关于深圳市超频三科技股份有限公司 控股股东、实际控制人拟向公司提供借款 暨关联交易的核查意见 中泰证券股份有限公司（以下简称"中泰证券"或"保荐机构"）作为深圳 市超频三科技股份有限公司（以下简称"超频三"或"公司"）2022 年度以简易 程序向特定对象发行股票的保荐机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》等相关法律法规和规范性文件的要求， 对超频三控股股东、实际控制人拟向公司提供借款暨关联交易事项进行了核查， 并发表如下核查意见： 一、关联交易概述 中泰证券股份有限公司 为满足公司业务发展资金需求，公司控股股东、实际控制人之一刘郁女士拟 向公司提供合计不超过人民币 1 亿元的借款额度，有效期为董事会审议通过之日 起一年。公司可根据资金需求情况，在有效期限内不超过总额度循环使用。借款 利率不高于中国人民银行规定的同期贷款利率标准（借款利息按每次每笔借款实 际使用时间计算），借款用途为补充公司流动资金。公司董事会授权公司管理层 根据具体需求办理相关借款事项，并签署借款事项有关的合同、协议等各项文件 ...

一、监事会会议召开情况 1、本次监事会会议通知于 2024 年 12 月 20 日通过电子邮件等形式送达至各 位监事，监事会会议通知中包括会议的相关材料，同时列明了会议的召开时间、 地点、内容和方式。 2、本次监事会于 2024 年 12 月 20 日在公司会议室召开，采取现场表决的方 式进行。 3、本次监事会应出席监事 3 人，实际出席监事 3 人。 4、本次会议由监事会主席邹佳女士主持。 证券代码：300647 证券简称：超频三 公告编号：2024-059 深圳市超频三科技股份有限公司 第四届监事会第七次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 表决结果：同意 3 票，反对 0 票，弃权 0 票，本议案获得通过。 5、本次会议的召开和表决程序符合《中华人民共和国公司法》等法律法规 和《深圳市超频三科技股份有限公司章程》的有关规定。 二、监事会会议审议情况 1、审议通过了《关于豁免监事会会议通知时限的议案》； 根据《公司章程》及《深圳市超频三科技股份有限公司监事会议事规则》的 有关规定，公司全体监事同意豁免本次监事会临时会议通知时限，同意 ...

证券代码：300647 证券简称：超频三 公告编号：2024-057 深圳市超频三科技股份有限公司（以下简称"公司"）于2024年5月17日召开 了2023年年度股东大会，审议通过了《关于公司向金融机构及类金融企业申请授信 额度暨关联担保的议案》，同意公司向金融机构及类金融企业申请合计不超过人民 币9亿元的综合授信额度，期限为自2023年年度股东大会审议通过之日起至2024年 年度股东大会召开之日止，授信期限内授信额度可循环使用。公司控股股东及实际 控制人杜建军先生、刘郁女士同意为公司融资提供连带责任无偿担保，公司不提供 反担保，且免于支付担保费用，担保事项以金融机构或类金融企业与控股股东实际 签订的具体担保协议为准，担保金额以金融机构或类金融企业与公司实际发生的融 资金额为准。具体内容详见公司于2024年4月24日、2024年5月17日分别披露在巨潮 资讯网上的《关于公司向金融机构及类金融企业申请授信额度暨关联担保的公告》 （公告编号：2024-023）《2023年年度股东大会决议公告》（公告编号：2024-032）。 近日，公司收到了由上海银行股份有限公司深圳分行签署发回的《最高额保证 合同》（由杜建军先 ...

Business Overview - The company focuses on lithium-ion battery materials and thermal management as its core businesses [3] - It has over 10 years of experience in consumer electronics and LED lighting thermal solutions [3] - As of June 2024, the company and its subsidiaries hold 584 valid patents, 137 registered trademarks, and 68 copyrights [3] Financial Performance - Q1-Q3 2024 revenue decreased by 22.86% year-over-year, mainly due to intensified competition in the lithium-ion battery materials industry [5] - Q1-Q3 2024 net loss reached 46.82 million RMB, primarily caused by significant inventory write-downs [5] - The company is implementing cost reduction and efficiency improvement measures, including commodity futures hedging to mitigate raw material price fluctuations [5] Strategic Development - The company acquired 73% equity in Jiangxi Santon Lithium Industry Co., Ltd to strengthen its position in the lithium battery materials industry [3] - It is developing a complete industrial chain from lithium-ion battery recycling to precursor/lithium carbonate production and cathode materials [3] - The company is constructing phase I of its lithium battery cathode material production base in Gejiu [5] Market Outlook - The lithium battery recycling and materials industry is expected to grow significantly due to approaching end-of-life battery peaks and supportive government policies [2] - LED lighting technology has reached a relatively mature stage with increasing market competition [5] - The company plans to expand in the new energy vehicle sector through its lithium battery materials business [3] Risk Management - The company is implementing commodity futures hedging to manage raw material price volatility [6] - It is optimizing inventory management and establishing price transmission mechanisms to mitigate raw material price impacts [6] - The company is strengthening R&D and talent reserves to address potential technology roadmap changes [6] Corporate Governance - The company emphasizes transparent information disclosure to protect shareholder rights [6] - It has established comprehensive information disclosure management systems [6] - The company will promptly disclose any significant matters according to regulatory requirements [6] Future Plans - The company will continue to focus on its core businesses while exploring new opportunities based on market demand and strategic development [5] - It will carefully consider investment and M&A decisions based on strategic planning and business needs [6] - The company plans to leverage its technological advantages to expand in related business areas [3]

证券代码：300647 证券简称：超频三 公告编号：2024-056 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （https://rs.p5w.net），或关注微信公众号：全景财经，或下载全景路演 APP，参 与本次互动交流，活动时间为 2024 年 12 月 12 日（周四）14:30-17:00。届时公 司部分董事和高管将在线与投资者进行沟通与交流，欢迎广大投资者积极参与。 特此公告。 深圳市超频三科技股份有限公司董事会 2024 年 12 月 6 日 1 深圳市超频三科技股份有限公司 关于参加 2024 年度深圳辖区上市公司集体接待日活动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，深圳市超频三科技股份有限公司（以下 简称"公司"）将参加由深圳证监局和深圳证券交易所指导、深圳上市公司协会 与深圳市全景网络有限公司联合举办的"2024 年度深圳辖区上市公司集体接待 日"活动，现将相关事项公告如下： ...

证券代码：300647 证券简称：超频三 公告编号：2024-055 深圳市超频三科技股份有限公司 关于公司向银行申请授信额度暨关联担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市超频三科技股份有限公司（以下简称"公司"）于2024年5月17日召开 了2023年年度股东大会，审议通过了《关于公司向金融机构及类金融企业申请授信 额度暨关联担保的议案》，同意公司向金融机构及类金融企业申请合计不超过人民 币9亿元的综合授信额度，期限为自2023年年度股东大会审议通过之日起至2024年 年度股东大会召开之日止，授信期限内授信额度可循环使用。公司控股股东及实际 控制人杜建军先生、刘郁女士同意为公司融资提供连带责任无偿担保，公司不提供 反担保，且免于支付担保费用，担保事项以金融机构或类金融企业与控股股东实际 签订的具体担保协议为准，担保金额以金融机构或类金融企业与公司实际发生的融 资金额为准。具体内容详见公司于2024年4月24日、2024年5月17日分别披露在巨潮 资讯网上的《关于公司向金融机构及类金融企业申请授信额度暨关联担保的公告》 （公告编号 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥140,557,311.13, a decrease of 50.06% compared to ¥180,496,782.73 in the same period last year[2] - The net profit attributable to shareholders was a loss of ¥28,874,149.22, representing a 4.10% increase in loss compared to a loss of ¥27,679,372.36 in the previous year[2] - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of ¥31,293,603.15, which is a 9.83% increase in loss compared to a loss of ¥28,853,630.68 in the same period last year[2] - The net cash flow from operating activities was negative at ¥81,686,894.26, a significant decline of 153.20% compared to the previous year[2] - The company reported a net loss attributable to shareholders of ¥288,588,044.57, worsening from a loss of ¥241,767,374.69 in the previous period[15] - The net profit for Q3 2024 was -83,448,918.13 CNY, an improvement from -106,595,354.87 CNY in the same period last year, representing a reduction in losses of approximately 21.7%[17] - Operating profit for Q3 2024 was -104,336,421.24 CNY, compared to -133,310,276.43 CNY in Q3 2023, indicating a 21.7% decrease in operating losses[17] - The total profit for Q3 2024 was -104,192,259.98 CNY, an improvement from -133,379,684.86 CNY in Q3 2023, indicating a reduction in total losses of about 21.8%[17] Assets and Liabilities - The total assets as of September 30, 2024, were ¥2,197,137,018.40, a decrease of 7.36% from ¥2,238,706,986.38 at the end of the previous year[3] - The equity attributable to shareholders was ¥939,907,961.54, down 5.88% from ¥989,027,616.57 at the end of the previous year[3] - Total current assets decreased to ¥900,789,747.99 from ¥1,130,769,580.48, reflecting a decline of 20.3%[14] - Total liabilities decreased to ¥1,287,000,463.11 from ¥1,380,650,971.41, a reduction of 6.8%[15] - The company’s total assets decreased to ¥2,197,137,018.40 from ¥2,371,771,803.65, a decline of 7.3%[14] Cash Flow - Cash and cash equivalents decreased by 74.74% to ¥78,098,888.41 from ¥309,153,632.55 at the beginning of the year, primarily due to reduced collections and increased payments[6] - Cash and cash equivalents at the end of Q3 2024 were ¥78,098,888.41, a significant decrease of 74.7% from ¥309,153,632.55 at the beginning of the period[13] - The net cash flow from operating activities was -81,686,894.26 CNY, compared to -32,261,850.04 CNY in the previous year[20] - The total cash and cash equivalents at the end of the period were 70,324,411.80 CNY, down from 401,184,870.90 CNY year-over-year[20] - The net cash flow from investment activities was -77,207,852.22 CNY, compared to -236,554,726.20 CNY in the same quarter last year[20] - The company’s cash flow from operating activities decreased significantly, indicating potential challenges in operational efficiency[20] Operational Metrics - Operating costs decreased by 34.12% to ¥453,431,662.92, attributed to a decline in sales prices and costs[7] - Total operating revenue for Q3 2024 was ¥540,974,183.14, a decrease of 22.9% compared to ¥701,315,319.00 in the same period last year[16] - Total operating costs for Q3 2024 were ¥602,097,570.25, down 29.3% from ¥852,434,717.66 year-over-year[16] - The company experienced a decrease in sales revenue from 751,690,576.88 CNY in Q3 2023 to 518,402,910.05 CNY in Q3 2024, a decline of approximately 30.9%[19] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 41,271[8] - The largest shareholder, Liu Yu, holds 15.46% of the shares, amounting to 70,697,682 shares, with 14,950,000 shares pledged[9] Research and Development - Development expenses surged by 271.11% to ¥15,516,785.60, mainly due to new expenditures on subsidiary R&D projects[7] - Research and development expenses for Q3 2024 were ¥32,165,499.59, a decrease of 8.6% compared to ¥35,180,678.15 in the same period last year[16] Non-Recurring Items - The company reported non-recurring gains of ¥2,419,453.93 for the current period, with government subsidies contributing ¥4,468,847.00[4] - The company has not reclassified any non-recurring gains and losses as regular gains and losses[5] - The company reported a 100% loss in fair value changes due to hedging activities during the reporting period[7]

证券代码：300647 证券简称：超频三 公告编号：2024-054 深圳市超频三科技股份有限公司 关于 2024 年前三季度计提减值准备的公告 深圳市超频三科技股份有限公司（以下简称"公司"）根据《深圳证券交易 所创业板股票上市规则》《企业会计准则》等相关规定，为真实、准确地反映公 司财务状况及经营成果，基于谨慎性原则，对截至 2024 年 9 月 30 日公司合并报 表范围内可能发生减值的相关资产计提减值准备。 （二）本次计提减值准备的情况 2024 年前三季度，公司合计计提减值准备 48,881,593.37 元，具体情况如下： | 项目 | 2024 | 年 | 1-9 | 月发生额（元） | | --- | --- | --- | --- | --- | | 1、信用减值准备 | | | | -1,817,019.60 | | 其中：应收账款坏账准备 | | | | -1,611,478.04 | | 应收票据坏账准备 | | | | -219,300.00 | | 其他应收款坏账准备 | | | | 13,758.44 | | 2、资产减值准备 | | | | 50,698,612.97 | | ...

证券代码：300647 证券简称：超频三 公告编号：2024-052 深圳市超频三科技股份有限公司 关于为全资子公司申请银行授信提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 5、保证方式：连带责任保证 1 一、担保情况概述 深圳市超频三科技股份有限公司（以下简称"公司"）于2024年5月17日召 开了2023年年度股东大会，审议通过了《关于预计2024年度担保额度暨关联担保 的议案》，同意公司向子公司提供总计不超过人民币9亿元的担保，期限为自2023 年年度股东大会审议通过之日起至2024年年度股东大会召开之日止，担保期限内 担保额度可循环使用。公司控股股东及实际控制人杜建军先生、刘郁女士同意为 部分子公司融资提供连带责任无偿担保，公司不提供反担保，且免于支付担保费 用。具体担保金额、担保方式、担保有效期、担保费率、收取方式等内容以实际 签署的协议为准。具体内容详见公司于2024年4月24日、2024年5月17日分别披露 在巨潮资讯网上的《关于预计2024年度担保额度暨关联担保的公告》（公告编号： 2024-024）《2023年年度股东大 ...