北京市中伦（深圳）律师事务所 关于西安诺瓦星云科技股份有限公司 2023年年度股东大会的 法律意见书 法律意见书 北京市中伦（深圳）律师事务所 关于西安诺瓦星云科技股份有限公司 二〇二四年五月 2023 年年度股东大会的 法律意见书 致：西安诺瓦星云科技股份有限公司 北京市中伦（深圳）律师事务所（以下简称"本所"）受西安诺瓦星云科技 股份有限公司（以下简称"公司"）委托，指派程彬律师、梁严鑫律师出席并见 证公司 2023 年年度股东大会（以下简称"本次股东大会"），并依据《中华人 民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以 下简称"《证券法》"）、《上市公司股东大会规则》（以下简称"《股东大会 规则》"）以及《西安诺瓦星云科技股份有限公司章程》（以下简称"《公司章 程》"）等有关规定，就本次股东大会的召集、召开程序、出席现场会议人员的 资格、召集人资格、会议表决程序及表决结果等事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司本次股东大会的有关文件和材料。 本所律师得到公司如下保证，即其已提供了本所律师认为出具本法律意见书所必 需的材料，所提供的原始材料、副本、复印件 ...

公司报告 | 年报点评报告 深耕 LED 显示控制和视频处理，业务有望持续扩张 事件：2024 年 4 月 18 日和 4 月 25 日，公司分别发布了 2023 年报和 2024一季度报。2023年，公司实现营业收入30.54亿元，同比增长40.5%； 实现归母净利润 6.1 亿元，同比增长 97%，实现毛利率 52.4%，同比增 长5.8%。2024年一季度，公司实现营业收入6.81亿元，同比增长22.66%； 实现归母净利润 1.23 亿元，同比增长 44.54%。 点评：深耕 LED 显示控制和视频处理，海内外市场高速增长。2023 年，分产品看，LED 显示控制系统实现营业收入 14.42 亿元，同比增长 30.19%；视频处理系统实现营业收入 12.75 亿元，同比增长 58.76%；基 于云的信息发布与管理系统实现营业收入 1.59 亿元，同比增长 16.65； 配件及其他实现营业收入 1.47 亿元，同比增长 38.22%；其他业务实现 营业收入 3240 万元，同比增长 50.41%。分地区看，境内业务实现营业 收入 25.80 亿元，同比增长 41.54%；境外业务实现营业收入 4.74 ...

证券代码：301589 证券简称：诺瓦星云 公告编号：2024-024 西安诺瓦星云科技股份有限公司 关于参加深圳证券交易所"数字经济'智'动力"为主题的 集体业绩说明会的公告 一、本次业绩说明会的安排 （一）召开时间：2024 年 5 月 9 日（星期四）15:00-17:00 （二）召开地点：深交所上市大厅 （三）召开方式：图文与直播视频转播 （四）公司出席人员：董事长、总经理袁胜春先生，董事、副总经理、董事会秘 书翁京先生，财务总监张争先生，独立董事闫玉新先生，保荐代表人汪兵先生。 二、投资者参加方式 为充分尊重投资者、提升交流的针对性，现就本次业绩说明会提前向投资者公开 征集问题，广泛听取投资者的意见和建议。投资者可提前登陆深交所"互动易"平台 （http://irm.cninfo.com.cn）"云访谈"栏目进入本次业绩说明会页面，或扫描二维码 （附后）进入问题征集专题页面进行提问。公司将在本次业绩说明会上，对投资者普 遍关注的问题进行回答。 特此公告。 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 西安诺瓦星云科技股份有限公司（以下简称"公司"） ...

证券代码：301589 证券简称：诺瓦星云 公告编号：2024-022 西安诺瓦星云科技股份有限公司 第二届董事会第十七次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、董事会会议召开情况 西安诺瓦星云科技股份有限公司（以下简称"公司"）第二届董事会第十七 次会议通知于 2024 年 4 月 18 日以邮件的形式送达全体董事，会议于 2024 年 4 月 24 日以现场与通讯相结合的方式召开。会议由董事长袁胜春先生主持，应出 席的董事 7 人，实际出席的董事 7 人。公司部分监事及高级管理人员列席本次会 议。 本次会议的召集、召开和表决程序符合《中华人民共和国公司法》等相关法 律、法规以及《西安诺瓦星云科技股份有限公司公司章程》的规定。 二、董事会会议审议情况 1. 审议通过《关于公司<2024 年第一季度报告>的议案》 经审议，董事会认为：公司《2024 年第一季度报告》包含的信息全面、真实、 准确地反映了公司 2024 年第一季度的财务状况及经营成果等事项，所披露的信 息真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏。 本议案已经 ...

Financial Performance - The company's revenue for Q1 2024 was ¥681,142,701.58, representing a 22.66% increase compared to ¥555,294,568.47 in the same period last year[5] - Net profit attributable to shareholders was ¥122,555,872.44, a 44.54% increase from ¥84,792,995.81 year-over-year[5] - The net profit after deducting non-recurring gains and losses was ¥116,483,089.76, up 39.91% from ¥83,255,376.36 in the previous year[5] - Basic earnings per share rose to ¥2.86, a 30.00% increase from ¥2.20 in the same period last year[5] - The total operating revenue for Q1 2024 was 610,516,511.97 CNY, an increase from 372,728,751.69 CNY in Q1 2023, representing a growth of approximately 63.8%[27] - The net profit attributable to the parent company was 122,555,872.44 CNY, up from 84,792,995.81 CNY in the same period last year, reflecting a growth of about 44.4%[25] - The total comprehensive income for Q1 2024 was 105,214,037.63 CNY, down from 219,735,599.44 CNY in Q1 2023, showing a decrease of about 52.1%[25] - Basic and diluted earnings per share for Q1 2024 were both 2.86 CNY, compared to 2.20 CNY in Q1 2023, reflecting an increase of about 30.0%[25] Assets and Liabilities - The company's total assets increased by 34.25% to ¥5,604,278,794.75 from ¥4,174,450,570.74 at the end of the previous year[5] - The total assets as of March 31, 2024, amounted to ¥5,604,278,794.75, up from ¥4,174,450,570.74 at the beginning of the year, reflecting a growth of 34.2%[21] - The total current assets increased to ¥4,416,479,508.44 from ¥3,025,171,364.61, representing a rise of 46.1%[20] - Total liabilities decreased to ¥1,842,283,323.57 from ¥2,022,401,206.18, a reduction of 8.9%[21] - The equity attributable to shareholders rose to ¥3,761,995,471.18 from ¥2,152,049,364.56, an increase of 74.8%[21] Cash Flow - Cash flow from operating activities showed an improvement, with a net cash outflow of ¥63,246,609.88, a reduction of 8.06% compared to ¥68,794,400.07 in the same period last year[5] - The company reported a net cash outflow from operating activities of -63,246,609.88 CNY, compared to -68,794,400.07 CNY in Q1 2023, indicating an improvement in cash flow[28] - Cash and cash equivalents reached ¥1,973,072,292.13, significantly up from ¥529,836,520.48, marking an increase of 272.5%[19] - The cash and cash equivalents at the end of the period reached 1,973,072,292.13 CNY, significantly up from 400,040,939.02 CNY at the end of Q1 2023, an increase of approximately 393.0%[29] Shareholder Information - The total number of common shareholders at the end of the reporting period is 9,487[13] - The largest shareholder, Yuan Shengchun, holds 23.08% of the shares, totaling 11,854,512 shares[13] - The second-largest shareholder, Zong Jingguo, holds 15.29% of the shares, totaling 7,854,984 shares[13] - The top ten shareholders collectively hold significant stakes, with the first three shareholders accounting for 42.96% of the total shares[13] - The company has a total of 2,340,000 shares held by Xi'an High-tech Industry Venture Capital, representing 4.56% of the shares[13] - There are no preferred shareholders with voting rights as of the reporting period[13] - The company has a total of 410,157 unrestricted shares held by Minsheng Securities[14] - The restricted shares held by major shareholders will be released on February 8, 2027, for Yuan Shengchun and Zong Jingguo[16] - The company has not reported any changes in the number of restricted shares for the current period[15] - The company has established a unified action agreement between major shareholders, effective until February 7, 2027[14] Research and Development - Research and development expenses increased by 44.01% to ¥123,257,243.72, compared to ¥85,587,794.89 in the previous year, indicating a focus on innovation[10] - Research and development expenses increased to 123,257,243.72 CNY from 85,587,794.89 CNY, marking a rise of approximately 43.9%[24] Operating Costs and Expenses - The total operating costs for Q1 2024 were 567,179,092.04 CNY, up from 471,523,243.12 CNY in Q1 2023, representing an increase of approximately 20.3%[24] - The company reported a tax expense of 11,383,384.03 CNY for Q1 2024, compared to 7,306,154.89 CNY in Q1 2023, which is an increase of about 55.5%[24] Future Plans - The company has plans for market expansion and new product development, although specific details were not disclosed in the report[18]

关于完成工商变更登记并换发营业执照的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 西安诺瓦星云科技股份有限公司（以下简称"公司"）于 2024 年 3 月 14 日 召开了第二届董事会第十一次临时会议、第二届监事会第八次会议，于 2024 年 4 月 2 日召开了 2024 年第一次临时股东大会，分别审议通过了《关于变更注册 资本、公司类型、经营范围及修订<公司章程>并办理工商变更登记的议案》，具 体内容详见公司于 2024 年 3 月 15 日、2024 年 4 月 2 日在巨潮资讯网 （www.cninfo.com.cn）披露的相关公告。 近日，公司就上述事项完成了工商变更登记手续，并领取了西安市市场监督 管理局核准换发的《营业执照》。现将具体情况公告如下： 一、本次变更后的工商登记基本信息： 证券代码：301589 证券简称：诺瓦星云 公告编号：2024-021 西安诺瓦星云科技股份有限公司 5. 成立日期：2008 年 4 月 29 日 6. 法定代表人：袁胜春 7. 住所：陕西省西安市高新区云水三路 1699 号诺瓦科技园 2 号楼 8. 经 ...

公司于 2024年 4月 16日召开第二届董事会第十六次会议和第二届监事会第 十次会议，审议通过了《关于 2024 年度日常关联交易额度预计的议案》。关联 董事袁胜春先生、宗靖国先生就该议案回避表决。本次日常关联交易额度预计 事项在提交董事会审议前已经第二届董事会第一次独立董事专门会议、第二届 董事会审计委员会第八次会议审议通过。 民生证券股份有限公司 关于西安诺瓦星云科技股份有限公司 年度日常关联交易预计的核查意见 民生证券股份有限公司（以下简称"保荐机构"）作为西安诺瓦星云科技股 份有限公司（以下简称"诺瓦星云""公司"）首次公开发行 A 股股票并在创业 板上市的保荐机构和持续督导机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》《深圳证券交易所上市公司自律监管指 引第 7 号——交易与关联交易》等相关法律、法规和规范性文件的规定，对诺 瓦星云 2024 年度日常关联交易预计的事项进行了审慎核查，具体内容如下： 一、日常关联交易基本情况 （一）日常关联交易概述 西安诺瓦星云科技股份有限公司（以下简称" ...

Technology and Innovation - The company emphasizes the importance of technology research and development, planning to increase investment in R&D and upgrade facilities to foster innovation[4] - The company is focused on developing innovative technologies and products that meet customer needs, aiming for leapfrog development in the industry[4] - The company increased its R&D investment, with R&D expenses growing by 38.47% year-on-year, focusing on high-precision grayscale brightness correction technology and micro-pitch LED display engine technology[104] - The company’s R&D investment for 2021, 2022, and 2023 was CNY 213.33 million, CNY 319.18 million, and CNY 441.96 million, representing 13.47%, 14.68%, and 14.47% of total revenue respectively[119] - The company holds 983 domestic patents (including 519 invention patents) and 17 overseas patents (including 16 invention patents) as of the end of the reporting period[119] Talent Management and Employee Welfare - The company aims to enhance its talent management system by recruiting industry experts and implementing comprehensive incentive measures to maximize employee creativity[5] - The company has implemented a performance evaluation and incentive mechanism to cultivate a culture of value distribution based on effort[5] - The company has established a comprehensive salary management system to enhance employee motivation and retention, providing various benefits and welfare policies[81] - The company has a training system in place to enhance employee skills and support career development, contributing to overall corporate competitiveness[64] - The company has established a comprehensive employee welfare system, including providing canteen services and apartment-style accommodations[151] Corporate Governance - The board of directors consists of 7 members, including 3 independent directors, ensuring compliance with legal requirements[12] - The company has a clear governance structure, with no significant discrepancies from regulatory requirements regarding corporate governance[15] - The company has established a remuneration policy for directors, which includes independent director allowances based on similar-sized listed companies in the region[41] - The company has actively engaged its board members in decision-making, with all reasonable suggestions being adopted[60] - The company’s independent directors have extensive experience in academia and industry, contributing to governance[51] Financial Performance and Profit Distribution - The company achieved a net profit attributable to shareholders of 607,122,250.40 CNY for the fiscal year 2023, with the parent company reporting a net profit of 669,604,879.71 CNY[69] - The total undistributed profit in the consolidated financial statements is 1,440,388,810.74 CNY, while the parent company's undistributed profit stands at 1,627,325,487.85 CNY[69] - The company reported a profit distribution plan for the year 2022, with a proposal for capital reserve transfer to increase share capital[43] - The company plans to distribute cash dividends amounting to at least 10% of the distributable profits achieved in the current year, with a minimum of 80% for mature stages without major capital expenditures[67] - The total cash dividend amount is 498,192,000.00 CNY, which accounts for 100% of the total profit distribution[86] Risk Management - The company has a risk management strategy in place to address potential risks related to technology upgrades and global management[6][8] - The internal control system has been effectively implemented, with no significant risk events reported due to violations of internal control systems[89] Market Strategy and Sales - The company has a comprehensive plan for market expansion and product development, aligning with its strategic goals[4] - The company has maintained a stable supply chain by selecting reliable external processing partners and monitoring their quality and delivery capabilities[1] - The sales model includes direct sales as the primary method and distribution as a supplementary method, with a two-tier distribution network in the domestic market[117] - The company has expanded its sales network and increased the size of its sales service team, enhancing service quality and driving revenue growth[135] Environmental Responsibility - The company is committed to reducing carbon emissions and has taken measures to address environmental impacts[125] - The company implements energy-saving and environmental protection measures as part of its sustainable development strategy[154] - The company has not been classified as a key pollutant discharge unit by environmental protection authorities and has not faced any administrative penalties related to environmental issues[149] Compliance and Transparency - The company guarantees that the content of the prospectus is true, accurate, and complete, and will initiate a share buyback if any false statements or omissions are identified by regulatory authorities[139] - The company commits to ensuring that the prospectus and other disclosure materials are free from false records, misleading statements, or significant omissions, and will bear legal responsibility for any violations[165] - The company has maintained compliance with its commitments and has not faced any administrative penalties or judicial rulings that would impact its operations[171] Shareholder Relations - The company has established a profit distribution policy and plans to strictly execute approved profit distribution proposals[134] - The company will publicly explain the reasons for not taking measures to stabilize the stock price and apologize to shareholders and investors if losses occur due to non-force majeure events[138] - The company will ensure that all shareholders meet legal qualifications and that no illegal shareholding situations exist[143]

编制单位：西安诺瓦星云科技股份有限公司 单位：万元 | 其他关联 | 资金往来方名称 | | 往来方与上市公司 | 上市公司核算 | 2023 年期初往 | 2023 年度往来 累计发生金额 | 2023 年度往来 资金的利息 | 2023 年度偿还 | 2023 年期末往 | 往来形成原因 | 往来性质（经 营性往来、非 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 资金往来 | | | 的关联关系 | 的会计科目 | 来资金余额 | （不含利息） | （如有） | 累计发生金额 | 来资金余额 | | 经营性往来） | | 控股股东、 | | | | | | | | | | | | | 实际控制人 | | | | | | | | | | | | | 及其附属企 | | | | | | | | | | | | | 业 | | | | | | | | | | | | | | 西安钛铂锶电子科技公司 | | 控股子公司 | 其他应收款 | 6,300.00 | 8,050.00 | | | 14,350 ...

证券代码：301589 证券简称：诺瓦星云 公告编号：2024-012 西安诺瓦星云科技股份有限公司 第二届董事会第十六次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、董事会会议召开情况 西安诺瓦星云科技股份有限公司（以下简称"公司"）第二届董事会第十六 次会议通知于 2024 年 4 月 5 日以邮件的形式送达全体董事，会议于 2024 年 4 月 16 日以现场与通讯相结合的方式召开。会议由董事长袁胜春先生主持，应出席 的董事 7 人，实际出席的董事 7 人。公司部分监事及高级管理人员列席本次会 议。 本次会议的召集、召开和表决程序符合《中华人民共和国公司法》（以下简 称"《公司法》"）等相关法律、法规以及《西安诺瓦星云科技股份有限公司公 司章程》的规定。 二、董事会会议审议情况 1. 审议通过《关于<2023 年度总经理工作报告>的议案》 公司总经理袁胜春先生代表公司管理层，根据公司及其下属子公司的经营管 理情况，向董事会递交了《2023 年度总经理工作报告》，回顾和总结 2023 年度 公司整体工作情况和经营业绩，并对 2024 年 ...