昇辉智能科技股份有限公司 公司章程 第一章 总则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组织和行为，根据《中华 人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简 称"《证券法》"）和其他有关规定，制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司（以下简称"公 司"）。 公司由原山东鲁亿通电气设备有限公司全体股东共同作为发起人，以原山东鲁亿通电 气设备有限公司进行整体变更的方式发起设立；在烟台市市场监督管理局登记注册，取得 营业执照，统一社会信用代码：913706007574549600。 公司于 2015 年 1 月 30 日经中国证券业监督管理委员会（以下简称"中国证监会"） 核准，首次向社会公众发行人民币普通股 2,200 万股，于 2015 年 2 月 17 日在深圳证券交 易所创业板上市。 第三条 公司注册名称：昇辉智能科技股份有限公司。 英文全称：Sunfly Intelligent Technology Co., LTD 第四条 公司住所：莱阳市龙门西路 256 号。 邮政编码：265200 第五条 公司注册资本为人民币 49 ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-037 昇辉智能科技股份有限公司（以下简称"公司"）第五届董事会第四次临时 会议通知于2024年11月15日以电子邮件、专人送达等方式发出，会议于2024年11 月19日以现场加通讯表决的方式在公司会议室召开，应参加会议董事9人，实际 参加会议董事9人。本次会议的召集、召开及表决程序符合《公司法》等法律法 规及《公司章程》的规定。会议由董事长李昭强先生主持。本次会议审议通过以 下议案，并形成决议。 一、审议通过《关于控股子公司出售股权资产的议案》 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cninfo.com.cn）披露的《关于控股子公司出售股权资产的公 告》。 表决结果：9 票同意、0 票反对、 0 票弃权。 二、审议通过《关于变更公司经营范围的议案》 公司根据业务发展的需要，同时依照企业经营范围登记管理规范性要求，对 公司经营范围进行修改变更。 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cni ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-039 昇辉智能科技股份有限公司 关于控股子公司出售股权资产的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、交易概述 昇辉智能科技股份有限公司（以下简称"公司"）于 2024 年 11 月 19 日召 开第五届董事会第四次临时会议，审议通过了《关于控股子公司出售股权资产的 议案》，同意控股子公司昇辉控股有限公司（以下简称"昇辉控股"）向公司供 应商天门乐可邦照明有限公司（以下简称"乐可邦"）出售持有的上海九嶷投资 管理有限公司（以下简称"上海九嶷""标的公司"）100%的股权，股权交易 价格为 13,267.69 万元，同时乐可邦同意代上海九嶷向昇辉控股偿还 4,582.31 万 元的债务。昇辉控股与乐可邦已于 2024 年 11 月 19 日签署关于股权转让及承担 债务的《股权转让协议》。本次交易完成后，公司不再持有标的公司股权。 本次交易总价占上市公司最近一年经审计净资产的 12.22%，根据《深圳证 券交易所股票上市规则》和《公司章程》等有关规定，本次交易事项属于公司董 事会决策 ...

昇辉智能科技股份有限公司 监事会议事规则 第一章 总 则 第一条 为完善法人治理结构，进一步提高监事会工作效率，更好地保障股 东权益、公司利益和员工的合法权益不受侵犯，昇辉智能科技股份有限公司（以 下简称公司）根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》《深圳证券交易所创业板股票上市规则》（以下简称"《上 市规则》"）和《昇辉智能科技股份有限公司公司章程》（以下简称"《公司章 程》"）等有关规定，制定本规则。 第二条 监事、监事会依据法律、行政法规和《公司章程》的规定行使职权， 公司董事会、总经理、各部门及分支机构应当予以配合，并提供必要的保障，公 司任何机构和个人不得干预或干扰监事和监事会正常行使职权。 第二章 监事会职权 第四条 监事会行使下列职权： （一）应对董事会编制的公司定期报告进行审核并提出书面审核意见； （二）检查公司财务； （三）对董事、高级管理人员（以下简称"高管"）执行公司职务的行为进行 监督，对违反法律、行政法规、《公司章程》或者股东会决议的董事、高管提出 解任的建议； （四）当董事、高管的行为损害公司的利益时，要求董事、高管予以纠正； （五）提议召 ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-040 昇辉智能科技股份有限公司 关于变更经营范围、修订《公司章程》及部分治理制度的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 昇辉智能科技股份有限公司（以下简称"公司"）于2024年11月19日召开 第五届董事会第四次临时会议，审议通过了《关于变更公司经营范围的议案》 《关于修订<公司章程>及部分治理制度的议案》，公司于同日召开第五届监事 会第四次临时会议，审议通过《关于修订<监事会议事规则>的议案》。现将相 关情况公告如下： 一、经营范围变更情况 二、修订《公司章程》的情况 鉴于上述经营范围变更情况及根据《中华人民共和国公司法（2023修订）》 （以下简称"《公司法》"）等相关法律法规和规范性文件的规定，并结合公 司实际情况，拟对《公司章程》相关条款进行相应的修订和完善，具体修订内 容如下（修改的内容以加粗字体显示）： | 修订前 | 修订后 | | --- | --- | | 第七条 总经理为公司的法定代表人。 | 第七条 总 经 理 为 公 司 的 法 定 代 表 | | | 人 ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-035 昇辉智能科技股份有限公司 第五届董事会第三次临时会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 董事会认为：公司编制和审核《2024年第三季度报告》的程序符合相关法律 法规，报告内容真实、准确、完整地反映了公司2024年第三季度经营的实际情况， 不存在虚假记载、误导性陈述或重大遗漏。 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cninfo.com.cn）披露的《2024年第三季度报告》。 表决结果：9 票同意、0 票反对、 0 票弃权。 二、审议通过《关于调整第五届董事会审计委员会委员的议案》 根据《上市公司独立董事管理办法》等法律法规的相关规定，董事会审计委 员会成员应当为不在上市公司担任高级管理人员的董事。为进一步完善公司治理 结构，保障董事会审计委员会规范运作，公司董事会对第五届董事会审计委员会 部分成员进行调整。调整完成后，公司董事、副总经理、董事会秘书谭海波先生 不再担任审计委员会委员职务， ...

证券代码：300423 证券简称： 昇辉科技 公告编号：2024-036 昇辉智能科技股份有限公司 经审核，监事会认为公司董事会编制和审核公司《2024年第三季度报告》 的程序符合法律、行政法规和中国证监会的规定，报告内容真实、准确、完整 地反映了公司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cninfo.com.cn）披露的《2024年第三季度报告》。 表决结果：3 票同意、0 票反对、 0 票弃权。 备查文件 1.公司第五届监事会第三次临时会议决议 特此公告。 昇辉智能科技股份有限公司监事会 2024年10月23日 第五届监事会第三次临时会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 昇辉智能科技股份有限公司（以下简称"公司"）第五届监事会第三次临 时会议通知于 2024 年 10 月 21 日以专人送出等方式发出，会议于 2024 年 10 月 23 日在公司会议室召开，应参加会议监事 3 人，实际参加会议监 ...

Revenue and Profit - Revenue for Q3 2024 was CNY 423,721,378.09, a decrease of 19.21% year-over-year, and year-to-date revenue reached CNY 1,055,840,040.71, down 40.97% compared to the same period last year[2]. - Net profit attributable to shareholders for Q3 2024 was CNY 4,362,523.98, a decline of 69.23% year-over-year, while year-to-date net profit was CNY 16,281,579.98, an increase of 103.26%[2]. - Basic earnings per share for Q3 2024 was CNY 0.0088, down 69.12% year-over-year, with year-to-date earnings per share at CNY 0.0327, an increase of 103.26%[2]. - Total operating revenue for the current period is ¥1,055,840,040.71, a decrease of 41% compared to ¥1,788,689,274.02 in the previous period[13]. - Net profit for the current period is ¥8,561,835.61, a significant recovery from a net loss of ¥504,618,553.26 in the previous period[14]. - The company reported a basic earnings per share of ¥0.0327, compared to a loss per share of ¥1.0043 in the previous period[15]. Assets and Liabilities - Total assets as of the end of Q3 2024 were CNY 3,366,252,439.39, reflecting a 2.98% increase from the end of the previous year[2]. - The company’s investment properties increased by 339.07% to CNY 162,853,275.94, indicating expansion in this area[5]. - Total current liabilities increased to ¥1,855,163,579.91 from ¥1,772,167,656.84[11]. - The total liabilities increased to ¥1,884,109,508.34 from ¥1,807,283,288.32, indicating a rise of approximately 4.25%[12]. - The total equity attributable to shareholders of the parent company increased to ¥1,489,010,999.63 from ¥1,460,811,330.79, reflecting a growth of about 1.93%[12]. Cash Flow - Cash flow from operating activities for Q3 2024 was a net outflow of CNY 145,541,910.17, a decrease of 106.32% compared to the same period last year[6]. - The net cash flow from operating activities was -145,541,910.17, compared to -70,542,758.28 in the previous year, indicating a decline in operational performance[17]. - The total cash outflow from operating activities was 926,736,335.96, compared to 2,154,467,928.17 in the previous year, showing a reduction in cash outflows[17]. - Cash inflow from financing activities totaled 112,455,550.87, down from 353,295,792.46 in the previous year, indicating reduced financing activity[18]. - The net cash flow from financing activities was 26,496,467.11, compared to -442,720,566.65 in the previous year, showing an improvement in financing conditions[18]. Expenses - Research and development expenses for Q3 2024 were CNY 27,596,031.13, a decrease of 55.83% year-over-year[6]. - The company’s financial expenses decreased by 80.01% to CNY 1,872,022.12, attributed to adjustments in financing structure and reduced borrowing[6]. - The cash paid to employees was 95,971,599.31, compared to 125,232,270.63 in the previous year, reflecting a decrease in payroll expenses[17]. - The cash paid for taxes was 48,878,600.16, down from 74,332,580.59 in the previous year, indicating a reduction in tax liabilities[17]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 23,385[7]. - The top shareholder, Li Zhaoqiang, holds 23.15% of shares, totaling 115,194,849 shares[7].

万和证券股份有限公司 关于 昇辉智能科技股份有限公司 详式权益变动报告书 之 持续督导总结报告 财务顾问 二〇二四年九月 声明 万和证券股份有限公司（以下简称"万和证券"或"财务顾问"）接受李昭强先 生的委托，担任其本次权益变动的财务顾问。根据《上市公司收购管理办法》的 规定，本财务顾问自 2023 年 7 月 10 日上市公司公告《昇辉智能科技股份有限公 司详式权益变动报告书》起至本次权益变动完成后 12 个月内对李昭强先生履行 持续督导职责。 上市公司于 2024 年 8 月 30 日披露了 2024 年半年度报告，根据《证券法》 和《上市公司收购管理办法》等法律法规的规定，万和证券通过日常沟通，结合 昇辉科技披露 2024 年半年度报告出具本持续督导意见。 本持续督导意见根据上市公司公开披露的相关材料编制，本财务顾问未委托 或授权其他任何机构或个人提供未在本持续督导意见中列载的信息和对本持续 督导意见作任何解释或者说明。同时本财务顾问提请投资者认真阅读上市公司发 布的定期报告及其他信息披露文件。 1 | 声明 1 | | --- | | 释义 3 | | 一、上市公司权益变动情况及标的股份过户情况 4 ...

Financial Performance - Revenue for the first half of 2024 was CNY 632,118,662.62, a decrease of 50.00% compared to CNY 1,264,236,516.32 in the same period last year[10] - Net profit attributable to shareholders was CNY 11,919,056.00, a significant improvement from a loss of CNY 513,828,980.25 in the previous year, representing a 102.32% increase[10] - Basic and diluted earnings per share were CNY 0.0240, recovering from a loss of CNY 1.03 per share in the previous year, marking a 102.33% increase[10] - The company reported a net loss of CNY 939,706,437.81, slightly improved from a loss of CNY 951,625,493.81 in the previous period[87] - The company reported a comprehensive income total of ¥14,736,815.29 for the first half of 2024, compared to a loss of ¥521,422,459.75 in the first half of 2023[93] - The total comprehensive income for the first half of 2024 was a loss of approximately ¥32.35 million, compared to a loss of ¥3.46 million in the first half of 2023[96] Cash Flow and Liquidity - The net cash flow from operating activities was negative CNY 75,206,948.85, down 145.26% from CNY 166,174,932.59 in the same period last year[10] - The cash flow from operating activities showed a net outflow of approximately ¥75.21 million in the first half of 2024, contrasting with a net inflow of ¥166.17 million in the same period of 2023[97] - The company faces cash flow liquidity risks due to the financial pressures of major clients, which could impact cash flow if large receivables are not collected on time[49] - The company is implementing measures to accelerate receivables collection and negotiate payment terms with suppliers to mitigate liquidity risks[49] Assets and Liabilities - Total assets increased by 3.70% to CNY 3,389,798,904.34 from CNY 3,268,946,294.90 at the end of the previous year[10] - Total liabilities reached CNY 1,913,399,082.47, up from CNY 1,807,283,288.32, marking a growth of around 5.9%[87] - The total number of ordinary shares remains unchanged at 497,511,290.00 CNY, reflecting stability in share capital[108] - The total accounts receivable at the end of the period amounted to ¥2,407,444,180.00, a decrease from ¥2,444,877,964.93 at the beginning of the period, representing a decline of approximately 1.53%[184] Business Segments and Operations - The main business segments include electrical equipment, LED lighting, smart city solutions, and hydrogen energy, with a strategic focus on "smart + dual carbon" since 2020[15] - The company has established a subsidiary, Shenghui New Energy Co., Ltd., to operate in the hydrogen energy sector, investing in parts of the hydrogen industry chain and operating large-scale electrolysis hydrogen production equipment[15] - The company’s LED lighting business encompasses various products, including outdoor and indoor lighting solutions, aimed at enhancing energy efficiency through AI monitoring and smart dimming systems[20] - The smart city solutions provided by the company include customized systems for hotels, communities, and households, featuring smart monitoring, lighting control, and security systems[21] Research and Development - Research and development expenses decreased to ¥18,982,164.03 in the first half of 2024, down 47.5% from ¥36,204,431.94 in the first half of 2023[92] - The company is increasing investment in technology innovation and product development to meet the needs of large industrial enterprises and smart city clients[48] Shareholder Information - The largest shareholder, Li Zhaoqiang, holds 23.15% of the shares, totaling 115,194,849 shares, with 86,396,137 shares under lock-up[77] - The total number of shareholders at the end of the reporting period was 27,702, with no changes in the number of shareholders with priority voting rights[77] - The company did not engage in any repurchase agreements during the reporting period, maintaining stability in its shareholder structure[79] Risk Management - The report highlights potential risks and countermeasures that the company may face in the future[1] - The company is enhancing risk control by strengthening client performance assessments and monitoring contract execution and payment progress[50] Environmental and Regulatory Compliance - The company has passed the ISO 14001:2015 environmental management system certification, indicating a commitment to environmental protection[56] - The company has not faced any administrative penalties related to environmental issues during the reporting period[56] Accounting and Financial Reporting - The half-year financial report has not been audited[64] - The company adheres to the accounting standards for enterprises, ensuring that the financial statements reflect a true and complete picture of its financial status[115] - The company has not reported any significant changes in accounting policies or prior period error corrections, maintaining consistency in financial reporting[107] Bad Debt and Receivables - The provision for bad debts at the end of the period was ¥1,311,415,733.59, which is 54.47% of the total accounts receivable, compared to 54.25% at the beginning of the period[188] - The company recorded a write-off of bad debts amounting to ¥20,904,534.67 during the period[188] - The largest customer, Country Garden Group, accounted for 54.87% of the total accounts receivable and contract assets, with a total balance of ¥1,364,798,494.53[189]