财务造假

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证监会:严肃查处东方通严重财务造假案件
Xin Jing Bao· 2025-09-12 11:05
据中国证监会消息,近日,中国证监会对深交所创业板上市公司北京东方通科技股份有限公司(简称 *ST东通)涉嫌定期报告等财务数据存在虚假记载作出行政处罚事先告知。经查,*ST东通连续四年虚 增收入和利润,违反证券法律法规。中国证监会拟对上市公司罚款2.29亿元,对7名责任人合计罚款 4400万元,对实际控制人采取10年证券市场禁入。*ST东通涉嫌触及重大违法强制退市情形,深交所将 依法启动退市程序。对于可能涉及的犯罪线索,中国证监会将坚持应移尽移的工作原则,严格按照《刑 法》《最高人民检察院 公安部关于公安机关管辖的刑事案件立案追诉标准的规定(二)》的规定移送 公安机关。 ...
东方通严重财务造假 将强制退市
Shang Hai Zheng Quan Bao· 2025-09-12 11:03
据证监会官网消息,近日,证监会对深交所创业板上市公司北京东方通科技股份有限公司(简称*ST东通)涉嫌定期报告等财务数据存在虚假记载作出行 政处罚事先告知。 经查,*ST东通连续四年虚增收入和利润,违反证券法律法规。证监会拟对上市公司罚款2.29亿元,对7名责任人合计罚款4400万元,对实际控制人采取10 年证券市场禁入。 *ST东通涉嫌触及重大违法强制退市情形,深交所将依法启动退市程序。对于可能涉及的犯罪线索,证监会将坚持应移尽移的工作原则,严格按照《刑 法》《最高人民检察院公安部关于公安机关管辖的刑事案件立案追诉标准的规定(二)》的规定移送公安机关。 来源:证监会网站 (文章来源:上海证券报) ...
东方通严重财务造假,将强制退市!证监会:拟对公司罚款2.29亿元,对7名责任人合计罚款4400万元,实控人10年禁入
Mei Ri Jing Ji Xin Wen· 2025-09-12 10:57
Group 1 - The company *ST Dongtong is facing administrative penalties for suspected false reporting of financial data, with a proposed fine of 229 million yuan and a 10-year market ban for the actual controller [1][4] - *ST Dongtong has inflated its revenue and profits for four consecutive years, violating securities laws and regulations, and is subject to potential delisting procedures due to significant legal violations [4] - As of September 12, *ST Dongtong's stock price closed at 6.58 yuan, reflecting a decline of over 56% year-to-date, with a total market capitalization of 3.671 billion yuan [5] Group 2 - The company is recognized as a pioneer and leader in middleware in China, providing security and industry information solutions, with a focus on three product systems: "Security+", "Data+", and "Intelligence+" [7] - *ST Dongtong has been acknowledged as a key software enterprise in national planning for twelve consecutive years and has undertaken several major national scientific and technological projects [7]
上市公司严重财务造假!证监会:罚款2.29亿元
财联社· 2025-09-12 10:55
Core Viewpoint - The China Securities Regulatory Commission (CSRC) has announced administrative penalties against Beijing Orient Telecom Technology Co., Ltd. (*ST Dongtong*) for falsifying financial data in its periodic reports, which constitutes a violation of securities laws and regulations [1] Group 1: Financial Misconduct - *ST Dongtong* has inflated its revenue and profits for four consecutive years, leading to significant legal repercussions [1] - The CSRC plans to impose a fine of 229 million yuan on the company and a total of 44 million yuan on seven responsible individuals [1] - The actual controller of *ST Dongtong* will face a 10-year ban from the securities market [1] Group 2: Regulatory Actions - The company is suspected of major violations that could trigger mandatory delisting procedures, and the Shenzhen Stock Exchange will initiate these processes in accordance with the law [1] - The CSRC will transfer any potential criminal evidence to the public security authorities, adhering to the principles outlined in the Criminal Law and relevant prosecutorial standards [1]
东方通连续4年财务造假,证监会拟对上市公司罚款2.29亿元
Xin Lang Cai Jing· 2025-09-12 10:37
经查,*ST东通连续四年虚增收入和利润,违反证券法律法规。我会拟对上市公司罚款2.29亿元,对7名 责任人合计罚款4400万元,对实际控制人采取10年证券市场禁入。*ST东通涉嫌触及重大违法强制退市 情形,深交所将依法启动退市程序。 智通财经9月12日讯,据证监会网站消息,近日,我会对深交所创业板上市公司北京东方通科技股份有 限公司(简称*ST东通)涉嫌定期报告等财务数据存在虚假记载作出行政处罚事先告知。 对于可能涉及的犯罪线索,我会将坚持应移尽移的工作原则,严格按照《刑法》《最高人民检察院公安 部关于公安机关管辖的刑事案件立案追诉标准的规定(二)》的规定移送公安机关。 ...
公司连续4年财务造假,虚增收入超6000万元!实控人戴福昊拟被罚1150万元、禁入市场10年,更多细节曝光
Mei Ri Jing Ji Xin Wen· 2025-09-12 08:14
每经记者|可杨 每经编辑|程鹏 魏文艺 近日,同辉信息(430090,BJ)公告称,收到中国证券监督管理委员会北京监管局下发的《行政处罚事先告知书》(〔2025〕12号)。 《行政处罚事先告知书》显示,经北京证监局查明,同辉信息在2018年至2021年期间通过虚构业务合同、调整收入确认时间等方式虚增收入和利润,导致 公司年度报告及公开发行说明书存在虚假记载,拟对公司及六名相关责任人作出行政处罚。 同辉信息因连续四年财务造假被北京证监局拟处以900万元罚款,并拟对实控人戴福昊、崔振英分别处1150万元、700万元罚款,实施证券市场禁入。 《每日经济新闻》记者(以下简称"每经记者")注意到,尽管同辉信息强调处罚未触及强制退市标准,并表示将强化内控、确保合规,但从财务表现来 看,公司短期内仍面临收入下滑、亏损扩大的压力。 图片来源:同辉信息公告 虚构合同连续四年虚增利润 六名责任人遭罚 公告显示,2018年至2021年,同辉信息及其下属子公司科影视讯(北京)信息科技有限公司(以下简称"科影视讯",后更名为同辉数文(北京)科技有限 责任公司)、北京威尔文教科技有限责任公司(后更名为同辉(北京)数智云科技有限责任公司) ...
股市必读:锦富技术(300128)9月11日主力资金净流出845.12万元
Sou Hu Cai Jing· 2025-09-11 18:53
Core Viewpoint - The company Suzhou Jinfeng Technology Co., Ltd. has faced regulatory scrutiny due to past financial discrepancies, specifically a penalty for inflating revenue in 2021, while also reporting on its ongoing governance and financial practices [2][3][4]. Group 1: Trading Information - On September 11, 2025, the stock price of Jinfeng Technology closed at 5.34 yuan, up by 1.14%, with a turnover rate of 2.34%, a trading volume of 304,300 shares, and a transaction amount of 161 million yuan [1]. - On the same day, the net outflow of main funds was 8.45 million yuan, while retail investors saw a net inflow of 12.25 million yuan [2][4]. Group 2: Company Announcements - Guotai Junan Securities Co., Ltd. reported on the continuous supervision of Jinfeng Technology for the first half of 2025, noting that the company has adhered to regulations regarding governance, internal controls, and fundraising usage [2][3]. - The company has faced a delay in its graphene heat dissipation film project, now expected to be completed by May 2027 [2]. - On June 27, 2025, the company received an administrative penalty from the China Securities Regulatory Commission for inflating revenue in 2021, resulting in a warning and a fine of 4 million yuan, with corrections made to the financial data [2][3][4].
从博士生导师沦为囚徒的上市公司董事长
Sou Hu Cai Jing· 2025-09-10 10:41
Core Viewpoint - The downfall of Zhang Bao, the former chairman of Pava Co., Ltd., highlights a dramatic shift from a successful academic and entrepreneur to a criminal suspect due to financial misconduct and mismanagement of company funds [4][5][9]. Company Overview - Zhang Bao was a prominent figure in Pava Co., Ltd., serving as the actual controller and chairman since October 2022, while also being a doctoral advisor at Central South University [4][5]. - Pava Co., Ltd. specializes in the research, production, and sales of lithium-ion and sodium-ion battery cathode materials [13]. Financial Performance - Pava Co., Ltd. projected a net profit of approximately 18 to 20 million yuan for 2023, but instead reported a net loss of 248 million yuan, a stark contrast to its previous best performance of 146 million yuan in 2022 [7][14]. - The company has faced significant financial deterioration since its listing, with losses of 248 million yuan in 2023 and an expected increase to 726.5 million yuan in 2024 [14][16]. Misconduct and Legal Issues - Zhang Bao resigned citing "personal health reasons," but was later arrested for embezzlement, having misappropriated approximately 191 million yuan from the company [5][9]. - The company has been criticized by the Shanghai Stock Exchange and received warnings from the Zhejiang Securities Regulatory Bureau due to financial fraud and information disclosure violations, leading to a risk warning designation [9][16]. Industry Context - Pava Co., Ltd. has struggled with increased competition in the electric vehicle battery market, particularly as lithium iron phosphate batteries have gained market share over ternary lithium batteries, which are the company's primary focus [14][16]. - The shift in technology trends has placed additional pressure on Pava Co., Ltd.'s financial performance post-listing, exacerbating its challenges [16].
奇!同辉信息上市前连续四年财务造假,虚增收入超6000万元,为何不构成欺诈发行?原因揭秘
Shang Hai Zheng Quan Bao· 2025-09-07 13:22
Core Viewpoint - The company Tonghui Information has been found to have committed financial fraud for four consecutive years, inflating revenue by over 60 million yuan, yet it does not constitute fraudulent issuance, allowing it to temporarily avoid delisting [1][3][5]. Group 1: Financial Fraud Details - From 2018 to 2021, Tonghui Information and its subsidiaries inflated revenue and profits through fictitious contracts and premature or delayed revenue recognition [1][2]. - The inflated revenue and profit figures for each year are as follows: - 2018: Revenue inflated by 20.73 million yuan, profit inflated by 10.46 million yuan - 2019: Revenue inflated by 9.62 million yuan, profit inflated by 8.15 million yuan - 2020: Revenue inflated by 14.98 million yuan, profit inflated by 7.37 million yuan - 2021: Revenue inflated by 18.07 million yuan, profit inflated by 5.88 million yuan [2]. Group 2: Regulatory Actions - The Beijing Securities Regulatory Bureau has proposed a total fine of 35.5 million yuan against the company and its executives due to the financial fraud [1][8]. - Specific penalties include: - The company fined 9 million yuan - The actual controller and former chairman fined 11.5 million yuan - The former vice president fined 7 million yuan - The former financial director fined 3 million yuan [8]. Group 3: Company Background and Listing Process - Tonghui Information was established in 2008 and listed on the New Third Board in 2011, later moving to the selected layer before transitioning to the Beijing Stock Exchange [6][7]. - The company aimed to raise 100 million yuan for digital visual research and development and working capital during its public offering [6]. Group 4: Current Financial Status - Since its listing on the Beijing Stock Exchange, the company has faced continuous operational pressure, reporting net losses of 44.52 million yuan in 2022, 128.13 million yuan in 2023, and 71.94 million yuan in 2024 [10]. - In the first half of 2025, the company experienced a significant revenue decline of 78.66% and a net loss of 14.39 million yuan, primarily due to the termination of its film distribution business [10].
奇!上市前多年财务造假,为何不构成欺诈发行?
Shang Hai Zheng Quan Bao· 2025-09-07 13:19
Core Viewpoint - The company, Tonghui Information, has been found to have committed financial fraud for four consecutive years, inflating revenues by over 60 million yuan, yet it does not constitute fraudulent issuance, thus temporarily avoiding delisting [1][3][5]. Group 1: Financial Misconduct - The company inflated its revenue and profits through fictitious business contracts and premature or delayed revenue recognition from 2018 to 2021 [1][2]. - The inflated revenue and profit figures for each year are as follows: - 2018: 20.73 million yuan in revenue, 10.46 million yuan in profit - 2019: 9.61 million yuan in revenue, 8.15 million yuan in profit - 2020: 14.98 million yuan in revenue, 7.37 million yuan in profit - 2021: 18.07 million yuan in revenue, 5.88 million yuan in profit [2]. Group 2: Regulatory Actions - The Beijing Securities Regulatory Bureau has issued a notice of administrative penalty, imposing a total fine of 35.5 million yuan on the company and its executives [1][8]. - The penalties include: - 9 million yuan fine for the company - 11.5 million yuan fine for the actual controller and former chairman, Dai Fuhao - 7 million yuan fine for the former vice president, Cui Zhenying - 3 million yuan fine for the former CFO, Ji Haiyan [8]. Group 3: Company Background and Listing Process - Tonghui Information was established in 2008 and listed on the New Third Board in 2011 [5]. - The company aimed to publicly issue up to 28.75 million shares at a base price of 2.64 yuan per share, raising 100 million yuan for digital visual research and development [6]. - The company transitioned to the Beijing Stock Exchange without issuing new shares, which is a key reason it does not face delisting for fraudulent issuance [7]. Group 4: Financial Performance and Future Risks - The company has faced continuous operational pressure since its listing, with net profits showing losses of -44.52 million yuan in 2022, -128.13 million yuan in 2023, and -71.94 million yuan in 2024 [10]. - In the first half of 2025, the company reported a revenue decline of 78.66% and a net profit loss of -14.39 million yuan, indicating ongoing financial struggles [10]. - If the company fails to turn a profit in 2025 and revenue remains below 50 million yuan, it may trigger financial delisting risks [10].