证监会：证券公司分类评价每年进行一次，评价期为上一 年度5月1日至本年度4月30日 金十数据6月20日讯，证监会发布《证券公司分类评价规定（修订草案征求意见稿）》，规定明确，证 券公司分类评价每年进行一次，评价期为上一年度5月1日至本年度4月30日，涉及的财务数据、业务数 据原则上以上一年度经审计报表，以及证券公司报送中国证监会及其派出机构、证券期货行业自律组织 的信息为准。 ...

证监会：不再对证券公司总的营业收入按排名加分、减少规模类指标重复加分 金十数据6月20日讯，证监会就《证券公司分类评价规定（修订草案征求意见稿）》公开征求意见。意 见指出，不再对总的营业收入按排名加分、减少规模类指标重复加分，同时提升对净资产收益率的加分 力度，引导证券公司坚持集约型的发展方向、提升经营效率。 ...

Core Viewpoint - The revised classification evaluation system for securities companies aims to enhance functionality, professional capabilities, and support high-quality development while protecting the interests of small and medium investors [2][4][10]. Group 1: Regulatory Changes - The China Securities Regulatory Commission (CSRC) has publicly solicited opinions on the revised "Securities Company Classification Evaluation Regulations," emphasizing the importance of functionality and professional capability [2]. - The title of the regulations has been changed from "Securities Company Classification Supervision Regulations" to "Securities Company Classification Evaluation Regulations" to align with the new focus on evaluation [2]. - The revised regulations will implement differentiated supervision policies based on the classification results of securities companies, affecting risk control indicators, capital preparation ratios, and inspection frequencies [2][15]. Group 2: Focus on Functionality and Professional Capability - The revision emphasizes guiding securities companies to better fulfill their functional roles and enhance professional capabilities, with a new evaluation framework focusing on risk management, compliance, business development, and functionality [4][5]. - A special evaluation for "functionality" will be organized by the Securities Association, with results incorporated into the classification evaluation, promoting better service to the real economy and national strategies [4][5]. Group 3: Support for Small and Medium Institutions - The revised regulations optimize and integrate scoring indicators to encourage differentiated and specialized operations, removing the revenue-based scoring while increasing the emphasis on return on net assets [8][9]. - The regulations will support small and medium institutions in exploring differentiated development paths, allowing them to achieve better performance in specific business areas [8][9]. Group 4: Strengthening Investor Protection - The revised regulations enhance punitive measures against major violations, expanding the scope for downgrading evaluation results for companies involved in significant illegal activities [11]. - The regulations encourage securities companies to apply for administrative commitments or advance compensation to better protect investors' rights, reducing their costs and time in seeking redress [12][10]. Group 5: Historical Context and Future Implications - The classification evaluation system has undergone multiple revisions since its introduction in 2009, reflecting the evolving regulatory landscape and the need for alignment with national financial strategies [15]. - The recent changes are expected to significantly impact the development landscape of securities companies, reinforcing the connection between regulatory evaluations and company growth [15].

Group 1 - The core viewpoint of the article is the revision of the "Securities Company Classification Evaluation Regulations (Draft for Public Consultation)" to enhance the classification evaluation system for securities companies, aiming to support differentiated development and specialized operations of small and medium-sized institutions [1][3]. - The public is invited to provide feedback on the draft regulations through specified channels, including email and postal address [1]. - The deadline for submitting feedback is set for July 5, 2025 [2].