国泰海通证券股份有限公司 关于南京肯特复合材料股份有限公司 新增关联方及增加 2025 年度日常关联交易预计金额的 核查意见 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐机构"）作为 南京肯特复合材料股份有限公司（以下简称"肯特股份"或"公司"）首次公开 发行股票并在创业板上市的保荐机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》等相关规定，对肯特股份新增关联方及 增加 2025 年度日常关联交易预计金额的事项进行了核查，具体核查情况如下： （二）本次增加日常关联交易预计金额和类别 本次增加日常关联交易预计金额和类别如下： | | | | | 关联交 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 关联交易 | | 关联 | 关联交易 | | | 预计关联交 | | 加关联交易 | | 关联交易 | | | | | | 易定价 | | | | | | | | 类别 | 人 | ...

■ 自2025年8月6日起，投资者可在以上销售机构的营业网点办理上述基金的业务，具体业务的办理请参照 本公司及以上销售机构的相关业务规则和流程。投资者欲了解基金产品的详细情况，请仔细阅读基金产 品的基金合同、招募说明书、基金产品资料概要等法律文件。 新增销售机构如下： 根据建信基金管理有限责任公司与国泰海通证券股份有限公司签署的销售协议，自2025年8月6日起，以 上证券公司将作为建信沪深300红利交易型开放式指数证券投资基金的申购赎回代理券商，现将相关情 况公告如下： 地址：中国(上海)自由贸易试验区商城路618号 客服电话：95521 网址：https://www.gtht.com/ 网址：http://www.ccbfund.cn 1.国泰海通证券股份有限公司 二、建信基金管理有限责任公司联系方式 客户服务热线：400-81-95533(免长途通话费)、010-66228000 风险提示：本公司承诺以诚实信用、勤勉尽责的原则管理和运用基金资产,但不保证基金一定盈利，也 不保证最低收益。投资者投资基金之前应认真阅读各基金的《基金合同》、《招募说明书》、《基金产 品资料概要》等文件。敬请投资者注意投资风险。 ...

Group 1 - The company has received approval from the China Securities Regulatory Commission to issue 8 million convertible bonds, with a total amount of RMB 800 million, net of issuance costs [2][3] - The bonds will be issued at a face value of RMB 100 each, with a maturity of 6 years, and will be listed on the Shenzhen Stock Exchange starting October 26, 2023 [2][3] - The coupon rates for the bonds are set to increase over the years, starting at 0.30% in the first year and reaching 3.00% in the sixth year [3][4] Group 2 - The initial conversion price for the bonds is set at RMB 33.63 per share, with provisions for adjustments based on stock performance and corporate actions [5][6] - The company has outlined specific conditions under which the conversion price can be adjusted downward, including if the stock price falls below 85% of the conversion price for a specified period [7][8] - The bonds will allow holders to convert into shares, with the conversion period starting six months after issuance and lasting until maturity [4][5] Group 3 - The company plans to use the proceeds from the bond issuance for the construction of an integrated production base, with a total investment of RMB 1.56 billion [16] - The bonds will not be secured by any collateral, and the company has established a management system for the raised funds [16][19] - The company reported a significant decline in net profit, with a loss of RMB 2.95 million, reflecting a 107.70% year-on-year decrease, attributed to increased competition and rising raw material costs [18][19]

Group 1 - The core viewpoint of the article is that Guotai Junan Securities Co., Ltd. has conducted a review of the restricted shares of Beikong Technology Co., Ltd. that are set to be released for trading following a major asset restructuring transaction [1][9] - The type of restricted shares being listed for circulation is related to the issuance of shares and cash payment for asset acquisition, along with the fundraising for the associated transaction [1] - The company received approval from the China Securities Regulatory Commission on July 4, 2022, to issue shares for asset acquisition and to raise no more than 68 million yuan [1] Group 2 - A total of 12,117,610 new shares were registered with the China Securities Depository and Clearing Corporation on August 10, 2022 [2] - The lock-up period for the newly issued shares is set for 36 months from the date of issuance, during which the shares cannot be transferred [2][3] - The total share capital of the company has increased to 184,945,734 shares following the completion of the share issuance and registration [2] Group 3 - The controlling shareholder, Minmetals Technology Group Co., Ltd., and other related parties have made commitments regarding the lock-up period for the shares, agreeing to not transfer the shares for 36 months [3][4] - All parties involved have adhered to their commitments regarding the restricted shares, and there are no violations affecting the circulation of these shares [5] - The number of restricted shares being released for trading is 12,117,610 shares [5] Group 4 - The share structure before and after the release of restricted shares shows a decrease in restricted shares from 13,586,320 to 1,468,710, while unrestricted shares increased from 175,677,206 to 187,794,816 [7] - The independent financial advisor has confirmed that the release of restricted shares complies with relevant laws and regulations [8]

报告事项 说明 其保荐的公司采取监管措施的事项及整改情 无 况 五、其他说明 本报告不构成对上市公司的任何投资建议，保荐机构提醒投资者认真阅读上 市公司审计报告、年度报告等信息披露文件。 国泰海通证券股份有限公司 关于深圳市南极光电子科技股份有限公司 保荐人名称：国泰海通证券股份有限公司 被保荐公司简称：南极光 保荐代表人姓名：卢婷婷 联系电话：0755-25869830 保荐代表人姓名：谭璐璐 联系电话：0755-25869808 一、保荐工作概述 项目 工作内容 （1）是否及时审阅公司信息披露文件 是 （2）未及时审阅公司信息披露文件的次数 0次 情况 （1）是否督导公司建立健全规章制度（包括 但不限于防止关联方占用公司资源的制度、 是 募集资金管理制度、内控制度、内部审计制度、 关联交易制度） （2）公司是否有效执行相关规章制度 是 保荐代表人每月查询公司募集资金专户资金 （1）查询公司募集资金专户次数 变动情况和大额资金支取使用情况，共6次 （2）公司募集资金项目进展是否与信息披露 是 文件一致 项目 工作内容 （1）列席公司股东会次数 召开情况 （2）列席公司董事会次数 开情况 （3）列席公司监事会 ...

国泰海通证券股份有限公司 关于 内蒙古蒙电华能热电股份有限公司 发行股份及支付现金购买资产 并募集配套资金暨关联交易 之 独立财务顾问报告 独立财务顾问 二〇二五年七月 独立财务顾问声明和承诺 二、独立财务顾问声明 国泰海通证券股份有限公司（以下简称"国泰海通"、"独立财务顾问"） 接受内蒙古蒙电华能热电股份有限公司（以下简称"内蒙华电"、"上市公司" 或"公司"）委托，担任本次发行股份及支付现金购买资产并募集配套资金暨关 联交易（以下简称"本次交易"）的独立财务顾问，就该事项向上市公司全体股 东提供独立意见，并制作本独立财务顾问报告。 对所提供文件及资料的真实性、准确性和完整性负责，并保证该等信息不存在虚 假记载、误导性陈述或者重大遗漏。本财务顾问不承担由此引起的任何风险责任； 次交易相关协议和声明或承诺的基础上出具； 本独立财务顾问核查意见是依据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司重大资产重组管理办法》《上市公司并购重组财务顾问业 务管理办法》《公开发行证券的公司信息披露内容与格式准则第 26 号——上市 公司重大资产重组》《上市公司监管指引第 9 号——上市公司筹划和实施重大资 ...

Core Viewpoint - The report outlines the independent financial advisory opinion regarding Guangzhou Hexin Instrument Co., Ltd.'s issuance of shares and cash payment for asset acquisition, along with the associated fundraising and related transactions. Group 1: Transaction Overview - The company plans to acquire 56.00% equity of Shanghai Liangxi Technology Co., Ltd. through a combination of share issuance and cash payment, while also raising supporting funds [13][14]. - The total amount of supporting funds to be raised is capped at 246.40 million yuan, which is equivalent to 100% of the transaction price for the asset acquisition [14][15]. - The cash consideration for the transaction is set at 137.20 million yuan, representing 55.68% of the total transaction value [17]. Group 2: Financial Impact - The transaction is expected to enhance the company's financial position, with projected total assets increasing from 87.71 million yuan to approximately 130.40 million yuan post-transaction [18]. - The company's net profit is anticipated to improve significantly, with the pro forma financial statements indicating a potential increase in net profit from -28.61 million yuan to 1.05 million yuan after the transaction [18]. Group 3: Regulatory Compliance - The transaction has undergone necessary decision-making and approval processes, including resolutions from the board of directors and supervisory board [18]. - The transaction is classified as a major asset restructuring under the relevant regulations, but it does not constitute a change in control of the company [18]. Group 4: Strategic Benefits - The acquisition is expected to broaden the company's high-end scientific instrument portfolio and enhance product quality through technological synergies with the target company [18][19]. - The target company specializes in ultra-low temperature and weak signal measurement equipment, which aligns with the company's focus on high-end analytical instruments [18].

Core Viewpoint - The company, Suzhou Jinfeng Technology Co., Ltd., has decided to extend the implementation period for its fundraising investment project, specifically the high-performance graphene heat dissipation film production base project, from November 2025 to May 2027 due to market demand and construction progress considerations [3][4][6]. Fundraising Basic Situation - The company has received approval from the China Securities Regulatory Commission to issue 205 million shares at a price of 3.60 RMB per share, raising a total of 738 million RMB, with a net amount of approximately 724.76 million RMB after deducting issuance costs [3][4]. Fundraising Investment Project Details - The raised funds are allocated for the construction of the high-performance graphene heat dissipation film production base and to supplement working capital, with the project being implemented by the company's subsidiary in Jiangsu Province [3][4]. Extension of Implementation Period - The company plans to extend the project completion date to May 2027 to ensure shareholder interests and improve the efficiency of fund usage, as the market demand for the graphene heat dissipation film has not met expectations due to various global economic challenges [4][5][6]. Current Fund Status - As of June 30, 2025, the company has 339.69 million RMB remaining in raised funds, with 109.69 million RMB in dedicated accounts and 230 million RMB temporarily used to supplement working capital [5][6]. Measures for Project Completion - The company will adhere to relevant regulations and enhance internal and external supervision of fund usage, ensuring that the project progresses in an orderly manner while optimizing resource allocation [6][7]. Impact on the Company - The extension of the project timeline does not alter the investment direction or project content, aligning with the company's strategic development and ensuring the scientific implementation of the project [7][8]. Decision-Making Process - The board of directors and the supervisory board have approved the extension of the project implementation period, and the decision complies with regulatory requirements, ensuring no harm to the interests of the company and minority shareholders [8][9].

为了更好地满足广大投资者的理财需求，根据融通基金管理有限公司（以下简称"融通基金"）与国泰海 通证券股份有限公司（以下简称"国泰海通证券"）签署的销售协议，从2025年8月4日起，融通基金旗下 融通产业趋势臻选股票型证券投资基金新增国泰海通证券为销售机构，并开通定期定额投资业务、转换 业务。现将有关事项公告如下： 一、适用基金及业务范围 ■ 二、其他提示 1.投资者仅能申请办理相同收费模式下基金代码的转换，即"前端收费转前端收费、后端收费转后端收 费"，不能将前端收费模式基金代码的份额转换为后端收费模式基金代码的份额，或将后端收费模式基 金代码的份额转换为前端收费模式基金代码的份额。同一基金的不同基金份额类别之间不得互相转换。 相关业务规则如有变动，请以融通基金最新发布的公告为准。 2.投资者通过上述销售机构办理定期定额投资业务，相关的定期定额投资业务具体程序和业务规则详见 上述销售机构的相关规定。 3.投资者欲了解基金的详细情况，请仔细阅读基金《基金合同》和《招募说明书》等法律文件。 三、咨询方式 1.国泰海通证券股份有限公司 网址：www.gtht.com 客户服务电话：4008888666 2.融通基金 ...

Group 1 - The company has signed a distribution agreement with Guotai Junan Securities, allowing investors to subscribe, redeem, and convert funds starting from August 5, 2025 [1][2]. - The applicable funds for this agreement are subject to the status of being open for subscription, and investors must adhere to the relevant announcements and regulations from the company and sales institutions [1]. - The fee discount activity will commence on August 5, 2025, with no discount limit on subscription fees for the listed funds under the front-end charging model [2][3]. Group 2 - The fee discount is only applicable to the subscription fees of open funds under the front-end charging model and does not include redemption fees or other service charges [3]. - The interpretation rights of the fee discount activity belong to Guotai Junan, and any changes to the specific regulations will be communicated to investors [3]. - Investors are encouraged to read the fund's legal documents, including the fund contract and prospectus, for detailed information about the funds [3]. Group 3 - Contact channels for inquiries include Guotai Junan's customer service phone number and website, as well as the company's customer service phone number and website [4].