1.总经理会议运作不规范。《上海正帆科技股份有限公司总经理工作细则》未规定总经理会议召开的条 件、程序和参加人员。执委会实际代行总经理会议职能，但正帆科技未规定执委会运作机制，亦未保存执委会 相关的具体会议记录，缺乏内部控制建立与实施过程的可验证性。 以上不符合《上市公司章程指引》（证监会公告〔2019〕10号）第一百三十条第一项、《上市公司章程指 引》（证监会公告〔2022〕2号）第一百三十条第一项、《上市公司章程指引》（证监会公告〔2023〕62号） 第一百三十条第一项、《上市公司章程指引》（证监会公告〔2025〕6号）第一百四十六条第一项、《企业内 部控制基本规范》（财会〔2008〕号）第四十七条的规定。 2.投资管理不规范。正帆科技制度未能覆盖实际开展的投资活动，缺失对外投资实施流程、投后管理、投 资收回、未达董事会审议标准的投资事项审批权限、执委会审议投资事项机制等内容。执委会审议投资事项无 会议记录，个别亏损投资项目清算方案审议过程无具体记录。 中国经济网北京1月20日讯 正帆科技（688596.SH）昨晚发布关于收到上海证监局警示函的公告。正帆科 技于近日收到中国证券监督管理委员会上海监管局下发 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 经中国证券监督管理委员会《关于同意浙江托普云农科技股份有限公司首次公开发行股票注册的批复》 （证监许可（2024）1037号）同意注册，浙江托普云农科技股份有限公司（以下简称"托普云农"或"公 司"）首次公开发行人民币普通股股票2,132.0000万股，并于2024年10月17日在深圳证券交易所创业板上 市。国泰海通证券股份有限公司（以下简称"国泰海通"）担任托普云农首次公开发行股票并在深圳证券 交易所创业板上市的保荐机构，持续督导期间为2024年10月17日至2027年12月31日。 本次培训通过演示培训讲义、解读法规条文、解答培训对象问题的形式开展，对《深圳证券交易所创业 板上市规则》《深圳证券交易所上市公司自律监管指引第2号一一创业板上市公司规范运作》《上市公 司治理准则》《上市公司募集资金监管规则》《上市公司信息披露管理办法》等于2025年度发生重大修 订的主要法律法规及深圳证券交易所业务规则条款进行了讲解和剖析，详细对比了相关条款较之前年度 的修订情况，加深了培训对象在规范运作、信息披露等方面工作的理解。 三、公司配合情况和培训效果 对于本次培训，公 ...

参加培训的人员普遍反映，本次培训安排及时、针对性强，授课老师讲解深入、案例生动，对上市公司 准确理解政策要求、提升治理与合规水平具有很强的指导意义，是当前上市公司发展过程中非常需要的 一次专业培训。 辽宁上市公司协会表示，下一步将持续围绕上市公司规范运作和高质量发展需求，开展形式多样的培训 与交流活动，助力辽宁上市公司不断提升治理水平和核心竞争力。(燕云) 2025年12月12日，辽宁上市公司协会举办上市公司规范运作培训会。此次培训旨在帮助上市公司会员精 准把握新修订的《公司法》及《上市公司治理准则》的核心要求，切实提升上市公司治理水平与合规运 作能力，有效防范监管风险。 辽宁上市公司协会表示，随着公司治理和信息披露监管要求不断提高，上市公司规范运作的重要性日益 凸显。协会组织本次培训，旨在引导上市公司深入理解最新法律法规和监管政策，推动上市公司依法合 规经营、持续健康发展。 辖区上市公司董事、财务总监、董事会秘书及证券事务代表等120人参加培训。培训内容涵盖新修订的 《上市公司治理准则》解读、上市公司违法违规典型案例剖析与合规建议、董责险在A股上市公司风险 公司治理及信息披露合规风险防控中的应用，以及ESG ...

Group 1 - The core viewpoint of the article is that the training conducted by the sponsor, Caitong Securities, for Zhejiang Xiasha Precision Manufacturing Co., Ltd. is aimed at enhancing the understanding of legal responsibilities and obligations among the company's directors and senior management [1][2] Group 2 - The training took place on December 8, 2025, and focused on the management and use of raised funds, significant operational changes, and protecting the interests of the listed company [1] - The training included discussions on recent penalty cases and explained relevant regulations and rules issued by the China Securities Regulatory Commission and the Shenzhen Stock Exchange [1] - The training successfully improved the understanding of laws and regulations among the company's directors and senior management, clarifying their rights, obligations, and legal responsibilities [2]

Core Viewpoint - The company received a warning letter from the Gansu Securities Regulatory Bureau regarding inaccuracies in financial disclosures and incomplete share repurchase actions, prompting immediate corrective measures and a commitment to improve compliance and governance practices [1][3][7]. Group 1: Issues Identified - **Inaccurate Financial Data**: The company disclosed inaccurate financial data in its consolidated balance sheets and profit statements for the first three quarters of 2024, violating relevant disclosure regulations [3]. - **Incomplete Share Repurchase**: The company failed to complete its share repurchase plan initiated on July 25, 2024, which contravened multiple regulatory requirements [7]. Group 2: Corrective Measures - **Financial Data Correction**: The company held a board meeting on April 28, 2025, to approve corrections to previously reported financial data, and plans to establish an internal accountability mechanism by December 31, 2025 [4][6]. - **Share Repurchase Actions**: Following the expiration of the repurchase plan, the company continued to buy back shares, acquiring 3,988,700 shares for a total of 10,002,637 yuan, with a cumulative repurchase of 8,821,800 shares amounting to 21,017,421 yuan [9]. - **Ongoing Compliance Training**: The company will regularly organize training sessions for relevant personnel on securities laws and regulations to enhance internal control and compliance awareness [9]. Group 3: Commitment to Improvement - The warning letter serves as a critical reminder for the company to enhance its operational standards and disclosure quality, with a commitment to ongoing rectification and prevention of similar issues in the future [9]. - The company aims to strengthen its internal management and risk prevention capabilities, ensuring the protection of investor interests and promoting sustainable development [9].

Core Viewpoint - Greebo (301260) has emphasized its commitment to regulatory compliance and governance since its IPO, ensuring adherence to the rules for listed companies and fulfilling information disclosure obligations as per relevant laws and regulations [1] Group 1 - The company has been operating in strict accordance with the requirements for listed companies since its IPO [1] - Greebo is focused on continuously improving its corporate governance standards [1] - The company has been fulfilling its information disclosure obligations as mandated by relevant laws and regulations [1]

Group 1 - The core viewpoint of the article is that Guotai Haitong Securities Co., Ltd. conducted a training session for Zhejiang Huayuan Automotive Technology Co., Ltd. to enhance understanding of regulatory compliance and corporate governance in the context of its IPO on the ChiNext board [1][4]. Group 2 - The training was aimed at the company's controlling shareholders, actual controllers, directors, supervisors, senior management, and middle management [1][5]. - The main content of the training included regulations on information disclosure for ChiNext listed companies, common issues, and guidelines for the reduction of shareholdings by directors, supervisors, and senior management [2]. - The company actively cooperated during the training process, ensuring an orderly execution of the training and achieving good results [3]. Group 3 - The conclusion of the training indicated that the relevant personnel of the company gained a deeper understanding of the legal regulations regarding the standardized operation of listed companies, which will help improve the company's compliance and information disclosure standards [4].

Core Viewpoint - The meeting of the Henan Listed Companies Association emphasized the importance of corporate governance, compliance, and social responsibility among listed companies in Henan, highlighting recent achievements and future expectations for high-quality development [1] Group 1: Meeting Overview - The sixth second member meeting and the third council meeting of the Henan Listed Companies Association were held in Zhengzhou, attended by over 120 representatives from 99 listed companies [1] - The meeting adopted a secret ballot to elect five additional directors to the sixth council and appointed a new vice president, secretary-general, and legal representative [1] Group 2: Regulatory Expectations - The Henan Securities Regulatory Bureau acknowledged the association's work and congratulated the newly elected directors, urging listed companies to strengthen corporate governance and internal control [1] - Companies are encouraged to utilize market-based tools such as mergers and acquisitions to enhance their core business and to uphold public responsibility by addressing social concerns [1] Group 3: Compliance and Governance - The meeting reported on recent typical cases of financial fraud addressed by the China Securities Regulatory Commission, stressing the need for listed companies to adhere to compliance standards [1] - Companies must avoid false information disclosure, illegal stock trading, and improper benefit transfers to maintain operational integrity [1]

Group 1 - The core viewpoint of the article is that Huazhong Securities has conducted a training session for Hefei Hengxin Life Technology Co., Ltd. to ensure compliance with regulations related to its IPO and ongoing operations on the ChiNext board [1][2] Group 2 - The training was held on August 23, 2025, and utilized a combination of in-person and online formats [1] - The training took place at a specific location in Hefei, Anhui Province, and involved key personnel including the controlling shareholder, actual controller, directors, and senior management [1] - The main content of the training focused on corporate governance, the management of raised funds, and significant transaction matters, in accordance with relevant laws and regulations [2] Group 3 - The training was well-received, with participants actively cooperating, which ensured the orderly conduct of the session [2] - Participants gained a deeper understanding of the regulations governing the operation of listed companies, which is expected to enhance the company's compliance and information disclosure practices [2]

Group 1 - The core viewpoint of the report is that Huatai United Securities has conducted a comprehensive training program for the management of Pursis (Shanghai) Pharmaceutical Technology Development Co., Ltd. to ensure compliance with regulatory requirements and enhance corporate governance [1][2] - The training covered key topics such as the use and management of raised funds, transaction norms, corporate governance, internal control, and significant financial risks, emphasizing the importance of compliance and ethical behavior for listed companies and their stakeholders [1][2] - The training aimed to strengthen the legal awareness and integrity of the participants, enhancing their understanding of the responsibilities and obligations of management in corporate governance and compliance [1][2] Group 2 - The training team consisted of experienced professionals with expertise in securities, law, and finance, ensuring a thorough and systematic approach to the training [2] - The training resulted in improved understanding of relevant laws, regulations, and business rules among Pursis's board members, supervisors, and senior management, contributing to better corporate governance [2] - The overall effectiveness of the training is expected to further elevate Pursis's governance standards and operational compliance [2]