第一财经发布报道《独家｜富途老虎进一步限制内地居民开户》 。报道称，跨境互联网券商富途 证券、老虎证券进一步关闭了中国内地居民的开户通道。老虎证券客服表示，应监管最新要求，公司调 整了关于中国内地居民的开户政策，自上周开始不再接受中国内地居民通过提供境外工作或生活相关证 明文件开户，仅接受持有非中国内地身份证件的客户申请开户。 （责任编辑：蔡情） 中国经济网北京9月23日讯 老虎证券 （NASDAQ:TIGR）9月22日收报10.12美元，下跌9.24%。 ...

9月22日，有媒体报道称，富途、老虎进一步关闭了中国内地居民的开户通道。 券商中国记者随后从业内了解到，近期相关券商并未收到新的监管指导，但确实针对内地身份居民收紧了开户通 道。 老虎客服提供的信息则仍旧与之前一致：根据监管合规要求，如果是居住在境外的大陆客户，需提供境外工作/生活 的有效证明文件，如当地工作签证、居留许可、纳税凭证等，经严格审核通过后方可办理开户。 需要注意的是，有业内人士告诉券商中国记者，对于此前曾经成功开户但未曾入金的账户，如今可能已经处于休眠 状态，申请激活的要求与新开户同等看待。换言之，若是存量内地投资者的账户长期处于无资产、非活跃状态，亦 有可能失去已有的投资渠道。 此外，据券商中国记者了解，近期相关跨境券商并未收到进一步的监管指导。目前公司仍以2022年12月的"禁止发 展境内新客户、开立新账户，妥善处理存量业务"为指导。 富途客服提供的信息显示，目前富途证券（香港）的开户要求中，要求内地客户需持有海外永居证件，其他海外的 永居身份证明文件暂不支持（系统升级后，将可以支持其他海外的永居身份证明文件）。香港、澳门客户需提供相 应的身份证明文件。 转载与合作可联系证券时报小助理，微信 ...

不过今年以来，内地客户投资港美股的渠道确实在逐渐收紧。伴随港股赚钱效应凸显，跨境投资收税遭 到热议，跨境券商开户乱象再度引发关注。随后，以富途、老虎为代表的跨境券商层层收紧开户通道： 从要求存量证明，到要求提供海外工作/生活证明，再到如今的"非永居不开户"。 （原标题：富途、老虎新消息！跨境券商开户再收紧） 老虎客服提供的信息则仍旧与之前一致：根据监管合规要求，如果是居住在境外的大陆客户，需提供境 外工作/生活的有效证明文件，如当地工作签证、居留许可、纳税凭证等，经严格审核通过后方可办理 开户。 需要注意的是，有业内人士告诉券商中国记者，对于此前曾经成功开户但未曾入金的账户，如今可能已 经处于休眠状态，申请激活的要求与新开户同等看待。换言之，若是存量内地投资者的账户长期处于无 资产、非活跃状态，亦有可能失去已有的投资渠道。 此外，据券商中国记者了解，近期相关跨境券商并未收到进一步的监管指导。目前公司仍以2022年12月 的"禁止发展境内新客户、开立新账户，妥善处理存量业务"为指导。 9月22日，有媒体报道称，富途、老虎进一步关闭了中国内地居民的开户通道。 券商中国记者随后从业内了解到，近期相关券商并未收到新的 ...

9月22日，有媒体报道称，富途、老虎进一步关闭了中国内地居民的开户通道。 券商中国记者随后从业内了解到，近期相关券商并未收到新的监管指导，但确实针对内地身份居民收紧了开户通道。 富途客服提供的信息显示，目前富途证券（香港）的开户要求中，要求内地客户需持有海外永居证件，其他海外的永居身份证明文件暂不支持（系统升级后，将可 以支持其他海外的永居身份证明文件）。香港、澳门客户需提供相应的身份证明文件。 老虎客服提供的信息则仍旧与之前一致：根据监管合规要求，如果是居住在境外的大陆客户，需提供境外工作/生活的有效证明文件，如当地工作签证、居留许可、 纳税凭证等，经严格审核通过后方可办理开户。 需要注意的是，有业内人士告诉券商中国记者，对于此前曾经成功开户但未曾入金的账户，如今可能已经处于休眠状态，申请激活的要求与新开户同等看待。换言 之，若是存量内地投资者的账户长期处于无资产、非活跃状态，亦有可能失去已有的投资渠道。 此外，据券商中国记者了解，近期相关跨境券商并未收到进一步的监管指导。目前公司仍以2022年12月的"禁止发展境内新客户、开立新账户，妥善处理存量业 务"为指导。 不过今年以来，内地客户投资港美股的渠道确实 ...

Core Viewpoint - The article discusses the tightening of account opening policies for mainland Chinese residents by cross-border internet brokers Futu Securities and Tiger Brokers, in response to new regulatory requirements [3][5]. Summary by Sections Account Opening Policy Changes - Futu Securities now requires mainland Chinese clients to hold overseas permanent residency identification to open accounts, while Tiger Brokers has stopped accepting applications from mainland residents unless they provide non-mainland identification [3][4]. - Previously, Futu Securities allowed account openings for mainland clients who could provide valid mainland ID along with proof of overseas work or residence [4]. Regulatory Background - Since 2022, both brokers have been under scrutiny from regulatory authorities, leading to the closure of account opening channels for mainland residents. The China Securities Regulatory Commission (CSRC) has labeled their activities as illegal without proper approval [5][6]. - The CSRC's announcements in late 2021 and subsequent regulatory talks with executives from both companies highlighted the need for compliance with securities laws [5]. Market Context - The tightening of account opening policies comes amid a growing interest in investing in Hong Kong and U.S. stocks, particularly as the profitability of Hong Kong stocks has increased [5][6]. - Other brokers, such as Interactive Brokers and Changqiao Securities, have also tightened their account opening requirements for mainland residents, reflecting a broader trend in the industry [6][7]. Alternative Investment Channels - Mainland investors are advised to consider alternative investment routes such as the Hong Kong Stock Connect and ETFs listed in mainland markets, which may offer more favorable tax policies [7].

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 富途证券内地居民开户需持有海外永居身份证明；老虎证券仅接受持有非中国内地身份证件的客户申请 开户。 跨境互联网券商富途证券、老虎证券进一步关闭了中国内地居民的开户通道。 9月22日，第一财经记者了解到，根据最新监管要求，富途证券开户条件有所变更，目前中国内地客户 开户需持有海外永居身份证明。富途牛牛客服强调，现在公司正在进行系统升级，现阶段仅支持有中国 香港或澳门身份证的客户开户；待系统升级完成后，客户可使用内地身份证+海外永居身份证明进行开 户。 相较于总部位于新加坡并在中国香港、中国内地等地展业的长桥证券，以及分别向新西兰、中国香港税 务部门上报用户信息的老虎证券、富途证券等，盈透证券总部位于美国，不参与CRS（共同报告标准） 框架下的税务信息交换，不少人认为可以借此规避国内税务部门对其境外所得的监控。 第一财经记者以客户身份咨询时，老虎证券客服也表示，应监管最新要求，公司调整了关于中国内地居 民的开户政策，自上周开始不再接受中国内地居民通过提供境外工作或生活相关证明文件开户，仅接受 持有非中国内地身份证件的客户申请开户。 今年以来 ...

Core Points - Recent changes in the process for mainland Chinese residents to open accounts with overseas brokers for US stock investments have been reported, requiring more documentation from investors [1][2] - Interactive Brokers, a major online brokerage, has increased its account opening standards, now requiring the submission of up to 11 documents at once [2][4] - The tightening of account opening policies by brokers like Futu and Tiger Brokers aligns with regulatory efforts to manage cross-border investments and mitigate financial risks [6][8] Group 1 - Mainland Chinese residents must now upload a variety of documents, including proof of identity, property ownership, utility bills, and bank statements, to open accounts with Interactive Brokers [2][4] - The inability to download the Interactive Brokers app from domestic app stores indicates a shift in accessibility for mainland investors [2][6] - Futu Securities has also restricted account openings for mainland residents, requiring proof of overseas work or residence, which includes various documentation such as utility bills and rental agreements [6][8] Group 2 - The increase in documentation requirements reflects a broader trend among overseas brokers to comply with regulatory standards and enhance scrutiny of cross-border investments [8] - The changes have sparked discussions among the US stock investment community regarding the implications of these new requirements [4][8] - The measures taken by brokers are seen as part of a regulatory push to control illegal cross-border operations and ensure compliance with financial regulations [6][8]

Group 1 - Recent changes in the process for mainland Chinese residents to open accounts with overseas brokers for US stock investments have been reported, requiring more documentation from investors [1] - Interactive Brokers, a major online brokerage, has increased its account opening standards, now requiring up to 11 documents, including proof of identity, property ownership, and utility bills [1][3] - The Futu Securities app has been removed from mobile app stores in mainland China, and investors must provide additional documentation to open accounts [1][5] Group 2 - The tightening of account opening policies by well-known overseas brokers like Futu and Tiger Brokers is part of a broader trend, aligning with regulatory efforts to manage cross-border investments and mitigate financial risks [7] - The inability to download the Futu app on mobile devices indicates a shift in accessibility for mainland investors, although it remains available on desktop platforms [5] - Investors are required to prove their overseas work or living status through various documents, which must be submitted for account approval [5]

Group 1 - The core viewpoint is that US-based online brokerage firm Interactive Brokers has tightened its account opening policies for residents of mainland China, requiring proof of overseas work or residence [1] - The Interactive Brokers app has been removed from mainland app stores, indicating a significant shift in their operational strategy regarding Chinese clients [1] - There has been an increase in inquiries and account openings for Hong Kong Stock Connect due to the tightening of policies by multiple overseas online brokerages and the strong performance of the Hong Kong stock market this year [1] Group 2 - Some mainland investors have received notifications for personal overseas income tax supplements, prompting them to seek accounts with Interactive Brokers to avoid tax information exchange under the Common Reporting Standard (CRS) [1] - The tightening of account opening policies by several overseas internet brokerages has led to a notable rise in demand for Hong Kong Stock Connect services [1]

Market Performance - On September 4, US stock indices closed higher, with the Dow Jones Industrial Average up 0.77%, the Nasdaq up 0.98%, and the S&P 500 up 0.83%, reaching new closing highs [1] - Major tech stocks saw significant gains, with Amazon rising over 4%, Netflix over 2%, and Google reaching a historical high with a 0.68% increase [1] - Chinese concept stocks generally declined, with the Nasdaq Golden Dragon China Index down 1.11%, and several companies like Alibaba and NIO dropping over 3% [1] Federal Reserve Developments - The Federal Reserve is experiencing internal divisions regarding interest rate decisions, with some members advocating for rate cuts while others emphasize inflation risks [6] - The probability of the Fed maintaining rates in September is 0.6%, while the likelihood of a 25 basis point cut is 99.4% [6] - Recent comments from New York Fed President John Williams suggest that while a rate cut may be appropriate over time, the impact of tariffs on inflation has been less severe than initially feared [6] Legal and Political Context - The Trump administration has urged the Supreme Court to expedite a ruling on tariffs, claiming that a recent appellate court decision undermines presidential authority in foreign trade matters [3] - The investigation into Federal Reserve Governor Lisa Cook by the Justice Department raises questions about her potential dismissal by Trump, marking a significant escalation in tensions between the administration and the Fed [4][5] - Trump's recent actions, including submitting new arguments to the Supreme Court, reflect ongoing conflicts regarding economic policy and the independence of the Federal Reserve [3][4]