V. 確認 不適用 FF301 呈交者： 聶小剛 職銜： 董事及聯席公司秘書 (董事、秘書或其他獲正式授權的人員) 第 10 頁 共 11 頁 v 1.1.1 FF301 在購回股份（股份被持作庫存股份）的情況下，「事件發生日期」應理解爲「發行人購回並以庫存方式持有股份的日期」。 份數目。 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年7月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 國泰海通證券股份有限公司(「本公司」) 呈交日期: 2025年8月1日 I. 法定/註冊股本變動 證券代號 (如上市) 02611 說明 法定/註冊股份數目 面值 法定/註冊股本 上月底結存 3,505,759,848 RMB 1 RMB 3,505,759,848 增加 / 減少 (-) 0 RMB 0 本月底結存 3,505,759,848 RMB 1 RMB 3,505,759,848 證券代號 (如上市) 601211 說明 法定/註冊股份數目 面值 法定/註冊股本 上月底結存 14,123,948,848 RMB 1 RMB 14,123,94 ...

Core Viewpoint - The company intends to temporarily use part of its idle raised funds, not exceeding RMB 150 million, to supplement its working capital while ensuring the normal progress of its fundraising projects [4][6]. Fundraising Basic Situation - The company successfully issued 21,780,000 shares at a price of RMB 35.76 per share, raising a total of RMB 778.85 million, with a net amount of RMB 693.52 million after deducting underwriting fees [1]. Fundraising Management - The company has established a special account for managing the raised funds and signed a tripartite supervision agreement with the sponsor and the bank where the funds are deposited [2]. Investment Project Situation - The company has adjusted its fundraising investment plan, with a total planned investment of RMB 862.37 million, of which RMB 693.52 million is allocated to various projects, including the construction of an endoscope production base and a research and experimental center [3]. Plan for Using Idle Funds - The company plans to use idle funds to meet working capital needs, improve fund utilization efficiency, and enhance profitability, ensuring that the funds will only be used for business expansion and daily operations related to its main business [4][5]. Approval Process - The company held board and supervisory meetings to approve the use of idle funds, confirming that the process complies with relevant laws and regulations, and does not affect the normal progress of fundraising projects [6]. Special Opinions - The supervisory board agrees that the use of idle funds will not change the intended use of the raised funds and will not harm the interests of the company and its shareholders [6]. Sponsor's Verification Opinion - The sponsor has verified that the approval process for using idle funds has been properly followed and that the funds will be used in accordance with regulations, ensuring no impact on the fundraising investment plan [6].

Core Viewpoint - North Special Technology (北特科技) is actively engaging in various business segments, including chassis components, air conditioning compressors, and screw rod products, with a focus on innovation and market expansion in the automotive industry [1][5]. Business Segments - **Chassis Components**: The chassis components business is the foundation of the company, with a diverse product structure primarily consisting of automotive safety parts. The company has developed a highly specialized and systematic production process over 20 years, maintaining stable supply chain relationships with leading Tier 1 manufacturers [2]. - **Air Conditioning Compressors**: The company is expanding its traditional commercial vehicle compressor business by exploring opportunities in the new energy vehicle market. It is actively developing new energy air conditioning compressors and integrated thermal management systems, benefiting from growth in electric compressors and related projects [3]. - **Screw Rod Products**: The company has leveraged its 20 years of expertise in metal precision processing to develop various screw rod products, including planetary roller screw rods and ball screw rods. These products are primarily used in automotive steering systems and emerging markets like humanoid robots [4]. Recent Developments - **Screw Rod Production Line**: The company has invested in a production line in Shanghai for screw rod products, equipped with comprehensive machinery to independently complete all production processes. Additionally, it has signed an investment agreement to establish a research and production base for planetary roller screw rods in Kunshan, indicating confidence in the market potential for these products [4]. - **Recent Financial Performance**: In the first quarter of 2025, the company reported a main revenue of 542 million yuan, a year-on-year increase of 10.73%. The net profit attributable to shareholders was 23.06 million yuan, up 40.31% year-on-year, with a gross margin of 18.17% [6]. Financing Activities - **Quick Refinance Progress**: The company is progressing with a quick refinancing plan initiated on June 27, 2025, having obtained necessary approvals for overseas investment, indicating a strategic move to support its business expansion [5]. Market Outlook - **Profit Forecasts**: Various institutions have provided profit forecasts for the company, with projected net profits for 2025 ranging from 100 million to 1.22 billion yuan, reflecting positive expectations for the company's growth trajectory [7]. Investment Trends - **Recent Investment Flows**: In the past three months, the stock has seen a net inflow of 111 million yuan in financing, indicating increased investor interest and confidence in the company's future performance [6].

国泰海通证券股份有限公司 关于无锡市德科立光电子技术股份有限公司 首次公开发行部分限售股上市流通的核查意见 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐人"）作为无 锡市德科立光电子技术股份有限公司（以下简称"德科立"、 "公司"或"发行人"） 首次公开发行股票并在科创板上市及 2023 年度向特定对象发行股票的保荐人， 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板上市公司自律 监管指引第 1 号——规范运作》《上海证券交易所科创板股票上市规则》等有关 法律法规和规范性文件的要求，就德科立首次公开发行部分限售股上市流通的事 项进行了审慎核查，并发表如下核查意见： 一、本次上市流通的限售股类型 根据中国证券监督管理委员会 2022 年 6 月 13 日出具的《关于同意无锡市德 科立光电子技术股份有限公司首次公开发行股票注册的批复》 会第十一次会议审议通过了《关于公司 2024 年度利润分配预案的议案》，以方案 实施前的公司总股本 120,892,825 股为基数，向全体股东每 10 股派发现金红利 公司召开 2024 年年度股东会，审议通过上述议案并于 2025 年 5 月 29 日完成 ...

Summary of Key Points Core Viewpoint - The company plans to utilize part of its idle raised funds for cash management to enhance fund efficiency and generate returns without affecting its main business operations or the intended use of the raised funds [1][5][8]. Group 1: Fundraising Overview - The company raised a total of RMB 67,399.25 million by issuing 34,563,717 shares at RMB 19.50 per share, with a net amount of RMB 60,128.41 million after deducting issuance costs of RMB 7,270.84 million [1]. - The total amount of oversubscribed funds is RMB 16,628.41 million, which has been confirmed by PwC [1]. Group 2: Investment Project Status - The funds raised will be allocated to various projects, with the automotive electronic precision component production line expansion project having a total investment of RMB 44,401.18 million and a cumulative investment of RMB 43,500.00 million as of the end of 2024 [2][3]. Group 3: Cash Management Plan - The company intends to use up to RMB 20,000 million of idle raised funds for cash management within a 12-month period, allowing for rolling use within this limit [3][4]. - The cash management investments will focus on high-security, liquid products with a maximum investment period of 12 months, and will not be used for pledging or non-raised fund purposes [4][5]. Group 4: Approval and Oversight - The board of directors and the supervisory board have approved the cash management plan, confirming that it will not impact the company's normal operations or the progress of investment projects [6][7]. - The company will adhere to relevant regulations for information disclosure and ensure that the cash management does not harm the interests of shareholders, particularly minority shareholders [7][8].

国泰海通证券股份有限公司 为提高公司资金使用效率，在不影响公司经营业务正常开展的情况下，合理 利用闲置自有资金进行现金管理，增加资金收益，为公司及股东获取更多的投资 回报。 （二）现金管理额度及期限 公司及子公司使用合计不超过20,000万元的闲置自有资金进行现金管理。上 述额度自公司董事会审议通过之日起12个月内有效，在前述额度和期限范围内可 循环滚动使用。 关于上海维科精密模塑股份有限公司 使用部分闲置自有资金进行现金管理的核查意见 根据《证券发行上市保荐业务管理办法》《深圳证券交易所创业板股票上市 规则》 《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》等有关规 定，国泰海通证券股份有限公司（以下简称"保荐机构"）作为上海维科精密模 塑股份有限公司（以下简称"维科精密"或"公司"）首次公开发行股票并在创 业板上市的保荐机构，就公司使用部分闲置自有资金进行现金管理的事项进行了 核查，具体情况如下： 一、本次使用部分闲置自有资金进行现金管理的情况 （一）投资目的 公司与提供委托理财的金融机构不存在关联关系。 二、现金管理风险分析及风险控制措施 （一）投资风险 （三）投资方式 公司将按照相关规定 ...

Summary of Key Points Core Viewpoint - The company, Shanghai Weike Precision Molding Co., Ltd., is utilizing part of its excess raised funds to permanently supplement its working capital and repay bank loans, which aligns with its operational needs and complies with regulatory requirements [1][4][7]. Group 1: Fundraising Overview - The company successfully issued 34,563,717 shares at a price of RMB 19.50 per share, raising a total of RMB 673.99 million, with a net amount of RMB 601.28 million after deducting issuance costs of RMB 72.71 million [1][6]. - The total excess funds raised amounted to RMB 166.28 million, which is 24.7% of the net funds raised [1][6]. Group 2: Use of Excess Funds - The company plans to use RMB 49 million of the excess funds, which constitutes 29.47% of the total excess funds, for permanent working capital supplementation and bank loan repayment [4][5]. - The company has already utilized RMB 49 million of the excess funds for the same purpose as of December 31, 2024 [4][6]. Group 3: Compliance and Approval - The use of excess funds has been approved by the company's board of directors and supervisory board, ensuring compliance with relevant regulations and the company's articles of association [7][8]. - The proposal to use excess funds is subject to approval at the upcoming shareholders' meeting, ensuring transparency and adherence to governance practices [7][8].

Core Viewpoint - The report from Guotai Junan Securities suggests that short-term demand fluctuations do not alter the long-term growth logic of the aviation industry, recommending a contrarian investment approach in aviation [1] Industry Summary - The Chinese aviation industry has a long-term growth logic, with market-driven ticket pricing expected to lead to a recovery in supply and demand, pushing profitability upward [1] - The aviation supply has entered a low growth phase, but short-term demand fluctuations do not change the medium-term stable growth trend [1] - It is anticipated that supply and demand will continue to improve over the next two years, supported by declining oil prices and accelerated profit recovery due to reduced competition [1] - Recent risks associated with peak season competition have been alleviated, reinforcing the recommendation for contrarian investment in the aviation sector [1]

人民财讯7月31日电，国泰海通证券研报表示，通过对比煤炭行业当前与其他周期性行业(如多晶硅、玻 璃)在供给组成上的深层次差异，国泰海通证券认为煤炭行业已经摆脱"现金流压力下的囚徒困境"， 2025年第二季度或将成为中期行业基本面底部区域，维持行业"增持"评级。 ...

Group 1 - The company issued 4.485 million convertible bonds named "Mingdian Zhuang 02" with a total amount of 448.50 million yuan, approved by the China Securities Regulatory Commission on July 3, 2023 [1][2] - The bonds were listed on the Shenzhen Stock Exchange on July 19, 2023, with an initial conversion price of 14.75 yuan per share starting from January 8, 2024 [2][3] - The board of directors approved a downward adjustment of the conversion price from 14.75 yuan to 12.09 yuan per share, effective May 8, 2024 [3] Group 2 - The company plans to distribute a cash dividend of 2.00 yuan per 10 shares based on a total share capital of 298,794,160 shares for the year 2023 [3][4] - The conversion price will be further adjusted to 11.89 yuan per share on May 30, 2024, and then to 11.91 yuan per share on July 12, 2024, due to stock repurchase and conversion activities [5][6] Group 3 - The company has conditional redemption clauses for the bonds, allowing redemption if the stock price exceeds 130% of the conversion price during the conversion period [6][7] - The board decided not to exercise the early redemption rights for "Mingdian Zhuang 02" to protect investor interests, considering the short conversion period starting January 8, 2024 [7][8] Group 4 - There have been no transactions of "Mingdian Zhuang 02" by major shareholders or executives in the six months prior to the redemption conditions being met, and no plans for future reductions have been reported [8][9] - The sponsor confirmed that the decision not to redeem early has followed necessary procedures and complies with relevant regulations [9]