湘财证券股份有限公司 关于广东飞南资源利用股份有限公司 2023 年度证券与衍生品投资情况的核查意见 湘财证券股份有限公司（以下简称"保荐机构"或"湘财证券"）作为广东 飞南资源利用股份有限公司（以下简称"飞南资源"或"公司"）首次公开发行 股票并上市的保荐机构，根据《证券发行上市保荐业务管理办法（2023 年 2 月修 订）》《深圳证券交易所创业板股票上市规则（2023 年 8 月修订）》《深圳证券 交易所上市公司自律监管指引第 13 号——保荐业务（2022 年 1 月修订）》《深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作（2023 年 12 月修订）》《深圳证券交易所创业板上市公司自律监管指南第 1 号——业务办 理（2023 年 12 月修订）》和《深圳证券交易所上市公司自律监管指引第 7 号—— 交易与关联交易（2023 年修订）》等有关规定，对公司 2023 年度证券与衍生品 投资情况进行了核查。具体情况如下： 一、证券与衍生品投资审议批准情况 经公司 2023 年 4 月 3 日召开的第二届董事会第十二次会议审议通过，董事会 同意公司根据现货需要使用期货合约对部分存货 ...

证券代码：301500 证券简称：飞南资源 公告编号：2024-022 广东飞南资源利用股份有限公司 广东飞南资源利用股份有限公司 以下简称公司）于 2024 年 4 月 25 日召开 第二届董事会第二十三次会议，审议通过了《关于召开 2023 年度股东大会的议 案》，公司董事会决定于 2024 年 5 月 20 日召开 2023 年度股东大会。现将会议有 关事项公告如下： 一、召开会议的基本情况 1、股东大会届次：2023 年度股东大会 2、股东大会的召集人：公司董事会 3、会议召开的合法、合规性：本次股东大会的召开符合有关法律法规、部 门规章、规范性文件和公司章程等的规定。 4、会议召开的日期、时间： 1）现场会议时间：2024 年 5 月 20 日 星期一）15:00 开始 2）网络投票时间： 通过深圳证券交易所交易系统进行网络投票的具体时间 2024 年 5 月 20 日 9:15—9:25，9:30—11:30 和 13:00—15:00； 关于召开 2023 年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 通过深圳证券交易所互联 ...

证券代码：301500 证券简称：飞南资源 公告编号：2024-021 广东飞南资源利用股份有限公司 第二届监事会第十八次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 广东飞南资源利用股份有限公司 以下简称公司）第二届监事会第十八次会 议于 2024 年 4 月 25 日在公司会议室以现场方式召开，本次会议的通知已于 2024 年 4 月 7 日以电子邮件的方式送达全体监事。会议应出席监事 3 人，实际出席监 事 3 人，会议由监事会主席李加兴先生主持。本次会议的召开符合法律、行政法 规、部门规章、规范性文件和《广东飞南资源利用股份有限公司章程》的规定。 二、监事会会议审议情况 一）审议通过了《关于 2023 年年度报告及其摘要的议案》 监事会认为：董事会编制和审核公司 2023 年年度报告及其摘要的程序符合 法律法规、中国证券监督管理委员会和深圳证券交易所的规定，报告的内容真实、 准确、完整地反映公司的实际情况，不存在虚假记载、误导性陈述或者重大遗漏。 具体内容详见公司同日在巨潮资讯网 http://www.cninf ...

广东飞南资源利用股份有限公司 2023 年度独立董事述职报告 各位股东： 本人作为广东飞南资源利用股份有限公司（以下简称公司）的独立董事，根 据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立董事管 理办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》等法律、法规、规范性文件及公司章程、独立董事工作制度的相关规定， 在 2023 年度工作中，积极出席相关会议，认真审议董事会各项议案，忠实地履 行独立董事职责和义务，促进公司依法规范运作，切实维护公司和股东特别是中 小股东的利益。现将 2023 年度履行独立董事职责情况作汇报如下： 一、独立董事的基本情况 （一）独立董事工作履历、专业背景以及兼职情况 本人李建伟，1973 年出生，中国国籍，无境外永久居留权，毕业于湘潭大 学，本科学历，中国注册会计师。2003 年 12 月至今就职于大华会计师事务所（（特 殊普通合伙）；2009 年至 2018 年 8 月任大华会计师事务所（（特殊普通合伙）审 计风险管理合伙人；2018 年 9 月至今任大华会计师事务所（特殊普通合伙）深 圳分所执行合伙人，2021 年 4 月至今兼 ...

Financial Performance - Feinan Resources reported a total revenue of 1.2 billion RMB for the year 2023, representing a year-on-year increase of 15%[19]. - The company achieved a net profit of 200 million RMB in 2023, which is a 10% increase compared to the previous year[19]. - The company's operating revenue for 2023 was approximately ¥8.67 billion, a decrease of 1.12% compared to ¥8.77 billion in 2022[24]. - Net profit attributable to shareholders was approximately ¥180.05 million, down 15.24% from ¥212.34 million in 2022[24]. - The net profit after deducting non-recurring gains and losses was approximately ¥109.27 million, a significant decline of 55.00% from ¥242.70 million in 2022[24]. - Basic and diluted earnings per share decreased by 17.54% to ¥0.4866 in 2023, down from ¥0.5898 in 2022[24]. - The company reported a gross margin of 5.49% for the waste resource utilization industry, with operating costs amounting to CNY 8,192,116,228.59, reflecting a 0.05% increase compared to the previous year[74]. - The revenue from resource products was CNY 8,599,818,331.38, accounting for 99.21% of total revenue, with a slight decrease of 0.23% year-on-year[72]. Market Expansion and Strategy - Feinan Resources plans to expand its market presence by entering three new provinces in 2024, aiming for a 20% increase in market share[19]. - The management has set a revenue target of 1.5 billion RMB for 2024, reflecting a growth forecast of 25%[19]. - The company is exploring potential acquisitions of smaller recycling firms to enhance its operational capabilities and market reach[19]. - The company is actively expanding its production capabilities, with planned disposal capacities of 300,000 tons per year in Guangxi and 150,000 tons per year in Guangdong[45]. Research and Development - The company is investing 100 million RMB in R&D for new recycling technologies, expected to launch in Q3 2024[19]. - Research and development (R&D) investment reached 366,888,693.62 yuan in 2023, representing 4.23% of total revenue, an increase from 3.26% in 2022[90]. - The number of R&D personnel increased by 81.82% from 88 in 2022 to 160 in 2023, with a notable rise in the proportion of younger staff under 30 years old[87]. - The company has completed the development of a new black copper anode plate mold, which is expected to significantly improve the efficiency and lifespan of the production process[83]. Environmental Compliance and Sustainability - The company adheres strictly to various environmental protection laws and standards, ensuring compliance with national regulations[188]. - The company has implemented measures to control particulate matter emissions, achieving a discharge of 72.28 tons per year[191]. - The company is focused on reducing hazardous waste incineration emissions, with a total of 20.70 tons per year reported[191]. - The company has established emergency response plans for environmental incidents, including training and drills for employees[194]. - The company has constructed and maintained pollution control facilities, including dust removal and desulfurization systems, across its subsidiaries[193]. Operational Challenges - The company reported a negative net cash flow from operating activities of approximately ¥701.18 million in 2023, compared to a positive cash flow of ¥556.67 million in 2022[24]. - The company experienced a significant decline in cash flow, with the net cash flow from operating activities showing a negative trend across all four quarters of 2023[27]. - The company faces risks from macroeconomic fluctuations that could impact raw material supply, and it plans to diversify procurement channels to mitigate this risk[125]. - Metal price volatility poses a risk to profitability, and the company intends to enhance operational efficiency and utilize hedging tools to manage this risk[126]. Corporate Governance - The company has established a comprehensive legal framework for hazardous waste management, with multiple regulations and policies issued in 2023 to enhance environmental management practices[47]. - The company has a complete internal organizational structure with clear responsibilities and workflows, ensuring independence from the controlling shareholder and related enterprises[147]. - The company has a dedicated investor relations management team, actively engaging with investors through various communication channels[140]. - The company has established a comprehensive performance evaluation and incentive mechanism, linking the income of directors, supervisors, and senior management to the company's operating performance[137]. Employee and Management - The total number of employees at the end of the reporting period was 4,514, with 1,418 in the parent company and 3,096 in major subsidiaries[172]. - The company has engaged in various training programs to enhance employee skills and promote a learning culture[175]. - The total remuneration paid to directors, supervisors, and senior management during the reporting period amounted to CNY 7.6342 million[163]. - The company has a focus on expanding its management team with experienced professionals from various backgrounds[156]. Financial Independence - The company has not provided guarantees for its controlling shareholder or occupied funds during the reporting period, maintaining financial independence[133]. - The company has a total of 9 board members, including 3 independent directors, ensuring compliance with governance standards[134]. - The company has a clear strategy for business independence, avoiding any competition or unfair transactions with related parties[148].

关于广东飞南资源利用股份有限公司 2023 年度募集资金存放 与使用情况 鉴证报告 致同会计师事务所（特殊普通合伙） 目 录 | 关于广东飞南资源利用股份有限公司 | 2023 | 年度募集资金 | 1-2 | | --- | --- | --- | --- | | 存放与使用情况鉴证报告 | | | | | | | 致同会计师事务所（特殊普通合伙） 中国北京 朝阳区建国门外大街 22 号 赛特广场 5 层 邮编 100004 电话 +86 10 8566 5588 传真 +86 10 8566 5120 www.grantthornton.cn 关于广东飞南资源利用股份有限公司 2023 年度募集资金存放与使用情况 鉴证报告 致同专字（2024）第 441A007651 号 广东飞南资源利用股份有限公司全体股东： 我们接受委托，对后附的广东飞南资源利用股份有限公司（以下简称飞 南资源公司）《2023 年度募集资金存放与使用情况的专项报告》（以下简称 "专项报告"）执行了合理保证的鉴证业务。 按照《上市公司监管指引第 2号——上市公司募集资金管理和使用的监管 要求（2022 年修订）》和《深圳证券交易所上市公 ...

Financial Performance - The company's revenue for Q1 2024 was CNY 2,285,131,351.49, representing a 19.26% increase compared to CNY 1,916,132,495.24 in the same period last year[4] - The net loss attributable to shareholders was CNY -75,003,810.29, a significant decline from a profit of CNY 46,366,781.68 in the previous year[4] - The net profit for Q1 2024 was -74,430,550.88 CNY, compared to a net profit of 44,982,415.00 CNY in the same period last year, indicating a significant decline[21] - Operating profit for Q1 2024 was -73,160,175.38 CNY, a decrease from the operating profit of 51,076,422.05 CNY in Q1 2023[21] - The company's net profit margin decreased due to increased operating costs, with a reported loss from investments of ¥44,332,601.08 compared to a profit of ¥5,002,469.27 in the previous year[20] - Total operating revenue for Q1 2024 reached ¥2,285,131,351.49, an increase of 19.2% compared to ¥1,916,132,495.24 in the same period last year[20] - Total operating costs for Q1 2024 were ¥2,329,584,995.39, up from ¥1,859,083,753.00, reflecting a year-over-year increase of 25.3%[20] - The total comprehensive income for Q1 2024 was -74,430,550.88 CNY, compared to 44,982,415.00 CNY in the same period last year[21] Cash Flow and Liquidity - The net cash flow from operating activities was CNY -112,199,083.27, worsening from CNY -76,411,498.15 in the same period last year[4] - Cash flow from operating activities showed a net outflow of -112,199,083.27 CNY, worsening from -76,411,498.15 CNY in the previous year[24] - The company received 26,095,653.53 CNY in cash related to operating activities, significantly higher than 6,416,334.62 CNY in Q1 2023[24] - The company's cash and cash equivalents increased to ¥450,724,776.28 from ¥384,561,377.57, representing a growth of 17.2%[18] - The cash and cash equivalents at the end of Q1 2024 amounted to 217,617,088.87 CNY, an increase from 125,150,671.66 CNY at the end of Q1 2023[24] Assets and Liabilities - Total assets increased by 5.29% to CNY 11,166,532,446.14 from CNY 10,605,512,802.45 at the end of the previous year[4] - Total assets reached ¥11,166,532,446.14, up from ¥10,605,512,802.45, indicating a growth of 5.3%[19] - Total liabilities increased to ¥6,673,069,113.33 from ¥6,042,833,757.83, reflecting a rise of 10.4%[19] - The total equity attributable to shareholders decreased to ¥4,308,854,490.68 from ¥4,381,598,461.89, a decline of 1.7%[19] Shareholder Information - The total number of common shareholders at the end of the reporting period is 16,390[11] - Major shareholders include Sun Yanjun and He Xuejuan, each holding 36.00% of shares, totaling 144,000,000 shares[11] - The top ten shareholders hold a combined total of 50.57% of the company's shares[11] - The company has 144,000,000 restricted shares held by Sun Yanjun and He Xuejuan, with a release date set for March 21, 2027[14] - The company has no changes in the top ten shareholders due to margin trading activities[12] - The total number of shares held by the top ten unrestricted shareholders is 3,000,000 shares[12] - The company has not disclosed any new product developments or technological advancements in this report[16] - There are no mergers or acquisitions mentioned in the current report[16] - The company has not provided specific future performance guidance or market expansion plans in this report[16] Operational Focus and Strategy - The company plans to focus on stabilizing existing production bases while enhancing trial production at the Jiangxi Barton and Guangxi Feinan projects[7] - The company aims to improve operational efficiency and reduce inventory turnover periods amidst high non-ferrous metal prices[7] - The company plans to focus on expanding its market presence and investing in new technologies to drive future growth[20] Investment and Financial Expenses - Investment income showed a loss of CNY -44,332,601.08, attributed to futures trading losses[10] - The financial expenses increased by 114.75% to CNY 36,006,296.25, mainly due to expanded bank borrowings[10] - The company incurred a credit impairment loss of -185,495.59 CNY in Q1 2024, compared to -1,440,666.24 CNY in the same period last year[21]

证券代码：301500 证券简称：飞南资源 公告编号：2024-020 广东飞南资源利用股份有限公司 第二届董事会第二十三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 广东飞南资源利用股份有限公司 以下简称公司）第二届董事会第二十三次 会议于 2024 年 4 月 25 日在公司会议室以现场方式召开。本次会议的通知已于 2024 年 4 月 7 日以电子邮件的方式送达全体董事。会议应出席董事 9 人，实际 出席董事 9 人。会议由董事长孙雁军先生主持召开，公司监事、高级管理人员列 席会议。本次会议的召开符合法律、行政法规、部门规章、规范性文件和 广东 飞南资源利用股份有限公司章程》的规定。 二、董事会会议审议情况 一）审议通过了 关于 2023 年年度报告及其摘要的议案》 董事会认为：公司 2023 年年度报告及其摘要符合法律、行政法规，报告内 容真实、准确、完整地反映了公司 2023 年度的经营情况，不存在虚假记载、误 导性陈述或者重大遗漏。 三）审议通过了 关于 2023 年度董事会工作报告的议案》 具体内容详见公 ...

关于广东飞南资源利用股份有限公司 2023 年度跟踪报告 | 保荐人名称：湘财证券股份有限公司 | 被保荐公司简称：飞南资源 | | --- | --- | | 保荐代表人姓名：吴小萍 | 联系电话：021-50299717 | | 保荐代表人姓名：赵伟 | 联系电话：021-50299718 | 一、保荐工作概述 | 项 目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | - | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2．督导公司建立健全并有效执行规章制度 | - | | 的情况 | | | （1）是否督导公司建立健全规章制度（包 括但不限于防止关联方占用公司资源的制 | | | 度、募集资金管理制度、内控制度、内部审 | 是 | | 计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | - | | （1）查询公司募集资金专户次数 | 次 1 | | （2）公司募集资金项目进展是否与信息披 | 是 | | 露文件一致 | | | 4.公司治 ...

广东飞南资源利用股份有限公司 董事会审计委员会对会计师事务所 2023 年度履职情况评估 及履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《国有企业、上市 公司选聘会计师事务所管理办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法规、规范性文件和公司章程、董事会 审计委员会工作细则等规定和要求，广东飞南资源利用股份有限公司（以下简称 公司）董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事 会审计委员会对会计师事务所 2023 年度履职评估及履行监督职责的情况汇报如 下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 名称：致同会计师事务所（特殊普通合伙）（以下简称致同所） （二）聘任会计师事务所履行的程序 成立日期：1981 年【工商登记：2011 年 12 月 22 日】 组织形式：特殊普通合伙企业 注册地址：北京市朝阳区建国门外大街 22 号赛特广场五层 首席合伙人：李惠琦 截至 2023 年末，致同所从业人员近六千人，其中合伙人 225 名，注册会计 师 1,364 名，签署过证券服务业务审计报告 ...