证券代码：300379 证券简称：*ST 东通 公告编号：2025-089 北京东方通科技股份有限公司 关于收到行政处罚事先告知书的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、北京东方通科技股份有限公司（以下简称"公司"或"东方通"）因涉嫌 定期报告等财务数据存在虚假记载，于 2025 年 4 月 14 日被中国证券监督管理委 员会（以下简称"中国证监会"）立案。2025 年 9 月 12 日，公司及相关当事人 收到中国证监会下发的《行政处罚事先告知书》（[2025]10 号）（以下简称《告 知书》）。根据《告知书》认定的事实，公司 2019 年至 2022 年度报告存在虚假记 载、公司 2022 年向特定对象发行股票构成欺诈发行。公司可能触及《深圳证券 交易所创业板股票上市规则》第 10.5.1 条第（一）项、第 10.5.2 条第一款第（六） 项规定的重大违法强制退市的情形，可能被实施重大违法强制退市。 2、本次行政处罚最终结果以中国证监会出具的正式行政处罚决定为准。公 司将持续关注上述事项的进展情况，并严格按照相关法律法规和监管 ...

此外，东方通涉嫌触及重大违法强制退市情形，深交所将依法启动退市程序。 违法事实披露 9月12日，证监会发布消息称，严肃查处东方通（证券简称"*ST东通"）严重财务造假案件。 据悉，东方通连续四年虚增收入和利润，违反证券法律法规。证监会拟对上市公司罚款2.29亿元，对7名责任人合计罚款4400万元，对实际控制人采取10年 证券市场禁入措施。 东方通实控人被禁入市场 证监会认为，东方通 2019 年至 2022 年年度报告信息披露存在虚假记载，涉嫌违反《证券法》相关规定，构成信息披露违法行为；东方通在其公告的《募集 说明书》中编造重大虚假内容，构成《证券法》欺诈发行违法行为。 东方通连续4年财务造假 湾财社注意到，在证监会发布严处通报的同时，东方通同时发布了关于收到行政处罚事先告知书的公告。在公告中，东方通涉嫌违法的事实得以披露。 东方通的违法事实之一在于财务报告存在虚假记载。据悉，东方通2019年、2020年、2021年、2022年年度报告信息披露存在虚假记载。 2018年12月，东方通收购北京泰策科技有限公司(以下简称泰策科技)100%股权，泰策科技成为东方通全资子公司。2019年至2022年期间，东方通通过 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has announced severe penalties against Dongfang Tong (*ST Dongtong) for serious financial fraud, including a fine of 229 million yuan and a 10-year market ban for the actual controller [1][5][6]. Group 1: Financial Fraud Details - Dongfang Tong has inflated its revenue and profits for four consecutive years, violating securities laws [1][2]. - The company reported inflated revenues of 61.45 million yuan, 84.85 million yuan, 125.51 million yuan, and 160.53 million yuan for the years 2019 to 2022, representing 12.29%, 13.25%, 14.54%, and 17.68% of the reported revenue, respectively [2]. - The inflated profits for the same years were 52.23 million yuan, 58.77 million yuan, 79.48 million yuan, and 123.69 million yuan, accounting for 34.11%, 22.72%, 30.35%, and 219.43% of the reported profit, respectively [2]. Group 2: Securities Issuance Misconduct - Dongfang Tong fabricated significant false content in its securities issuance documents, including the "募集说明书" (fundraising prospectus) [3]. - The company disclosed a total of 106 million shares to raise 2.2 billion yuan, using false financial data from its annual reports [3]. Group 3: Penalties and Consequences - The CSRC imposed a fine of 229 million yuan on Dongfang Tong and a total of 44 million yuan on seven responsible individuals [1][5]. - The penalties for key individuals include 26.5 million yuan for the former chairman and general manager, Huang Yongjun, who also received a 10-year market ban [5][6]. - Other executives from both Dongfang Tong and its subsidiary, Taice Technology, received various fines for their roles in the fraudulent activities [4][5].

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has issued a notice of administrative punishment against Beijing Dongfang Tong Technology Co., Ltd. (*ST Dongtong*) for falsifying financial data in its periodic reports, leading to significant penalties and potential delisting [2][3]. Group 1: Regulatory Actions - The CSRC plans to impose a fine of 229 million yuan on *ST Dongtong* and a total of 44 million yuan on seven responsible individuals, with the actual controller facing a 10-year ban from the securities market [2]. - The Shenzhen Stock Exchange will initiate delisting procedures for *ST Dongtong* due to serious violations of laws [3]. Group 2: Company Background - *ST Dongtong*, established in 1997, specializes in middleware software, cybersecurity, emergency response, and digital transformation services, and is recognized as a national high-tech enterprise [4]. - The company has participated in several major national technology projects and has received the "National Science and Technology Progress Second Prize" from the State Council [4]. Group 3: Financial Performance - In the first half of 2025, *ST Dongtong* reported a revenue of 240 million yuan, representing a year-on-year increase of 48.85%, while the net profit attributable to shareholders was a loss of 55.16 million yuan, an increase in loss of 66.80% [4]. - The company's basic earnings per share stood at -0.10 yuan [4]. Group 4: Market Performance - As of September 12, *ST Dongtong*'s stock price closed at 6.58 yuan, reflecting a decline of over 56% year-to-date, with a total market capitalization of 3.671 billion yuan [5].

经查，*ST东通连续四年虚增收入和利润，违反证券法律法规。证监会拟对上市公司罚款2.29亿元，对7 名责任人合计罚款4400万元，对实际控制人采取10年证券市场禁入。 证监会9月12日消息，近日，证监会对*ST东通（300379）（东方通）涉嫌定期报告等财务数据存在虚 假记载，作出行政处罚事先告知。 *ST东通涉嫌触及重大违法强制退市情形，深交所将依法启动退市程序。对于可能涉及的犯罪线索，证 监会将坚持应移尽移的工作原则，严格按照《刑法》《最高人民检察院 公安部关于公安机关管辖的刑 事案件立案追诉标准的规定（二）》的规定移送公安机关。 2022年6月至11月，东方通多次披露《向特定对象发行A股股票之募集说明书》申报稿或注册稿。2022 年11月15日，东方通披露其向特定对象发行股票申请获得中国证监会注册批复的公告。2023年6月7日， 东方通披露《向特定对象发行股票发行情况报告书》。 东方通披露的募集说明书引用了公司2019年至2021年年度报告中营业收入、利润总额等虚假财务数据， 在公告的证券发行文件中编造重大虚假内容。 东方通2019年至2022年年度报告信息披露存在虚假记载，涉嫌违反《中华人民共和国证券 ...

Core Points - The China Securities Regulatory Commission (CSRC) has announced serious penalties against Beijing Oriental Tong Technology Co., Ltd. (*ST Dongtong) for significant financial fraud, including a proposed fine of 229 million yuan and a 10-year market ban for the actual controller [4][7] - The Shenzhen Stock Exchange will initiate delisting procedures for *ST Dongtong due to suspected major violations of regulations [4][8] Financial Fraud Details - *ST Dongtong has been found to have inflated revenue and profits for four consecutive years from 2019 to 2022, violating securities laws [4][6] - The company inflated its revenue by 61.45 million yuan (12.29%), 84.85 million yuan (13.25%), 125.51 million yuan (14.54%), and 160.53 million yuan (17.68%) respectively for the years 2019 to 2022 [6] - The inflated profits were reported as 52.23 million yuan (34.11%), 58.77 million yuan (22.72%), 79.48 million yuan (30.35%), and 123.69 million yuan (219.43%) for the same years [6] Administrative Penalties - The total penalties proposed by the CSRC amount to 273 million yuan, including fines for seven responsible individuals totaling 44 million yuan [7] - The actual controller, Huang Yongjun, faces a total fine of 12.5 million yuan and a 10-year ban from the securities market due to his significant role in the fraudulent activities [7] Potential Delisting - *ST Dongtong may face mandatory delisting due to serious violations as per the Shenzhen Stock Exchange's rules [8] - The company has already been under risk warnings and has received negative audit opinions in previous years [8] Recent Financial Performance - In the first half of 2025, *ST Dongtong reported revenues of 240 million yuan and a net loss of 55 million yuan [9] - The company has experienced continuous losses over the past three years, with a total revenue of 758 million yuan in 2024 [10]

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has issued a notice of administrative penalty against Beijing Dongfangtong Technology Co., Ltd. (*ST Dongtong) for suspected false reporting of financial data, which includes a proposed fine of 229 million yuan and potential delisting from the Shenzhen Stock Exchange [1][2]. Group 1: Regulatory Actions - CSRC has found that *ST Dongtong inflated revenue and profits for four consecutive years, violating securities laws [1]. - The company is facing a proposed fine of 229 million yuan, with an additional 44 million yuan in penalties for seven responsible individuals [1]. - The actual controller of *ST Dongtong will face a 10-year ban from the securities market [1]. Group 2: Company Financials - As of August 26, 2025, *ST Dongtong reported a revenue of 240 million yuan, a year-on-year increase of 48.9% [4]. - The net loss attributable to shareholders decreased from 166 million yuan in the same period last year to 55.16 million yuan [4]. - The net cash flow from operating activities was 22.95 million yuan, representing a year-on-year growth of 112.8% [4]. Group 3: Company Background - *ST Dongtong is a provider of security and industry information solutions, focusing on three product systems: "Security+", "Data+", and "Wisdom+" [2].

Core Points - The China Securities Regulatory Commission (CSRC) has announced serious penalties against Beijing Oriental Tong Technology Co., Ltd. (*ST Dongtong) for significant financial fraud, including a proposed fine of 229 million yuan and a 10-year market ban for the actual controller [4][5][6] - The Shenzhen Stock Exchange will initiate delisting procedures due to the company's involvement in major violations of securities laws [4][7] Financial Fraud Details - *ST Dongtong has been found to have inflated revenue and profits for four consecutive years from 2019 to 2022, violating securities laws [4][5] - The company reported inflated revenues of 61.45 million yuan (12.29%), 84.85 million yuan (13.25%), 125.51 million yuan (14.54%), and 160.53 million yuan (17.68%) for the years 2019 to 2022, respectively [5] - Corresponding inflated profits were reported as 52.23 million yuan (34.11%), 58.77 million yuan (22.72%), 79.48 million yuan (30.35%), and 123.69 million yuan (219.43%) for the same years [5] Regulatory Actions - The CSRC has proposed a total fine of 273 million yuan, including penalties for seven responsible individuals totaling 44 million yuan [6] - The actual controller, Huang Yongjun, faces a fine of 12.5 million yuan and a 10-year ban from the securities market due to his significant role in the fraudulent activities [6][7] Company Background and Current Status - *ST Dongtong, established in 1997 and listed on the Growth Enterprise Market in 2014, provides middleware, network security, and digital solutions [7] - The company has reported continuous losses over the past three years, with a revenue of 240 million yuan and a net loss of 55 million yuan in the first half of 2025 [8] - As of September 12, 2023, the stock price was 6.58 yuan per share, with a total market capitalization of 3.67 billion yuan [8]

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has announced serious penalties against Beijing Orient Technology Co., Ltd. (*ST Dongtong) for significant financial fraud, leading to potential delisting procedures by the Shenzhen Stock Exchange [2][5][6]. Summary by Sections Financial Fraud Details - *ST Dongtong has been found to have inflated its revenue and profits for four consecutive years, violating securities laws. The CSRC plans to impose a fine of 229 million CNY on the company and 44 million CNY on seven responsible individuals, with the total penalties amounting to 273 million CNY [5][11]. - The company reported inflated revenues of 61.45 million CNY, 84.85 million CNY, 125.51 million CNY, and 160.53 million CNY for the years 2019 to 2022, which represented 12.29%, 13.25%, 14.54%, and 17.68% of the reported revenue for those years, respectively [10]. - Profits were also inflated by 52.23 million CNY, 58.77 million CNY, 79.48 million CNY, and 123.69 million CNY during the same period, accounting for 34.11%, 22.72%, 30.35%, and 219.43% of the reported profit totals [10]. Legal and Regulatory Actions - The CSRC has indicated that *ST Dongtong's actions may lead to mandatory delisting due to serious violations of regulations, and the Shenzhen Stock Exchange will initiate delisting procedures [6][13]. - The actual controller of the company, Huang Yongjun, is facing a 10-year ban from the securities market due to his significant role in the fraudulent activities [11]. Company Background and Financial Performance - Founded in 1997 and listed on the Growth Enterprise Market in 2014, *ST Dongtong provides middleware, network security, and digital solutions [14]. - The company has reported continuous losses over the past three years, with a revenue of 240 million CNY and a net loss of 55 million CNY in the first half of 2025 [14]. - As of September 12, 2023, *ST Dongtong's stock price was 6.58 CNY per share, with a total market capitalization of 3.67 billion CNY [15].

Group 1 - The China Securities Regulatory Commission (CSRC) has issued a notice of administrative penalty against Beijing Orient Telecom Technology Co., Ltd. (*ST Dongtong) for suspected false financial data in periodic reports [2] - *ST Dongtong has inflated its revenue and profits for four consecutive years, violating securities laws and regulations [2] - The CSRC plans to impose a fine of 229 million yuan on the company and a total of 44 million yuan on seven responsible individuals, while the actual controller will face a 10-year ban from the securities market [2] Group 2 - From 2019 to 2022, *ST Dongtong inflated its revenue by 61.45 million yuan, 84.85 million yuan, 125.51 million yuan, and 160.53 million yuan respectively, and inflated its profits by 52.23 million yuan, 58.77 million yuan, 79.48 million yuan, and 123.69 million yuan respectively [2] - In 2022, the inflated profit amount accounted for 219.43% of the company's disclosed total profit for that period [2] - The CSRC discovered that the fundraising disclosure in June 2023 included false financial data from the company's annual reports for 2019 to 2021 [2] Group 3 - The CSRC indicated that *ST Dongtong's actions may lead to a forced delisting due to significant violations, and the Shenzhen Stock Exchange will initiate delisting procedures accordingly [3] - The CSRC will also transfer any potential criminal evidence to the public security authorities as per relevant regulations [3]