关于西安三角防务股份有限公司 2023 年度跟踪报告 | 保荐机构名称：中航证券有限公司 | 被保荐公司简称：三角防务 | | --- | --- | | 保荐代表人姓名：司维 | 联系电话：0755-33066884 | | 保荐代表人姓名：梅宇 | 联系电话：0755-33066884 | 一、保荐工作概述 中航证券有限公司 | 公司及股东承诺事项 | 是否履行承诺 | 未履行承诺的原因及解决 | | --- | --- | --- | | | | 措施 | | 1、公司股东关于股份锁定承诺 | 是 | 不适用 | | 2、公司持股 5%以上的股东、 | | | | 担任公司董事、监事、高管的 | 是 | 不适用 | | 股东关于股份减持承诺 | | | | 3、公司持股 5%以上的股东关 | 是 | 不适用 | | 于规范关联交易的承诺 | | | | 4、公司关于利润分配政策的承 | 是 | 不适用 | | --- | --- | --- | | 诺 | | | | 5、公司、持股 5%以上股东、 | | | | 董事（不含独立董事）、高级管 理人员稳定公司股价预案的承 | 是 | 不适用 | | 诺 ...

西安三角防务股份有限公司 内部控制鉴证报告 大华核字[2024]0011010659 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 西安三角防务股份有限公司 内部控制鉴证报告 （截止 2023 年 12 月 31 日） 目 录 页 次 一、 内部控制鉴证报告 1-2 二、 西安三角防务股份有限公司内部控制评价报 告 1-8 西安三角防务股份有限公司全体股东： 我们接受委托，鉴证了后附的西安三角防务股份有限公司（以下 简称三角防务）管理层编制的《内部控制评价报告》涉及的 2023 年 12 月 31 日与财务报表相关的内部控制有效性的认定。 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 内 部 控 制 鉴 证 报 告 大华核字[2024]0011010659 号 一、管理层的责任 三角 ...

（一）变更的原因及实施日期 2023年10月25日，财政部发布了《企业会计准则解释第17号》（财 会〔2023〕21号），规定"关于流动负债与非流动负债的划分"、"关 于供应商融资安排的披露"和"关于售后租回交易的会计处理"内容 自2024年1月1日起施行。由于上述会计准则解释的发布，公司需对会 计政策进行相应变更，并按以上文件规定的生效日期开始执行上述会 计准则。 | | | 债券代码：123114 债券简称：三角转债 西安三角防务股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西安三角防务股份有限公司（以下简称"公司"）根据中华人民 共和国财政部（以下简称"财政部"）发布的《企业会计准则解释第 17号》的要求变更相应的会计政策。根据《深圳证券交易所上市公司 自律监管指引第2号——创业板上市公司规范运作》的相关规定，本 次会计政策变更无需提交公司董事会和股东大会审议，不会对公司当 期的财务状况、经营成果和现金流量产生重大影响。 一、会计政策变更概述 本次会计政策变更后，公司将按照财政部发布的《企业会计准则 解释第17号》 ...

西安三角防务股份有限公司 募集资金存放与使用情况鉴证报告 大华核字[2024]0011010661 号 一、 募集资金存放与使用情况鉴证报告 1-2 二、 西安三角防务股份有限公司 2023 年度募集资 金存放与使用情况的专项报告 1-18 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 西安三角防务股份有限公司 募集资金存放与使用情况鉴证报告 （2023 年度） 目 录 页 次 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 募 集 资 金 存 放 与 使 用 情 况 鉴 证 报 告 大华核字[2024]0011010661 号 西安三角防务股份有限公司全体股东： 我们审核了后附的西安三角防务股份有限公司（以下简称三角防 务公司）《2023 年度募集资金存放与使用情况的专项报告》（以下 简 ...

Financial Performance - The company's revenue for Q1 2024 was ¥643,489,144.94, a decrease of 2.28% compared to ¥658,499,725.61 in the same period last year[7] - Net profit attributable to shareholders was ¥209,417,207.94, down 4.04% from ¥218,228,351.74 year-on-year[7] - Operating profit for Q1 2024 was CNY 245,700,171.20, down 3.6% from CNY 254,162,498.39 in the previous year[35] - Net profit margin for Q1 2024 was approximately 38.2%, compared to 38.5% in the previous year[35] - Basic and diluted earnings per share are both CNY 0.38, down from CNY 0.40 in the previous period[38] Cash Flow - The net cash flow from operating activities was -¥197,308,411.34, a significant decline of 234.61% compared to ¥146,578,736.27 in the previous year[19] - Cash flow from operating activities shows a net outflow of CNY -197,308,411.34, compared to a net inflow of CNY 146,578,736.27 in the previous period[40] - Total cash inflow from operating activities is CNY 181,421,042.59, significantly lower than CNY 445,876,481.23 in the previous period[40] - Cash outflow for purchasing goods and services is CNY 275,912,218.38, an increase from CNY 228,190,529.14 in the previous period[40] - Cash flow from investing activities shows a net outflow of CNY -57,402,151.78, compared to CNY -124,168,856.53 in the previous period[40] - Cash flow from financing activities results in a net inflow of CNY 388,394,782.73, up from CNY 72,973,210.25 in the previous period[46] Assets and Liabilities - Total assets increased by 5.38% to ¥8,812,928,140.02 from ¥8,363,171,945.78 at the end of the previous year[7] - Total liabilities rose to CNY 3,085,871,950.13, compared to CNY 2,851,477,723.00 at the beginning of the period[31] - Cash and cash equivalents increased by 40.16% to ¥133,684,219.61 compared to ¥95,383,089.99 in the previous year[19] - Accounts receivable increased significantly to CNY 2,269,584,615.02, up from CNY 1,790,547,469.21[29] - Inventory decreased to CNY 835,947,858.55 from CNY 976,541,588.50 at the beginning of the period[29] Shareholder Information - The total number of common shareholders at the end of the reporting period is 39,605, with the top 10 shareholders holding a combined 39.05% of shares[20] - Xi'an Aviation Industry Investment Co., Ltd. holds 10.90% of shares, amounting to 60,000,000 shares, while Sansen Industrial Investment Hubei Co., Ltd. holds 6.55% with 36,042,500 shares[20] - The top 10 shareholders collectively hold 80.15% of the shares, indicating a high concentration of ownership[22] - The largest shareholder, Xi'an Aviation Industry Investment Co., Ltd., has pledged 30,000,000 shares, indicating a potential liquidity risk[20] - The company has no reported related party transactions among the top 10 shareholders, ensuring transparency in ownership[22] Research and Development - Research and development expenses decreased by 39.56% to ¥10,871,128.10 from ¥17,985,497.00 in the same period last year[19] - The company reported a decrease in research and development expenses to CNY 10,871,128.10 from CNY 17,985,497.00 in the previous year[35] Strategic Focus - The report indicates that there are no new strategies or significant market expansions mentioned in the current quarter[24] - The company is focused on maintaining its current shareholder structure and ensuring compliance with regulatory requirements[24] Stock Incentive Plan - The company has a stock incentive plan with 2,399,000 shares subject to restrictions, which will be released in three phases based on performance evaluations[25] - The total number of restricted shares at the beginning of the period was 18,700,750, with 190,625 shares released during the period, leaving 18,510,125 restricted shares at the end[25]

Financial Performance - The company's operating revenue for 2023 was ¥2,493,827,369.32, representing a 32.90% increase from ¥1,876,491,021.24 in 2022[29] - The net profit attributable to shareholders for 2023 was ¥814,522,472.08, a 30.39% increase compared to ¥624,675,407.22 in 2022[29] - The net profit after deducting non-recurring gains and losses was ¥767,772,998.98, up 24.39% from ¥617,227,373.57 in the previous year[29] - The total assets at the end of 2023 amounted to ¥8,363,171,945.78, a 19.98% increase from ¥6,970,680,290.08 at the end of 2022[29] - The net assets attributable to shareholders increased by 17.24% to ¥5,511,694,222.78 from ¥4,701,283,477.70 in 2022[29] - The basic earnings per share for 2023 was ¥1.48, reflecting a 17.46% increase from ¥1.26 in 2022[29] - Operating profit for the year was 944.00 million yuan, up 31.86% compared to the previous year[73] - The total profit amounted to 943.24 million yuan, reflecting a growth of 31.56% year-on-year[73] Cash Flow and Investments - The cash flow from operating activities showed a net outflow of ¥40,400,891.02, a significant decrease of 109.50% compared to a net inflow of ¥425,118,108.79 in 2022[29] - The company has received government subsidies amounting to 46.71 million yuan during the reporting period, significantly higher than the previous year's 8.63 million yuan[62] - The net cash flow from investing activities decreased by 79.34% year-on-year, primarily due to an increase in cash paid for investments during the reporting period[124] - The net cash flow from financing activities decreased by 63.71% year-on-year, mainly due to the previous period's fundraising from a specific stock issuance[124] Research and Development - The company has a strong focus on research and development, with an emphasis on producing high-strength, high-precision forgings to meet the needs of new aircraft models[54] - The company focuses on the research and development of titanium alloys, high-temperature alloys, and high-strength steel forgings, continuously improving its product development and service system[56] - Research and development expenses increased by 43.25% to ¥83,408,101.02, reflecting the company's increased investment in R&D[94] - R&D investment in 2023 amounted to ¥110,164,965.79, representing 4.42% of operating revenue, an increase from 3.61% in 2022[113] - The number of R&D personnel increased by 50% from 42 in 2022 to 63 in 2023[120] Market Position and Strategy - The company operates in the aerospace and defense equipment manufacturing industry, focusing on special alloy forgings used in aircraft structures and engine components[53] - The company aims to enhance its competitive capabilities by participating in high-end military product markets, encouraged by national reforms in state-owned military enterprises[54] - The company is positioned to benefit from the increasing demand for military aircraft and components as China modernizes its military capabilities[53] - The military transport aircraft fleet in China is expected to grow significantly to meet strategic transport needs, as current numbers are low compared to the United States[53] Production and Capacity - The company has established strong technical research and production capabilities, with dedicated research centers for large component forging and difficult-to-deform materials[58] - The production capacity has been enhanced with advanced equipment, leading to improved cost control and operational efficiency[81] - The company has completed the first batch of trial production for new high-temperature alloy ring rolling technology, enhancing product competitiveness[120] - The company is in the key technology R&D phase for new generation aircraft ultra-high strength steel forgings, with initial trial production completed[120] Shareholder and Financial Structure - The total number of shares increased to 550,235,074, representing a 10.00% increase from the previous total of 499,291,984 shares[154] - The company has a significant shareholder, Xi'an Aviation Industry Investment Co., Ltd., holding 60,000,000 shares, which accounts for a substantial portion of the total shares[160] - The company has no derivative investments reported during the reporting period, indicating a conservative investment strategy[130] - The company has no actual controller or controlling shareholder, ensuring a diversified ownership structure[173] Customer and Supplier Relationships - The company has entered the supply chain of major manufacturers in the aerospace, aviation, and shipbuilding sectors, with products used in next-generation military aircraft and engines[56] - Total sales from the top five customers amounted to ¥2,448,318,795.94, representing 98.18% of the annual total sales[92] - The largest customer, China Aviation Industry Group, contributed ¥2,144,786,289.11, accounting for 86.00% of total sales[92] - Total procurement from the top five suppliers was ¥870,719,841.13, which is 81.16% of the annual total procurement[92]

| | | 西安三角防务股份有限公司 2023 年度财务决算报告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 主要是随新产品研发项目增加及已有产品工艺优化，公司研发投入增 加；财务费用-7,302.08 万元，较上年降低 336.10%，主要是利息收 入较上年增加。 三、净利润 2023 年度，公司实现净利润 81,452.25 万元，较上年增长 30.39%， 顺利完成公司年度经营计划。 西安三角防务股份有限公司（以下简称"本公司"、"三角防务"） 2023 年度财务报表已经大华会计师事务所(特殊普通合伙)审计，出 具了标准无保留意见的审计报告。现将本公司有关财务决算情况汇报 如下： 一、营业收入与营业成本 2023 年度，公司实现营业收入 249,382.74 万元，较上年增长 32.90%，主要是公司订单量持续增加，收入稳定增长。报告期末，公 司资产负债率为 34.10%。 2023 年度，公司发生营业成本 140,391.07 万元，较上年增长 39.05%，主要是随业务增长所致。 二、期间费用 期间费用中主要包括职工薪酬、研发费用、折旧及摊销等。 ...

西安三角防务股份有限公司 关于 2023 年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所 上市公司自律监管指引第 2 号—创业板上市公司规范运作》《上市公 司监管指引第 2 号—上市公司募集资金管理和使用的监管要求》等有 关法律法规的要求，现将西安三角防务股份有限公司（以下简称"公 司"）2023 年年度募集资金存放与使用情况报告如下： | | | 债券代码：123114 债券简称：三角转债 一、募集资金基本情况 （一）2019 年首次公开发行股票募集资金 经中国证券监督管理委员会证监许可[2019] 680 号文核准，并经 深圳证券交易所同意，本公司由主承销商中航证券有限责任公司于 2019 年 5 月 16 日向社会公众公开发行普通股（A 股）股票 4,955.00 万股，每股面值 1 元，每股发行价人民币 5.91 元。截至 2019 年 5 月 31 日止，本公司共募集资金 292,840,500.00 元，扣除发行费用 32,840,500.00 元，募集 ...

| | | 二、监事会会议审议情况 1.审议通过《关于2023年度监事会工作报告的议案》 表决结果：3票同意，0票反对，0票弃权。本议案获得通过。 具体内容详见公司2024年4月20日刊载于巨潮资讯网（http： //www.cninfo.com.cn）的相关公告。 债券代码：123114 债券简称：三角转债 西安三角防务股份有限公司 第三届监事会第十二次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 西安三角防务股份有限公司（以下简称"公司"）于2024年4月9 日向全体监事发出了关于召开第三届监事会第十二次会议的通知，会 议于2024年4月19日上午12:00以现场会议结合通讯方式召开。本次会 议应出席监事3人，实际出席监事3人。会议由监事会主席李春娟女士 主持。本次会议的召集、召开、表决程序符合《中华人民共和国公司 法》等法律法规、规范性文件和《公司章程》等的有关规定。 本议案尚需提交公司2023年年度股东大会审议。 2.审议通过《关于2023年年度审计报告的议案》 表决结果：3票同意，0票反对，0票弃权。本议案获得 ...

中航证券有限公司 关于西安三角防务股份有限公司 变更航空发动机叶片精锻项目实施地点的核查意见 中航证券有限公司（以下简称"保荐机构"）作为西安三角防务股份有限公 司（以下简称"公司"）向特定对象发行股票并在创业板上市的持续督导保荐机 构，根据《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》、《上市公司监管指引第 2 号— —上市公司募集资金管理和使用的监管要求》等有关规定，对公司变更航空发动 机叶片精锻项目的实施地点的事项进行了核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意西安三角防务股份有限公司向特定对 象发行股票注册的批复》（证监许可﹝2022﹞2966 号）核准，并经深圳证券交易 所同意，公司向特定对象发行人民币普通股股份 5,000.00 万股，发行价格为 33.66 元/股，募集资金总额为人民币 168,300.00 万元，扣除发行费用人民币 3,134.43 万 元（不含税）后的募集资金净额为人民币 165,165.57 万元。其中增加股本 5,000.00 万元，增加资本公积 160,165.57 ...