| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2023-061 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 1、截至 2023 年 9 月 11 日，上海富瀚微电子股份有限公司（以下简称"公 司"）股票已出现连续三十个交易日中至少有十五个交易日的收盘价格低于当期 转股价格的 85%的情形，触发"富瀚转债"转股价格向下修正条款。 2、公司第四届董事会第十四次会议审议通过了《关于不向下修正"富瀚转 债"转股价格的议案》，公司董事会决定本次不向下修正富瀚转债转股价格，且 自本次董事会审议通过次日起未来六个月（2023 年 9 月 12 日至 2024 年 3 月 11 日）内，如再次触发"富瀚转债"转股价格向下修正条款，亦不提出向下修正方 案。下一触发转股价格修正条件的期间从 2024 年 3 月 12 日重新起算，若再次触 发"富瀚转债"转股价格向下修正条款，届时公司董事会将再次召开会议决定是 否行使"富瀚转债"转股价格的向下修正权利。 一、可转换公司债券基本情况 经中国证券监督管理委员会"证监许可〔2021〕2259 号"同意注册，上 ...

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2023-059 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 关于富瀚转债预计触发转股价格向下修正条件的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、 股票代码：300613；股票简称：富瀚微 2、 债券代码：123122；债券简称：富瀚转债 3、 转股价格：92.41 元/股 4、 转股时间：2022 年 2 月 14 日至 2027 年 8 月 5 日 5、自 2023 年 8 月 22 日至 2023 年 9 月 4 日，公司股票已有 10 个交易日的 收盘价低于当期转股价格的 85%，预计可能触发"富瀚转债"转股价格向下修正条 件。若触发转股价格修正条件，公司将于触发条件当日召开董事会审议决定是否 修正转股价格，并及时履行信息披露义务。敬请广大投资者关注公司后续公告， 注意投资风险。 一、可转换公司债券基本情况 经中国证券监督管理委员会"证监许可〔2021〕2259 号"同 ...

上海富瀚微电子股份有限公司 签署日期： 2023 年 8 月 31 日 1 信息披露义务人声明 一、本报告书系信息披露义务人依据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司收购管理办法》《公开发行证券的公司信息披露内容与格 式准则第 15 号——权益变动报告书》及其他相关法律、法规、部门规章及规范 性文件的有关规定编写。 二、信息披露义务人及其一致行动人签署本报告书已获得必要的授权和批准。 简式权益变动报告书 上市公司名称：上海富瀚微电子股份有限公司 股票上市地点: 深圳证券交易所 股票简称:富瀚微 股票代码: 300613 信息披露义务人：西藏东方企慧投资有限公司（以下简称"东方企慧"） 住所/通讯地址：西藏山南市乃东区格桑路南侧水利设计院东侧众益花园小区三 栋一单元二层 1-1 房 股份变动性质：本次权益变动系一致行动协议到期、公司股权激励自主行权、可 转债转股导致持股比例被动稀释，不涉及持股数量的变动。 三、依据《中华人民共和国证券法》《上市公司收购管理办法》和《公开发行证 券的公司信息披露内容与格式准则第 15 号——权益变动报告书》的规定，本报 告书已全面披露信息披露义务人在上海富瀚 ...

上海富瀚微电子股份有限公司 简式权益变动报告书 上市公司名称：上海富瀚微电子股份有限公司 股票上市地点: 深圳证券交易所 股票简称:富瀚微 股票代码: 300613 信息披露义务人：杨小奇 住所/通讯地址：上海市徐汇区********* 一致行动人：陈春梅 住所/通讯地址：广州市天河区********* 一致行动人：龚传军 住所/通讯地址：广州市天河区********* 一致行动人：杰智控股有限公司（以下简称"杰智控股"） 住所/通讯地址：香港中环皇后大道中 99 号中环中心 6113 室 股份变动性质： 本次权益变动系一致行动协议到期、公司股权激励自主行权、可转债转股导致持 股比例被动稀释，不涉及持股数量的变动。 签署日期：2023 年 8 月 31 日 1 信息披露义务人声明 一、本报告书系信息披露义务人依据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司收购管理办法》《公开发行证券的公司信息披露内容与格 式准则第 15 号——权益变动报告书》及其他相关法律、法规、部门规章及规范 性文件的有关规定编写。 二、信息披露义务人及其一致行动人签署本报告书已获得必要的授权和批准。 三、依据《中华人民共 ...

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2023-058 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 关于持股 5%以上股东承诺不减持公司股份的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 公司控股股东、实际控制人杨小奇及其一致行动人杰智控股有限公司、陈春 梅、龚传军、以及公司董事、监事、高级管理人员均已于 2023 年 5 月 17 日在公 司董事会审议发行股份及支付现金购买眸芯科技（上海）有限公司 49%股权并募 集配套资金暨关联交易相关预案同时作出如下承诺：截至本承诺函出具之日，本 人/本企业不存在自本次交易复牌之日起至实施完毕期间减持富瀚微股份及其衍 生品的计划；如后续有减持计划的，届时将严格按照有关法律法规及规范性文件 的规定执行。 特此公告。 上海富瀚微电子股份有限公司董事会 2023 年 9 月 1 日 一、 承诺主体及持股情况 | | 持股数量（股） | 持股占比(%) | | --- | --- | --- | | | 36 ...

特别提示： 1、本次权益变动不涉及股份数量变动，系公司控股股东、实际控制人杨小 奇先生与股东西藏东方企慧投资有限公司（以下简称"东方企慧"）一致行动关 系到期终止及公司股票期权自主行权、可转债转股导致持股比例被动稀释变化所 致。 | 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2023-057 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 关于部分股东一致行动协议到期终止暨 权益变动的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 2、本次权益变动不会导致公司控股股东、实际控制人发生变化，不会影响 公司治理结构和持续经营。 上海富瀚微电子股份有限公司（以下简称"公司"或"富瀚微"）控股股东、实 际控制人杨小奇先生与西藏东方企慧投资有限公司签署的《一致行动协议》于 2023 年 8 月 31 日到期，经双方共同协商，一致决定《一致行动协议》到期后不 再续签，现将相关情况公告如下： 一、一致行动协议签署及履行情况 2020 年 9 月 1 日，东方企慧 ...

本次变更后，华泰联合证券负责公司向不特定对象发行可转换公司债券的持 续督导保荐代表人为邹晓东先生、李永伟先生，持续督导期限至中国证券监督管 理委员会和深圳证券交易所规定的持续督导义务结束为止。 | 证券代码：300613 | 证券简称： | 富瀚微 | 公告编号：2023-055 | | --- | --- | --- | --- | | 债券代码：123122 | 债券简称： | 富瀚转债 | | 上海富瀚微电子股份有限公司 关于变更持续督导保荐代表人的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海富瀚微电子股份有限公司（以下简称"公司"）于近日收到保荐机构华泰 联合证券有限责任公司（以下简称"华泰联合证券"）出具的《关于更换上海富瀚 微电子股份有限公司向不特定对象发行可转换公司债券持续督导保荐代表人的 函》。 公司 2021 年 8 月 24 日已完成向不特定对象发行可转换公司债券的发行上市 工作，华泰联合证券作为该次发行的保荐机构，原指定薛峰先生、邹晓东先生担 任该项目的保荐代表人，持续督导期至 2023 年 12 月 31 日止。现因薛峰先 ...

| 证券代码：300613 | 证券简称： | 富瀚微 | 公告编号：2023-056 | | --- | --- | --- | --- | | 债券代码：123122 | 债券简称： | 富瀚转债 | | | | 上海富瀚微电子股份有限公司 | | | 关于参加上海辖区上市公司 2023 年网上集体接待日 暨中报业绩说明会的公告 上海富瀚微电子股份有限公司董事会 2023 年 9 月 1 日 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，上海富瀚微电子股份有限公司（以下简 称"公司"）将参加由上海证监局、上海上市公司协会与深圳市全景网络有限公司 联合举办的"2023 年上海辖区上市公司集体接待日暨中报业绩说明会"，现将相 关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net），或下载全景路演 APP，参与本次互动交流，活动时间为 2023 年 9 月 7 日（周四）14:00-16:30。届时公司高管将在线就公司 2023 年中报业绩、 公司治理、发展战略、 ...

证券代码：300613 证券简称：富瀚微 上海富瀚微电子股份有限公司投资者关系活动记录表 编号：2023-007 □特定对象调研 □分析师会议 投资者关 □媒体采访 业绩说明会 系活动类 □新闻发布会 □路演活动 别 □现场参观 □其他 APS 毕盛投资 蔡景彦 Brilliance 丁宁 CFC 胡慧 DOY capital 唐皓 Elevation Capital Ernest JIANG Hel Ved Capital Management Limited LyGH Capital Oakwise Capital马腾 RWC Partners Group Schroders 安徽明泽投资 安信基金 程宇婷 吴俊 桥 安信证券 马田田 邓雨春 百川财富 唐琪 北京泓澄投资 徐哲桐 北京清和泉 资本 周湛钊 北京塔基资产 张志良 彬元资本 陈海亮 长城财富保险资管 杨海 达 长江证券 施展 财通 胡宸瑜 创金合信基金 赵维卿 张晓雅 大家资管 徐博 淡水泉 裘潇磊 东方基金 梁忻 光大证券 孙啸 王之含 广发基金 吴晓钢 广州 金控 黄健 广州云禧私募 陈浩然 国金证券 邵广雨 田思薇 刘春秀 国泰基金 张 ...

Acquisition and Investments - The company plans to acquire minority stakes in Mouxin Technology, increasing its ownership from 51.00% to 100%[3] - The company is focused on integrating and developing synergies with Mouxin Technology to mitigate risks associated with goodwill impairment[13] - The company reported a remaining balance of RMB 1,157,248.54 from the "New Generation Full HD Network Camera SoC Chip Project" as of June 30, 2023, which includes interest income and investment returns[31] - The company has not utilized RMB 238 million of the raised funds for principal-protected financial products and time deposits, with a remaining amount of RMB 4.238 million stored in the fundraising account[33] - The company plans to use the remaining raised funds to supplement working capital, ensuring compliance with fundraising management regulations[31] - The company has invested RMB 15 million in bank financial products, with an unexpired balance of RMB 9 million[39] - The total amount of funds raised was ¥56,968.91 million, with ¥2,367.2 million invested during the reporting period[146] - The cumulative amount of raised funds invested to date is ¥34,256.49 million[146] - The company approved the use of up to RMB 250 million of idle raised funds for cash management[163] Financial Performance - The company's operating revenue for the reporting period was ¥883,522,965.91, a decrease of 24.09% compared to ¥1,163,855,562.67 in the same period last year[96] - The net profit attributable to shareholders of the listed company was ¥128,486,416.21, down 46.96% from ¥242,237,623.99 year-on-year[96] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥123,939,374.19, a decrease of 45.38% compared to ¥226,908,857.39 in the previous year[96] - The net cash flow from operating activities was ¥64,421,711.14, down 49.00% from ¥126,325,492.35 in the same period last year[96] - The total assets at the end of the reporting period were ¥3,567,953,392.91, an increase of 3.49% from ¥3,447,599,307.28 at the end of the previous year[96] - The weighted average return on net assets was 5.49%, down 6.86% from 12.35% in the previous year[96] - In the first half of 2023, the company achieved operating revenue of 883.52 million yuan, a year-on-year decrease of 24.09%[102] - The net profit attributable to shareholders was 128.49 million yuan, down 46.96% year-on-year[102] - The company's net cash flow from operating activities decreased by 49.00% to ¥64.42 million, primarily due to a year-on-year decline in sales[134] Research and Development - The company emphasizes the importance of continuous R&D investment to maintain competitive advantage in the rapidly evolving integrated circuit design industry[4] - The company is actively monitoring market demand and technological trends to ensure timely product upgrades and innovation[4] - Rising labor costs for high-tech talent are increasing R&D expenses, which may impact overall profitability[13] - R&D investment for the reporting period was 147.22 million yuan, accounting for 16.66% of operating revenue[116] - The company is focusing on high-performance AI edge computing chips and automotive image signal processing chips as key R&D directions[116] - The company has a strong technical team with 407 personnel, of which 62% have over 3 years of experience in chip R&D[117] - The company continues to focus on high-intensity R&D investment and product innovation to enhance its competitive edge in the market[79] Market and Sales - International trade tensions are impacting the company's sales and procurement, potentially affecting operational performance[5] - The company faces risks related to high customer concentration, which could adversely affect operations if major clients change their purchasing strategies[13] - The company is actively pursuing new market opportunities and product innovations to address changing customer needs and industry dynamics[4] - The company has established a leading market position in the chip design industry, competing with major players like Sony and NEXTCHIP[107] - The company's products are primarily sold through a combination of direct sales and agency sales to electronic device manufacturers and automotive manufacturers[106] Operational Efficiency - The company achieved a cost reduction in project construction by optimizing procurement plans, resulting in savings from the raised funds[31] - The professional video processing product segment generated revenue of ¥614.03 million, down 21.26% year-on-year, with a gross margin of 38.12%[134] - The smart IoT product segment saw revenue decline by 37.52% to ¥140.53 million, with a gross margin of 33.63%[134] - The smart vehicle product segment experienced a 45.19% decrease in revenue, totaling ¥72.67 million, with a gross margin of 39.54%[134] Corporate Governance and Compliance - The company’s board of directors confirmed the accuracy and completeness of the half-year report, ensuring no false records or misleading statements[43] - The company emphasizes the importance of risk awareness regarding future plans and performance forecasts, clarifying that these do not constitute commitments to investors[44] - The company has not reported any issues or other situations regarding the use and disclosure of raised funds[35] - The company’s fundraising management strictly adheres to regulations while considering actual market conditions to achieve project goals[31] - The company has not experienced any changes in its board of directors or senior management during the reporting period[172] - The company has complied with environmental regulations and has not faced any penalties during the reporting period[180] - The company emphasizes the protection of shareholder rights and maintains effective communication with shareholders, particularly small and medium-sized shareholders[184] - The company strictly adheres to national laws and regulations, fulfilling its social responsibilities and obligations[198] - There were no significant environmental issues or administrative penalties reported during the reporting period[198] Intellectual Property - As of June 30, 2023, the company held a total of 272 intellectual property rights, including 120 patents, with 20 new patents added during the reporting period[137] - The company employs 407 R&D personnel, representing 84% of its total workforce, with 49% holding master's degrees or higher[138] Cash and Assets Management - Cash and cash equivalents at the end of the reporting period amounted to ¥1,498,583,471.05, representing 42.00% of total assets, an increase of 3.81% compared to the previous year[142] - Accounts receivable reached ¥333,345,010.50, accounting for 9.34% of total assets, up by 1.37% year-on-year[142] - Inventory stood at ¥495,615,061.76, which is 13.89% of total assets, showing a decrease of 0.74% from the previous year[142] - Short-term borrowings increased to ¥189,497,750.92, representing 5.31% of total assets, an increase of 0.87% compared to last year[142] - Contract liabilities decreased significantly to ¥20,118,812.70, accounting for 0.56% of total assets, down by 0.86% year-on-year[142] - The company reported a significant reduction in trading financial assets to ¥90,000,000.00, which is 2.52% of total assets, a decrease of 3.62% from the previous year[142]