河北工大科雅能源科技股份有限公司 2023 年度独立董事述职报告 （刘海云） 2023 年度，本人刘海云作为河北工大科雅能源科技股份有限公司（以下简 称"公司"）的独立董事，严格遵照《公司法》《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》《公司章程》《独立董事议事规 则》等相关法律法规和公司规章制度的规定和要求，勤勉尽责履行独立董事法定 的责任和义务，积极出席相关会议并发挥独立监督作用，以维护公司和股东的利 益。现将 2023 年度本人履行独立董事职责的工作情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 本人刘海云，中国国籍，无境外永久居留权，1971 年 12 月出生，博士研究 生学历，教授，硕士生导师。现任河北经贸大学国际教育学院副院长、中国民主 建国会石家庄市委员会副主委、石家庄市人大常委、河北省人大代表、河北灵寿 农村商业银行股份有限公司独立董事。曾任河北经贸大学会计学院教师、河北经 贸大学会计学院基础会计教研室主任、河北经贸大学中东欧国际商务研修学院副 院长。2023 年 8 月至今任公司独立董事。 （二）独立性的情况说明 作为公司独立 ...

中信建投证券股份有限公司关于 河北工大科雅能源科技股份有限公司 2023 年度跟踪报告 | | 履行承诺 | | | --- | --- | --- | | 公司及股东承诺事项 首次公开发行时所作承诺 | 是否 是 | 未履行承诺的原因及解决措施 不适用 | 四、其他事项 | 报告事项 | 说 明 | | --- | --- | | 1.保荐代表人变更及其理由 | 不适用 | | 2.报告期内中国证监会和本所对保荐机构或者其 | 无 | | 保荐的公司采取监管措施的事项及整改情况 | | | 保荐机构名称：中信建投证券股份有限公司 | 被保荐公司简称：工大科雅 | | --- | --- | | 保荐代表人姓名：邵宪宝 | 联系电话：021-68801584 | | 保荐代表人姓名：赵小敏 | 联系电话：021-68801584 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 次 0 | | 2．督导公司建立健全并有效执行规章制度的情 | | ...

河北工大科雅能源科技股份有限公司 二、监事会对公司日常监督事项的意见 （一）依法运作情况 报告期，根据《公司法》《证券法》《公司章程》等各项法律法规和公司内 部制度的要求，监事会通过召开3次会议、列席历次董事会会议、参加公司召开 的2次股东大会等，对公司经营运作的情况进行了监督。2023年度公司所有重大 决策程序符合《公司法》《证券法》《公司章程》等规定规范运作，建立了较为 完善的内部控制制度，信息披露及时、准确。公司董事、高级管理人员在执行公 司职务时，不存在违反法律、法规、《公司章程》或有损于公司和股东利益的行 为。 （二）检查公司财务情况 2023 年度监事会工作报告 2023 年度，河北工大科雅能源科技股份有限公司（以下简称"公司"）监 事会严格遵照《公司法》《证券法》《深圳证券交易所创业板股票上市规则》、 《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》 等法律法规、部门规章、规范性文件及《公司章程》的相关规定，本着对上市公 司和全体股东负责的精神，履职监督职责，对公司依法运作、重大决策、财务状 况以及对公司董事、高级管理人员勤勉履职等方面进行了有效监督，切实维护了 全体股 ...

证券代码：301197 证券简称：工大科雅 公告编号：2024-029 二、预计日常关联交易类别和金额 单位：人民币万元 | 关联交易类别 | 关联人 | 交易 | 关联交易 | 预计金 | 截至披露日 | 上年发生 | | --- | --- | --- | --- | --- | --- | --- | | | | 内容 | 定价原则 | 额 | 已发生金额 | 金额 | | 向 关 联 人销 售 | 中 国 电 子系 | 销 售 | 市场公允 | 2,000.00 | 242.00 | 998.86 | | 商 品 和 提供 劳 | 统 技 术 有限 | 商品 | 价格 | | | | | 务 | 公 司 及 其控 | | | | | | | | 股公司 | | | | | | | 向关联人采 购 | 石 家 庄 鑫燃 | 购 买 | 市场公允 | 1,300.00 | 877.38 | 1219.38 | | 商 品 和 接受 劳 | 热 力 有 限公 | 商品 | 价格 | | | | | 务 | 司 | | | | | | | | | | | 2,000.00 | 0 | 2.89 | | 向关联 ...

河北工大科雅能源科技股份有限公司 2023 年度内部控制自我评价报告 河北工大科雅能源科技股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称企业内部控制规范体系），结合河北工大科雅能源科技股份有限公 司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项监督 的基础上，我们对公司 2023 年 12 月 31 日（内部控制评价报告基准日）的内部 控制有效性进行了评价。 一、重要声明 根据公司财务报告内部控制重大缺陷的认定情况，于内部控制自我评价报告 基准日，不存在财务报告内部控制重大缺陷，董事会认为，公司已按照企业内部 控制规范体系和相关规定的要求在所有重大方面保持了有效的财务报告内部控 制。 根据公司非财务报告内部控制重大缺陷认定情况，于内部控制自我评价报告 基准日，公司不存在非财务报告内部控制重大缺陷。 自内部控制自我评价报告基准日至内部控制自我评价报告发出日之间未发 生影响内部控制有效性评价结论的因素。 三、内部控制评价工作情况 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董 ...

中信建投证券股份有限公司 1 | | | 三、上一年度日常关联交易实际发生情况 单位：万元 | 关联交易类别 | 关联人 | 交易 | 实际发生 预计金 实际发生额与预 | | | | --- | --- | --- | --- | --- | --- | | 内容 | | | 金额 | 额 | 计金额差 | | 向关联人销售商 | 中国电子系统技术有 | 销售 | 998.86 | 3,000.00 | 2,001.14 | | 品和提供劳务 | 限公司及其控股公司 | 商品 | | | | | 向关联人采购商 | 石家庄鑫燃热力有限 | 购买 | 1,219.38 | 1,300.00 | 80.62 | | 品和接受劳务 | 公司 | 商品 | | | | | 向关联人采购商 | 河北博纳德能源科技 | 购买 | 2.89 | 2,000.00 | 1,997.11 | | 品和接受劳务 | 有限公司 | 商品 | | | | | 合计 | | | 2,221.13 6,300.00 | | 4,078.87 | | 公司董事会对日常关联交易实际发生情况与预计 | | | 公司与关联人之间年度日常关联交 ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥357.93 million, representing a 14.54% increase compared to ¥312.49 million in 2022[23]. - Net profit attributable to shareholders for 2023 was approximately ¥56.66 million, a 39.76% increase from ¥40.54 million in 2022[23]. - The basic earnings per share for 2023 was ¥0.47, up 17.50% from ¥0.40 in 2022[23]. - The total assets at the end of 2023 reached approximately ¥1.68 billion, a 12.33% increase from ¥1.49 billion at the end of 2022[23]. - The net assets attributable to shareholders at the end of 2023 were approximately ¥1.35 billion, a 3.42% increase from ¥1.31 billion at the end of 2022[23]. - The cash flow from operating activities showed a net outflow of approximately ¥28.20 million, an improvement of 59.16% compared to a net outflow of ¥69.05 million in 2022[23]. - The company's weighted average return on equity for 2023 was 4.28%, down from 4.90% in 2022[23]. - Total revenue for 2023 reached ¥357,934,886.25, representing a year-on-year increase of 14.54% compared to ¥312,492,932.01 in 2022[66]. - The revenue from the smart heating perception and control system was ¥284,860,273.07, accounting for 79.58% of total revenue, with a significant growth of 32.55% year-on-year[66]. - The company reported a net profit attributable to shareholders of ¥44,167,470.61 for Q4 2023, a significant recovery from a net loss of ¥8,394,769 in Q4 2022[68]. Risk Management - The board of directors emphasizes the importance of risk awareness regarding industry policy adjustments, technological innovation risks, and seasonal performance fluctuations[4]. - The company has outlined potential risks and countermeasures in the section discussing future development prospects[4]. - The company does not guarantee the realization of future plans and strategies due to uncertainties in macroeconomic and market conditions[4]. - The report includes a detailed analysis of the company's operational risks and strategies for addressing them[4]. - The company has a structured approach to managing risks associated with talent retention and technological advancements[4]. - The company faces risks from potential adjustments in industry policies that could slow market demand for its products and services, impacting operational performance[112]. - There is a risk of technological innovation failure if the company does not keep pace with the rapid development of new information technologies and market demands[112]. - The company is at risk of talent loss and shortages, which could hinder its operational development if it cannot maintain a stable workforce[113]. - Seasonal fluctuations in operational performance are expected, as most contract projects are completed and revenue recognized in the fourth and second quarters[114]. Research and Development - The company is focused on independent research and development, with dedicated teams in various technical departments to tackle key technological challenges[52]. - The company has added 10 new patents and 2 software copyrights during the reporting period, indicating a strong focus on R&D investment[58]. - The company is developing a distributed edge computing terminal to enhance real-time data collection and command issuance, aimed at improving energy management in smart heating networks[84]. - A digital twin platform for regional heating and cooling systems is under research, which is expected to significantly reduce overall energy consumption[84]. - The company has completed the development of a solar-ground source heat pump system that optimizes operation based on soil temperature[85]. - The establishment of a carbon footprint calculation model for centralized heating systems is underway, focusing on scientific and efficient methodologies[85]. - The company has implemented a data platform for visualizing energy consumption across heating enterprises, enhancing management efficiency[84]. - R&D investment amounted to ¥38,512,865.10 in 2023, which is 10.76% of the operating revenue, up from 9.91% in 2022[85]. - The number of master's degree holders among R&D personnel rose by 31.58% to 25 in 2023, compared to 19 in 2022[85]. Market Strategy - The company plans to enhance its smart heating solutions through the integration of new technologies such as big data and IoT[18]. - The company aims to expand its market presence through strategic partnerships and technological advancements in the heating sector[18]. - The company is focusing on energy-saving services and contract energy management to improve operational efficiency[18]. - The company expects continued growth in the Northeast region and plans to expand its market presence in new areas[68]. - The company is exploring potential acquisitions in the renewable energy sector to enhance its market position and product offerings[190]. - Market expansion plans include entering three new provinces, targeting an additional 300,000 users by the end of 2024[191]. - The company plans to allocate 50 million RMB for marketing efforts to boost brand awareness in new markets[191]. Governance and Compliance - The company adheres to legal and regulatory requirements to ensure sound corporate governance and operational independence from its controlling shareholders[119]. - The board of directors consists of 9 members, including 3 independent directors, ensuring compliance with legal and regulatory requirements[122]. - The company has established a supervisory board consisting of 3 supervisors, including 1 employee supervisor, complying with legal and regulatory requirements[123]. - The audit committee of the board has 3 members, responsible for reviewing financial reports and internal controls, ensuring compliance with regulations[124]. - The company emphasizes information disclosure, ensuring the authenticity, accuracy, and timeliness of information in compliance with relevant laws and regulations[126]. - The company maintains independence from its actual controller, with no interference in decision-making or operations, ensuring the protection of shareholder interests[128]. - The company has a complete and independent business system, with no competition or unfair transactions with its actual controller[129]. - The company has established a robust financial department, ensuring independent financial decision-making and compliance with accounting regulations[130]. Employee Management - The total number of employees at the end of the reporting period was 492, with 396 in the parent company and 96 in major subsidiaries[157]. - Employee compensation totaled CNY 59.96 million, accounting for 19.82% of total operating costs, with R&D personnel making up 33.69% of the workforce[158]. - The company conducted 9 training sessions in 2023, with a total of 2,515 participant attendances, aimed at enhancing employee skills and knowledge[159]. - The company has no stock incentive plans or employee stock ownership plans in place during the reporting period[163]. - The company had no retired employees requiring pension costs, indicating a focus on a younger workforce[157]. Shareholder Information - The company plans to distribute a cash dividend of 1 RMB (including tax) for every 10 shares held, with no bonus shares issued[6]. - The company’s total distributable profit was CNY 56.66 million, with no cash dividend distribution plan proposed despite positive earnings[162]. - The company has committed to not transferring or entrusting others to manage its shares for 36 months from the date of listing, which is until February 8, 2026[182]. - The company will ensure compliance with the relevant laws and regulations during the share reduction process[198]. - The company has committed to a stable stock price plan that will be reviewed and approved by the shareholders' meeting[198].

编制单位：河北工大科雅能源科技股份有限公司 单位：人民币万元 | 非经营性 资金占用 | | 上市公司核 | | 2023 年期 | 2023 年 度占用累 | 2023 度占用 资金的 | 年 | 2023 | 年度偿 | 2023 | 年期 | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 资金占用方名称 | 算的会计科 | 占用方与上市公司的关联关系 | 初占用资 | 计发生金 | 利息 | | | 还累计发生 | 末占用资 | 占用形成原因 | | | | | 目 | | 金余额 | 额（不含 利息） | （如 | | 金额 | | 金余额 | | | | | | | | | | 有） | | | | | | | | 控股股 | | | | | | | | | | | | | | 东、实际 | | | | | | | | | | | | | | 控制人及 | | | | | | | | | | | | | | 其附属企 | | | | | | | | | | | | ...

河北工大科雅能源科技股份有限公司 非经营性资金占用及其他关联资金 往来情况专项说明 目 录 一、非经营性资金占用及其他关联资金往来情况的专项 审计说明…………………………………………………………第 1—2 页 二、非经营性资金占用及其他关联资金往来情况汇总表…………第 3—5 页 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2024〕1-400 号 二、管理层的责任 河北工大科雅能源科技股份有限公司全体股东： 我们接受委托，审计了河北工大科雅能源科技股份有限公司（以下简称工大 科雅公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负 债表，2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母 公司所有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上， 我们审计了后附的工大科雅公司管理层编制的 2023 年度《非经营性资金占用及 其他关联资金往来情况汇总表》（以下简称汇总表）。 一、对报告使用者和使用目的的限定 本报告仅供工大科雅公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为工大科雅公司年度报告的必备文件， ...

证券代码：301197 证券简称：工大科雅 公告编号：2024-033 河北工大科雅能源科技股份有限公司 关于召开 2023 年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 河北工大科雅能源科技股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开了第三届董事会第十六次会议，会议决定于 2024 年 5 月 20 日下午 14:30 召开公司 2023 年年度股东大会。 一、召开会议基本情况 1、股东大会届次：公司 2023 年年度股东大会。 2、股东大会召集人：公司董事会。 3、会议召开的合法、合规性：本次股东大会的召开符合有关法律、行政法 规、部门规章、规范性文件及《公司章程》的规定。 4、会议召开时间： （1）现场会议时间：2024 年 5 月 20 日下午 14:30 （2）网络投票时间：通过深圳证券交易所交易系统进行网络投票的具体时 间为：2024 年 5 月 20 日上午 9:15-9:25、9:30-11:30，下午 13:00-15:00；通过深 圳证券交易所互联网投票系统投票的具体时间为：2024 年 5 ...