上市公司违规

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4连板妖股 突发!“80后”实控人被立案
Zhong Guo Ji Jin Bao· 2025-09-29 12:59
【导读】*ST沐邦及其实控人廖志远,相继被中国证监会立案 9月29日晚间,*ST沐邦发布公告,中国证监会决定对公司实控人廖志远立案,其涉嫌未按规定披露非经营性资金往来。 7月25日,*ST沐邦收到中国证监会下发的《立案告知书》,中国证监会决定对公司立案,主要是公司涉嫌年报等定期报告财务数据虚假披露等违法行 为。 9月29日晚间,*ST沐邦发布公告称,公司9月24日至9月29日连获4个涨停板,严重脱离基本面,存在下跌风险。截至9月29日收盘,*ST沐邦股价报9.42元/ 股,涨幅达5.02%,总市值为40.85亿元。 "80后"实控人被立案 此前监管部门查明资金占用问题 9月29日,廖志远收到中国证监会下发的《立案告知书》显示,因其涉嫌未按规定披露非经营性资金往来,中国证监会决定对其立案。 廖志远生于1987年,历任中贤建设集团有限公司总裁、大成国联建设有限公司董事长兼总经理;2021年11月至2022年9月任*ST沐邦总经理,2021年11月 至今任*ST沐邦董事长。 目前,外界无法知晓廖志远被立案涉及哪些具体事项,但是上交所在8月份对*ST沐邦及廖志远等有关责任人先后予以公开谴责、通报批评。 经查明,*ST ...
“防水茅”东方雨虹被出具警示函,涉资金占用和财务核算等问题
Xin Lang Cai Jing· 2025-08-11 10:05
Core Viewpoint - Oriental Yuhong received a warning letter from the Beijing Securities Regulatory Bureau due to issues related to non-operating fund occupation by related parties and irregular financial accounting [1][2] Group 1: Regulatory Issues - The warning letter indicated that from February 2023 to May 2024, Oriental Yuhong provided 69.5 million yuan to its actual controller, Li Weiguo, through various means, with 20 million yuan in 2023 and 49.5 million yuan in 2024, constituting non-operating fund occupation [1] - The company failed to disclose these matters in a timely manner, which is a violation of relevant regulations [2] Group 2: Financial Reporting Irregularities - The company inaccurately recognized revenue from some photovoltaic component sales using the total amount method, and there were inaccuracies in the timing of revenue recognition for certain engineering projects [1] - Other financial reporting issues included improper accounting for intermediary fees, inaccurate debt restructuring accounting for certain assets, and incorrect aging classification for some other receivables [1] Group 3: Management Accountability - Key executives, including Li Weiguo (Chairman), Zhang Zhiping (General Manager), Zhang Bei (Board Secretary), and Xu Wei (CFO), were held primarily responsible for the company's violations [2] - The company plans to strengthen its internal control systems and improve compliance with laws and regulations to prevent similar issues in the future [2] Group 4: Company Performance - In the first half of the year, Oriental Yuhong reported revenue of 13.569 billion yuan, a year-on-year decrease of 10.84%, and a net profit attributable to shareholders of 560 million yuan, down 40.16% year-on-year [4] - As of August 11, the company's stock price rose by 1.94% to 12.64 yuan per share, with a market capitalization of 30.2 billion yuan, significantly down from its peak market value of 140 billion yuan in June 2021 [4]
上交所对*ST熊猫及有关责任人予以通报批评
Mei Ri Jing Ji Xin Wen· 2025-07-30 13:59
Group 1 - The core business of *ST Panda is heavily reliant on fireworks products, which account for 99.99% of its revenue, while the small loan segment contributes only 0.01% [1] - On July 30, 2025, the Shanghai Stock Exchange criticized *ST Panda and its responsible individuals for discrepancies between the company's performance forecasts and actual results, which could significantly impact stock prices and investor decisions [3] - The company failed to timely disclose corrections to its performance announcements, violating multiple provisions of the Shanghai Stock Exchange's listing rules [3] Group 2 - The disciplinary actions taken against *ST Panda include a public reprimand for the then Chairman and acting General Manager Xu Jinhwan, the then Chief Financial Officer Huang Yuhan, and the then Board Secretary Luo Chunyan [3]
黑芝麻因未及时披露公司重大事件等违规行为被证监会出具警示函
Sou Hu Cai Jing· 2025-06-18 11:15
Core Viewpoint - The South Black Sesame Group Co., Ltd. received a warning letter from the China Securities Regulatory Commission's Guangxi Regulatory Bureau due to failure to timely disclose significant events and fulfill other responsibilities [1][2] Summary by Relevant Sections Violations - The controlling shareholder and related parties occupied non-operating funds of Black Sesame, failing to disclose these transactions in a timely manner as required by regulatory guidelines [1] - Black Sesame provided external guarantees without timely disclosure or fulfilling necessary review procedures, specifically guaranteeing a loan of 505 million yuan for a children's hospital project [1] Regulatory Actions - The regulatory measure taken was the issuance of a warning letter, which will be recorded in the securities and futures market integrity archives [2]
贝因美收警示函!3项违规!
梧桐树下V· 2025-04-17 12:58
文/梧桐晓编 4月16日晚上,国内著名奶粉公司贝因美(002570)公告:公司及相关人员、控股股东于近日收到浙江证监局下发的行政监管措施决定书。浙江证监局在现场检 查中发现公司存在以下问题:1、公司收入确认不符合企业会计准则,上述事项导致公司定期财务报告披露不准确;2、公司控股股东贝因美集团有限公司存在非 经营性资金占用情形,控股股东 2021 年和 2022 年分别占用公司资金 3091.66 万元和 1693.55 万元,上述资金在当年内归还公司;3、公司对广西全安圣企业管理 有限公司的财务资助事项未及时审议并披露。浙江证监局决定对公司及其控股股东贝因美集团有限公司、公司董事长兼总经理谢宏、董事会秘书兼财务总监金志 强、时任财务总监陈滨、时任董事会秘书李志容、时任总经理包秀飞时任副董事长张洲峰分别采取出具警示函的监督管理措施,并记入证券期货市场诚信档案。 第五十一条规定,对上述三项违规事项承担主要责任;时任总经理包秀飞违反了 《上市公司信息披露管理办法》(证监会令第40号)第三条、第五十八条规定, 对上述第一项违规事项承担主要责任;时任副董事长张洲峰违反了《上市公司信 息披露管理办法》(证监会令第182号 ...