Core Points - Long Bridge Securities has tightened its account opening policy for mainland Chinese residents, now requiring a Hong Kong ID or other foreign residency proof [1] - This is the second adjustment made by Long Bridge Securities since June, with previous changes also restricting account openings to those with valid foreign work or living proof [1] - Other cross-border internet brokers like Futu Securities and Tiger Brokers have also recently closed account opening channels for mainland residents, indicating a trend of tightening regulations in the industry [1] Company Adjustments - Long Bridge Securities has implemented a new requirement for mainland residents to provide a Hong Kong ID or foreign residency proof to open an account [1] - The previous policy, effective from June 13, required mainland residents to provide a valid ID and proof of living or working abroad within the last three months [1] - Futu Securities and Tiger Brokers have escalated their requirements, with Futu now requiring foreign ID and Tiger only accepting non-mainland ID holders [1] Industry Context - The tightening of account opening conditions comes amid increased scrutiny on the compliance of cross-border internet brokers operating in mainland China [1] - The global largest internet broker, Interactive Brokers, has also raised its online account application requirements for mainland residents, focusing on foreign work or living proof [1] - The heightened focus on compliance is further driven by the Chinese tax authorities intensifying the enforcement of taxes on personal overseas income, leading to increased awareness among investors [2]

老虎证券客服回应称，并非清退内地客户账户。因合规原因，公司会定期审核客户账户，需部分客户补充资料（会发送合规问询邮件）；若客户未在有效期内补充资料，或补充资料不符合合规要求，账户会被限制交易，此为履行例行合规义务的常规流程。外汇交易员 (@myfxtrader):富途证券、老虎证券进一步关闭中国内地居民开户通道 ...

Core Viewpoint - The majority of popular Chinese concept stocks experienced a decline on Tuesday, with the Nasdaq Golden Dragon China Index dropping by 2.22% [1] Group 1: Stock Performance - NIO saw a slight increase of approximately 0.14% [1] - Alibaba experienced a decrease of 0.72% [1] - Ctrip, Li Auto, and Tiger Brokers all fell by over 1% [1] - Sohu and JD.com dropped by more than 2% [1] - Kingsoft Cloud declined by about 4% [1] - Baidu suffered a significant drop of over 8% [1]

Core Insights - Recent regulatory changes have led to Futu Holdings and Tiger Brokers closing account openings for residents in mainland China, indicating a tightening of cross-border financial services [1][2] - The new requirements for account opening at Futu now necessitate overseas permanent residency identification for mainland clients, while Tiger Brokers has restricted account openings to clients holding non-mainland identification [1][2] - The regulatory environment is becoming increasingly stringent, with the China Securities Regulatory Commission (CSRC) emphasizing compliance and the need for proper documentation for overseas trading [2][3] Summary by Sections Regulatory Changes - Futu Holdings and Tiger Brokers have modified their account opening processes for mainland Chinese residents due to new regulatory requirements [1] - Futu now requires clients to hold overseas permanent residency identification, while Tiger Brokers mandates proof of residence or work abroad for account applications [1][2] Compliance and Documentation - For account applications through Interactive Brokers, mainland residents must submit up to 11 documents, including property proof and utility bills, to verify their identity and address [2] - The CSRC has been actively working to regulate illegal cross-border brokerage activities since December 2022, with a focus on compliance and oversight [2] Industry Implications - Analysts suggest that these policy adjustments reflect a deeper and more structured regulatory approach to cross-border financial services, promoting a compliant and stable ecosystem [3] - Industry professionals recommend that mainland investors consider compliant channels, such as the Hong Kong Stock Connect, for overseas investments [3]

第一财经发布报道《独家｜富途老虎进一步限制内地居民开户》 。报道称，跨境互联网券商富途 证券、老虎证券进一步关闭了中国内地居民的开户通道。老虎证券客服表示，应监管最新要求，公司调 整了关于中国内地居民的开户政策，自上周开始不再接受中国内地居民通过提供境外工作或生活相关证 明文件开户，仅接受持有非中国内地身份证件的客户申请开户。 （责任编辑：蔡情） 中国经济网北京9月23日讯 老虎证券 （NASDAQ:TIGR）9月22日收报10.12美元，下跌9.24%。 ...

9月22日，有媒体报道称，富途、老虎进一步关闭了中国内地居民的开户通道。 券商中国记者随后从业内了解到，近期相关券商并未收到新的监管指导，但确实针对内地身份居民收紧了开户通 道。 老虎客服提供的信息则仍旧与之前一致：根据监管合规要求，如果是居住在境外的大陆客户，需提供境外工作/生活 的有效证明文件，如当地工作签证、居留许可、纳税凭证等，经严格审核通过后方可办理开户。 需要注意的是，有业内人士告诉券商中国记者，对于此前曾经成功开户但未曾入金的账户，如今可能已经处于休眠 状态，申请激活的要求与新开户同等看待。换言之，若是存量内地投资者的账户长期处于无资产、非活跃状态，亦 有可能失去已有的投资渠道。 此外，据券商中国记者了解，近期相关跨境券商并未收到进一步的监管指导。目前公司仍以2022年12月的"禁止发 展境内新客户、开立新账户，妥善处理存量业务"为指导。 富途客服提供的信息显示，目前富途证券（香港）的开户要求中，要求内地客户需持有海外永居证件，其他海外的 永居身份证明文件暂不支持（系统升级后，将可以支持其他海外的永居身份证明文件）。香港、澳门客户需提供相 应的身份证明文件。 转载与合作可联系证券时报小助理，微信 ...

不过今年以来，内地客户投资港美股的渠道确实在逐渐收紧。伴随港股赚钱效应凸显，跨境投资收税遭 到热议，跨境券商开户乱象再度引发关注。随后，以富途、老虎为代表的跨境券商层层收紧开户通道： 从要求存量证明，到要求提供海外工作/生活证明，再到如今的"非永居不开户"。 （原标题：富途、老虎新消息！跨境券商开户再收紧） 老虎客服提供的信息则仍旧与之前一致：根据监管合规要求，如果是居住在境外的大陆客户，需提供境 外工作/生活的有效证明文件，如当地工作签证、居留许可、纳税凭证等，经严格审核通过后方可办理 开户。 需要注意的是，有业内人士告诉券商中国记者，对于此前曾经成功开户但未曾入金的账户，如今可能已 经处于休眠状态，申请激活的要求与新开户同等看待。换言之，若是存量内地投资者的账户长期处于无 资产、非活跃状态，亦有可能失去已有的投资渠道。 此外，据券商中国记者了解，近期相关跨境券商并未收到进一步的监管指导。目前公司仍以2022年12月 的"禁止发展境内新客户、开立新账户，妥善处理存量业务"为指导。 9月22日，有媒体报道称，富途、老虎进一步关闭了中国内地居民的开户通道。 券商中国记者随后从业内了解到，近期相关券商并未收到新的 ...

9月22日，有媒体报道称，富途、老虎进一步关闭了中国内地居民的开户通道。 券商中国记者随后从业内了解到，近期相关券商并未收到新的监管指导，但确实针对内地身份居民收紧了开户通道。 富途客服提供的信息显示，目前富途证券（香港）的开户要求中，要求内地客户需持有海外永居证件，其他海外的永居身份证明文件暂不支持（系统升级后，将可 以支持其他海外的永居身份证明文件）。香港、澳门客户需提供相应的身份证明文件。 老虎客服提供的信息则仍旧与之前一致：根据监管合规要求，如果是居住在境外的大陆客户，需提供境外工作/生活的有效证明文件，如当地工作签证、居留许可、 纳税凭证等，经严格审核通过后方可办理开户。 需要注意的是，有业内人士告诉券商中国记者，对于此前曾经成功开户但未曾入金的账户，如今可能已经处于休眠状态，申请激活的要求与新开户同等看待。换言 之，若是存量内地投资者的账户长期处于无资产、非活跃状态，亦有可能失去已有的投资渠道。 此外，据券商中国记者了解，近期相关跨境券商并未收到进一步的监管指导。目前公司仍以2022年12月的"禁止发展境内新客户、开立新账户，妥善处理存量业 务"为指导。 不过今年以来，内地客户投资港美股的渠道确实 ...

Core Viewpoint - The article discusses the tightening of account opening policies for mainland Chinese residents by cross-border internet brokers Futu Securities and Tiger Brokers, in response to new regulatory requirements [3][5]. Summary by Sections Account Opening Policy Changes - Futu Securities now requires mainland Chinese clients to hold overseas permanent residency identification to open accounts, while Tiger Brokers has stopped accepting applications from mainland residents unless they provide non-mainland identification [3][4]. - Previously, Futu Securities allowed account openings for mainland clients who could provide valid mainland ID along with proof of overseas work or residence [4]. Regulatory Background - Since 2022, both brokers have been under scrutiny from regulatory authorities, leading to the closure of account opening channels for mainland residents. The China Securities Regulatory Commission (CSRC) has labeled their activities as illegal without proper approval [5][6]. - The CSRC's announcements in late 2021 and subsequent regulatory talks with executives from both companies highlighted the need for compliance with securities laws [5]. Market Context - The tightening of account opening policies comes amid a growing interest in investing in Hong Kong and U.S. stocks, particularly as the profitability of Hong Kong stocks has increased [5][6]. - Other brokers, such as Interactive Brokers and Changqiao Securities, have also tightened their account opening requirements for mainland residents, reflecting a broader trend in the industry [6][7]. Alternative Investment Channels - Mainland investors are advised to consider alternative investment routes such as the Hong Kong Stock Connect and ETFs listed in mainland markets, which may offer more favorable tax policies [7].

Core Viewpoint - The recent regulatory changes have led to cross-border internet brokers, Futu Securities and Tiger Brokers, tightening their account opening policies for mainland Chinese residents, significantly impacting their ability to invest in Hong Kong and U.S. stocks [2][3]. Group 1: Regulatory Changes - Futu Securities now requires mainland Chinese clients to hold overseas permanent residency identification to open accounts, while Tiger Brokers has stopped accepting applications from mainland residents altogether [2][3]. - Previously, Futu Securities allowed account openings for mainland clients who could provide valid overseas work or living proof, but this has now been restricted further [3]. - The tightening of account opening conditions is part of a broader regulatory effort by the China Securities Regulatory Commission (CSRC) to address illegal cross-border securities activities [3]. Group 2: Market Context - The tightening measures come amid increased scrutiny of cross-border investment activities and a growing focus on tax compliance for mainland residents investing in overseas markets [4][5]. - Other brokers, such as Interactive Brokers and Changqiao Securities, have also restricted account openings for mainland residents, indicating a trend across the industry [4]. - The adjustments in policies reflect a shift towards more stringent requirements, with a focus on compliance with local regulations and tax obligations [5]. Group 3: Investment Alternatives - Mainland investors are advised to consider alternative investment routes such as the Hong Kong Stock Connect and ETFs listed in mainland markets, which may offer more favorable tax conditions [5].