上海能辉科技股份有限公司 董事会关于独立董事独立性情况的专项意见 根据证监会《上市公司独立董事管理办法》（以下简称"《独立董事管理办 法》"）、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》（以下简称"《创业板上市公司规范运作》"）、《深圳证券交易所创业板股 票上市规则》及《上海能辉科技股份有限公司章程》（以下简称"《公司章程》"）、 《上海能辉科技股份有限公司独立董事工作制度》等相关要求，并结合公司在任 独立董事提交的《独立董事独立性自查情况表》，上海能辉科技股份有限公司（以 下简称"公司"）董事会就在任独立董事王芳女士、张美霞女士、彭玲女士的独立 性情况进行评估并出具如下专项意见： 经核查独立董事王芳女士、张美霞女士、彭玲女士的任职经历以及签署的相 关自查文件等内容，公司董事会认为上述人员未在公司担任除独立董事以外的任 何职务，也未在公司主要股东公司担任任何职务，与公司以及主要股东之间不存 在利害关系或者其他可能妨碍其进行独立客观判断的关系，亦不存在其他影响独 立董事独立性的情况，因此，公司独立董事符合《独立董事管理办法》、《创业板 上市公司规范运作》等相关法律法规及《公司章 ...

| 证券代码：301046 证券简称：能辉科技 | 公告编号：2024-047 | | --- | --- | | 债券代码：123185 债券简称：能辉转债 | | 上海能辉科技股份有限公司 关于调整独立董事津贴的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海能辉科技股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开第 三届董事会第二十六次会议，审议通过了《关于调整独立董事薪酬的议案》，全 体独立董事对该议案回避表决，现将有关情况公告如下： 为更好地实现公司战略发展目标，有效调动公司独立董事的工作积极性，进 一步发挥独立董事的科学决策支持和监督作用，经公司董事会薪酬与考核委员会 提议、董事会审议，公司拟将独立董事津贴进行调整，具体如下： 本次调整独立董事津贴事项符合公司经营实际及未来发展需要，有利于进一 步促进独立董事的勤勉尽责履职，不存在损害公司及全体股东尤其是中小股东利 益的情形。 本议案尚需提交公司股东大会审议。 特此公告。 上海能辉科技股份有限公司董事会 2024 年 4 月 25 日 1、从每人每年税前人民币 8 万 ...

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-034 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 第三届监事会第十八次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 上海能辉科技股份有限公司（以下简称"公司"）第三届监事会第十八次会议 于 2024 年 4 月 23 日下午以现场结合通讯方式召开，会议通知于 2024 年 4 月 12 日以书面方式发出，本次会议由公司监事会主席熊天柱先生召集并主持，会议应 出席监事 3 名，实际出席监事 3 名，因工作原因监事颛海涛先生、孔鹏飞先生以 通讯方式出席。公司部分高级管理人员列席了本次会议。会议召集、召开、表决 程序符合《公司法》及《公司章程》的有关规定。 二、监事会会议审议情况 全体与会监事经认真审议和表决，形成以下决议： （一）审议通过《关于<2023 年度监事会工作报告>的议案》 公司监事会对 2023 年度履行职责的情况以及相关工作内容进行总结。具体 内容详 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 上海能辉科技股份有限公司（ 以下简称"公司"或"本公司"）根据（ 企业会计 准则》以及公司会计政策等相关规定，于 2023 年 12 月 31 日对各类应收款项、 合同资产、存货、固定资产、长期股权投资、无形资产等各项资产减值的可能进 行了充分的评估和分析。经分析，公司 2023 年度对应收票据、应收账款、其他 应收款和合同资产计提减值准备共计 2,061.04 万元，现将相关情况公告如下： 一、公司计提资产减值准备的概述 | 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-040 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 关于 2023 年度计提资产减值准备的公告 在资产负债表日，本公司按应收取的合同现金流量与预期收取的现金流量之 间的差额的现值计量应收账款的信用损失。当单项应收账款无法以合理成本评估 预期信用损失的信息时，本公司根据信用风险特征将应收账款划分为若干组合， 参考历史信用损失经验，结合当 ...

| 证券代码：301046 | 证券简称：能辉科技 公告编号：2024-042 | | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | 上海能辉科技股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次会计政策变更是上海能辉科技股份有限公司（以下简称"公司"）根 据中华人民共和国财政部（以下简称"财政部"）于 2023 年 10 月 25 日发布的《关 于印发<企业会计准则解释第 17 号>的通知》财会（〔2023〕21 号）（以下简称"《准 则解释第 17 号》"）的相关规定进行的合理变更，不涉及对公司以前年度的重大 追溯调整，不会对公司的损益、总资产、净资产等财务状况、经营成果和现金流 量产生重大影响。 2、本次会计政策变更无需提交公司董事会审议。 一、本次会计政策变更概述 财政部于 2023 年 10 月 25 日发布了《准则解释第 17 号》，其中规定"关于流 动负债与非流动负债的划分"、"关于供应商融资安排的披露"、"关于售后租回交 易的会计处理"的内容，要求自 20 ...

Financial Performance - The company's revenue for Q1 2024 reached ¥245,217,320.26, a significant increase of 246.69% compared to ¥70,730,649.37 in the same period last year[5] - Net profit attributable to shareholders was ¥9,956,886.42, reflecting a growth of 135.39% from ¥4,229,904.54 year-on-year[5] - Basic and diluted earnings per share increased by 108.33% to ¥0.0625 from ¥0.03 in the same period last year[5] - Net profit for Q1 2024 was ¥9,957,834.08, up 150.5% from ¥3,983,365.72 in Q1 2023[23] - Operating profit for the quarter was ¥11,060,892.93, representing a 146.5% increase from ¥4,490,921.80 in the previous year[23] - The company reported a tax expense of ¥1,103,250.03 for the quarter, compared to ¥427,556.08 in the previous year, indicating increased profitability[23] Cash Flow - The net cash flow from operating activities was negative at -¥216,840,117.38, a decline of 437.09% compared to -¥40,372,921.66 in the previous year[12] - The company reported a net cash outflow from operating activities of ¥216,840,117.38, compared to a net outflow of ¥40,372,921.66 in the same quarter last year[25] - Investment activities generated a net cash inflow of ¥68,643,071.38, a substantial increase from ¥2,350,365.22 in Q1 2023[25] - The net cash flow from financing activities was 38,969,187.50 CNY, compared to a negative cash flow of -1,374,832.53 CNY in the previous period[26] - The total cash and cash equivalents at the end of the period amounted to 287,815,785.84 CNY, down from 397,043,644.34 CNY at the beginning of the period[26] - The net increase in cash and cash equivalents was -109,227,858.50 CNY, compared to -39,397,388.97 CNY in the previous period[26] Assets and Liabilities - Total assets as of March 31, 2024, amounted to ¥1,780,583,340.22, up 2.22% from ¥1,741,995,191.91 at the end of the previous year[5] - The total liabilities of the company were ¥930,504,501.35, compared to ¥901,878,957.11 at the beginning of the period, reflecting an increase of approximately 3.8%[21] - The company's equity increased slightly, with total equity standing at ¥850,078,838.87, up from ¥840,116,234.80[21] - The company's cash and cash equivalents decreased to ¥345,804,074.12 from ¥455,281,863.55, representing a decline of approximately 24.1%[20] - Accounts receivable increased to ¥412,472,501.06, up from ¥334,191,504.62, indicating a growth of about 23.4%[20] - The company’s long-term investments rose to ¥14,935,374.51 from ¥12,513,737.20, marking an increase of approximately 19.3%[20] - The company’s inventory increased to ¥175,414,358.65 from ¥151,836,727.33, representing a growth of about 15.5%[20] - The company’s short-term borrowings increased to ¥110,170,801.37 from ¥100,592,890.41, reflecting a rise of approximately 1.6%[21] Shareholder Information - The total number of common shareholders at the end of the reporting period was 16,467[14] - The largest shareholder, Shanghai Nenghui Investment Holding Co., Ltd., holds 21.38% of the shares[14] - The second-largest shareholder, Zhejiang Haining Tonghui Investment Co., Ltd., holds 6.75% of the shares[14] - The combined direct shareholding of the three major shareholders is 32.07%[14] - The total indirect shareholding of Shanghai Nenghui Technology Co., Ltd. is 28.13%[15] - The company has a total of 35,424,000 shares held by the top 10 shareholders[14] - The top 10 unrestricted shareholders include Jinan Shengxing Equity Investment Partnership, holding 1,099,382 shares[14] - The company has not reported any changes in the shareholding structure due to margin trading activities[15] - The report indicates that there are no known relationships or concerted actions among other shareholders[15] - The company has a total of 2,695,270 shares held by Zhejiang Haining Zhonghui Investment Management Partnership[14] Research and Development - Research and development expenses increased by 33.77% to ¥5,914,869.43, indicating a focus on innovation and product development[11] - Research and development expenses for the quarter were ¥5,914,869.43, up from ¥4,421,707.59 in the previous year, indicating a focus on innovation[22] Operating Costs - The company experienced a 304.35% rise in operating costs, totaling ¥203,267,232.15, primarily due to increased project costs[11] - The company’s total operating costs increased to ¥228,654,706.41, up from ¥65,986,844.33 in Q1 2023, reflecting higher operational expenses[22] Governance - The company has revised its governance policies, including the independent director work system and external guarantee management system, which were approved on March 25, 2024[17] Stock Incentive Plan - The company plans to terminate the 2021 restricted stock incentive plan and repurchase 210,000 restricted shares, which will reduce registered capital by ¥209,363[18]

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-038 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 2023 年度募集资金存放与使用情况专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》及相关公告格式指引的要求，上海能辉科技股份有限公司（以下简称"公 司"）编制了 2023 年度募集资金存放与使用情况专项报告，具体情况如下： 一、募集资金基本情况 （一）首次公开发行股票募集资金情况 1、实际募集资金金额、资金到账时间 经中国证券监督管理委员会《关于同意上海能辉科技股份有限公司首次公开 发行股票注册的批复》（证监许可[2021]2256 号）同意，并经深圳证券交易所同 意，公司首次公开发行人民币普通股（A 股）3,737 万股，每股面值人民币 1.00 元，每股发行价格为人民币 8.34 元，本次发行募集资金总额为人民币 31,166.58 万元，扣除发行费用（不 ...

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-044 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 经中国证券监督管理委员会《关于同意上海能辉科技股份有限公司向不特定 对象发行可转换公司债券注册的批复》（证监许可〔2023〕221 号）同意注册，公 司向不特定对象发行可转换公司债券 3,479,070 张，每张面值人民币 100 元，募 集资金总额为人民币 34,790.70 万元，扣除发行费用 682.66 万元（不含增值税）， 实际募集资金净额为 34,108.04 万元。本次发行扣除承销和保荐费用 490.00 万元 后的募集资金为 34,300.70 万元，已由主承销商海通证券股份有限公司于 2023 年 4 月 7 日汇入公司募集资金监管账户。上述募集资金到位情况经中汇会计师事务 所（特殊普通合伙）验证，并出具中汇会验[2023]2659 号《验资报告》。 公司已对募集资金采取专户存储管理，并与保荐机构、募集资金专户所在银 行签订了《募集资金专户存储三方监管协议》《募集资金专户存储四方监管协议》。 二、募集资金投 ...

2023 年度，上海能辉科技股份有限公司（以下简称"公司"）监事会严格按照 《公司法》、《证券法》、《深圳证券交易所创业板股票上市规则》和《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法律法 规、规范性文件和《公司章程》、《监事会议事规则》的要求，勤勉尽责，切实履 行监事会监督职能，认真履行法律法规所赋予的各项职权和义务，积极有效地开 展工作。 监事会对公司 2023 年度的规范运作、生产经营、财务状况及内部管理进行 了监督和核查，并对公司董事、高级管理人员等履职情况进行了有效监督，积极 推动公司的规范运作与正常发展，切实维护了公司和全体股东的合法权益。 2023 年度公司监事会工作报告如下： 一、2023 年度监事会工作情况 2023 年度，公司监事会共组织召开了 10 次会议，会议的召集、召开、出席 会议的人数和表决程序等事宜均符合《公司章程》、《监事会议事规则》等有关规 定和要求。情况如下： 1、2023 年 1 月 16 日召开第三届监事会第六次会议，审议通过了《关于签 订日常经营合同暨关联交易的议案》。 上海能辉科技股份有限公司 2023 年度监事会工作报告 2、 ...

Financial Performance - The company's operating revenue for 2023 reached ¥590,783,844.77, representing a 54.79% increase compared to ¥381,672,608.47 in 2022[23]. - Net profit attributable to shareholders for 2023 was ¥58,193,857.95, a significant increase of 122.60% from ¥26,142,707.54 in 2022[23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥53,866,745.26, up 183.08% from ¥19,028,829.68 in 2022[23]. - The total assets at the end of 2023 amounted to ¥1,741,995,191.91, a 49.62% increase from ¥1,164,306,687.23 at the end of 2022[23]. - The basic earnings per share for 2023 was ¥0.39, reflecting a 129.41% increase from ¥0.17 in 2022[23]. - The company reported a weighted average return on equity of 7.20% for 2023, up from 3.41% in 2022[23]. - The total revenue for Shanghai Nenghui Technology Co., Ltd. in 2023 was approximately ¥590.78 million, with a gross profit margin of 22.79%[129]. - The revenue from photovoltaic power station system integration was about ¥554.45 million, with a gross profit margin of 20.35%[129]. - The company reported a year-on-year decrease in gross profit margin of 3.13% compared to the previous year[129]. Dividend Distribution - The company plans to distribute a cash dividend of 3 RMB per 10 shares to all shareholders, based on a total of 149,690,486 shares[5]. Market Expansion and Strategy - The company is actively pursuing market expansion strategies to enhance its competitive position in the industry[4]. - The company plans to continue expanding its market presence and developing new technologies, although specific figures were not disclosed in the report[33]. - The company aims to maintain continuous growth in photovoltaic power station system integration contract volume and scale, while actively developing overseas energy storage markets and commercial vehicle charging and swapping businesses[36]. - The company is focusing on expanding its photovoltaic power station projects in various regions, with specific projects scheduled for completion in 2024[165]. - The company plans to actively expand investments in high-quality distributed and concentrated photovoltaic power stations, aiming to become a comprehensive technology service provider in smart energy with green power production capabilities[183]. Technological Advancements - The company reported a significant focus on new product development and technological advancements in the photovoltaic sector[4]. - The company is focused on enhancing its technological advantages and leveraging quality state-owned enterprise customer resources to drive growth in the photovoltaic sector[36]. - The company has developed a smart cloud operation and maintenance management platform for photovoltaic power stations, enhancing operational efficiency and service quality[67]. - The company has developed an upgraded version of its electric heavy truck battery swapping technology, including the "Little Ant" trackless intelligent battery swapping robot (AGV 2.20) and a complete battery swapping system, with a total of 25 patents applied and authorized[70]. - The company is actively exploring new energy storage and smart microgrid technologies, aiming to capture opportunities in the emerging energy storage market[69]. Risk Management - The company faces risks including intensified competition in the photovoltaic industry and fluctuations in raw material prices, which could impact gross margins[4]. - The company has established a comprehensive risk management framework to address potential operational challenges[4]. - The company aims to strengthen its supply chain management to mitigate the impact of price fluctuations in raw materials like polysilicon and photovoltaic components[191]. - The company is committed to enhancing its research and development efforts to support the growth of emerging businesses and reduce associated risks[192]. Investment and Financing - The company successfully issued convertible bonds in April 2023, raising a total of up to RMB 347.907 million, which will be invested in distributed photovoltaic power station construction and working capital projects[35]. - The company has committed to using the raised funds in accordance with the regulatory agreements established with the underwriters[160]. - The company has a total of RMB 589.5 million in committed investment projects, with RMB 586 million already invested[165]. - The total amount of raised funds for investment projects is 10,877.59 million CNY, with an actual investment of 4,815.11 million CNY, representing a progress of 44.24%[169]. Industry Trends - In 2023, the national photovoltaic new grid-connected capacity reached 21,630.0 MW, a year-on-year increase of 147.46%, marking a historical high and maintaining the world's leading position for 11 consecutive years[35]. - The national energy strategy targets a 65% reduction in carbon dioxide emissions per unit of GDP by 2030 compared to 2005 levels, with non-fossil energy accounting for about 25% of primary energy consumption[37]. - The "14th Five-Year Plan" emphasizes building a clean, low-carbon, safe, and efficient energy system, with non-fossil energy's share of total energy consumption increasing to around 20%[37]. - The government is promoting the construction of charging infrastructure, including public fast charging and battery swapping facilities, to support the development of electric vehicles[40]. Corporate Governance - The company strictly adheres to relevant laws and regulations, ensuring effective governance and internal control systems[197]. - The company maintains independence from its controlling shareholder, with no violations of laws or interference in decision-making processes[198]. - The board of directors consists of 9 members, including 3 independent directors, ensuring compliance with legal requirements[198]. - The supervisory board has 3 members, including 1 employee representative, fulfilling its duties diligently and overseeing major company matters[199]. Research and Development - The company has established a research and development center to attract talent and enhance its technological capabilities[181]. - The number of R&D personnel increased to 49 in 2023, a rise of 13.95% from 43 in 2022, with R&D personnel now accounting for 26.20% of the total workforce[143]. - R&D expenditure for 2023 was CNY 20,582,589, representing 3.48% of total revenue, down from 5.44% in 2022[143]. Customer Relations - The company emphasizes the importance of maintaining strong relationships with key clients to stabilize revenue from its concentrated photovoltaic power station integration business[187]. - The company has a stable customer base, including major clients such as China Power Investment Corporation and China Power Construction Group[113].