证券代码：300647 证券简称：超频三 公告编号：2024-026 深圳市超频三科技股份有限公司 关于续聘公司 2024 年度审计机构的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市超频三科技股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日 召开了第四届董事会第三次会议和第四届监事会第三次会议，审议通过了《关于 续聘公司 2024 年度审计机构的议案》，拟续聘中审众环会计师事务所（特殊普 通合伙）（以下简称"中审众环"）为公司 2024 年度审计机构，本议案尚需提 交公司股东大会审议。现将有关事项公告如下： 一、拟续聘任会计师事务所的基本情况 （一）机构信息 1、基本信息 中审众环始创于 1987 年，是全国首批取得国家批准具有从事证券、期货相 关业务资格及金融业务审计资格的大型会计师事务所之一。2013 年 11 月，按照 国家财政部等有关要求转制为特殊普通合伙制。 （1）名称：中审众环会计师事务所（特殊普通合伙） （2）成立日期：2013 年 11 月 6 日 （3）组织形式：特殊普通合伙企业 （6）截止 2023 年 1 ...

深圳市超频三科技股份有限公司 2023 年度独立董事述职报告 （郭新梅） 各位股东及股东代表： 本人作为深圳市超频三科技股份有限公司（以下简称"公司"）的独立董事， 在报告期内，严格按照《公司法》《证券法》《上市公司独立董事管理办法》《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》及 《公司章程》《独立董事工作制度》等相关规定和要求，忠实、勤勉、独立地履 行职责，积极出席相关会议，对公司的生产经营和业务发展提出合理的建议， 充分发挥独立董事的作用，切实维护公司和全体股东特别是中小股东的合法权 益。 2023 年 11 月 14 日，公司召开的 2023 年第二次临时股东大会选举本人为公 司第四届董事会新任独立董事。现将本人 2023 年度履职情况报告如下： 一、个人基本情况 本人郭新梅，1972 年生，硕士研究生，高级会计师。曾任深圳新合程供应 链股份有限公司会计经理、（香港）悦丰集团有限公司财务总监、深圳丹邦科技 股份有限公司财务总监，现任深圳市锦瑞生物科技股份有限公司董事、财务总 监、董事会秘书，深圳市安华光电技术股份有限公司独立董事，2023 年 11 月 至今任公司独立董事 ...

深圳市超频三科技股份有限公司 防范控股股东、实际控制人及其他关联方占用资金管理制度 第三条 本制度适用于公司与公司控股股东、实际控制人及其他关联方之间的 资金往来管理。公司的控股股东、实际控制人及其他关联方与纳入公司合并报表范围 的子公司之间的资金往来亦适用本制度。 第四条 本制度所称"关联方"，是指根据《公司法》、《证券法》等相关法 律法规所界定的关联方，包括关联法人和关联自然人。 第二章 防范控股股东、实际控制人及其他关联方占用资金的原则 1 深圳市超频三科技股份有限公司 防范控股股东、实际控制人及其他关联方占用资金管理制度 第一章 总则 第一条 为防止控股股东、实际控制人及其他关联方占用深圳市超频三科技股 份有限公司（以下简称"公司"）的资金，杜绝控股股东、实际控制人及其他关联方 资金占用行为的发生，根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证券法》（以下简称"《证券法》"）等相关法律法规和《深圳市 超频三科技股份有限公司章程》（以下简称"《公司章程》"）有关规定，特制定本 制度。 第二条 本制度所称资金占用包括经营性资金占用和非经营性资金占用。 经营性资金占用是指控股股 ...

Financial Performance - The company's revenue for Q1 2024 reached ¥232,252,925.77, representing a 60.47% increase compared to ¥144,735,517.71 in the same period last year[4] - Net profit attributable to shareholders was ¥3,165,797.93, a significant turnaround from a loss of ¥14,056,761.84 in the previous year, marking a 122.06% improvement[4] - The net profit after deducting non-recurring gains and losses was ¥4,048,895.94, compared to a loss of ¥14,970,915.05 in the same period last year, reflecting a 126.52% increase[4] - The company's basic earnings per share improved to ¥0.01 from -¥0.03 in the same period last year, representing a 133.33% increase[4] - The weighted average return on equity was 0.32%, up from -1.15% in the previous year, indicating a recovery in profitability[4] - The net profit for Q1 2024 was CNY 1,745,332.17, a significant recovery from a net loss of CNY 32,853,946.39 in Q1 2023[21] - The gross profit margin for Q1 2024 was approximately -5.0%, compared to -32.7% in the same quarter last year[19] Cash Flow and Liquidity - The company reported a net cash flow from operating activities of -¥66,787,593.68, a decline of 354.10% from -¥14,707,666.77 in the previous year[10] - The company's cash and cash equivalents decreased from 309,153,632.55 to 259,346,715.33, a decline of approximately 16.1%[16] - The net cash flow from operating activities was -66,787,593.68, a significant decline from -14,707,666.77 in the previous period, indicating a worsening operational cash flow situation[23] - Total cash inflow from operating activities decreased to 158,988,435.14, down 19.2% from 197,032,405.48 in the prior period[23] - Cash outflow from operating activities increased to 225,776,028.82, compared to 211,740,072.25 in the previous period, reflecting higher operational costs[23] - The ending cash and cash equivalents balance was 256,671,044.90, down from 504,164,386.22 in the previous period, indicating a liquidity contraction[24] Assets and Liabilities - The total assets at the end of Q1 2024 were ¥2,408,063,804.70, a 1.53% increase from ¥2,238,706,986.38 at the end of the previous year[4] - The total assets increased to CNY 2,408,063,804.70 in Q1 2024, up from CNY 2,371,771,803.65 in Q1 2023[18] - The total liabilities rose to CNY 1,410,167,624.98 in Q1 2024, compared to CNY 1,380,650,971.41 in the previous year[18] Shareholder Information - The total number of common shareholders at the end of the reporting period is 32,391[12] - Liu Yu holds 15.46% of shares, amounting to 70,697,682 shares, with 35,300,000 shares pledged[12] - The total number of preferred shareholders is zero, indicating no preferred shares outstanding[14] Acquisitions and Investments - The company completed the acquisition of a 73% stake in Jiangxi San Ton Lithium Industry Co., Ltd., which is classified as a business combination under common control[5] - The company completed the acquisition of a 73% stake in Jiangxi San Ton Lithium Industry Co., Ltd., which is now a subsidiary[15] - The company reported a cash outflow of 11,000,001.00 for acquiring subsidiaries, indicating ongoing expansion efforts[24] Operating Costs and Expenses - The company's operating costs increased to ¥195,060,726.93, a 37.54% rise from ¥141,816,244.17 in the previous year, primarily due to the acquisition-related expenses[10] - The total operating costs for Q1 2024 were CNY 244,558,312.39, up 27.7% from CNY 191,567,299.25 in Q1 2023[19] - The R&D expenses for Q1 2024 were CNY 9,874,523.90, an increase from CNY 8,851,331.65 in Q1 2023, indicating a commitment to innovation[19] Accounts Receivable and Inventory - The company reported a significant increase in accounts receivable, which rose by 31.02% to ¥423,322,779.53, attributed to increased sales in lithium-ion battery materials[9] - Accounts receivable increased from 323,089,752.25 to 423,322,779.53, representing a growth of about 31.1%[16] - Inventory decreased from 285,375,961.22 to 252,786,340.90, a reduction of approximately 11.4%[16] - The company reported a total of 67,341,188.00 in notes receivable, down from 76,517,874.03, a decrease of about 12.9%[16] Strategic Focus - The company has not disclosed any other significant strategies or new product developments in the current report[14] - The company is focusing on expanding its market presence and investing in new product development to drive future growth[22]

中泰证券股份有限公司 关于深圳市超频三科技股份有限公司 2023 年度募集资金 存放与使用情况的专项核查意见 （一）2020 年度向特定对象发行股票募集资金 1、实际募集资金金额和资金到账时间 经中国证券监督管理委员会《关于同意深圳市超频三科技股份有限公司向特 定对象发行股票注册的批复》（证监许可［2020］2570 号），同意公司向特定对象 发行股票募集资金的注册申请。公司向特定对象发行人民币普通股（A 股） 73,816,143 股，每股面值为人民币 1.00 元，发行价格为 7.18 元/股，募集资金总 额为人民币 529,999,906.74 元，扣除相关发行费用（不含税）人民币 5,754,716.97 元，募集资金净额为人民币 524,245,189.77 元。募集资金已于 2021 年 4 月 16 日 划至公司指定账户。上述资金到账情况已经中审众环会计师事务所（特殊普通合 伙）出具的众环验字（2021）1100013 号《验资报告》验证。 2、募集资金使用和结余情况 截至 2023 年 12 月 31 日，公司 2020 年度向特定对象发行股票募集资金使 用金额和当前余额如下： | 项目 | ...

深圳市超频三科技股份有限公司 董事会关于独立董事独立性评估的专项意见 深圳市超频三科技股份有限公司（以下简称"公司"）董事会根据《上市公 司独立董事管理办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业 板上市公司规范运作》等相关要求，就公司在任独立董事郭新梅女士、杨文先 生的独立性情况进行评估并出具如下专项意见： 经核查独立董事郭新梅女士、杨文先生的任职经历以及签署的相关自查文 件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东 公司担任任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍 其进行独立客观判断的关系，不存在其他影响独立董事独立性的情况。公司独 立董事符合《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管 指引第 2 号——创业板上市公司规范运作》中对独立董事独立性的相关要求。 深圳市超频三科技股份有限公司董事会 2024 年 4 月 23 日 ...

Financial Performance - The company's operating revenue for 2023 was ¥635,339,910.01, a decrease of 44.77% compared to ¥1,150,336,797.34 in 2022[23]. - The net profit attributable to shareholders for 2023 was -¥239,492,828.50, representing a decline of 1,337.17% from a profit of ¥19,358,045.84 in 2022[23]. - The net cash flow from operating activities was -¥9,661,027.68, an improvement of 93.30% compared to -¥144,215,848.39 in 2022[23]. - The total assets at the end of 2023 were ¥2,238,706,986.38, down 7.04% from ¥2,405,056,354.13 at the end of 2022[23]. - The net assets attributable to shareholders decreased by 19.59% to ¥989,027,616.57 at the end of 2023 from ¥1,229,989,309.33 at the end of 2022[23]. - The basic earnings per share for 2023 was -¥0.52, a decline of 1,400.00% from ¥0.04 in 2022[23]. - The company reported a total of ¥620,865,555.14 in operating revenue after deducting unrelated income for 2023[24]. - The company achieved total operating revenue of CNY 635.34 million and a net profit attributable to shareholders of CNY -239.49 million in the reporting period[53]. - The company's total revenue for 2023 was approximately ¥635.34 million, a decrease of 44.77% compared to ¥1.15 billion in 2022[68]. Business Operations - The company plans not to distribute cash dividends, issue bonus shares, or increase share capital from reserves[4]. - The company aims to continuously improve its industry position, business competitiveness, and sustainable development capabilities to enhance operational performance[3]. - The company is focusing on technological innovation in the lithium battery recycling and cathode materials sector, enhancing its competitive edge through proprietary technology and equipment[43]. - The company has established a complete industrial chain for lithium-ion battery recycling and cathode material production, positioning itself as a leader in the industry with over 20 years of experience[43]. - The company plans to expand its market presence in the new energy vehicle battery sector while maintaining its penetration in consumer electronics and small power fields[46]. - The company has established a stable sales network, with domestic sales contributing ¥536.50 million (84.44% of total revenue), a decline of 48.64% from ¥1.04 billion in 2022[68]. - The company is actively expanding its lithium battery cathode materials business and has made progress in the construction of its production base, with some equipment already in testing[62]. Market Trends - The lithium battery recycling industry is experiencing strong growth, driven by the continuous development of the new energy vehicle sector, with significant government support for recycling initiatives[34]. - The demand for lithium battery cathode materials has maintained rapid growth, with China becoming a major global producer, particularly in the ternary materials segment, which has seen a surge due to the booming new energy passenger vehicle market[35]. - The electronic product cooling device market is expanding, with applications in various sectors including consumer electronics, LED lighting, and new energy vehicles, indicating a stable demand for cooling solutions[37]. - The LED lighting market is entering a mature phase, with increasing competition and a shift towards energy-efficient and smart products, suggesting a need for innovation and brand differentiation[40]. Financial Risks and Challenges - The company has indicated uncertainty regarding its ability to continue as a going concern due to negative net profits over the past three years[24]. - The company faces intensified industry competition, which may impact its performance due to market uncertainties and raw material price fluctuations[121]. - The company is at risk of technological shifts in the lithium battery sector, which could affect its competitive advantage and profitability[122]. - Raw material price volatility poses a risk to production costs and profit margins, necessitating proactive management strategies[123]. - Investment projects may not achieve expected benefits due to market changes or implementation challenges, which could adversely affect the company's operations[126]. Governance and Compliance - The company has established a standard performance evaluation system and compensation plan for senior management, ensuring transparency and compliance with regulations[136]. - The company has revised and improved 13 governance documents in 2023 to align with the latest regulatory requirements[130]. - The company received the "2023 Excellent Practice Case" award from the China Listed Companies Association, highlighting its commitment to governance[137]. - The company maintains independence from its controlling shareholder in terms of assets, personnel, finance, and operations, complying with relevant regulations[140]. - The company emphasizes investor relations management, utilizing various platforms to ensure timely communication and transparency[137]. - The company has a complete internal control system and governance structure, ensuring compliance with the laws and regulations governing listed companies[132]. Research and Development - The company has received a total of 555 valid patents and 134 registered trademarks, indicating a strong focus on R&D and innovation[64]. - The company has been involved in significant R&D projects, including key technology development for LED applications in aquaculture, demonstrating its commitment to innovation[57]. - R&D investment amounted to ¥42,506,672.25, representing 6.69% of operating revenue[83]. - The number of R&D personnel increased by 7.95% to 190 in 2023 from 176 in 2022[83]. - Research and development investments increased by 30%, totaling 150 million RMB, aimed at advancing new technologies[149]. Environmental Responsibility - The company strictly adheres to various environmental protection laws and standards during its operations[188]. - The company has implemented measures to ensure compliance with air pollutant discharge standards, including specific limits for particulate matter and sulfur dioxide[188]. - The company has actively engaged in energy-saving technological improvements, aiming to reduce carbon emissions and enhance resource utilization[191]. - The company has established a robust corporate governance structure, ensuring clear responsibilities among the board, supervisory board, and management[192]. Future Outlook - The company provided guidance for the next fiscal year, projecting a revenue growth of 25% to 1.875 billion RMB[149]. - The company aims to enhance its lithium battery cathode material supply chain, ensuring stable raw material supply and fostering new profit growth points[115]. - The company plans to enhance its supply chain efficiency, which is expected to reduce operational costs by 5%[149]. - The company is exploring partnerships with international firms to expand its global footprint and leverage new market opportunities[149]. - The company plans to invest the raised funds primarily in the construction of a radiator production base and a research and development center[200].

深圳市超频三科技股份有限公司 对外投资管理制度 第三条 公司对外投资分为短期投资和长期投资两大类。 短期投资主要指：公司购入的能随时变现且持有时间不超过一年（含一年）的 投资，包括各种股票、债券、基金等。 长期投资主要指：公司投资期限在一年以上不能随时变现或不准备随时变现的 各种投资，包括债券投资、股权投资和其他投资，包括但不限于下列类型： （一）公司独立兴办的企业或独立出资的经营项目； 深圳市超频三科技股份有限公司 对外投资管理制度 第一章 总则 第一条 为规范深圳市超频三科技股份有限公司（以下简称"公司"）投资行 为，防范对外投资风险，保障对外投资安全，维护公司投资者的利益，根据《中华 人民共和国公司法》（以下简称"《公司法》"）、《深圳证券交易所创业板股票 上市规则》等法律法规、规范性文件及《深圳市超频三科技股份有限公司章程》（以 下简称"《公司章程》"）的有关规定，特制定本制度。 第二条 本制度所称对外投资是指公司为获取未来收益而将一定数量的货币 资金、股权、以及实物或无形资产作价出资或支付投资对价，对外进行各种形式的 投资活动。 （二）公司出资与其他境内（外）独立法人实体、自然人成立合资、合作公司 ...

经中审众环会计师事务所（特殊普通合伙）审计，公司 2023 年度实现归属 于上市公司股东的净利润为-239,492,828.50 元，截至 2023 年 12 月 31 日，公司 合并资产负债表未分配利润为-240,334,646.11 元，公司实收股本为 457,321,024 元，未弥补亏损金额超过实收股本总额的三分之一。根据《公司法》《公司章程》 等相关规定，该事项需提交公司股东大会审议。 证券代码：300647 证券简称：超频三 公告编号：2024-021 深圳市超频三科技股份有限公司 关于未弥补亏损达到实收股本总额三分之一的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市超频三科技股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开第四届董事会第三次会议、第四届监事会第三次会议，审议通过了《关于 未弥补亏损达到实收股本总额三分之一的议案》。现将具体情况公告如下： 一、情况概述 3、坚持创新驱动发展战略，加快发展新质生产力。公司将持续加大产品研 发和技术创新力度，加码布局核心技术领域，推动科技创新成果的转化及应用。 建设自 ...

本人作为深圳市超频三科技股份有限公司（以下简称"公司"）的独立董 事，在报告期内，严格按照《公司法》《证券法》《上市公司独立董事管理办 法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》及《公司章程》《独立董事工作制度》等相关规定和要求，本着客观、 公正、独立的原则，忠实、勤勉履行职责，积极出席相关会议，对各项议案进 行认真审议，充分发挥独立董事及各专门委员会的作用，维护公司及全体股东 的利益。现将本人 2023 年度履职情况报告如下： 一、个人基本情况 深圳市超频三科技股份有限公司 2023 年度独立董事述职报告 （杨文） 各位股东及股东代表： 本人杨文，1981 年生，中共党员，北京大学经济学博士，副教授，博士生 导师。曾出版了多个代表著作、发表了多篇论文，如《人民币国际化路径研究》 《金融学》等，作为项目负责人主持多个科研立项项目。曾任日照职业技术学 院财经学院证券投资学教师，现任深圳大学经济学院统计系主任、中国文化艺 术发展促进会艺术经济专业委员会副主任、深圳市联得自动化装备股份有限公 司独立董事、深圳市安车检测股份有限公司独立董事，2020 年 11 月至今任公 司独立 ...