第一章 总则 第一条 为规范浙江世纪华通集团股份有限公司（以下简称"公司"）的担 保行为，有效控制公司对外担保风险，维护投资者合法利益，根据《中华人民共 和国公司法》《中华人民共和国证券法》《深圳证券交易所股票上市规则》《深 圳证券交易所上市公司自律监管指引 1 号——主板上市公司规范运作》等有关法 律、法规、规范性文件和《浙江世纪华通集团股份有限公司章程》 （以下简称《公 司章程》）的规定，制定本制度。 浙江世纪华通集团股份有限公司 对外担保管理制度 第二条 本制度所称"对外担保"，指公司以第三人的身份为他人提供的保 证、抵押、质押或者其他形式的担保，包括公司对控股子公司的担保。本制度所 称"公司及其控股子公司对外提供的担保总额"，是指包括公司对控股子公司担 保在内的公司对外担保总额与公司控股子公司对外担保总额之和。 第三条 本制度适用于公司及公司控股子公司的对外担保决策行为。 第四条 公司对外担保必须遵守有关法律、法规、规范性文件以及公司章程 和本制度的规定，并严格控制对外担保产生的债务风险。 第二章 担保对象的审查 第五条 公司对外担保时应当采取必要措施核查被担保人的资信状况，并在 审慎判断被担保方偿还 ...

Core Viewpoint - The company has established a comprehensive system for external guarantees to protect investors' rights and prevent risks associated with external guarantees, ensuring the safety of company assets [1][2]. Group 1: External Guarantee Management - The company implements unified management of external guarantees, requiring board or shareholder approval for any guarantee contracts [2][4]. - Directors and senior management must exercise caution and strictly control the debt risks arising from guarantees, bearing joint liability for any losses from violations [2][4]. - The company can only provide guarantees to entities with independent legal status that meet specific criteria, including strong repayment capabilities [4][8]. Group 2: Approval Procedures - The highest decision-making body for external guarantees is the shareholders' meeting, with the board exercising decision-making authority based on the company's articles of association [8][15]. - Guarantees exceeding 10% of the company's latest audited net assets or 50% of total assets require shareholder approval [8][9]. - The board must conduct thorough credit assessments of the guarantee applicants before making decisions [10][11]. Group 3: Risk Prevention Measures - The company must take necessary measures, such as requiring counter-guarantees, to mitigate risks when providing guarantees [4][12]. - The company is obligated to disclose any guarantees provided, including total amounts and their relation to the latest audited net assets [17][18]. - In cases where the guaranteed party fails to fulfill their debt obligations, the company must initiate recovery procedures promptly [36][38]. Group 4: Responsibilities and Penalties - The company and its subsidiaries must strictly adhere to the established system for external guarantees, with penalties for those who violate procedures [49][50]. - Financial planning department staff or other responsible parties who fail to fulfill their duties or violate regulations may face economic penalties or administrative sanctions [52][53]. - The company must ensure that any guarantees provided do not exceed the agreed-upon limits and must take action if risks are identified [16][41].

Core Viewpoint - The company establishes a long-term mechanism to prevent the controlling shareholder and related parties from occupying company funds, ensuring compliance with relevant laws and regulations [2][3][12]. Group 1: General Principles - The company aims to prevent the controlling shareholder and related parties from occupying funds through various means, including operational and non-operational fund occupation [3][4]. - The board of directors and senior management have a legal obligation to maintain the safety of the company's funds [2][3]. Group 2: Prevention Measures - The company prohibits providing funds or resources to the controlling shareholder and related parties through prepayments or other means [4][5]. - Non-operational fund occupation includes various forms such as paying salaries or expenses for the controlling shareholder and related parties without a legitimate transaction [3][4]. Group 3: External Guarantees - Any external guarantees must be approved by the board of directors and the shareholders' meeting, especially when the total amount exceeds 50% of the latest audited net assets [5][6]. - The company must ensure that external guarantees are accompanied by proper risk assessments and that the counterparties provide counter-guarantees [5][6]. Group 4: Responsibilities and Accountability - The chairman of the board is the primary responsible person for preventing fund occupation and ensuring compliance with the established mechanisms [6][7]. - The company’s financial department is required to conduct regular checks on fund transactions with the controlling shareholder and related parties to prevent non-operational fund occupation [6][7]. Group 5: Legal and Regulatory Compliance - In cases of fund occupation, the company must develop a repayment plan and report to regulatory authorities as required [8][9]. - The independent directors are responsible for reviewing and providing independent opinions on related party transactions and external guarantees [10][11].

General Principles - The purpose of the external guarantee management system is to standardize the external guarantee practices of the company, effectively control guarantee risks, and protect financial security and investors' rights [2][3] - External guarantees refer to the company providing guarantees, pledges, or other forms of security for third parties [2] Conditions for Providing External Guarantees - The company can provide guarantees only if the guarantee object meets specific credit conditions, including being a legally established enterprise with good credit and repayment ability [7][8] - The company must conduct a thorough analysis of the credit status of the guarantee object before deciding to provide a guarantee [8][9] Approval Process for External Guarantees - All external guarantees must be approved by the board of directors or the shareholders' meeting [11] - Guarantees exceeding certain thresholds, such as 10% of the company's latest audited net assets, require additional approval from the shareholders' meeting [13][14] Execution and Risk Management - The chairman or authorized personnel must sign guarantee contracts based on board or shareholder resolutions [17] - The finance department is responsible for managing guarantee risks and ensuring timely repayment by the guarantee object [20][21] Information Disclosure - Any department involved in external guarantees must report relevant information to the board secretary [23] - The company must disclose information regarding guarantees if the guarantee object fails to meet repayment obligations or faces bankruptcy [24][25] Responsibilities of Personnel - Directors and senior management who violate the guarantee procedures may face accountability [26][27] - Individuals who neglect their duties leading to company losses may be subject to penalties [28] Miscellaneous - The system will be effective upon approval by the shareholders' meeting and will adhere to relevant laws and regulations [30][31]

中远海运特种运输股份有限公司 对外担保管理制度 第一章 总则 第一条 为了维护股东的利益，规范中远海运特种运输股份有限公司(以下 简称"公司")的对外担保行为，控制公司资产运营风险，促进公司健康稳定地 发展，根据《中华人民共和国公司法》《中华人民共和国证券法》《中华人民共 和国民法典》《上市公司监管指引第 8 号--上市公司资金往来、对外担保的监管 要求》《上海证券交易所上市公司自律监管指引第 1 号—规范运作》《上海证券 交易所股票上市规则》等法律、法规、规范性文件以及《公司章程》的相关规定， 结合公司的实际情况，制定本制度。 第二条 本制度所称对外担保是指公司及子公司为他人提供的保证、抵押或 质押，包括但不限于公司对子公司，子公司对子公司的担保。公司及子公司的对 外担保须经公司批准。 第三条 本制度第二条所称子公司是指全资子公司、控股子公司和拥有实际 控制权的公司。 第四条 所有对外担保均由公司统一管理，未经公司董事会或股东大会批 准，公司及子公司不得提供对外担保。 第五条 除对全资子公司提供担保外，公司及全资子公司对其控股、参股企 业超股比提供对外担保的，应当要求合资股东提供反担保等措施防范风险，反担 ...

Core Viewpoint - The external guarantee management system of Shenzhen Pan Hai Tong Lian Precision Manufacturing Co., Ltd. aims to regulate the company's external guarantee behavior, effectively control guarantee risks, prevent financial risks, ensure stable operations, and promote healthy development [1][2]. Group 1: General Principles - The company’s external guarantees must adhere to principles of equality, voluntariness, fairness, integrity, mutual benefit, strictness, prudence, legal compliance, and standardized operations [2]. - External guarantees require approval from the board of directors or shareholders' meeting, and subsidiaries cannot provide guarantees without the company's approval [2][3]. Group 2: Qualification of Guaranteed Parties - The company can provide guarantees for entities with independent legal status and strong debt repayment capabilities, including mutual guarantee units, entities with significant business relationships, and wholly-owned or controlling subsidiaries [6]. - Additional conditions for guaranteed parties include good credit, strong capital strength, effective management capabilities, good asset liquidity, and sufficient cash flow during the repayment period [7]. Group 3: Approval Procedures - The highest decision-making body for external guarantees is the shareholders' meeting, with the board of directors exercising decision-making authority based on relevant regulations [9]. - Prior to deciding on a guarantee, the company must conduct thorough investigations into the applicant's business and financial status, and submit a report for approval [10]. Group 4: Management of External Guarantees - The finance department is responsible for managing external guarantees, including conducting credit analysis, overseeing guarantee procedures, and monitoring the financial status of guaranteed parties [24][25]. - The company must maintain proper documentation and regularly verify the completeness and accuracy of guarantee-related materials [26]. Group 5: Accountability - The company will hold responsible parties accountable for any losses incurred due to violations of the guarantee management system [33][34]. - Any unauthorized signing of guarantee contracts by directors or senior management will result in liability for the incurred losses [35].

Core Points - The document outlines the external guarantee management system of the company, aiming to standardize external guarantee behaviors and effectively control risks associated with such guarantees [1][2][3] - The system applies to the company and its subsidiaries, ensuring that any guarantees provided by subsidiaries are treated as guarantees by the company itself [1][2] - The company must conduct thorough assessments of the creditworthiness of the parties being guaranteed and analyze the associated risks and benefits before proceeding with any guarantees [2][3] Chapter Summaries Chapter 1: General Principles - The external guarantee management system is established based on various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - External guarantees include various forms such as loan guarantees, letters of credit, and performance guarantees [1] - Guarantees must be managed centrally by the company, and subsidiaries cannot provide guarantees without approval [1][2] Chapter 2: Application and Investigation of External Guarantees - Before deciding on a guarantee, the company must assess the credit status of the applicant and analyze the risks involved [2] - The applicant must submit a guarantee application detailing the debt situation, business or project, risk assessment, and other relevant documents [3] Chapter 3: Review and Establishment of Guarantee Contracts - Guarantees must be formalized through contracts that comply with legal standards, and the contracts must clearly define the obligations and risks involved [10][11] - The company must ensure that the applicant's materials are authentic and that the applicant has a good credit history [10][12] Chapter 4: Guarantee Risk Management - After a guarantee contract is signed, the company must monitor the applicant's financial health and operational status to mitigate risks [27][28] - If the applicant faces significant financial difficulties, the company must consider terminating the guarantee agreement [29] Chapter 5: Legal Responsibilities - Company executives who violate the guarantee management system or exceed their authority may face penalties or be held liable for damages [37][38][39] Chapter 6: Supplementary Provisions - The system will be effective upon approval by the shareholders' meeting and will replace any previous regulations [43]

广东安达智能装备股份有限公司 对外担保管理制度 广东安达智能装备股份有限公司 对外担保管理制度 第一章 总则 第一条 为规范广东安达智能装备股份有限公司（以下简称"公司"）对外担 保行为，有效控制对外担保风险，确保公司的资产安全，保护股东和其他利益相 关者的合法权益，根据《中华人民共和国公司法》（以下简称"《公司法"》）、 《中华人民共和国证券法》《上海证券交易所科创板股票上市规则》《上市公司 监管指引第 8 号——上市公司资金往来、对外担保的监管要求》《上海证券交易 所科创板上市公司自律监管指引第 1 号——规范运作》及《广东安达智能装备股 份有限公司章程》（以下简称"《公司章程》"）等有关规定，并结合公司实际 情况，特制定本制度。 第二条 本制度所称对外担保是指公司以第三人的身份，并以自有资产或信 用为作为债务人的其他单位或个人向其债权人所负债务提供的保证、抵押、质押 以及其他形式的担保，当债务人不履行债务时，由公司按照约定履行债务或者承 担责任的行为，包括公司对控股子公司的担保。公司及其控股子公司的对外担保 总额，是指包括公司对控股子公司担保在内的公司对外担保总额与控股子公司对 外担保总额之和。 本制度 ...

苏州敏芯微电子技术股份有限公司 对外担保管理制度 第一章 总 则 第一条 为了规范苏州敏芯微电子技术股份有限公司（以下简称"公司"）的 对外担保行为，防范对外担保风险，确保公司资产安全和保护投资者的合法权益， 根据《中华人民共和国公司法》 （以下简称"《公司法》"）、 《中华人民共和国民 第六条 公司可以为具有独立法人资格且具有下列条件之一的单位担保： （1）因公司业务需要的互保单位； （2）与公司有现实或潜在重要业务关系的单位； 法典》 《上市公司监管指引第 8 号——上市公司资金 （以下简称"《民法典》"）、 往来、对外担保的监管要求》《上海证券交易所科创板股票上市规则》（以下简称 "《上市规则》"）等有关法律、法规、规范性文件以及《苏州敏芯微电子技术 股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，结合公司的实际 情况，特制定本制度。 第二条 本制度所称对外担保是指公司为他人提供的担保，包括公司对控股 子公司提供的担保；公司控股子公司对公司合并报表范围之外的主体提供担保的， 应视同公司提供担保。 第三条 公司对外担保实行统一管理，非经公司董事会或股东会批准，公司 及子公司不得对外提供担保，不 ...

Core Points - The company has established a management system for external guarantees to regulate guarantee behavior and mitigate financial and operational risks [1][2] - The system defines external guarantees as commitments made by the company to third parties, including various forms such as guarantees, mortgages, and pledges [1][2] - The total amount of external guarantees includes those provided to subsidiaries and must adhere to principles of legality, prudence, mutual benefit, and safety [1][2] External Guarantee Management - External guarantees are subject to unified management and require approval from the board of directors or shareholders' meeting before being executed [2][3] - Guarantees can only be provided to entities with independent legal status and strong repayment capabilities, including those with significant business relationships with the company [8][9] - The company must conduct thorough credit assessments of guarantee applicants and may hire external professionals for risk evaluation [10][11] Approval Process - The board of directors or shareholders' meeting must approve guarantees exceeding certain thresholds, such as 10% of the latest audited net assets for single guarantees or 50% for total guarantees [12][13] - The approval process requires a majority vote from the board and specific conditions for related party guarantees [14][15] - If guarantees are not executed within 30 days of approval, they are considered new guarantees and must undergo the approval process again [16][17] Contract Management - All external guarantees must be documented in written contracts that comply with legal requirements [18][19] - The company is responsible for managing guarantee contracts and ensuring the accuracy and completeness of related documentation [20][21] - Continuous monitoring of the financial status of guaranteed parties is required, with timely reporting to the board [22][23] Accountability - Directors are responsible for managing guarantee-related debt risks and may face liability for improper guarantees [24][25] - Unauthorized individuals are prohibited from signing guarantee contracts, and the company will pursue accountability for any damages caused by such actions [26][27] - The company must disclose any violations of guarantee policies and take corrective measures to minimize losses [28][29]