Core Points - Yushu Technology has completed its IPO counseling report and plans to apply for an initial public offering in China, with CITIC Securities providing counseling services [1][3] - The counseling agreement was signed on July 7, 2025, and various regulatory steps were taken, including the submission of counseling registration materials [3] - During the counseling process, issues were identified, such as the lack of a finalized fundraising plan and the absence of independent directors, which were subsequently addressed [3][6] Group 1 - CITIC Securities assisted Yushu Technology in refining its fundraising investment project plan to align with future development needs [3] - The company established a complete corporate governance system, including the appointment of three independent directors and the formation of specialized committees [3][4] - The fifth extraordinary shareholders' meeting in 2025 approved significant resolutions, including the election of independent directors and the cancellation of the supervisory board [4] Group 2 - Yushu Technology officially changed its name to "Yushu Technology Co., Ltd." from "Hangzhou Yushu Technology Co., Ltd." [4][5] - The counseling work was conducted diligently by both CITIC Securities and the company, ensuring effective communication and compliance with the counseling agreement [5][6] - The counseling team conducted thorough assessments of the company's management and operations, providing recommendations for improvement [6]

Core Viewpoint - Yushu Technology has completed its IPO counseling report and plans to apply for an initial public offering in China, with CITIC Securities providing counseling services [1][3]. Group 1: Counseling Process - CITIC Securities signed a counseling agreement with Yushu Technology on July 7, 2025, and submitted the counseling filing materials on July 8, 2025 [3]. - During the counseling period, issues were identified, including the initial lack of a finalized fundraising plan and the absence of independent directors [3]. - CITIC Securities assisted Yushu Technology in developing a fundraising investment project plan aligned with industry trends and the company's competitive advantages [3]. Group 2: Corporate Governance Improvements - The counseling team helped Yushu Technology enhance its corporate governance structure, leading to the appointment of three independent directors and the establishment of several board committees [3][4]. - As of the report date, Yushu Technology had established a comprehensive corporate governance system that meets the requirements for listed companies [3][4]. Group 3: Shareholder Meeting and Company Name Change - Yushu Technology held its fifth extraordinary general meeting in 2025, where several resolutions were passed, including the election of independent directors and the cancellation of the supervisory board [4]. - The company decided to change its name to "Yushu Technology Co., Ltd." from "Hangzhou Yushu Technology Co., Ltd." [4][5]. Group 4: Counseling Effectiveness - CITIC Securities and Yushu Technology diligently fulfilled their obligations under the counseling agreement, ensuring effective communication and collaboration throughout the process [5][6]. - The counseling team conducted thorough assessments of the company's management and operations, providing recommendations for improvement [6]. - Following the counseling, Yushu Technology is deemed to possess the necessary governance structure, accounting practices, and internal controls to qualify as a listed company [6].

11月15日，证监会 网上办事服务平台 显示，中信证券向浙江证监局提交了宇树科技股份有限公司（简 称"宇树科技"）IPO辅导工作完成报告。宇树科技预计将于近期正式提交IPO申请。 自2025年7月18日开启上市辅导以来，仅用不到四个月时间便完成了辅导流程，创下了硬科技企业上市 进度的新纪录。 关于宇树科技股份有限公司 首次公开发行股票并上市辅导工作完成报告 宇树科技股份有限公司(下称"辅导对象"、"公司")拟申请在中华人民共 和国境内首次公开发行股票并上市。中信证券股份有限公司(下称"中信证券") 作为辅导机构,根据《证券发行上市保荐业务管理办法》《首次公开发行股票并 上市辅导监管规定》等有关规定,以及《杭州宇树科技股份有限公司与中信证券 股份有限公司关于首次公开发行股票并上市之辅导协议》相关约定开展辅导工作。 现就辅导期内开展辅导工作情况报告如下: 一、辅导期内工作开展情况 2025年7月7日,中信证券与辅导对象签署了辅导协议,并按照《首次公 开发行股票并上市辅导监管规定》等相关规定及双方约定开展辅导工作,中信证 券辅导工作的主要内容如下: (一)组织接受辅导人员进行全面的法规知识学习及培训,由专业人员进行 ...

日前，四川锦江电子医疗器械科技股份有限公司（下称"锦江电子"）向证监局递交了IPO辅导备案申请。 这是锦江电子三年内二度启动IPO。 早在2023年6月，锦江电子就曾向科创板发起冲刺，但仅经历1轮问询便撤回了IPO申请，宣告IPO终止审核。 锦江电子两度IPO的保荐机构均为中信证券。 诡异的是，中信证券却在锦江电子IPO辅导材料备注中称"近3年内锦江电子不存在提交首次公开发行股票上市申请被 终止审查、不予核准、不予注册的情况。" | | 近 3 年内四川锦江电子医疗器械科技股份有限公司(以下简称公 | | --- | --- | | 各 | 注 司、辅导对象)不存在提交首次公开发行股票上市申请被终止审查、 | | | 不予核准、不予注册的情况 | 按照惯例，如果一家公司3年内二度启动IPO，则保荐机构会在辅导材料的备注一览清晰列示该公司过往申报IPO的情 况。 例如同是中信证券的IPO辅导项目，艾柯医疗器械（北京）股份有限公司（下称"艾柯医"）亦是二度冲刺IPO，辅导材 料的备注中清晰列示"2023年4月20日公司向上海证券交易所科创板申报的上市申请获受理，后因市场环境变化，公司 撤回前次上市申请，并于202 ...

公司曾于2023年启动IPO辅导，彼时辅导机构为东方证券。 蒂螺医疗由董事长金义霖直接持有33.21%的股份，并通过舟山美目夙瞳股权投资合伙企业(有限合伙)间 接持有0.07%的股份，合计持有33.27%的股份，为公司控股股东。 | 辅导对象 | 上海蒂螺医疗器械股份有限公司 | | --- | --- | | 成立日期 | 2017年7月3日 | | 注册资本 | 法定代表人 金义霖 4,426.6106 万元 | | 注册地址 | 上海市宝山区富联一路 98号 1 幢 6 楼 6 层 601 室 | | 控股股东 | 金义霖直接持有 33.21%的股份,并通过舟山美目夙瞳股权投资合 | | 及持股比 | 伙企业(有限合伙)间接持有0.07%的股份,合计持有 33.27%的股 | | 例 | 份,为公司控股股东 | | 行业分类 | 在其他交易场 所(申请)挂 C35 专业设备制造业 无 | | | 摩或上市的情 | | | 况 | | 各 注 | 不适用 | 瑞财经 严明会 11月11日，上海蒂螺医疗器械股份有限公司（以下简称"蒂螺医疗"）在上海证监局完成 IPO辅导备案登记，辅导机构中信证券。 蒂螺医疗 ...

证监会网站披露，苏州法特迪科技股份有限公司于2025年10月28日在江苏证监局办理辅导备案登记，拟 首次公开发行股票并在A股上市，辅导券商为中信证券。 ...

Core Points - Beijing Securities Regulatory Bureau emphasizes the importance of enhancing the quality of listed companies by implementing strict requirements for IPO counseling institutions [1][6] - The meeting outlined four specific requirements for counseling institutions to ensure high-quality listings and prevent substandard companies from entering the market [2][6] Group 1: Requirements for Counseling Institutions - Diligence and Responsibility: Counseling institutions must conduct thorough due diligence and help companies establish robust governance, financial management, and internal control systems [2][6] - Accountability: Institutions are required to take responsibility for the quality of projects they submit, ensuring accurate and complete financial disclosures to prevent fraud [3][6] - Focus on New Productive Forces: Institutions should align their services with national strategic directions, particularly supporting technology innovation companies and capitalizing on policy benefits [4][6] - Integrity and Self-Discipline: Emphasis on maintaining ethical standards and preventing improper competition and corruption within the counseling institutions [5][6] Group 2: Regulatory Context - The meeting highlighted the achievements of the Beijing Securities Regulatory Bureau in enhancing IPO counseling and the positive outcomes, including the addition of 20 new counseling companies and 3 new listed companies this year [7][8] - The year 2025 is identified as a critical year for implementing comprehensive reforms and supporting high-quality development in the capital market [8]

瑞财经 刘治颖 近日，山东省慧眼通医疗科技集团股份有限公司（以下简称：慧眼通）发布关于首次公 开发行股票并上市辅导工作进展情况报告（第二十四期），中泰证券为辅导机构。 据瑞财经查阅，慧眼通于2020年7月28日完成IPO辅导备案。本期集中辅导自2025年7月1日至2025年9月 30日，为期3个月。 报告显示，辅导小组发现实际控制人与苏州鼎丰九鼎投资中心（有限合伙）和苏州胤礼九鼎投资中心 （有限合伙）之间存在对赌协议。针对该问题，辅导小组正在积极推动实际控制人与苏州鼎丰九鼎投资 中心（有限合伙）和苏州胤礼九鼎投资中心（有限合伙）的沟通，并持续关注相关进展。 据天眼查，慧眼通成立于2004-05-31，法定代表人为高富军，注册资本为8150万元，经营范围包含：经 济贸易咨询；销售医疗器械II、III类、仪器仪表、机械设备；计算机系统服务等。该公司由董事长兼总 经理高富军持股56.06%，九鼎投资参股。 鲁南眼科医院官网显示，高富军，主任医师、教授。山东省鲁南眼科医院暨山东医学高等专科学校附属 眼科医院院长（创始人）、临沂京援沂蒙医院院长、山东省慧眼通医疗科技集团股份有限公司董事长、 硕士研究生导师、临沂市医师协 ...

Group 1 - Jia De Li Electronic Materials Co., Ltd. (Jia De Li) has completed its initial public offering (IPO) guidance work, with Guangfa Securities as the guiding institution [2] - The guidance agreement was signed on December 2, 2024, and the guidance work was conducted from December 2, 2024, to October 10, 2025, comprising three phases [2] - During the second phase of guidance, external investors were introduced, increasing the company's registered capital from 396 million to 413 million yuan, establishing a more reasonable equity structure [2] Group 2 - Jia De Li, established in 2002, is a high-tech enterprise specializing in the research, development, and production of high-quality polypropylene films for capacitors, and is one of the largest manufacturers of capacitor films in China [3] - The company has been recognized as a "National Specialized and Innovative Small Giant" [3] - Key management includes Chairman Huang Huanming, General Manager Huang Zezhong, Vice General Manager Huang Yanhuang, and Financial Officer Huang Kunfeng [3]

Core Points - Dalian Otto Co., Ltd. has disclosed its progress report on the guidance for its initial public offering (IPO) [1] - The company started its IPO guidance filing with the Dalian Securities Regulatory Bureau in October 2021, with the current guidance period set from July 1, 2025, to September 30, 2025 [1] - Dalian Otto specializes in the planning, design, manufacturing, and system integration of automotive body equipment and is recognized as a high-tech enterprise [1] Funding and Project Development - The company is still in the process of researching and discussing the intended use of funds to be raised from the IPO, and the construction plan for the fundraising projects has not yet been finalized [2] - Dalian Otto was established in October 1990 and has undergone a transformation from a collective enterprise, which raises questions regarding the approval of its restructuring actions and the legality of the processes involved [2]