Core Viewpoint - The document outlines the external guarantee management system of Shanghai Nenghui Technology Co., Ltd., emphasizing the need for legal compliance, risk control, and proper decision-making processes for external guarantees [1][2][4]. Group 1: General Principles - The external guarantee refers to the company providing guarantees for debts owed by debtors to creditors, including various forms such as guarantees, mortgages, and pledges [1]. - The company must adhere to principles of legality, prudence, mutual benefit, and safety when providing guarantees [1]. Group 2: Decision-Making Authority - The shareholders' meeting and the board of directors are the decision-making bodies for external guarantees, requiring approval before any guarantees can be provided [2]. - Guarantees provided by subsidiaries must also be approved by the company, and subsidiaries cannot provide mutual guarantees without approval [2][3]. Group 3: Risk Control Measures - The company must require counterparties to provide counter-guarantees, ensuring that the counter-guarantee provider has the actual capacity to fulfill the obligation [7]. - If a subsidiary provides guarantees, other shareholders should ideally provide equal guarantees or counter-guarantees based on their investment proportions [3]. Group 4: Approval Process - Guarantees exceeding 50% of the company's latest audited net assets or 30% of total assets require shareholder approval [4][5]. - The board of directors must review and approve all external guarantees, with a two-thirds majority required for approval [15]. Group 5: Application and Review Procedures - The finance director and finance department are responsible for receiving and reviewing guarantee applications, ensuring the authenticity of the provided information [6][20]. - The company must refuse guarantees if the applicant has a poor credit history or if the funding does not comply with national laws [21]. Group 6: Ongoing Management and Risk Monitoring - The company must establish a written contract for each guarantee, ensuring compliance with relevant laws and regulations [10]. - Continuous monitoring of the financial status and repayment ability of the guaranteed party is required, with timely actions taken if any adverse conditions arise [33]. Group 7: Legal Responsibilities - All directors and senior management must strictly adhere to the established procedures for external guarantees and are liable for any losses resulting from violations [37][38]. Group 8: Implementation and Amendments - The system will be implemented upon approval by the shareholders' meeting, with the board of directors authorized to interpret the regulations [41].

上海能辉科技股份有限公司 （2025 年 7 月修订） 第一章 总则 第一条 为了规范上海能辉科技股份有限公司（以下简称"公司"）募集资金 的管理和使用，保护投资者的权益，依照《中华人民共和国公司法》《中华人民 共和国证券法》《上市公司募集资金监管规则》《深圳证券交易所创业板股票上 市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》等有关法律法规及规范性文件的规定，结合公司实际情况，特制定本制 度。 第二条 本制度所称募集资金，是指公司通过发行股票或者其他具有股权性 质的证券，向投资者募集并用于特定用途的资金，不包括公司为实施股权激励计 划募集的资金。 第三条 公司董事会应当负责建立健全募集资金管理制度并确保该制度的有 效执行，公司应当制定募集资金的详细使用计划，组织募集资金投资项目（以下 简称"募投项目"）的具体实施，做到募集资金使用的公开、透明和规范。 募投项目通过公司子公司或公司控制的其他企业实施的，公司应当采取适当 措施保证该子公司或被控制的其他企业遵守本制度的各项规定。 第二章 募集资金的存储 实际募集资金净额超过计划募集资金金额（以下简称"超募资金"）也应当存 放 ...

Core Viewpoint - The document outlines the regulations and procedures for Shanghai Nenghui Technology Co., Ltd. regarding external financial assistance to prevent financial risks and ensure stable operations [1][2][3]. Group 1: Financial Assistance Regulations - The company and its subsidiaries can provide financial assistance only to subsidiaries where it holds more than 50% of the shares, excluding those with related party shareholders [1][2]. - Financial assistance includes both paid and unpaid funds, such as loans, and must adhere to specific conditions outlined in the document [1][3]. - The company is prohibited from providing financial assistance to directors, senior management, controlling shareholders, and their related parties [2][3]. Group 2: Approval Process - All external financial assistance must be approved by the board of directors, requiring a two-thirds majority vote from non-related directors [4][5]. - If the financial assistance exceeds 10% of the company's latest audited net assets or if the recipient's debt ratio exceeds 70%, it must also be approved by the shareholders' meeting [4][5]. - The board must evaluate the recipient's financial health, industry outlook, and repayment ability before approving assistance [4][5][6]. Group 3: Information Disclosure - The company must disclose details of financial assistance, including the purpose, recipient's financial status, and risk mitigation measures [6][7]. - If the recipient fails to repay on time or faces financial difficulties, the company must disclose this information and the measures taken [7][8]. - The company is responsible for ongoing monitoring of the financial assistance provided and must report any issues to the board [8][9]. Group 4: Responsibilities and Compliance - The finance department is tasked with assessing the risks associated with financial assistance, while the internal audit department reviews these assessments [8][9]. - Any violations of these regulations that result in losses or negative impacts will lead to accountability for the responsible personnel [9].

上海能辉科技股份有限公司 （2025 年 7 月修订） 第一章 总则 第一条 为加强对上海能辉科技股份有限公司（以下简称"公司"或"本公司"） 董事和高级管理人员所持本公司股份及其变动的管理，进一步明确办理程序，根 据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证 券法》（以下简称"《证券法》"）、《上市公司董事和高级管理人员所持本公司 股份及其变动管理规则》《深圳证券交易所上市公司自律监管指引第10号——股 份变动管理》《深圳证券交易所上市公司自律监管指引第18号——股东及董事、 高级管理人员减持股份》《上市公司股东减持股份管理暂行办法》《深圳证券交 易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第2号—— 创业板上市公司规范运作》等法律、法规、规范性文件以及《上海能辉科技股份 有限公司章程》（以下简称"公司章程"）的有关规定，结合公司的实际情况，特 制定本制度。 第二条 公司董事和高级管理人员在买卖本公司股票及其衍生品种前，应知 悉《公司法》《证券法》等法律、法规关于内幕交易、操纵市场等禁止行为的规 定，不得进行违法违规的交易。 公司董事和高级管理人员就其所持股份变动 ...

Core Points - The document outlines the regulations and procedures for related party transactions of Shanghai Nenghui Technology Co., Ltd, ensuring fairness and protection of the rights of non-related shareholders [1][2][3] Group 1: Related Parties and Relationships - Related parties include both legal entities and natural persons that have a significant influence or control over the company [3][4] - Legal entities that are considered related parties include those that directly or indirectly control the company or hold more than 5% of its shares [2][4] - Natural persons considered related parties include shareholders holding more than 5% of shares, directors, and senior management [2][5] Group 2: Related Transactions - Related transactions involve the transfer of resources or obligations between the company and its related parties, including asset purchases, investments, and financial support [4][5] - The company must ensure that related transactions do not deviate from market prices and are conducted on an equal and voluntary basis [4][5] Group 3: Decision-Making and Disclosure Procedures - Transactions exceeding 300,000 yuan with related legal entities or 30,000 yuan with related natural persons require board approval and must be disclosed [5][6] - Related transactions that exceed 3 million yuan and account for more than 5% of the company's net assets must be submitted for shareholder approval [5][6] Group 4: Exemptions and Special Cases - Certain transactions, such as public tenders or those providing unilateral benefits to the company, may be exempt from shareholder approval [6][7] - The company must disclose any related transactions that may significantly impact its financial status or operational results [9][10] Group 5: Record Keeping and Compliance - The board secretary is responsible for maintaining records of related transaction decisions and resolutions [12][13] - The regulations may be amended by the board in accordance with relevant laws and company articles, subject to shareholder approval [12][13]

上海能辉科技股份有限公司 （2025 年 7 月修订） 第一章 总则 第四条 董事会设董事会秘书，负责公司股东会和董事会会议的筹备、文件 保管以及公司股东资料管理、办理信息披露事务等事宜。董事会秘书兼任董事会 办公室负责人，保管董事会和董事会办公室印章。董事会秘书可以指定证券事务 代表等有关人员协助其处理日常事务。 第二章 董事 第五条 董事由自然人担任。有下列情形之一的，不能担任公司的董事： （一）无民事行为能力或者限制民事行为能力； （二）因贪污、贿赂、侵占财产、挪用财产或者破坏社会主义市场经济秩序， 被判处刑罚，或者因犯罪被剥夺政治权利，执行期满未逾 5 年，被宣告缓刑的， 自缓刑考验期满之日起未逾 2 年； （三）担任破产清算的公司、企业的董事或者厂长、总经理，对该公司、企 业的破产负有个人责任的，自该公司、企业破产清算完结之日起未逾 3 年； （四）担任因违法被吊销营业执照、责令关闭的公司、企业的法定代表人， 并负有个人责任的，自该公司、企业被吊销营业执照、责令关闭之日起未逾 3 年； （五）个人所负数额较大的债务到期未清偿被人民法院列为失信被执行人； 第一条 为明确上海能辉科技股份有限公司（以下简 ...

General Provisions - The implementation rules aim to improve the corporate governance structure of Shanghai Nenghui Technology Co., Ltd. and ensure the rights of shareholders in electing directors, particularly protecting the interests of minority shareholders [1] - Cumulative voting system allows shareholders to allocate their voting rights across multiple candidates when electing two or more directors [1] Director Nomination - Directors include both independent and non-independent directors, with specific nomination rights based on shareholding percentages [2] - Nomination of independent directors must comply with the regulations of the Independent Director Management Measures [2] Election and Voting of Directors - The voting process must be clearly communicated to shareholders, ensuring they understand the cumulative voting method [3] - In cases of multiple rounds of elections, the cumulative voting rights must be recalculated for each round [3][4] Election Results - Directors are elected based on the total votes received, with a requirement that the votes exceed half of the total voting rights held by attending shareholders [5] - If the number of elected directors is less than required, a second round of elections will be held [5] Miscellaneous - Any situations not covered by these rules will be resolved through consultation among attending shareholders, with a majority vote required for decisions [6] - The board of directors is responsible for interpreting and amending these rules, which take effect upon approval by the shareholders' meeting [6]

General Provisions - The company establishes a system to regulate the deferral and exemption of information disclosure to ensure compliance with legal obligations and protect investors' rights [1] - The system applies to the company and its wholly-owned and controlling subsidiaries [2] Scope and Management of Deferral and Exemption - Information can be exempted from disclosure if it involves state secrets or other matters that may violate confidentiality regulations [6] - The company has an obligation to protect state secrets and must not disclose them through any means [7] - Business secrets can be deferred or exempted from disclosure if they meet specific criteria, such as potential harm from disclosure [8] Internal Management Procedures for Deferral and Exemption - The company must carefully determine deferral and exemption matters and follow internal review procedures [13] - The board of directors leads and manages the deferral and exemption of information disclosure, with the board secretary coordinating the process [14] - A series of internal approval steps must be followed before deferring or exempting disclosure, including preparation of written materials and obtaining necessary approvals [15] Registration and Documentation - The company must register details of the deferral or exemption, including the type of information and the internal review process [16] - The board secretary is responsible for timely registration and documentation of deferral or exemption actions [17] Miscellaneous - The system will take effect upon approval by the board of directors and will be revised as necessary [18] - Any matters not covered by this system will be executed according to relevant national laws and regulations [19]

Group 1 - The company establishes a Compensation and Assessment Committee to enhance governance and efficiency, following relevant laws and regulations [2][4] - The committee is responsible for evaluating the performance of directors and senior management, as well as reviewing compensation policies and plans [2][3] - The committee consists of at least three directors, with a majority being independent directors [5][6] Group 2 - The committee is chaired by an independent director elected by the board, and its term aligns with that of the board [3][5] - The committee must submit its compensation plans for directors to the board for approval and subsequently to the shareholders' meeting [4][12] - The committee can hire external advisors for professional opinions, with costs covered by the company [7][8] Group 3 - The committee is tasked with developing performance evaluation standards and compensation mechanisms for directors and senior management [11][22] - Meetings require a quorum of two-thirds of the committee members, and decisions are made by a majority vote [19][20] - The committee must maintain confidentiality regarding meeting discussions and decisions [26][27]

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2025-053 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 二、董事会会议审议情况 全体与会董事经认真审议和表决，形成以下决议： （一）审议通过《关于修订<公司章程>的议案》 根据《公司法》《上市公司章程指引》等相关法律法规的规定及中国证券监 督委员会于2024年12月27日发布的《关于新〈公司法〉配套制度规则实施相关过 渡期安排》，将由董事会审计委员会行使《公司法》规定的监事会职权。公司拟 对《公司章程》的相关条款进行修改。同时，董事会提请股东会授权公司管理层 或其授权代表办理本次工商变更登记、章程备案等相关事宜。 具体内容详见公司于同日在巨潮资讯网（www.cninfo.com.cn）披露的《关 于修订<公司章程>及制定、修订部分治理制度的公告》（公告编号：2025-056）。 表决结果：同意 9 票，反对 0 票，弃权 0 票。 上海能辉科技股份有限公司 第三届董事会第四十五次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重 ...