上能电气股份有限公司独立董事提名人声明与承诺 提名人上能电气股份有限公司董事会现就提名纪志成为上能电 气股份有限公司第 四 届董事会独立董事候选人发表公开声明。被 提名人已书面同意作为 上能电气 股份有限公司第 四 届董事会独 立董事候选人（参见该独立董事候选人声明）。本次提名是在充分了 解被提名人职业、学历、职称、详细的工作经历、全部兼职、有无 重大失信等不良记录等情况后作出的，本提名人认为被提名人符合 相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业 务规则对独立董事候选人任职资格及独立性的要求，具体声明并承 诺如下事项： 一、被提名人已经通过 上能电气 股份有限公司第 三 届董事 会提名委员会或者独立董事专门会议资格审查，提名人与被提名人 不存在利害关系或者其他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明：______________________________ 二、被提名人不存在《中华人民共和国公司法》第一百四十六 条等规定不得担任公司董事的情形。 ☑ 是 □ 否 如否，请详细说明：______________________________ 三、被提名人符合中国证 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 上能电气股份有限公司（以下简称"公司"）于 2024 年 4 月 22 日召开了第 三届董事会第二十六次会议和第三届监事会第二十四次会议，审议通过了《关于 续聘公证天业会计师事务所（特殊普通合伙）为公司 2024 年度审计机构的议案》， 公司董事会同意续聘公证天业会计师事务所（特殊普通合伙）（以下简称"公证 天业"）为公司 2024 年度审计机构，本议案尚需提交公司 2023 年度股东大会审 议。现将有关情况公告如下： 证券代码：300827 证券简称：上能电气 公告编号：2024-017 上能电气股份有限公司 关于续聘公证天业会计师事务所（特殊普通合伙） 为公司 2024 年度审计机构的公告 一、拟续聘会计师事务所的基本情况 （一）机构信息 1、基本信息： （6）人员信息：截至 2023 年末，公证天业合伙人数量 58 人，注册会计师 人数 334 人，签署过证券服务业务审计报告的注册会计师人数 142 人。 （7）业务规模：公证天业 2023 年度经审计的收入总额 30,171.48 万元，审 计业务收入 2 ...

证券代码：300827 证券简称：上能电气 公告编号：2024-021 上能电气股份有限公司 关于开展外汇套期保值业务的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 重要内容提示： 二、业务基本情况 1、业务规模：不超过等值 2 亿美元（含本数）。本议案尚需提交公司 2023 年度股东大会审议。 1、投资目的、金额及品种：为降低汇率波动带来的风险和不利影响，公司 及子公司拟与银行等金融机构开展不超过等值 2 亿美元（含本数）的外汇套期保 值业务。 2、公司及子公司拟开展的外汇套期保值业务，产品以套期保值为目的，主 要包括远期结售汇、外汇掉期、外汇期权、结构性远期等业务。授权期限自 2023 年度股东大会审议通过之日起至 2024 年度股东大会召开之日止，在授权期限内， 资金可以循环滚动使用。 3、风险提示：公司及子公司拟开展的外汇套期保值业务存在一定的汇率波 动风险、内部控制风险、交易违约风险以及客户违约风险，敬请投资者注意投资 风险。 上能电气股份有限公司（以下简称"上能电气"或"公司"）于 2024 年 4 月 22 日召开了第三届董事会第二十六次 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 一、概述 证券代码：300827 证券简称：上能电气 公告编号：2024-022 上能电气股份有限公司 关于为子公司代为开具保函的公告 2024 年 4 月 22 日 上能电气股份有限公司（以下简称"上能电气"或"公司"）于 2024 年 4 月 22 日召开了第三届董事会第二十六次会议，审议通过了《关于为子公司代为开 具保函的议案》，根据公司 2024 年度整体生产经营计划，为了保障公司业务发展， 节约财务费用、降低风险、加强资金管理，由公司（含子公司）代子公司向银行 申请开具累计总额度不超过人民币 5 亿元（含本数）的保函,现将有关情况公告 如下： 1、代开保函额度：由公司（含子公司）代子公司向银行申请开具累计总额 度不超过人民币 5 亿元的保函。 2、有效期限：自董事会审议通过之日起 12 个月内。为提高工作效率，保证 业务办理的及时性，上述事项经董事会审议通过后，授权董事长或董事长指定的 授权代理人在额度范围内代表公司办理相关手续、签署相关法律文件等。 3、子公司范围：目前已成立的纳入合并范围内的子公司， ...

证券代码：300827 证券简称：上能电气 公告编号：2024-012 上能电气股份有限公司 第三届监事会第二十四次会议决议公告 2023 年度公司监事会按照法律、法规及《公司章程》的相关规定，审议了 公司报告期内的定期报告、对外投资、募集资金的使用情况等事项，同时定期检 查了公司内控制度的执行情况，勤勉尽职地履行了监事会的各项职责，维护了股 东尤其是中小股东的合法权益。 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 上能电气股份有限公司（以下简称"公司"）第三届监事会第二十四次会议 通知已于 2024 年 4 月 11 日通过邮件的方式送达。会议于 2023 年 4 月 22 日在以 现场结合通讯的方式召开。本次会议应出席监事 3 人，实际出席监事 3 人。董事 会秘书陈运萍列席了本次监事会会议。会议由监事会主席刘德龙先生主持，本次 会议的召开符合有关法律法规及《公司章程》的相关规定。 二、监事会会议审议情况 经监事会审议，形成决议如下： 1、审议通过了《关于公司 2023 年度监事会工作报告的议案》； 具体内容详见同日披露在巨潮资 ...

2023 年度独立董事述职报告 （纪志成） 各位股东及股东代表： 作为上能电气股份有限公司（以下简称"公司"）的独立董事，本人根据《公 司法》、《证券法》、《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》、《公司章程》及《上 市公司独立董事管理办法》等相关法律、法规、规章制度的规定和要求，恪尽职 守，勤勉尽责，及时出席相关会议，认真审议董事会各项议案，不受公司大股东、 实际控制人或者其他与公司存在利益关系的单位与个人的影响，对公司重大事项 发表独立意见，切实维护了公司整体利益和全体股东的合法权益。现就本人 2023 年度任职情况汇报如下： 一、基本情况 纪志成，1959 年出生，中国国籍，无境外永久居留权，博士研究生学历， 曾任无锡轻工业大学（现为"江南大学"）信息与控制学院助教、讲师、副教授、 教授、院长，曾任江南大学教授、校长助理、发展规划处处长、副校长，现任江 南大学二级教授、江南大学无锡市智能制造协同创新中心主任、无锡宝通科技股 份有限公司独立董事、无锡贝斯特精机股份有限公司独立董事、河南银金达新材 料股份有限公司（非上市公司）独立董事 ...

一、被提名人已经通过 上能电气 股份有限公司第 三 届董事 会提名委员会或者独立董事专门会议资格审查，提名人与被提名人 不存在利害关系或者其他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明：______________________________ 二、被提名人不存在《中华人民共和国公司法》第一百四十六 条等规定不得担任公司董事的情形。 ☑ 是 □ 否 如否，请详细说明：______________________________ 上能电气股份有限公司独立董事提名人声明与承诺 提名人上能电气股份有限公司董事会现就提名熊源泉为上能电 气股份有限公司第 四 届董事会独立董事候选人发表公开声明。被 提名人已书面同意作为 上能电气 股份有限公司第 四 届董事会独 立董事候选人（参见该独立董事候选人声明）。本次提名是在充分了 解被提名人职业、学历、职称、详细的工作经历、全部兼职、有无 重大失信等不良记录等情况后作出的，本提名人认为被提名人符合 相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业 务规则对独立董事候选人任职资格及独立性的要求，具体声明并承 诺如下事项： 三、被提名人符合中国证 ...

Financial Performance - The company's revenue for Q1 2024 was ¥711,352,234.63, representing a 14.71% increase compared to ¥620,146,996.73 in the same period last year[6] - Net profit attributable to shareholders was ¥51,088,665.14, a 39.91% increase from ¥36,516,585.64 year-on-year[6] - The net profit after deducting non-recurring gains and losses was ¥46,959,701.77, reflecting a 46.91% increase from ¥31,965,521.03 in the previous year[6] - Basic earnings per share for the period was ¥0.14, up 27.27% from ¥0.11 in the same period last year[6] - Total revenue for Q1 2024 reached ¥711,352,234.63, an increase of 14.74% compared to ¥620,146,996.73 in the same period last year[30] - Operating profit for the period was CNY 51,223,164.63, up from CNY 37,526,629.55, marking a growth of around 36.5%[32] - Total comprehensive income for the period was CNY 51,096,494.88, compared to CNY 36,736,038.83 in the previous period, indicating an increase of approximately 39.0%[35] Cash Flow - The company's cash flow from operating activities showed a net outflow of ¥522,873,732.88, which is a 7.13% increase in outflow compared to the previous year[6] - Cash received from sales increased by 38.72% to approximately $639.94 million compared to the previous period[15] - Cash received from other operating activities rose by 98.86% to approximately $279.86 million, attributed to the maturity of restricted funds[15] - Cash paid for purchasing goods and services increased by 54.23% to approximately $1.04 billion, mainly due to the maturity of notes[15] - Cash paid to employees increased by 70.08% to approximately $113.97 million, reflecting higher employee compensation[15] - Cash inflow from operating activities totaled CNY 921,959,868.07, compared to CNY 602,302,483.48 in the previous period, representing an increase of approximately 53.0%[36] - Total cash outflow from operating activities reached $1.44 billion, up from $1.09 billion year-over-year, highlighting increased operational expenses[40] Assets and Liabilities - Total assets at the end of the reporting period were ¥6,232,647,920.22, a decrease of 10.20% from ¥6,940,549,191.37 at the end of the previous year[6] - Total liabilities decreased to ¥4,413,854,617.04 from ¥5,177,630,904.69, a decline of 14.77%[30] - The company's equity attributable to shareholders increased by 3.21% to ¥1,812,811,259.87 from ¥1,756,433,093.81 at the end of the previous year[6] - Accounts receivable increased to ¥2,175,287,299.95 from ¥2,090,683,339.08, representing a rise of 4.42%[27] - The company reported a decrease in short-term borrowings to ¥422,138,149.64 from ¥533,852,415.55, a reduction of 21.00%[30] Expenses - Research and development expenses rose by 47.60% to ¥50,226,269.78, compared to ¥34,027,855.63 in the previous year, indicating increased investment in R&D[14] - The company reported a significant increase in sales expenses by 43.27% to ¥46,648,952.65, attributed to higher personnel costs[14] - The company experienced a 124.76% increase in taxes and surcharges, amounting to ¥2,296,431.53, due to higher tax fees incurred during the period[12] - Financial expenses showed a notable change, with interest expenses recorded at CNY 5,481,604.01, down from CNY 6,928,674.05, a decrease of about 20.9%[32] Shareholder Information - The total number of common shareholders at the end of the reporting period was 42,418, with the top ten shareholders holding 42.24% of shares[18] - The largest shareholder, Wu Qiang, holds 20.24% of the shares, amounting to approximately 31.88 million shares[18]

Financial Performance and Revenue - The company's revenue for the four quarters of 2023 were 620.15 million yuan, 1.56 billion yuan, 1.13 billion yuan, and 1.62 billion yuan respectively, with net profits attributable to shareholders of 36.52 million yuan, 98.63 million yuan, 73.31 million yuan, and 77.41 million yuan respectively[20] - Total revenue in 2023 was 4.93 billion yuan, a year-on-year increase of 110.93%[56] - Revenue from the photovoltaic industry was 2.88 billion yuan, accounting for 58.36% of total revenue, a year-on-year increase of 135.13%[56] - Revenue from the energy storage industry was 1.93 billion yuan, accounting for 39.06% of total revenue, a year-on-year increase of 88.62%[56] - Revenue from mainland China (excluding Hong Kong, Macao, and Taiwan) was 4.24 billion yuan, accounting for 86.02% of total revenue, a year-on-year increase of 111.80%[71] - Revenue from overseas (including Hong Kong, Macao, and Taiwan) was 689.73 million yuan, accounting for 13.98% of total revenue, a year-on-year increase of 105.75%[71] - Sales expenses in 2023 were 235.50 million yuan, a year-on-year increase of 113.21%, mainly due to increased market development costs[74] - R&D expenses in 2023 were 268.57 million yuan, a year-on-year increase of 86.14%, mainly due to increased R&D investment[74] - Inverter sales volume reached 23,469.09 MW, a 132.65% increase compared to the previous period[86] - Inverter production volume reached 24,457.67 MW, a 78.27% increase compared to the previous period[86] - Inverter inventory volume reached 5,921.79 MW, a 19.13% increase compared to the previous period[86] - Total sales from the top 5 customers amounted to 1,349,460,272.30 RMB, accounting for 27.37% of total annual sales[100] - Operating cash inflow increased by 42.72% due to higher shipments and increased collections[102] - Operating cash outflow increased by 53.04% due to higher payments for matured liabilities[102] - Net cash flow from operating activities decreased by 124.04% due to higher payments for matured liabilities[102] - Cash outflow from financing activities increased by 35.72% due to higher repayments of matured loans[102] - Net increase in cash and cash equivalents decreased by 35.76% due to higher payments for matured liabilities[102] - Restricted cash and equivalents total 403,861,817.62 yuan, including 365,990,424.09 yuan in monetary funds, 27,871,393.53 yuan in receivables, and 10,000,000.00 yuan in accounts receivable[106] - The company's cash flow from operating activities showed significant fluctuations, with negative cash flow in Q1 and Q3, and positive cash flow in Q2 and Q4[20] Dividend and Profit Distribution - The company's profit distribution plan approved by the board is to distribute a cash dividend of 1 yuan per 10 shares (tax included) based on a total of 358,038,965 shares, with no bonus shares or capital reserve transfers[1] - 23,761,039.61 RMB in cash dividends were distributed to all shareholders, with a base of 249,023,909 shares, at a rate of 0.954167 RMB per 10 shares[196] - 106,924,715 shares were transferred to all shareholders as capital reserve, at a rate of 4.293753 shares per 10 shares[196] Market Position and Industry Trends - The company ranked first in China for domestic third-party large-power PCS (215kW and above) shipments in 2021, 2022, and 2023, according to EESA Energy Storage Leader Alliance statistics[11] - The global photovoltaic installed capacity is projected to reach 5,400GW by 2030 and 18,200GW by 2050, driven by policies and the need to control global warming to within 1.5°C above pre-industrial levels[7] - China's new PV installations reached 216.88GW in 2023, with cumulative installed capacity exceeding 600GW, both ranking first globally[46] - Global new PV installations will drive rapid growth in the demand for PV inverters, with 176GW of PV system inverters expected to exceed their 10-year lifespan by 2024, creating significant replacement demand[35] Product and Technology Development - The company's energy storage converter and system integration products have been successfully applied in multiple demonstration projects, establishing a strong market reputation[11] - The company's photovoltaic inverter technology is rapidly upgrading to adapt to new component electrical characteristics, driving the rapid iteration of inverter and supporting product technologies[9] - The company's active power filter and low-voltage static var generator products are designed with modular parallel configurations, suitable for various power distribution systems[34] - The company's energy storage products include AC and DC energy storage converters, with AC converters covering a power range of 125~8000kW and DC converters using 182kW modular design, expandable to MW-level systems[36] - The company provides PV monitoring equipment for various scenarios, including data collection sticks, data collectors, and sub-array controllers, supporting multiple communication methods like 4G, WiFi, and Ethernet[38] - The Sienergy smart energy management system offers advanced features such as I-V curve scanning and discrete rate analysis for large-scale ground power stations, enabling intelligent operation and maintenance[38] - The Enjoy SOLAR smart energy management system is designed for distributed scenarios, offering remote monitoring, fault diagnosis, and device debugging through mobile and web interfaces[40] - The company's main products include PV inverters, energy storage bidirectional converters, and active power filters, providing solutions for PV power generation and energy storage integration[47] - The company's string PV inverters cover a wide power range, from 3.0kW to 125kW, with models like SN3.0/3.68/4.0/5.0/6.0 HS and SN100/110/125PT[48] - The company's active power filters are available in cabinet, rack, and wall-mounted configurations, with current ratings ranging from 0-750A[49] - The company's low-voltage static var generators are offered in cabinet, rack, and wall-mounted designs, with capacities ranging from 0-600kvar[50] - The company is developing a 3.6MW centralized inverter optimized for overseas large-capacity power plants, which is expected to be a main product for overseas markets[91] R&D and Innovation - The company plans to increase R&D investment, accelerate the launch of new products, optimize product upgrades, and strengthen operational management to reduce costs and enhance market competitiveness[33] - The company's R&D investment in 2023 was 268 million yuan, accounting for 5.44% of revenue, an increase of 86.14% year-on-year[54] - The company has 411 full-time R&D personnel, including 1 academician from the Chinese Academy of Sciences, 3 postdoctoral researchers, and 29 external experts[54] - The company has accumulated 214 authorized patents, including 26 invention patents, 150 utility model patents, 38 design patents, and 76 software copyrights[54] Overseas Expansion and Market Strategy - The company's overseas business is growing, with increasing export share, which may lead to exchange rate fluctuations impacting financial performance[4] - Overseas market expansion will target Europe, the Middle East, North America, Southeast Asia, and Brazil, building on existing growth in China and India[121] - The company will enhance its global after-sales service platform to improve response speed, service quality, and standardization to support international operations[121] - In 2024, the company will focus on expanding sales channels in major European countries such as Germany, Italy, Spain, Belgium, the Netherlands, the UK, Poland, and the Czech Republic, aiming for large-scale sales[157] - The company will strengthen its domestic market presence, achieve breakthroughs in the industrial and commercial sectors, and improve channel coverage to enhance market share[157] - The company faces risks from increased overseas business and potential foreign exchange fluctuations, which may impact financial performance[159] - The company will use foreign exchange hedging tools to mitigate the impact of exchange rate fluctuations on financial results[159] - The company will continue to expand its international market presence while closely monitoring international trade protection measures and potential disputes[165] Corporate Governance and Board Activities - The company's Board of Directors consists of 9 members, including 3 independent directors, accounting for one-third of the total number of directors[130] - The company's Supervisory Board is composed of 3 members, including 1 employee representative supervisor[131] - The company has an independent financial department with dedicated financial personnel, operating under the "Enterprise Accounting Standards" and maintaining an independent accounting system[137] - The company's main business is the research, production, and sales of power electronic equipment, focusing on power electronic conversion technology for photovoltaic power generation, electrochemical energy storage, and power quality management[138] - The company's Audit Committee held 4 meetings in 2023, reviewing various financial and operational reports, including the 2022 annual financial report and the 2023 semi-annual report[142][147] - The company's Nomination Committee held 1 meeting in 2023, adjusting the membership of the Audit Committee[147] - The company's Remuneration and Assessment Committee held 4 meetings in 2023, reviewing the 2023 annual remuneration plan and other related matters[147] - The company's Board of Directors has established specialized committees including the Strategy Committee, Audit Committee, Nomination Committee, and Remuneration and Assessment Committee, with independent directors holding the majority in three of these committees[152] - The company's Supervisory Board conducted regular reviews of the company's financial status, management performance, and the use of raised funds, ensuring compliance with regulations and protecting the interests of the company and its shareholders[131] - The company held multiple investor meetings in 2023, discussing annual performance, future plans, and overseas market expansion[126] - The company held multiple shareholder meetings in 2023, with participation rates ranging from 50.50% to 55.23%[176] - The company has established a transparent performance evaluation and incentive mechanism for senior management, ensuring compliance with legal and regulatory requirements[153] - The company maintains independent operations in assets, personnel, finance, and business, with no significant conflicts of interest with controlling shareholders[174] - Total compensation for directors, supervisors, and senior management in the reporting period amounted to 3.974 million yuan[180] - The company's total share capital increased to 249,023,909 shares due to the conversion of "Shangneng Convertible Bonds"[187] - The company held 11 board meetings during the reporting period, with all directors attending at least 9 meetings in person and 2 via teleconference[185] - Independent directors received an allowance of 78,000 yuan each for their services[180] - The company's convertible bonds triggered the conditional redemption clause on May 5, 2023, leading to the redemption of 11,423,045 shares[187] - The company's information disclosure complies with Shenzhen Stock Exchange regulations and ensures equal access to information for all shareholders[186] - The company has established multiple investor communication channels, including dedicated phone lines and email addresses[186] - The company's board of directors held 11 meetings in 2023, with detailed resolutions published on the Cninfo website[181][184] Risk Management and Mitigation - Risks include increased trade protectionism and international friction, which may impact the company's global competitiveness[125] - The company will strengthen accounts receivable management to mitigate bad debt risks due to rapid customer growth[124] - The company faces risks from increased overseas business and potential foreign exchange fluctuations, which may impact financial performance[159] - The company will use foreign exchange hedging tools to mitigate the impact of exchange rate fluctuations on financial results[159] - The company will continue to expand its international market presence while closely monitoring international trade protection measures and potential disputes[165] Capital and Fund Management - The company has completed the liquidity replenishment project, with a cumulative investment of 120 million yuan and a remaining balance of 19,500 yuan (interest generated, permanently replenished as liquidity)[155] - As of December 31, 2023, the company had 100 million yuan in idle raised funds used for cash management, with the remaining funds stored in the raised funds account[155] - The company changed the implementation location of the "Annual Production of 5GW Energy Storage Converter and Energy Storage System Integration Project" and the "R&D Center Expansion Project" to the southeast side of the intersection of Jinzhou Road and Beizhou Road in the Industrial Transformation Agglomeration Area of Huishan District, obtaining the property rights certificate Su (2023) Wuxi Real Estate Certificate No. 0115265[133] Shareholder and Investor Relations - The company held multiple investor meetings in 2023, discussing annual performance, future plans, and overseas market expansion[126] - The company held multiple shareholder meetings in 2023, with participation rates ranging from 50.50% to 55.23%[176] - The company has established multiple investor communication channels, including dedicated phone lines and email addresses[186] - The company's information disclosure complies with Shenzhen Stock Exchange regulations and ensures equal access to information for all shareholders[186] - The company's board of directors held 11 meetings in 2023, with detailed resolutions published on the Cninfo website[181][184] - 93,150,000 shares were released from lock-up on April 19, 2023, with 55,120,500 shares actually becoming tradable[189] - 195.8837 million restricted shares were granted to 153 incentive recipients, with 1 participant abandoning 2,859 shares[197] - The total number of shares held by major shareholders or top 10 shareholders (excluding shares lent through securities lending) is 108[190]

上能电气股份有限公司独立董事候选人声明与承诺 声明人_熊源泉_作为__上能电气____股份有限公司第_四_届董 事会独立董事候选人，已充分了解并同意由提名人上能电气股份有 限公司董事会提名为上能电气__股份有限公司（以下简称该公司） 第_四_届董事会独立董事候选人。现公开声明和保证，本人与该公 司之间不存在任何影响本人独立性的关系，且符合相关法律、行政 法规、部门规章、规范性文件和深圳证券交易所业务规则对独立董 事候选人任职资格及独立性的要求，具体声明并承诺如下事项： 一、本人已经通过___上能电气___股份有限公司第_三_届董事 会提名委员会或者独立董事专门会议资格审查，提名人与本人不存 在利害关系或者其他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明：_____________________________ 二、本人不存在《中华人民共和国公司法》第一百四十六条等 规定不得担任公司董事的情形。 ☑ 是 □ 否 如否，请详细说明：______________________________ 三、本人符合中国证监会《上市公司独立董事管理办法》和深 圳证券交易所业务规则规定的独立董事任职资格 ...