上市公司信息披露违规

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ST柯利达: 柯利达装饰股份有限公司关于公司及相关人员收到江苏证监局警示函的公告
Zheng Quan Zhi Xing· 2025-08-08 13:08
Group 1 - The company received a warning letter from the Jiangsu Securities Regulatory Bureau regarding financial accounting and disclosure issues related to accounts receivable and contract assets [2][3] - The warning letter highlighted that the company failed to adequately assess the impairment of accounts receivable and contract assets, violating relevant accounting standards [2] - The chairman and the financial director of the company were held primarily responsible for the violations and were instructed to enhance their understanding of securities laws and regulations [2][3] Group 2 - The company emphasized its commitment to addressing the issues raised in the warning letter and improving compliance with relevant regulations [3] - The regulatory measures imposed will not affect the company's normal production and operational activities [3] - The company will continue to fulfill its information disclosure obligations in a timely manner as per regulatory requirements [3]
ST信通: 亿阳信通关于收到中国证券监督管理委员会黑龙江监管局《行政监管措施决定书》的公告
Zheng Quan Zhi Xing· 2025-08-04 16:22
证券代码:600289 股票简称:ST 信通 公告编号:2025-107 亿阳信通股份有限公司 关于收到中国证券监督管理委员会黑龙江监管局 《行政监管措施决定书》的公告 一、《行政监管措施决定书》内容 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 "亿阳信通股份有限公司、袁义祥、曹星、张秀琴、陶恒亮: 经查,亿阳信通股份有限公司(以下简称亿阳信通或公司,统一社会信用代 码:91230199128027157K)存在以下问题: 拟向北京多来点信息技术有限公司(以下简称多来点)投资不超过2.5亿元,持有 对方不超过7.692%的股权,并在协议生效之日起3个工作日内向多来点先行支付 投资事项问询函的部分回复公告》,表明公司将会审慎推进向多来点投资事项, 且投资具体事宜尚待进一步协商、推进和落实。此后公司未再披露相关事项进展, 迟至2024年4月30日公司才在《关于债权转让暨关联交易的公告》中披露,公司 已于2023年9月28日根据多来点付款指令向其支付2000万元诚意金,但双方最终 未能达成交易。公司未及时披露对外投资交易相关进展 ...
*ST元成:收到浙江证监局行政监管措施决定书
news flash· 2025-07-29 10:42
*ST元成(603388)公告,公司于2025年7月29日收到浙江证监局行政监管措施决定书。经调查,董事 长祝昌人未将代持股份事项告知公司,导致招股说明书及2017年至2021年定期报告中持股信息披露不准 确。公司违反了《证券法》和《上市公司信息披露管理办法》相关规定。浙江证监局对公司和祝昌人分 别采取出具警示函的监督管理措施并记入诚信档案。公司及相关责任方将按照要求及时进行整改。 ...
亚通股份被责令改正,时任董事长梁峻等三人被出具警示函
Sou Hu Cai Jing· 2025-07-23 02:52
处 公司参股公司27家,包括上海齐闳房地产开发有限公司、上海亚岛新能源科技有限公司、上海泊岛酒店管理有限公司、上海亚通置业发展有限公司、上海西 盟物贸有限公司等。 在业绩方面,公司2022年至2024年营业收入分别为12.25亿元、13.05亿元和6.60亿元,同比分别增长-18.64%、6.52%和-49.41%。归母净利润分别为458.04万 元、244.42万元和635.64万元,归母净利润同比增长分别为-89.96%、-46.64%和160.06%。同期,公司资产负债率分别为66.55%、52.07%和72.53%。 在风险方面,天眼查信息显示,公司自身天眼风险155条,周边天眼风险613条,历史天眼风险6条,预警提醒天眼风险235条。 因此,上海证监局决定对亚通股份采取责令改正的行政监管措施,并要求公司在收到决定书后30日内提交书面整改报告。同时,公司时任董事长梁峻、总经 理翟云云、副总经理兼会计机构负责人顾培因未勤勉尽责被出具警示函。公司及相关人员表示将认真整改,加强法律法规学习,提高规范运作水平,确保信 息披露的真实、准确和完整。此次监管措施不会影响公司正常生产经营管理活动。 天眼查资料显示,亚 ...
两名董事弃权!精艺股份原董事长“老赖”身份曝光次日辞职,“80后”财务总监将接棒
Mei Ri Jing Ji Xin Wen· 2025-07-15 13:44
Core Points - The former chairman of Jingyi Co., Ltd. resigned due to exposure of a dishonesty record, leading to the election of a new chairman, Gu Chong, who is a financial director born in the 1980s [1][5][6] - Gu Chong has a background in finance, having previously worked at Nantong Sanjian Group and its holding company, which is also a major shareholder of Jingyi [3][4] - Following the leadership change, Jingyi's stock price experienced significant volatility, reaching a recent high before a sharp decline on the day of the new chairman's election [4][6] Company Background - Jingyi Co., Ltd. was established in 1999 and listed on the Shenzhen Stock Exchange in 2009, primarily engaged in copper processing products [4] - The company has faced substantial revenue fluctuations over the past five years, with a reported revenue drop of over 60% in 2022 and net profit consistently below 100 million yuan [4] Regulatory Context - The resignation of the former chairman was prompted by a regulatory decision from the Guangdong Securities Regulatory Commission, which highlighted failures in disclosing the chairman's dishonesty status [5][6] - The commission mandated Jingyi to rectify its governance issues and replace the chairman within two trading days of the decision [5]
*ST观典: 关于公司及相关人员收到北京证监局行政监管措施决定书的公告
Zheng Quan Zhi Xing· 2025-07-07 15:11
Core Viewpoint - The company, Guandian Defense Technology Co., Ltd., has been penalized by the Beijing Securities Regulatory Bureau for violations related to fund occupation and inadequate disclosure of financial information [1][2][3]. Summary by Sections Regulatory Decision - The company was found to have occupied non-operating funds amounting to 142.5147 million yuan, with an outstanding balance of 96.9472 million yuan as of April 2025 [1]. - The actual controller, Gao Ming, admitted to the fund occupation and was involved in falsifying bank documents [1][2]. Violations and Responsibilities - The company's actions violated the "Management Measures for Information Disclosure of Listed Companies" and relevant regulatory guidelines [2]. - Key individuals, including Gao Ming and other executives, are held responsible for the violations [2]. Required Actions and Compliance - The company is mandated to take corrective actions and submit a written report to the regulatory authority within 15 working days [3]. - The company must enhance its internal controls and improve the quality of information disclosure to prevent future occurrences [3][4]. Company Response - The company has acknowledged the issues raised in the regulatory decision and is committed to strengthening compliance with relevant laws and regulations [4]. - The company assures that the regulatory decision will not impact its normal operations and will continue to fulfill its disclosure obligations [4].
佛山一上市公司董事长辞职
Sou Hu Cai Jing· 2025-06-27 10:35
Core Viewpoint - The chairman of Jingyi Co., Ltd., Huang Yuhui, has resigned from his positions due to being listed as a dishonest executor, which disqualifies him from holding office according to regulatory standards [1][3][4]. Group 1: Company Governance - Huang Yuhui applied to resign from his roles as chairman, director, and committee member of Jingyi Co., Ltd. following a directive from the Guangdong Securities Regulatory Bureau [1][3]. - The Guangdong Securities Regulatory Bureau found that Jingyi Co., Ltd. failed to disclose Huang Yuhui's status as a dishonest executor, violating multiple disclosure regulations [3][4]. - The company is required to replace its chairman and disclose relevant information within two trading days, as mandated by the regulatory authority [4]. Group 2: Company Background - Jingyi Co., Ltd. was established in 1999 and is a leading enterprise in copper processing and trading in South China, with 23 subsidiaries in various sectors including new energy and photovoltaics [1]. - The company has been closely linked to the industrial upgrading of its local area in Foshan, where it has operated for 26 years [1]. Group 3: Legal and Regulatory Issues - Huang Yuhui's inclusion in the dishonest executor list constitutes a violation of the Company Law, which prohibits individuals in such a status from serving as directors or senior management [4]. - The regulatory body has issued a warning to Huang Yuhui and other key executives for their failure to fulfill their disclosure obligations [4].
江苏证监局关于对博瑞生物医药(苏州)股份有限公司、邹元来采取出具警示函措施的决定
Xin Lang Cai Jing· 2025-06-27 08:22
Group 1 - The company, Borui Biopharmaceutical (Suzhou) Co., Ltd., approved a proposal to use up to RMB 380 million of temporarily idle raised funds for cash management, with a usage period not exceeding 12 months from the date of board approval [1] - The company failed to redeem the cash management products in a timely manner by the deadline of November 26, 2020, and did not hold a board meeting to review the cash management situation until December 11, 2020, violating disclosure obligations [1] - The actions of the company were found to be in violation of the relevant regulations regarding information disclosure and management of raised funds [1] Group 2 - The financial director, Zou Yuanlai, did not fulfill his responsibilities in ensuring the proper use of raised funds and timely disclosure of related information, which also constituted a violation of regulations [2] - The Jiangsu Securities Regulatory Bureau decided to issue a warning letter as an administrative regulatory measure and record it in the securities and futures market integrity file [2] - The company is required to enhance compliance awareness and submit a written report to the regulatory bureau within 10 working days of receiving the decision [2]
精艺股份: 关于收到广东证监局对公司采取责令改正措施并对黄裕辉等采取出具警示函措施的决定的公告
Zheng Quan Zhi Xing· 2025-06-24 19:18
Group 1 - The Guangdong Securities Regulatory Commission has issued a decision to Guangdong Precision Metal Co., Ltd. (referred to as "the company") to take corrective measures and issue warning letters to its chairman Huang Yuhui and others due to violations of disclosure regulations [1][2] - The company failed to disclose the actual controller and chairman Huang Yuhui's status as a dishonest executor, which is a violation of the Information Disclosure Management Measures for Listed Companies [1][2] - Huang Yuhui, the current chairman, is listed as a dishonest executor by the court, which disqualifies him from holding the position under the Company Law [2] Group 2 - The company and its executives, including chairman Huang Yuhui, general manager Wei Guo, and board secretary Yang Xiangrui, are held primarily responsible for the violations and have been ordered to take corrective actions within two trading days [3] - The company must replace its chairman and accurately disclose relevant information, submitting a rectification report to the regulatory authority within 30 days [3] - The regulatory measures can be contested through administrative review or litigation within specified timeframes, but the enforcement of these measures will not be suspended during the review or litigation period [3]
*ST恒立: 关于收到行政处罚事先告知书的公告
Zheng Quan Zhi Xing· 2025-06-18 10:57
Group 1 - The core issue is that Hengli Industrial Development Group Co., Ltd. is facing administrative penalties for failing to disclose its 2024 annual report on time, which has led to a warning of potential delisting from the Shenzhen Stock Exchange [2][4][7] - The company reported an adjusted revenue of 196 million yuan for 2024, which is below the 300 million yuan threshold required to avoid delisting [3][4] - The company has been under investigation by the China Securities Regulatory Commission (CSRC) for this failure, and a notice of administrative penalty has been issued [2][7] Group 2 - The CSRC has proposed a fine of 3.5 million yuan for the company and additional fines for key executives, including 1.8 million yuan for the chairman and 1.6 million yuan for the president and CFO [7][8] - The company’s chairman, Stone Shengping, failed to ensure the timely preparation of financial reports, which contributed to the non-disclosure of the annual report [4][5][7] - Other executives and independent directors also failed to fulfill their responsibilities in overseeing the financial reporting process, leading to the company's current predicament [5][6][7]