经查，公司截至2024年1月8日连续12个月内发生的诉讼和仲裁事项涉案金额为1.80亿元,占最近一期经审 计归母净资产的10.93%，公司未及时履行信息披露义务。公司上述行为违反了《上市公司信息披露管 理办法》(证监会令第182号，简称《信披办法》)第三条第一款、第二十二条第二款第一项的规定。根 据《信披办法》第五十一条的规定，公司时任董事长姜长龙、总经理王尽晖、董事会秘书金明对上述违 规行为负有主要责任。 泉阳泉（600189）(600189.SH)发布公告，公司于近日收到中国证券监督管理委员会吉林监管局(简称"吉 林证监局")出具的《关于对吉林泉阳泉股份有限公司及有关责任人采取出具警示函措施的决定》(吉证 监决[2025]26号)。 ...

Core Viewpoint - Zhejiang Topcloud Agricultural Technology Co., Ltd. has received approval from the China Securities Regulatory Commission for its initial public offering (IPO) of 21.32 million shares, set to be listed on the Shenzhen Stock Exchange's ChiNext board on October 17, 2024 [1] Group 1: Training Overview - The training for the company was conducted on December 11, 2025, focusing on the latest legal regulations and business rules relevant to listed companies [2][3] - The training included a combination of in-person lectures and online participation, led by sponsor representatives from Guotai Junan Securities [3] - Key topics covered included the Shenzhen Stock Exchange's listing rules, corporate governance standards, and regulations on fundraising and information disclosure, with a focus on significant amendments made in 2025 [1][2] Group 2: Company Participation and Training Effectiveness - The company and its training participants actively engaged in the training, demonstrating a serious attitude and cooperation throughout the process [2] - Participants gained a deeper understanding of their responsibilities and obligations as key personnel in ensuring the company's compliance and operational standards [2] - The training is expected to enhance Topcloud Agricultural's operational compliance and governance standards moving forward [2]

来源：市场资讯 （来源：F金融） 当前，我国资本市场正经历着自全面注册制改革以来最为深刻的制度重构期。随着《上市公司治理准则》（2025年修订）、《上市公司章程指 引》等核心法规的密集出台，2025-2026年已成为上市公司治理现代化的关键政策窗口期。上市公司不仅面临监事会职能向审计委员会转移、职工 代表董事强制设置、独立董事现场履职等结构性变革，更需应对协议转让合规、业绩预告窗口期管理、内幕信息防控等多维度的操作挑战。以下 为大观梳理的上市公司信披工作年度总结，供参考。 3、离任监事若知悉内幕信息，应持续防范内幕交易风险，避免触碰红线。 一、监事会改革 根据证监会《关于新〈公司法〉配套制度规则实施相关过渡期安排》的要求，上市公司应当在2026年1月1日前，按照《公司法》《实施规定》及 证监会配套制度规则等规定，在公司章程中规定在董事会中设审计委员会，行使《公司法》规定的监事会的职权，不设监事会或者监事。上市公 司调整公司内部监督机构设置前，监事会或者监事应当继续遵守证监会原有制度规则中关于监事会或者监事的规定。 监事离任的衔接处理，相关人员的权利义务仍需妥善衔接： 1、离任后6个月内不得减持股份；任期届满后 ...

财务数据显示，2025年前三季度，天源迪科营业收入为63亿元，同比增长12.44%；归母净利润3860万元，同比增长19.75%，呈现稳步增长态势。 截至2025年11月28日，天源迪科股东总户数为87778户。公告发布后，市场对董事长被留置的具体原因及对公司未来影响表示关注。根据中国监察机关的 工作程序，留置措施通常适用于涉嫌严重职务违法或职务犯罪的调查。 上市公司高管被监察机关采取强制措施的情况在A股市场并非首例。近年来，随着监管力度加强，多家上市公司高管因涉嫌违法违规被调查，相关公司均 按照监管要求及时进行了信息披露。 天源迪科在公告中表示，公司将密切关注上述事项的进展情况，并严格按照有关法律、法规的规定和要求，及时履行信息披露义务。公司董事会将确保公 司治理结构有效运作，保障公司经营活动正常进行。 根据《上市公司信息披露管理办法》的规定，上市公司董事、监事、高级管理人员涉嫌违法违纪被有权机关调查或采取强制措施，属于应当及时披露的重 大事件。天源迪科此次公告符合相关信息披露要求。 12月9日，创业板上市公司天源迪科（300047）（股票代码：300047）发布公告称，公司董事长陈友近日被江西省景德镇乐平 ...

Core Viewpoint - Shennong Industrial Co., Ltd. received a warning letter from the Henan Securities Regulatory Bureau for failing to disclose related party transactions properly, which exceeded the annual expected amount and required shareholder approval [1][2]. Group 1: Warning Letter Details - The warning letter indicates that Shennong Industrial engaged in related party transactions amounting to 1.94 billion yuan from January to September 2025, exceeding the annual expected amount by 440 million yuan, which is 6.14% of the company's audited net assets for 2024 [1]. - The company did not follow the required procedures for reviewing related party transactions and disclosing information, violating the "Management Measures for Information Disclosure of Listed Companies" [1][2]. Group 2: Responsibilities and Actions - The chairman, general manager, and board secretary of the company are primarily responsible for the violations noted in the warning letter [2]. - The regulatory authority has mandated the company and the responsible individuals to improve their understanding of securities laws and regulations, and to submit a written rectification report within 30 days of receiving the decision [2]. Group 3: Company Response - The company acknowledges the issues raised in the warning letter and commits to serious reflection and rectification, aiming to enhance compliance with securities laws and improve the quality of information disclosure [3]. - The company asserts that the warning letter will not affect its normal business operations and will adhere to disclosure obligations as required [3].

智通财经APP讯，科森科技(603626.SH)发布公告，公司及相关人员于2025年11月21日收到中国证券监督 管理委员会江苏监管局(以下简称"江苏证监局")下达的《江苏证监局关于对昆山科森科技股份有限公 司、徐金根、向雪梅、瞿李平采取出具警示函措施的决定》，内容公告如下： 2022年，科森科技以购销往来款名义向唯士达支付资金并于当期收回，构成关联方非经营性资金占用， 单笔资金占用周期1至4天。科森科技未按相关规定履行审议程序和信息披露义务，违反了2021年《信披 办法》第三条第一款、第四十一条的规定。科森科技时任董事长、总经理徐金根，时任财务总监、副总 经理、董事向雪梅未勤勉尽责，对该事项承担主要责任。 2018年至2024年，科森科技与关联方江苏唯士达智能检测系统有限公司(以下简称唯士达)、江苏盈智融 科技有限公司、东台市科盛餐饮管理有限公司发生日常购销关联交易，公司未按相关规定履行审议程序 和信息披露义务，迟至2025年4月27日召开董事会追加审议并于2025年4月29日对外披露，相关公告存在 关联交易金额披露错误的情形。 根据2007年《信披办法》第五十九条、2021年《信披办法》第五十二条的规定， ...

Core Viewpoint - Guangxi Wuzhou Transportation Co., Ltd. has received administrative regulatory measures from the Guangxi Securities Regulatory Bureau due to issues related to accounting irregularities and failure to fulfill obligations regarding the integrity records of proposed directors and senior management [1][2][3] Group 1: Regulatory Findings - The company has been found to have non-compliant accounting practices, specifically in the recognition of revenue from its commercial operations between 2022 and 2024, leading to inaccurate financial reporting [1][4] - The company failed to conduct integrity record checks for proposed directors and senior management during the same period, violating relevant regulations [2][4] Group 2: Required Actions - The company is mandated to enhance the legal and regulatory training for all directors and senior management to improve their performance and compliance with information disclosure and internal control [2][5] - The company must strengthen its financial accounting practices to ensure the quality of financial reporting and rectify the identified issues within 30 days of receiving the regulatory decision [2][5] Group 3: Accountability - The former chairman, general manager, and chief accountant of the company are held primarily responsible for the violations and are subject to regulatory discussions [3][4] - The company acknowledges the issues raised and commits to a thorough review and improvement of its compliance with relevant laws and regulations [5][6]

Core Viewpoint - Wuzhou Transportation (600368) has received regulatory measures from the Guangxi Securities Regulatory Bureau due to issues related to accounting irregularities and failure to conduct integrity checks on proposed senior management appointments [2][3] Group 1: Regulatory Actions - The Guangxi Securities Regulatory Bureau issued a corrective order to Wuzhou Transportation and initiated regulatory talks with responsible individuals [2][3] - The company is required to submit a rectification report within a specified timeframe [4] Group 2: Identified Issues - Wuzhou Transportation's accounting practices were found to be non-compliant, with insufficient basis for revenue recognition in its trading business from 2022 to 2024, leading to inaccurate financial disclosures [3] - The company failed to conduct required integrity checks on proposed directors and senior management, violating relevant regulations [3] Group 3: Company Operations and Financial Performance - Wuzhou Transportation is the only listed company in Guangxi operating toll road businesses, managing highways and engaging in logistics and asset management [5] - For the first three quarters of 2025, the company reported revenues of 1.205 billion yuan, a year-on-year decrease of 0.86%, and a net profit of 508 million yuan, down 10.26% from the previous year [5]

Core Viewpoint - Wuzhou Transportation has received regulatory measures from the Guangxi Securities Regulatory Bureau due to issues related to accounting irregularities and failure to conduct integrity checks on proposed senior management appointments [1][2]. Group 1: Regulatory Actions - The Guangxi Securities Regulatory Bureau issued a corrective order to Wuzhou Transportation for non-compliance with accounting standards and improper revenue recognition practices from 2022 to 2024 [1]. - The company failed to conduct required integrity checks on proposed directors and senior management, violating relevant regulations [1]. Group 2: Company Response - Wuzhou Transportation emphasizes its commitment to addressing the issues raised by the regulatory body and plans to enhance its financial management and compliance practices [2]. - The company will prepare a rectification report within the stipulated timeframe as per the regulatory requirements [2]. Group 3: Business Overview - Wuzhou Transportation is the only listed company in Guangxi operating toll road businesses, with significant operations in toll collection and logistics [3]. - For the first three quarters of 2025, the company reported a revenue of 1.205 billion yuan, a decrease of 0.86% year-on-year, and a net profit of 508 million yuan, down 10.26% year-on-year [3].

Core Viewpoint - Haon Automotive (301488) confirmed compliance with the information disclosure regulations, ensuring that all investors receive information simultaneously and fairly [1] Group 1 - Haon Automotive responded to investor concerns regarding compliance with the disclosure regulations set to take effect on July 1, 2025, under the "Management Measures for Information Disclosure of Listed Companies" [1] - The company emphasized that it strictly adheres to the information disclosure obligations and does not engage in any violations of the regulations [1]