（4）查阅募集资金专户的银行对账单、台账； （5）对公司主要负责人及有关人员进行访谈、沟通。 1 天风证券股份有限公司 关于金鹰重型工程机械股份有限公司 2023 年定期现场检查报告 | 保荐机构名称：天风证券股份有限公司 | 被保荐公司简称：金鹰重工 | | | | --- | --- | --- | --- | | 保荐代表人姓名：霍玉瑛 | 联系电话：027-87618889 | | | | 保荐代表人姓名：胡慧芳 | 联系电话：027-87618889 | | | | 现场检查人员姓名：霍玉瑛、胡慧芳 | | | | | 现场检查对应期间：2023 年度 | | | | | 现场检查时间：2023 年 12 月 28 日 | | | | | 一、现场检查事项 | | 现场检查意见 | | | （一）公司治理 | 是 | 否 | 不适用 | | 现场检查手段： （1）查阅公司章程和各项规章制度； | | | | | （2）查阅公司董事会、监事会、股东大会材料，包括会议通知、签到表、会议记录、会议决议、公告等； | | | | | （3）对公司主要负责人及有关人员进行访谈、沟通。 | | | | | 1. ...

Financial Performance - The company's operating revenue for Q3 2023 reached ¥553,896,133.29, representing a year-on-year increase of 15.34%[4] - Net profit attributable to shareholders was ¥36,040,610.80, up 3.85% compared to the same period last year[4] - Total operating revenue for Q3 2023 reached CNY 1,923,837,062.67, an increase of 4.7% compared to CNY 1,838,034,422.78 in Q3 2022[16] - Net profit for Q3 2023 was CNY 172,154,592.95, slightly higher than CNY 170,668,127.51 in Q3 2022, representing a growth of 0.9%[17] - The net profit attributable to shareholders of the parent company for Q3 2023 was CNY 174,195,551.60, compared to CNY 170,664,166.85 in the previous year, indicating an increase of 2.9%[17] - Basic and diluted earnings per share for Q3 2023 were both CNY 0.33, up from CNY 0.32 in Q3 2022[17] Cash Flow - The cash flow from operating activities for the year-to-date period increased significantly by 166.08%, totaling ¥91,685,317.39[4] - Cash generated from operating activities in Q3 2023 was CNY 1,929,263,433.15, compared to CNY 1,698,936,602.30 in the same quarter last year, marking an increase of 13.5%[18] - Operating cash inflow for Q3 2023 was CNY 1,945,206,764.16, an increase of 13.7% from CNY 1,710,914,526.76 in Q3 2022[19] - Net cash flow from operating activities was CNY 91,685,317.39, a significant recovery from a negative CNY 138,757,836.82 in the same period last year[19] - Cash inflow from financing activities totaled CNY 350,000,000.00, up from CNY 294,100,000.00, marking a 19% increase[19] - The ending cash and cash equivalents balance increased to CNY 494,097,532.62 from CNY 412,631,782.42, representing a growth of 19.7%[19] Assets and Liabilities - Total assets at the end of the reporting period amounted to ¥4,832,611,591.76, reflecting a 4.02% increase from the end of the previous year[4] - Current assets amounted to CNY 3,763,450,231.71, up from CNY 3,581,862,629.30, indicating an increase of about 5.06%[14] - Total liabilities as of September 30, 2023, amounted to CNY 2,430,145,516.41, up from CNY 2,392,023,378.97 at the beginning of the year, reflecting a growth of 1.6%[15] - Total equity attributable to shareholders of the parent company increased to CNY 2,360,400,852.16 from CNY 2,209,707,861.81, representing a rise of 6.8%[15] - The company reported a significant increase in contract liabilities, amounting to ¥83,114,923.26, due to an increase in advance payments for products[8] - The company experienced a 6642.85% increase in receivables financing, totaling ¥92,174,815.13, attributed to an increase in bank acceptance bills held[8] Operational Efficiency - The company's weighted average return on equity for the year-to-date period was 7.63%, down 0.80% from the previous year[4] - The company received government subsidies related to its normal business operations amounting to ¥930,120.27 during the reporting period[6] - The company is focusing on expanding its market presence and enhancing product development, although specific figures were not detailed in the provided content[13] - The company reported a total cash outflow for financing activities of CNY 382,935,933.14, which is a 83% increase compared to CNY 209,329,314.65 in Q3 2022[19] Inventory and Receivables - Accounts receivable decreased to CNY 1,673,827,954.07 from CNY 1,759,673,004.28, showing a decline of about 4.87%[14] - Inventory rose significantly to CNY 1,268,632,669.79 from CNY 1,006,531,072.11, marking an increase of approximately 26.06%[14] - The company reported a significant increase in prepayments, which rose to CNY 39,405,117.11 from CNY 11,769,610.58, indicating a growth of approximately 235.56%[14]

本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 金鹰重型工程机械股份有限公司（以下简称"公司"）于 2023 年 10 月 20 日以电话、书 面、电子邮件等形式发出会议通知，2023 年 10 月 27 日以现场和视频相结合的形式在湖北省 襄阳市樊城区新华路 6 号金鹰重工会议室召开第二届监事会第 3 次会议并做出本监事会决 议。本次监事会会议应出席监事 3 人，实际出席监事 3 人，会议由公司监事会主席王书群先 生召集并主持，董事会秘书崔军列席会议，符合《公司法》《证券法》《深圳证券交易所创业 板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》及《公司章程》等法律法规的规定。 证券代码：301048 证券简称：金鹰重工 公告编号：2023-047 金鹰重型工程机械股份有限公司 第二届监事会第 3 次会议决议公告 表决结果：赞成 3 票，反对 0 票，弃权 0 票，审议通过了本议案。 特此公告。 金鹰重型工程机械股份有限公司监事会 2023 年 10 月 27 日 1 / 1 一、审议通过《关于公司<2023 年第三 ...

一、审议通过《关于公司<2023 年第三季度报告>的议案》 公司编制《2023 年第三季度报告》的程序符合法律、法规和中国证监会的规定，报告 内容真实、准确、完整地反映了公司的财务状况和经营成果，不存在虚假记载、误导性陈述 或重大遗漏。 公司《2023 年第三季度报告》的具体内容详见同日刊登在中国证监会指定的创业板信 息披露网站上的相关公告。 表决结果：赞成 9 票，反对 0 票，弃权 0 票，审议通过了本议案。 特此公告。 证券代码：301048 证券简称：金鹰重工 公告编号：2023-046 金鹰重型工程机械股份有限公司 第二届董事会第 4 次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 金鹰重型工程机械股份有限公司（以下简称"公司"）第二届董事会第 4 次会议于 2023 年 10 月 20 日以电话、书面、电子邮件等形式发出会议通知，2023 年 10 月 27 日以现场和视 频相结合的形式召开。会议地点为湖北省襄阳市樊城区新华路 6 号金鹰重工会议室。会议应 出席董事 9 名，实际出席 9 名（其中独立董事 3 名）。本次会议的召开与 ...

Financial Performance - The company's operating revenue for the first half of 2023 was CNY 1,369,940,929.38, representing a 0.89% increase compared to CNY 1,357,817,405.68 in the same period last year[24]. - The net profit attributable to shareholders of the listed company was CNY 138,154,940.80, up 1.61% from CNY 135,960,427.06 year-on-year[24]. - The net cash flow from operating activities reached CNY 124,464,725.00, a significant increase of 410.75% compared to a negative cash flow of CNY 40,052,510.75 in the previous year[24]. - The total assets as of June 30, 2023, were CNY 4,702,631,853.55, reflecting a 1.22% increase from CNY 4,645,837,422.62 at the end of the previous year[24]. - The net assets attributable to shareholders of the listed company increased by 5.15% to CNY 2,323,418,388.36 from CNY 2,209,707,861.81 at the end of the previous year[24]. - Basic earnings per share for the first half of 2023 were CNY 0.26, up 4.00% from CNY 0.25 in the same period last year[24]. - The weighted average return on equity decreased to 6.10% from 6.78% in the previous year, a decline of 0.68%[24]. - The operating cost increased by 1.53% year-on-year to approximately CNY 1.11 billion, resulting in a gross profit margin of 19.2%[71]. - The company reported a total comprehensive income of CNY 138,154,940.80 for the first half of 2023, compared to CNY 135,960,427.06 in the first half of 2022[189]. Research and Development - Research and development investment decreased by 28.32% year-on-year to approximately CNY 39.76 million, attributed to a reduction in R&D projects[71]. - As of June 30, 2023, the company holds 42 invention patents, 202 utility model patents, and 9 design patents, showcasing its strong R&D capabilities[56]. - The company has successfully developed various types of rail engineering equipment, including heavy-duty rail vehicles and high-speed comprehensive inspection vehicles, enhancing its product portfolio[55]. - The company plans to increase R&D investment and expand its R&D team to enhance its core competitiveness in the technology-intensive rail engineering equipment industry[91]. - The company aims to enhance its core competitiveness and profitability by continuously improving product research and development in response to market demands[36]. Market and Industry Outlook - National policies support the rail engineering equipment industry, with plans to expand the railway network to 200,000 kilometers by 2035, including 70,000 kilometers of high-speed rail[44]. - The urban rail transit sector is expected to continue growing rapidly due to increasing urbanization and transportation demands[51]. - The company is exploring opportunities in the Belt and Road Initiative, focusing on railway infrastructure projects in participating countries[110]. - The company aims to enhance its market competitiveness to increase its market share in national rail, urban rail, and overseas markets[96]. - Future guidance indicates a projected revenue growth of approximately 10% for the next fiscal year[200]. Operational Efficiency - The company adopts a sales-driven procurement model, ensuring efficient material supply based on production needs[37]. - The production model is characterized by flexible production and pull-based manufacturing to minimize resource waste and shorten delivery cycles[39]. - The company has invested in specialized production equipment, including welding robots and automatic cutting machines, to improve production efficiency and product quality[59]. - The company is focused on enhancing product reliability and safety through rigorous testing and quality assurance processes[69]. - The company plans to develop new products and improve product quality based on market conditions[136]. Risks and Challenges - The company faces various risks in its future operations, which are detailed in the report, emphasizing the need for investors to be aware of potential uncertainties[5]. - The company faces risks from macroeconomic fluctuations that could impact demand for its products, particularly in the railway and urban rail transit sectors[93]. - The company has a high customer concentration risk, primarily relying on railway operating units, which could affect its production and operational stability[97]. - The company faces risks related to accounts receivable, with potential increases in bad debt if collection efforts are ineffective or if major clients experience adverse changes[106]. - The company has significant inventory risk due to high levels of raw materials and finished goods, which could impact cash flow and operational efficiency[107]. Environmental Compliance - The company is committed to adhering to environmental protection regulations and increasing investments in environmental compliance to mitigate risks associated with stricter policies[101]. - The company has implemented a quarterly environmental monitoring plan, with data reported to the Hubei Province pollution source monitoring information management platform[123]. - The company invested approximately 7 million yuan in environmental protection measures during the reporting period to ensure compliance with pollution discharge standards[124]. - The company has established long-term strategic partnerships with suppliers, ensuring product safety and quality throughout the R&D and production processes[128]. - The company has developed emergency response plans for environmental incidents, with approvals obtained from local ecological environment bureaus[124]. Corporate Governance - The company adheres to national laws and regulations to protect the rights of shareholders and creditors, continuously improving its corporate governance structure[127]. - The company has committed to not transferring or entrusting the management of its shares for 36 months from the date of its stock listing[132]. - The company will ensure compliance with relevant regulations and rules set by the China Securities Regulatory Commission and the Shenzhen Stock Exchange[137]. - The company will enhance its governance structure to protect the rights of shareholders, especially minority shareholders[136]. - The company has established a long-term commitment to not engage in fund pooling with the issuer, maintaining the issuer's financial independence[138]. Shareholder Information - The total number of shares is 533,333,400, with 75% being restricted shares held by state-owned entities[164]. - The total number of ordinary shareholders at the end of the reporting period is 27,476[166]. - China Railway Wuhan Bureau Group Co., Ltd. holds 60.00% of the shares, totaling 320,000 shares[166]. - The company issued 13,333.34 million shares in its initial public offering, with strategic investors receiving 4,000 million shares, which is 30.00% of the total issuance[168]. - The company has not conducted any repurchase transactions among the top ten shareholders during the reporting period[168].

天风证券股份有限公司 关于金鹰重型工程机械股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：天风证券股份有限公司 | 被保荐公司简称：金鹰重工 | | --- | --- | | 保荐代表人姓名：霍玉瑛 | 联系电话：027-87618889 | | 保荐代表人姓名：胡慧芳 | 联系电话：027-87618889 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1．公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不限于 | | | 防止关联方占用公司资源的制度、募集资金管理制度、 | 是 | | 内控制度、内部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3．募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月 1 次 | | （2）公司募集资金项目进展是否与信息披露文件一致 | 是 | | 4．公司治 ...

金鹰重型工程机械股份有限公司 经核查，我们认为：聘任夏福坤同志为公司副总经理，符合有关法律、法规 和公司章程的规定，夏福坤同志满足担任上市公司高级管理人员任职资格，符合 担任公司高级管理人员的任职要求，提名及聘任程序符合有关法律法规和公司章 程的规定。我们一致同意公司第二届董事会第 3 次会议审议的《关于聘任夏福坤 同志为公司副总经理的议案》，同意聘任夏福坤同志为公司副总经理。 独立董事对公司第二届董事会第 3 次会议相关事项 的独立意见 三、对关于公司控股股东及其他关联方资金占用、公司对外担保情况的独 立意见如下： 作为金鹰重型工程机械股份有限公司（以下简称"公司"）的独立董事，根 据《中华人民共和国公司法》《上市公司独立董事规则》《深圳证券交易所创业板 股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市 公司规范运作》以及《金鹰重型工程机械股份有限公司章程》的相关规定，对 2023 年 8 月 25 日召开的公司第二届董事会第 3 次会议审议的有关议案进行了审 议，发表如下独立意见： 二、《关于聘任夏福坤同志为公司副总经理的议案》的独立意见 一、《关于公司<2023 年半年度募集资 ...

证券代码：301048 证券简称：金鹰重工 公告编号：2023-041 金鹰重型工程机械股份有限公司 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 金鹰重型工程机械股份有限公司（以下简称"公司"）经中国证券监督管理委员会 2021 年 6 月 16 日"证监许可[2021]2062 号"文核准，首次公开发行人民币普通股（A 股） 133,333,400 股，每股面值为人民币 1 元，发行价格为人民币 4.13 元/股，募集资金总额为人 民币 550,666,942.00 元，扣除发行费用（不含增值税）人民币 50,633,012.51 元后，募集资金 净额为人民币 500,033,929.49 元。安永华明会计师事务所（特殊普通合伙）已于 2021 年 8 月 13 日对公司募集资金的到位情况进行了审验，并出具了安永华明（2021）验字第 61483325_C01 号验资报告。公司对募集资金进行专户管理。 （二）募集资金以前年度已使用金额、本年度使 ...

金鹰重型工程机械股份有限公司 关于公司副总经理辞职的公告 证券代码：301048 证券简称：金鹰重工 公告编号：2023-042 陈斌同志在任职期间恪尽职守，勤勉尽责。公司董事会对陈斌同志在任职期间为公司发 展做出的贡献表示衷心感谢。 特此公告。 金鹰重型工程机械股份有限公司董事会 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 2023 年 8 月 25 日 近期，金鹰重型工程机械股份有限公司（以下简称"公司"）董事会收到公司副总经理 陈斌同志的书面辞职报告。陈斌同志因工作调动安排，申请辞去公司副总经理职务，辞职后 不再担任公司任何职务。陈斌同志原定任期届满日为 2026 年 6 月 15 日。 截至本公告披露日，陈斌同志及其配偶或其他关联人均未持有公司股票，无须遵守相关 减持承诺。 根据《公司法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》及《公司章程》等有关规定，陈斌同志的辞 职报告自送达公司董事会之日起生效，其辞职不会对公司日常经营产生重要影响。 ...

证券代码：301048 证券简称：金鹰重工 公告编号：2023-040 金鹰重型工程机械股份有限公司 第二届监事会第 2 次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 金鹰重型工程机械股份有限公司（以下简称"公司"或"金鹰重工"）于 2023 年 8 月 14 日以电话、书面、电子邮件等形式发出会议通知，2023 年 8 月 25 日以现场和视频相结合的 形式在湖北省襄阳市樊城区新华路 6 号金鹰重工会议室召开第二届监事会第 2 次会议并做出 本监事会决议。本次监事会会议应出席监事 3 人，实际出席监事 3 人，会议由公司监事会主 席王书群先生召集并主持，董事会秘书崔军列席会议，符合《公司法》《证券法》《深圳证券 交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上 市公司规范运作》及《公司章程》等法律法规的规定。 金鹰重型工程机械股份有限公司监事会 二、会议审议通过《关于公司<2023 年半年度募集资金存放与使用情况的专项报告>的 议案》： 经审核，监事会认为公司 2023 年半年度募集资金的存放与使用情况符 ...