42, a decrease of 17.29% compared to ¥84,508,311.29 in the same period last year[5] - The net profit attributable to shareholders was -¥15,506,712.65, representing a decline of 644.49% from ¥2,847,914.59 in the previous year[5] - The net cash flow from operating activities was -¥28,942,549.76, a significant drop of 111.85% compared to ¥244,310,564.92 in Q1 2023[5] - Basic and diluted earnings per share were both -¥0.0293, down 642.59% from ¥0.0054 in the same period last year[5] - The net profit for the first quarter of 2024 was -¥17,048,358.98, compared to a net profit of ¥6,808,689.06 in the same period last year, representing a significant decline[24] - Operating profit for the first quarter was -¥16,236,062.62, down from ¥13,818,466.63 in the previous year[24] - The total comprehensive income for the first quarter was -¥17,048,358.98, compared to ¥4,068,494.46 in the same period last year[24] Assets and Liabilities - Total assets at the end of Q1 2024 were ¥2,016,858,104.30, an increase of 0.76% from ¥2,001,695,783.38 at the end of the previous year[5] - Total assets amounted to CNY 2,016,858,104.30, up from CNY 2,001,695,783.38, representing a growth of 0.8%[22] - Total liabilities increased to CNY 1,647,938,035.88 from CNY 1,615,727,355.98, an increase of 2.0%[22] - Non-current assets decreased to CNY 462,001,370.96 from CNY 490,204,487.55, a decline of 5.7%[21] Cash Flow - Cash flow related to financing activities increased significantly by 539.96% to ¥48,740,972.20 from ¥7,616,220.36 in the same period last year[9] - The company reported cash inflows from financing activities of ¥93,740,972.20, compared to ¥35,616,220.36 in the same period last year[27] - Total cash and cash equivalents at the end of the quarter were ¥67,327,513.41, down from ¥128,660,480.22 at the end of the previous year[27] - Cash and cash equivalents increased to CNY 84,690,638.62 from CNY 74,038,429.14, reflecting a growth of 14.3%[20] Shareholder Information - The total number of common shareholders at the end of the reporting period is 48,625[11] - The largest shareholder, Handan Construction Investment Group Co., Ltd., holds 29.09% of shares, totaling 153,881,000 shares[12] Corporate Actions - The company completed the absorption merger of Nanjing Yaru Technology Co., Ltd. by Jiangsu Yaru Intelligent Technology Co., Ltd. on January 9, 2024[13] - The company approved the cancellation of 3,000,000 repurchased shares, reducing the registered capital and total shares from 531,943,475 to 528,943,475[14] Regulatory and Compliance - The company received an administrative penalty notice from the Hebei Securities Regulatory Bureau, indicating potential information disclosure violations[16] - The first quarter report was not audited, indicating that the figures may be subject to change upon final review[28] Operational Efficiency - Management expenses decreased by 35.74% to ¥8,897,761.88 from ¥13,847,528.81 in the same period last year[8] - Other income fell by 59.42% to ¥546,246.88 compared to ¥1,346,224.09 in the previous year, primarily due to a reduction in government subsidies received[8] - The company incurred operating expenses of ¥178,910,730.54, which is lower than the previous year's expenses of ¥229,368,860.91[26] - The company has not reported any new product launches or technological advancements during this quarter[28] Return on Equity - The company's weighted average return on equity was -4.47%, a decrease of 4.94% compared to 0.47% in the previous year[5]

河北汇金集团股份有限公司 二、 该事项对公司财务状况和经营成果的影响 大华认为，除"形成保留意见的基础"部分所述事项产生的影响外，后附的 财务报表在所有重大方面按照企业会计准则的规定编制，公允反映了汇金股份 2023 年 12 月 31 日的合并及母公司财务状况以及 2023 年度的合并及母公司经营 成果和现金流量。 董事会对保留意见审计报告的专项说明 河北汇金集团股份有限公司（以下简称"公司"或"汇金股份"）聘请大华 会计师事务所（特殊普通合伙）（以下简称"大华"或"会计师"）为公司 2023 年度财务报告的审计机构。大华现已向公司提交了《2023 年度审计报告》，同时 为公司 2023 年度财务报告出具了保留意见审计报告。根据《深圳证券交易所创 业板股票上市规则》《公开发行证券的公司信息披露编报规则第 14 号——非标准 审计意见及其涉及事项的处理》等法律法规的相关规定，公司董事会对保留意见 涉及的事项专项说明如下： 一 、审计报告中形成保留意见的基础 （一）高管留置事项 汇金股份于 2022 年 8 月 17 日收到邯郸市永年区监察委员会《留置通知书》， 公司时任董事、总经理郭俊凯因涉嫌贪污罪被采取留置 ...

河北汇金集团股份有限公司 出具保留意见涉及事项的专项说明 大华核字[2024]0011009199 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 河北汇金集团股份有限公司 出具保留意见涉及事项的专项说明 目 录 页 次 一、 出具保留意见涉及事项的专项说明 1-4 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 出 具 保 留 意 见 涉 及 事 项 的 专 项 说 明 如审计报告所述，汇金股份于 2022 年 8 月 17 日收到邯郸市永 年区监察委员会《留置通知书》，公司时任董事、总经理郭俊凯因涉 嫌贪污罪被采取留置措施（2023 年 6 月 15 日前，公司对此事项的披 露为"董事、总经理郭俊凯因个人原因自 2022 年 8 月起未出席董事 会会议，2022 年 9 月任期届满公 ...