注销 2021 年股票期权激励计划股票期权事项的 法律意见 北京德恒（杭州）律师事务所 关于 正元智慧集团股份有限公司 北京德恒（杭州）律师事务所 关于正元智慧集团股份有限公司 注销 2021 年股票期权激励计划股票期权事项的法律意见 电话:0571-86508080 传真:0571-87357755 邮编:310016 浙江省杭州市新业路 200 号华峰国际大厦 10 楼 北京德恒（杭州）律师事务所 关于正元智慧集团股份有限公司 注销 2021 年股票期权激励计划股票期权事项的法律意见 北京德恒（杭州）律师事务所 关于 正元智慧集团股份有限公司 注销 2021 年股票期权激励计划股票期权事项的 释义 | 序号 | 简称 | | 全称 | | --- | --- | --- | --- | | 1 | 正元智慧或公司 | 指 | 正元智慧集团股份有限公司 | | 2 | 激励计划 | 指 | 正元智慧集团股份有限公司 2021 年股票期权激励 | | | | | 计划 | | 3 | 股票期权 | 指 | 公司授予激励对象在未来一定期限内以预先确定的 | | | | | 条件购买公司一定数量股票的权利 | | ...

| 证券代码：300645 | 证券简称：正元智慧 | 公告编号：2024-086 | | --- | --- | --- | | 债券代码：123196 | 债券简称：正元转 02 | | 正元智慧集团股份有限公司 第四届董事会第三十八次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 二、董事会会议审议情况 1、审议通过《关于公司<2024 年第三季度报告>的议案》 经审议，董事会认为：公司《2024 年第三季度报告》符合法律、行政法规、 中国证券监督管理委员会和深圳证券交易所的相关规定，报告内容真实、准确、 完整，不存在任何虚假记载、误导性陈述或者重大遗漏。 本议案已经公司董事会审计委员会审议通过。 正元智慧集团股份有限公司（以下简称"公司"）第四届董事会第三十八次 会议于 2024 年 10 月 28 日上午 10:00 在公司会议室以现场方式召开，会议通知 已于 2024 年 10 月 22 日以书面和通讯方式送达全体董事。本次会议应出席董事 7 名，实际出席会议董事 7 名，公司监事、高级管理人员列席了本次会议。 ...

| 证券代码：300645 | 证券简称：正元智慧 | 公告编号：2024-089 | | --- | --- | --- | | 债券代码：123196 | 债券简称：正元转 02 | | 正元智慧集团股份有限公司 关于注销 2021 年股票期权激励计划股票期权的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 正元智慧集团股份有限公司（曾用名"浙江正元智慧科技股份有限公司"，以 下简称"公司"）于 2024 年 10 月 28 日召开的第四届董事会第三十八次会议和第 四届监事会第二十三次会议，审议通过了《关于注销 2021 年股票期权激励计划 股票期权的议案》，具体情况如下： 一、公司股票期权激励计划简述 （一） 2021年8月16日，公司召开第三届董事会第二十七次会议，审议通过 了《关于<浙江正元智慧科技股份有限公司2021年股票期权激励计划（草案）>及 其摘要的议案》《关于<浙江正元智慧科技股份有限公司2021年股票期权激励计划 实施考核管理办法>的议案》《关于提请股东大会授权董事会办理2021年股票期权 激励计划相关事宜的议案》等与本激励计划相关 ...

1、 审议通过《关于公司<2024 年第三季度报告>的议案》 经审议，监事会认为：董事会编制和审核《关于公司<2024 年第三季度报告> 的议案》的程序及内容格式符合中国证监会、深圳证券交易所以及相关法律、行 政法规的规定，报告内容真实、准确、完整地反映了公司的实际情况，不存在任 何虚假记载、误导性陈述或者重大遗漏。 | 证券代码：300645 | 证券简称：正元智慧 | 公告编号：2024-087 | | --- | --- | --- | | 债券代码：123196 | 债券简称：正元转 02 | | 正元智慧集团股份有限公司 第四届监事会第二十三次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 正元智慧集团股份有限公司（以下简称"公司"）第四届监事会第二十三次会 议于 2024 年 10 月 28 日上午 10:30 在公司会议室以现场方式召开，会议通知已 于 2024 年 10 月 22 日以书面和通讯方式送达全体监事。本次会议应出席监事 3 名，实际出席监事 3 名，公司董事会秘书列席了本次会议。本次会议由监事会 ...

Financial Performance - The company's revenue for Q3 2024 was ¥290,456,795.17, representing a 6.49% increase year-over-year[1] - Net profit attributable to shareholders decreased by 2.49% to ¥18,631,429.49, while net profit after deducting non-recurring gains and losses fell by 17.55% to ¥15,041,842.80[1] - The company's net profit for Q3 2024 was CNY 13,181,170.09, a decrease of 64.1% compared to CNY 36,752,385.77 in the same period last year[18] - Operating profit for Q3 2024 was CNY 5,972,115.09, down from CNY 42,843,501.20 in Q3 2023, reflecting a significant decline[18] - Total revenue from operating activities decreased to CNY 860,284,001.08 in Q3 2024, compared to CNY 1,027,070,292.89 in Q3 2023, representing a decline of 16.3%[20] - The company reported a total comprehensive income of CNY 13,665,372.13 for Q3 2024, down from CNY 37,015,149.28 in Q3 2023[19] - Basic earnings per share for Q3 2024 were CNY 0.07, compared to CNY 0.22 in the same quarter last year, indicating a decline of 68.2%[19] Assets and Liabilities - The total assets at the end of the reporting period were ¥2,929,895,811.37, an increase of 4.33% compared to the end of the previous year[1] - The company's total liabilities reached RMB 1,598,875,829.89, up from RMB 1,447,327,011.69, indicating an increase of about 10.5%[16] - The company's cash and cash equivalents decreased to RMB 274,989,649.07 from RMB 550,555,043.66, a decline of about 50%[14] - The company's long-term equity investments rose to RMB 176,461,649.52 from RMB 149,700,798.94, an increase of approximately 17.9%[15] Cash Flow - The company's cash flow from operating activities showed a significant decline, with a net cash outflow of ¥180,193,686.64, a decrease of 111.98% year-over-year[1] - Cash flow from operating activities showed a net outflow of CNY -180,193,686.64 in Q3 2024, worsening from CNY -85,005,370.59 in the previous year[20] - Cash received from investment income was ¥170,903.44, down 87.76% year-over-year, primarily due to decreased cash recovery from financial product investments[7] - Total cash outflow from financing activities was CNY 579,990,200.12 in Q3 2024, compared to CNY 685,964,082.45 in Q3 2023, indicating a reduction in financing outflows[21] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 15,540[8] - The largest shareholder, Hangzhou Zhengyuan Shunran Industrial Co., Ltd., holds 25.82% of the shares, totaling 36,680,617 shares[8] - The company has a share repurchase plan approved to buy back shares worth between ¥40 million and ¥80 million at a price not exceeding ¥20.00 per share within three months[11] - The company’s repurchase account holds 3,303,000 shares, representing 2.32% of total shares, with no pledges or restrictions[10] - The company repurchased a total of 3,303,000 shares, accounting for 2.32% of the total share capital, with a total transaction amount of RMB 40,107,177.68 from February 2, 2024, to April 10, 2024[13] Inventory and Borrowings - The company's inventory increased by 32.81% to ¥433,897,486.88, attributed to an increase in orders and ongoing projects[4] - Short-term borrowings rose by 44.21% to ¥664,626,163.27, primarily due to increased bank loans[4] - Short-term borrowings increased significantly to RMB 664,626,163.27 from RMB 460,861,461.38, a rise of approximately 44.3%[15] Other Financial Metrics - The basic earnings per share (EPS) was ¥0.13, down 7.14% from the same period last year, while diluted EPS increased by 18.18% to ¥0.13[1] - The company experienced a substantial decrease in investment income, down 117.98% compared to the previous period, primarily due to losses from joint ventures[5] - The company received tax refunds totaling ¥11,137,825.91, a decrease of 33.94% compared to the previous period due to reduced VAT refunds[7] - The company paid taxes amounting to ¥39,778,520.15, a 14.03% decrease from the previous period, mainly due to reduced VAT payments[7] - The company reported a significant increase in prepayments, which rose by 362.75% to ¥70,322,683.83, due to higher procurement payments[4] - Cash recovered from investments reached ¥350,000.00, marking a 100% increase as it was previously zero, attributed to the recovery of investments in joint ventures[7] - The net cash received from the disposal of fixed assets was ¥1,645,835.76, a significant increase of 3138.56% year-over-year due to higher cash recovery from asset disposals[7] - The company raised ¥5,000,000.00 from new investments, a 231.95% increase compared to the previous period, due to increased investments from minority shareholders[7]

| 证券代码：300645 | 证券简称：正元智慧 | 公告编号：2024-085 | | --- | --- | --- | | 债券代码：123196 | 债券简称：正元转 02 | | 正元智慧集团股份有限公司 2024 年第三季度可转换公司债券转股情况公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、证券代码：300645，证券简称：正元智慧 2、债券代码：123196，债券简称：正元转 02 3、转股价格：21.95 元/股 4、转股时间：2023 年 10 月 24 日至 2029 年 4 月 17 日 5、债券存续期间：2023 年 4 月 18 日至 2029 年 4 月 17 日 6、2024 年第三季度，共有 10 张"正元转 02"完成转股（票面金额共计人民 币 1,000.00 元），合计转成 45 股"正元智慧"股票（股票代码：300645）。 （二）可转债转股期限 根据《浙江正元智慧科技股份有限公司向不特定对象发行可转换公司债券募 集说明书》（以下简称"《募集说明书》"）的规定，本次发行的可转债转股期自可 转债发 ...

2024 年半年度持续督导跟踪报告 | 保荐机构名称：浙商证券股份有限公司 | 被保荐公司简称：正元智慧 | | --- | --- | | 保荐代表人姓名：华佳 | 联系电话：0571-87902082 | | 保荐代表人姓名：段鸿权 | 联系电话：0571-87902082 | 浙商证券股份有限公司 关于正元智慧集团股份有限公司 | 报告事项 | 说 明 | | --- | --- | | 1.保荐代表人变更及其理由 | 不适用 | | 2.报告期内中国证监会和本所对 | | | 保荐人或者其保荐的公司采取监 | 不适用 | | 管措施的事项及整改情况 | | | 3.其他需要报告的重大事项 | 无 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不限于 防止关联方占用公司资源的制度、募集资金管理制度、 内控制度、内部审计制度 ...

北京德恒（杭州）律师事务所 关于正元智慧集团股份有限公司 2024 年第一次临时股东大会的 法律意见 电话:0571-86508080 传真:0571-87357755 邮编:310020 杭州市上城区新业路 200 号华峰国际商务大厦 10 楼 关于正元智慧集团股份有限公司 北京德恒（杭州）律师事务所 2024 年第一次临时股东大会的法律意见 北京德恒（杭州）律师事务所 关于正元智慧集团股份有限公司 2024 年第一次临时股东大会的 法律意见 致：正元智慧集团股份有限公司 北京德恒（杭州）律师事务所受正元智慧集团股份有限公司（以下简称"公 司"）委托，指派刘秀华律师、李迎亚律师（以下简称"本所律师"）出席公司 2024 年第一次临时股东大会（以下简称"本次股东大会"），并对本次股东大 会的合法性进行见证并出具法律意见。 本法律意见根据《中华人民共和国公司法》(以下简称"《公司法》")、《中 华人民共和国证券法》（以下简称"《证券法》"）、《上市公司股东大会规则》 以及《正元智慧集团股份有限公司章程》（以下简称"《公司章程》"）等有关 法律、法规和规范性文件而出具。 为出具本法律意见，本所律师审查了本次股东大 ...

| 证券代码：300645 | 证券简称：正元智慧 | 公告编号：2024-084 | | --- | --- | --- | | 债券代码：123196 | 债券简称：正元转 02 | | 正元智慧集团股份有限公司 2024 年第一次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 ①深交所交易系统网络投票时间：2024 年 9 月 18 日 9:15-9:25，9:30-11:30 和 13:00-15:00。 2、本次股东大会未涉及变更以往股东大会已通过的决议的情形。 一、会议召开的情况 正元智慧集团股份有限公司（以下简称"公司"）已于 2024 年 8 月 30 日在 巨潮资讯网上刊登了《关于召开 2024 年第一次临时股东大会的通知》（公告编 号：2024-081）。 1、召集人：公司董事会。 2、召开方式：本次股东大会采用现场表决与网络投票相结合的方式召开。 3、召开时间： （1）现场会议召开时间：2024 年 9 月 18 日 14:45。 （2）网络投票时间： 特别提示： 1、本次股东大会无增加、变更、否决议案的情形； ②深 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2024, with a total revenue of 500 million RMB, representing a 20% year-over-year growth[2]. - The company reported a revenue of RMB 500 million for the first half of 2024, representing a 15% increase compared to the same period in 2023[8]. - The company's operating revenue for the reporting period was ¥459,923,202.20, a decrease of 2.11% compared to the same period last year[14]. - The net profit attributable to shareholders was -¥8,593,515.44, representing a decline of 174.71% year-over-year[14]. - The net profit after deducting non-recurring gains and losses was -¥9,116,949.44, a decrease of 224.46% compared to the previous year[14]. - The gross margin for the first half of 2024 improved to 45%, up from 42% in the same period last year[8]. - The company achieved operating revenue of CNY 459.92 million, a decrease of 2.11% compared to the same period last year[53]. - The net profit attributable to shareholders was a loss of CNY 8.59 million, a decline of 174.71% year-on-year[53]. - The total assets decreased by 1.50% to CNY 2.77 billion compared to the beginning of the reporting period[53]. - The company reported a total revenue of 120,720,168 yuan, with a net profit of 21,337,732 yuan, representing a net profit margin of approximately 17.7%[73]. User Growth and Market Expansion - User data showed an increase in active users, reaching 1.2 million, which is a 15% increase compared to the previous year[2]. - User data showed a growth of 20% in active users, reaching 1.2 million by the end of June 2024[8]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by 2025[2]. - The company is expanding its market presence in Southeast Asia, targeting a 30% increase in regional sales by the end of 2024[8]. - The company plans to enhance the development and sharing of digital educational resources, utilizing big data and AI to optimize teaching processes[39]. - The company aims to leverage digital technology for innovative applications in education, including digital teaching and intelligent assessment[40]. Research and Development - Research and development expenses increased by 30%, focusing on AI and smart technology innovations[2]. - Investment in AIoT technology has increased by 25%, with plans to enhance data analytics capabilities[8]. - Research and development expenses increased by 18%, focusing on innovative product development and technology integration[8]. - The company has 841 R&D personnel, accounting for 41.63% of total employees, and holds 1,152 software copyrights, 95 patents, and 157 trademarks[46]. - The company is committed to increasing R&D investment and collaborating with universities and research institutions to develop new products and enhance existing ones[77]. Financial Management and Investments - The company has no plans to distribute cash dividends or issue bonus shares for the current fiscal year[1]. - The company has initiated a strategic partnership with a leading tech firm to enhance its cloud computing services[8]. - The company is exploring potential acquisitions to strengthen its position in the smart city sector[8]. - The company is actively addressing potential risks, including market competition and regulatory changes, as outlined in the risk management section[1]. - The company is focusing on expanding its market presence by enhancing investment operation services and value-added services, transitioning from B2B to B2C[44]. Operational Challenges - The net cash flow from operating activities was -¥204,503,108.81, down 43.39% from the same period last year[14]. - The company experienced a significant increase in costs related to intelligent control, with direct material costs rising by 315.33%[57]. - The company reported a decrease in investment income by 446,086.49 CNY, accounting for -3.68% of total profit[58]. - The company acknowledged seasonal fluctuations in its business, with the highest revenue and net profit typically occurring in the fourth quarter, while other quarters may show lower or even negative net profits[76]. - The company reported a significant increase in accounts receivable, which poses a risk to working capital and potential bad debt losses[139]. Corporate Governance and Compliance - The management team remains committed to transparency and accuracy in financial reporting, ensuring compliance with regulatory standards[1]. - The company has established a robust decision-making mechanism, holding one shareholders' meeting, five board meetings, and three supervisory meetings during the reporting period[90]. - The company actively protects employee rights by adhering to labor laws and providing timely salary payments and social security contributions[92]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[88]. - The company has not provided guarantees for controlling shareholders or related parties, ensuring the protection of minority shareholders' interests[91]. Future Outlook - The company has provided a positive outlook for the second half of 2024, projecting a revenue growth of 25%[2]. - The company expects a revenue growth forecast of 10-15% for the second half of 2024, driven by new product launches and market expansion[8]. - The company plans to diversify its business by increasing its presence in non-education sectors such as enterprise, power, military, and government applications[76]. - The company is exploring potential mergers and acquisitions to enhance its market position and expand its product offerings[163]. - The company plans to expand its digital transformation projects into multiple provinces, including Shandong and Sichuan[52].